ETF Series Solutions - GOAU
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 6 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stegent Equity Advisors, Inc. | History | Reduced | 125,099 | 5,324 | 4.15% | 4.75% | 1 | -20,027 | -13.8% | Q4 2025 | Jan 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 76,039 | 3,236 | 0.0% | 0.0% | 2 | +4,611 | 6.46% | Q4 2025 | Feb 12, 2026 |
| LPL Financial LLC | History | Reduced | 69,485 | 2,957 | 0.0% | 0.0% | 3 | -26,884 | -27.9% | Q4 2025 | Feb 11, 2026 |
| Principia Wealth Advisory, LLC | History | Added to | 68,792 | 2,927 | 1.83% | 1.88% | 4 | +1,077 | 1.59% | Q4 2025 | Feb 10, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 57,478 | 2,446 | 0.0% | 0.0% | 5 | +34,077 | 145.62% | Q4 2025 | Feb 17, 2026 |
| Empire Financial Management Company, LLC | History | Reduced | 46,763 | 1,990 | 0.43% | 0.44% | 6 | -953 | -2.0% | Q4 2025 | Feb 12, 2026 |
| Sanctuary Advisors, LLC | History | New | 44,831 | 1,908 | 0.01% | — | 7 | +44,831 | New | Q4 2025 | Jan 29, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 25,181 | 1,071 | 0.12% | 0.08% | 8 | +7,881 | 45.55% | Q4 2025 | Jan 23, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 20,700 | 880 | 0.0% | 0.0% | 9 | -955 | -4.41% | Q4 2025 | Feb 10, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Reduced | 19,422 | 826 | 0.01% | 0.01% | 10 | -593 | -2.96% | Q4 2025 | Feb 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 14,082 | 599 | 0.0% | 0.0% | 11 | -1,095 | -7.21% | Q4 2025 | Feb 13, 2026 |
| Tradition Wealth Management, LLC | History | Added to | 11,359 | 483 | 0.03% | 0.03% | 12 | +87 | 0.77% | Q4 2025 | Feb 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 11,303 | 481 | 0.0% | 0.0% | 13 | -2,614 | -18.78% | Q4 2025 | Feb 18, 2026 |
| AlphaStar Capital Management, LLC | History | No change | 10,900 | 463 | 0.03% | 0.04% | 14 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Weaver Consulting Group | History | No change | 8,000 | 340 | 0.08% | 0.08% | 15 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Lifetime Wealth Management P.C. | History | New | 6,735 | 286 | 0.18% | — | 18 | +6,735 | New | Q4 2025 | Mar 25, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 6,739 | 286 | 0.0% | 0.0% | 17 | +4 | 0.06% | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | No change | 6,740 | 286 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| DAVENPORT & Co LLC | History | No change | 6,500 | 276 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Kovack Advisors, Inc. | History | No change | 5,972 | 254 | 0.01% | 0.02% | 20 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 5,572 | 237 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| 180 WEALTH ADVISORS, LLC | History | No change | 5,540 | 235 | 0.03% | 0.03% | 22 | 0 | 0.0% | Q4 2025 | Jan 09, 2026 |
| Cetera Investment Advisers | History | Added to | 5,449 | 231 | 0.0% | 0.0% | 23 | +170 | 3.22% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 5,188 | 221 | 0.0% | 0.01% | 24 | -46,633 | -89.99% | Q4 2025 | Feb 05, 2026 |
| ROYAL BANK OF CANADA | History | New | 2,330 | 99 | 0.0% | — | 25 | +2,330 | New | Q4 2025 | Feb 17, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 1,920 | 81 | 0.0% | 0.0% | 26 | +894 | 87.13% | Q4 2025 | Feb 11, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 1,570 | 66 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 1,345 | 57 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| North Star Investment Management Corp. | History | No change | 1,000 | 42 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Kestra Advisory Services, LLC | History | New | 494 | 21 | 0.0% | — | 32 | +494 | New | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Reduced | 501 | 21 | 0.0% | 0.0% | 30 | -199 | -28.43% | Q4 2025 | Feb 13, 2026 |
| AE Wealth Management LLC | History | No change | 500 | 21 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Allworth Financial LP | History | New | 481 | 20 | 0.0% | — | 33 | +481 | New | Q4 2025 | Feb 05, 2026 |
| ASSETMARK, INC | History | No change | 451 | 19 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Cape Investment Advisory, Inc. | History | New | 400 | 17 | 0.01% | — | 35 | +400 | New | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 350 | 14 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CWM, LLC | History | No change | 300 | 13 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Farther Finance Advisors, LLC | History | No change | 312 | 13 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Realta Investment Advisors | History | New | 111 | 4 | 0.0% | — | 39 | +111 | New | Q4 2025 | Jan 20, 2026 |
| Caitlin John, LLC | History | Reduced | 97 | 4 | 0.0% | 0.0% | 40 | -32 | -24.81% | Q4 2025 | Feb 18, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 84 | 3 | 0.0% | 0.0% | 41 | -316 | -79.0% | Q4 2025 | Feb 12, 2026 |
| Sowell Financial Services LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -50,820 | -100.0% | Q3 2025 | Oct 17, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,360 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,910 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Strategic Financial Concepts, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -5,002 | -100.0% | Q3 2025 | Nov 13, 2025 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -4,053 | -100.0% | Q3 2025 | Nov 13, 2025 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1 | 0 | — | 0.0% | — | -100 | -99.01% | Q4 2025 | Feb 13, 2026 |
| Kilter Group LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q3 2025 | Feb 06, 2026 |
| FMR LLC | History | No change | 23 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |