ETF Series Solutions - GOAU
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stegent Equity Advisors, Inc. | History | Added to | 129,807 | 5,758 | 4.91% | 4.15% | 1 | +4,708 | 3.76% | Q1 2026 | Apr 24, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 81,300 | 3,606 | 0.01% | 0.0% | 2 | +5,261 | 6.92% | Q1 2026 | Apr 27, 2026 |
| LPL Financial LLC | History | Added to | 74,225 | 3,292 | 0.0% | 0.0% | 3 | +4,740 | 6.82% | Q1 2026 | May 06, 2026 |
| Principia Wealth Advisory, LLC | History | No change | 68,792 | 2,927 | 1.83% | 1.83% | 4 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 64,030 | 2,840 | 0.0% | 0.0% | 5 | +52,727 | 466.49% | Q1 2026 | May 14, 2026 |
| WBI INVESTMENTS, LLC | History | New | 51,718 | 2,294 | 0.63% | — | 6 | +51,718 | New | Q1 2026 | May 11, 2026 |
| Empire Financial Management Company, LLC | History | Reduced | 44,729 | 1,984 | 0.45% | 0.43% | 7 | -2,034 | -4.35% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 36,679 | 1,627 | 0.0% | 0.0% | 8 | +31,491 | 607.0% | Q1 2026 | Apr 30, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 32,019 | 1,420 | 0.01% | 0.01% | 9 | -12,812 | -28.58% | Q1 2026 | May 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 22,361 | 991 | 0.0% | 0.0% | 10 | +1,661 | 8.02% | Q1 2026 | May 04, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 21,745 | 964 | 0.0% | 0.0% | 11 | +15,006 | 222.67% | Q1 2026 | May 15, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 21,255 | 942 | 0.1% | 0.12% | 12 | -3,926 | -15.59% | Q1 2026 | May 04, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 21,129 | 937 | 0.01% | 0.01% | 13 | +1,707 | 8.79% | Q1 2026 | May 13, 2026 |
| Belvedere Trading LLC | History | New | 14,700 | 652 | 0.0% | — | 14 | +14,700 | New | Q1 2026 | May 12, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 12,300 | 545 | 0.0% | 0.0% | 15 | -45,178 | -78.6% | Q1 2026 | May 15, 2026 |
| Tradition Wealth Management, LLC | History | No change | 11,359 | 503 | 0.04% | 0.03% | 16 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AlphaStar Capital Management, LLC | History | No change | 10,900 | 483 | 0.04% | 0.03% | 17 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 7,805 | 346 | 0.0% | 0.0% | 18 | -6,277 | -44.57% | Q1 2026 | May 04, 2026 |
| GTS SECURITIES LLC | History | New | 7,297 | 323 | 0.01% | — | 20 | +7,297 | New | Q1 2026 | May 14, 2026 |
| Lifetime Wealth Management P.C. | History | Added to | 7,282 | 323 | 0.18% | 0.18% | 19 | +547 | 8.12% | Q1 2026 | May 15, 2026 |
| Mariner, LLC | History | No change | 6,740 | 298 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Weaver Consulting Group | History | Reduced | 6,500 | 288 | 0.07% | 0.08% | 23 | -1,500 | -18.75% | Q1 2026 | May 15, 2026 |
| DAVENPORT & Co LLC | History | No change | 6,500 | 288 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Kovack Advisors, Inc. | History | No change | 5,972 | 277 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| 180 WEALTH ADVISORS, LLC | History | Reduced | 5,470 | 242 | 0.03% | 0.03% | 25 | -70 | -1.26% | Q1 2026 | May 01, 2026 |
| Strategic Financial Concepts, LLC | History | New | 5,034 | 223 | 0.05% | — | 26 | +5,034 | New | Q1 2026 | May 12, 2026 |
| Cetera Investment Advisers | History | Reduced | 5,024 | 222 | 0.0% | 0.0% | 27 | -425 | -7.8% | Q1 2026 | May 13, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 4,818 | 213 | 0.0% | 0.0% | 28 | -754 | -13.53% | Q1 2026 | May 12, 2026 |
| Beaumont Financial Advisors, LLC | History | New | 4,541 | 201 | 0.01% | — | 29 | +4,541 | New | Q1 2026 | May 05, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 4,136 | 183 | 0.0% | 0.0% | 30 | +2,216 | 115.42% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 2,862 | 127 | 0.0% | 0.0% | 31 | +532 | 22.83% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 1,773 | 78 | 0.0% | 0.0% | 32 | +1,423 | 406.57% | Q1 2026 | May 08, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 1,570 | 69 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 1,345 | 59 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| North Star Investment Management Corp. | History | No change | 1,000 | 44 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| MORGAN STANLEY | History | Added to | 511 | 22 | 0.0% | 0.0% | 36 | +10 | 2.0% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | No change | 500 | 22 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Allworth Financial LP | History | No change | 481 | 21 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ASSETMARK, INC | History | No change | 451 | 20 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 308 | 14 | 0.0% | 0.0% | 40 | -4 | -1.28% | Q1 2026 | Apr 07, 2026 |
| CWM, LLC | History | No change | 300 | 13 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Spire Wealth Management | History | New | 124 | 5 | 0.0% | — | 42 | +124 | New | Q1 2026 | Apr 22, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 69 | 3 | 0.0% | — | 44 | +69 | New | Q1 2026 | May 07, 2026 |
| GROUP ONE TRADING LLC | History | No change | 84 | 3 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Western Wealth Management, LLC | History | New | 35 | 1 | 0.0% | — | 46 | +35 | New | Q1 2026 | May 19, 2026 |
| FMR LLC | History | Added to | 38 | 1 | 0.0% | — | 45 | +15 | 65.22% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -494 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -400 | -100.0% | Q1 2026 | May 15, 2026 |
| Realta Investment Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -111 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Caitlin John, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -97 | -100.0% | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | May 11, 2026 |