ETF Series Solutions - GOAU
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stegent Equity Advisors, Inc. | History | Added to | 127,675 | 5,502 | 4.36% | 3.36% | 1 | +1,523 | 1.21% | Q3 2026 | Oct 09, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 89,399 | 3,853 | 0.01% | 0.0% | 2 | +3,934 | 4.6% | Q3 2026 | Nov 02, 2026 |
| LPL Financial LLC | History | Added to | 69,987 | 3,016 | 0.0% | 0.0% | 3 | +21,486 | 44.3% | Q3 2026 | Nov 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 78,836 | 2,931 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WBI INVESTMENTS, LLC | History | Reduced | 57,495 | 2,478 | 0.65% | 0.56% | 5 | -3,369 | -5.54% | Q3 2026 | Nov 05, 2026 |
| Principia Wealth Advisory, LLC | History | No change | 63,636 | 2,366 | 1.18% | 1.18% | 6 | 0 | 0.0% | Q2 2026 | Aug 26, 2026 |
| Empire Financial Management Company, LLC | History | No change | 44,845 | 1,667 | 0.66% | 0.66% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 27,775 | 1,197 | 0.0% | 0.0% | 8 | -11,465 | -29.22% | Q3 2026 | Nov 02, 2026 |
| IHT Wealth Management, LLC | History | No change | 31,712 | 1,179 | 0.03% | 0.03% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 25,060 | 931 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 24,037 | 893 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 23,218 | 863 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 17,140 | 637 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 14,831 | 551 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 14,415 | 536 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| AlphaStar Capital Management, LLC | History | No change | 10,900 | 469 | 0.03% | 0.03% | 16 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Tradition Wealth Management, LLC | History | No change | 11,359 | 422 | 0.03% | 0.03% | 17 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | Added to | 8,325 | 358 | 0.04% | — | 18 | +8,312 | 63938.46% | Q3 2026 | Oct 30, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 7,435 | 320 | 0.03% | 0.03% | 19 | -150 | -1.98% | Q3 2026 | Oct 14, 2026 |
| Lifetime Wealth Management P.C. | History | Reduced | 6,716 | 289 | 0.17% | 0.15% | 20 | -144 | -2.1% | Q3 2026 | Oct 29, 2026 |
| DAVENPORT & Co LLC | History | No change | 6,500 | 280 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Weaver Consulting Group | History | No change | 6,500 | 280 | 0.05% | 0.05% | 22 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 7,108 | 264 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CITADEL ADVISORS LLC | History | No change | 6,518 | 242 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 6,242 | 232 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | New | 5,275 | 227 | 0.0% | — | 26 | +5,275 | New | Q3 2026 | Nov 09, 2026 |
| 180 WEALTH ADVISORS, LLC | History | New | 5,140 | 221 | 0.02% | — | 28 | +5,140 | New | Q3 2026 | Nov 03, 2026 |
| Kovack Advisors, Inc. | History | No change | 5,972 | 221 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Private Advisor Group, LLC | History | New | 4,852 | 209 | 0.0% | — | 29 | +4,852 | New | Q3 2026 | Nov 10, 2026 |
| ROYAL BANK OF CANADA | History | No change | 3,676 | 137 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Regatta Research & Money Management | History | No change | 1,741 | 64 | 0.06% | 0.06% | 31 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 1,351 | 58 | 0.0% | 0.0% | 32 | +6 | 0.45% | Q3 2026 | Nov 09, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 1,570 | 58 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| North Star Investment Management Corp. | History | No change | 1,000 | 43 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Cape Investment Advisory, Inc. | History | No change | 595 | 25 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Global Trust Asset Management, LLC | History | New | 504 | 21 | 0.01% | — | 36 | +504 | New | Q3 2026 | Oct 19, 2026 |
| UBS Group AG | History | Reduced | 478 | 20 | 0.0% | 0.0% | 37 | -993 | -67.51% | Q3 2026 | Nov 10, 2026 |
| ASSETMARK, INC | History | No change | 451 | 19 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| MORGAN STANLEY | History | No change | 501 | 18 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | No change | 500 | 18 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Allworth Financial LP | History | No change | 481 | 17 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 350 | 13 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FMR LLC | History | Reduced | 122 | 5 | 0.0% | 0.0% | 43 | -6 | -4.69% | Q3 2026 | Nov 10, 2026 |
| Parkside Financial Bank & Trust | History | New | 100 | 4 | 0.0% | — | 44 | +100 | New | Q3 2026 | Oct 27, 2026 |
| GROUP ONE TRADING LLC | History | No change | 84 | 3 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| Spire Wealth Management | History | No change | 51 | 2 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -308 | -100.0% | Q3 2026 | Oct 08, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -77 | -100.0% | Q3 2026 | Nov 04, 2026 |
| IFP Advisors, Inc | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |