DBX ETF TRUST - HAUZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 39,083,213 | 876,245 | 0.12% | 0.12% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bleakley Financial Group, LLC | History | No change | 1,161,656 | 26,044 | 0.33% | 0.33% | 2 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| AIRE ADVISORS, LLC | History | Added to | 364,442 | 7,737 | 1.26% | 1.25% | 3 | +22,286 | 6.51% | Q3 2026 | Oct 21, 2026 |
| Cetera Investment Advisers | History | No change | 146,539 | 3,285 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SENTINEL TRUST CO LBA | History | Added to | 144,300 | 3,063 | 0.26% | 0.16% | 5 | +66,000 | 84.29% | Q3 2026 | Nov 03, 2026 |
| Clark Capital Management Group, Inc. | History | No change | 125,224 | 2,807 | 0.02% | 0.02% | 6 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 89,614 | 2,009 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC | History | No change | 84,543 | 1,895 | 0.1% | 0.1% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HB Wealth Management, LLC | History | New | 84,128 | 1,786 | 0.01% | — | 9 | +84,128 | New | Q3 2026 | Oct 23, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 74,545 | 1,671 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 65,214 | 1,462 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| AMERICAN FINANCIAL & TAX STRATEGIES INC | History | Added to | 47,320 | 1,004 | 0.46% | 0.46% | 12 | +1,962 | 4.33% | Q3 2026 | Oct 16, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 41,298 | 925 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 26,557 | 595 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cerity Partners LLC | History | No change | 24,396 | 547 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HRT FINANCIAL LP | History | No change | 24,197 | 542 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Betterment LLC | History | No change | 23,858 | 535 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Added to | 23,412 | 497 | 0.0% | 0.0% | 18 | +3,617 | 18.27% | Q3 2026 | Nov 02, 2026 |
| Corient Private Wealth LP | History | No change | 20,604 | 461 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Quantinno Capital Management LP | History | No change | 17,930 | 401 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Mariner, LLC | History | No change | 16,444 | 368 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Nuveen, LLC | History | No change | 15,542 | 348 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Brand Asset Management Group, Inc. | History | No change | 15,517 | 347 | 0.08% | 0.08% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 13,043 | 292 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Focus Partners Wealth | History | No change | 12,853 | 288 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Ellis Investment Partners, LLC | History | No change | 12,273 | 260 | 0.04% | 0.04% | 26 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 12,270 | 256 | 0.0% | — | 27 | +12,270 | New | Q3 2026 | Oct 13, 2026 |
| AlphaCore Capital LLC | History | Reduced | 12,034 | 255 | 0.0% | 0.01% | 28 | -10,103 | -45.64% | Q3 2026 | Nov 04, 2026 |
| Virtu Financial LLC | History | No change | 11,329 | 254 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Strategic Financial Planning, Inc. | History | No change | 11,177 | 250 | 0.13% | 0.13% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 10,843 | 243 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 11,003 | 234 | 0.0% | 0.0% | 32 | -301 | -2.66% | Q3 2026 | Oct 26, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 10,096 | 226 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Ancora Advisors LLC | History | No change | 10,000 | 224 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ariadne Wealth Management, LP | History | No change | 10,000 | 224 | 0.1% | 0.1% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FMR LLC | History | No change | 8,382 | 187 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BlackRock, Inc. | History | No change | 4,817 | 107 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | No change | 3,398 | 76 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 3,158 | 70 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Root Financial Partners, LLC | History | New | 2,306 | 48 | 0.0% | — | 40 | +2,306 | New | Q3 2026 | Oct 21, 2026 |
| CoreCap Advisors, LLC | History | Added to | 2,037 | 43 | 0.0% | 0.0% | 41 | +1,070 | 110.65% | Q3 2026 | Oct 08, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 1,200 | 26 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 1,105 | 24 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Allworth Financial LP | History | No change | 1,022 | 22 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| US BANCORP \DE\ | History | No change | 962 | 21 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 780 | 17 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 784 | 17 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 684 | 15 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| 1620 INVESTMENT ADVISORS, INC. | History | Added to | 695 | 14 | 0.01% | 0.01% | 49 | +14 | 2.06% | Q3 2026 | Nov 04, 2026 |
| Align Financial, LLC | History | New | 622 | 13 | 0.01% | — | 50 | +622 | New | Q3 2026 | Oct 16, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 524 | 11 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 464 | 9 | 0.0% | 0.0% | 53 | -737 | -61.37% | Q3 2026 | Oct 08, 2026 |
| UBS Group AG | History | No change | 404 | 9 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 389 | 8 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AE Wealth Management LLC | History | No change | 395 | 8 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Parallel Advisors, LLC | History | Reduced | 299 | 6 | 0.0% | 0.0% | 57 | -513 | -63.18% | Q3 2026 | Nov 03, 2026 |
| Arax Advisory Partners | History | No change | 274 | 6 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Crewe Advisors LLC | History | No change | 270 | 6 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Dunhill Financial, LLC | History | No change | 298 | 6 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Lodestone Wealth Management LLC | History | No change | 251 | 5 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Blue Trust, Inc. | History | New | 225 | 4 | 0.0% | — | 63 | +225 | New | Q3 2026 | Oct 15, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 213 | 4 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Tidemark, LLC | History | No change | 195 | 4 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 156 | 3 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 143 | 3 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Geneos Wealth Management Inc. | History | No change | 146 | 3 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | New | 120 | 2 | 0.0% | — | 71 | +120 | New | Q3 2026 | Oct 28, 2026 |
| ASSETMARK, INC | History | Added to | 106 | 2 | 0.0% | 0.0% | 68 | +52 | 96.3% | Q3 2026 | Oct 21, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | No change | 96 | 2 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Russell Investments Group, Ltd. | History | No change | 91 | 2 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Cordant, Inc. | History | No change | 108 | 2 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| HOEY INVESTMENTS, INC | History | Reduced | 67 | 1 | 0.0% | 0.0% | 77 | -483 | -87.82% | Q3 2026 | Oct 28, 2026 |
| GHP Investment Advisors, Inc. | History | New | 60 | 1 | 0.0% | — | 84 | +60 | New | Q3 2026 | Oct 15, 2026 |
| Clearstead Advisors, LLC | History | No change | 85 | 1 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BESSEMER GROUP INC | History | No change | 31 | 1 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 39 | 1 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Capital Analysts, LLC | History | No change | 33 | 1 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Larson Financial Group LLC | History | No change | 61 | 1 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Addison Advisors LLC | History | No change | 58 | 1 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Abound Wealth Management | History | No change | 76 | 1 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Cassaday & Co Wealth Management LLC | History | No change | 80 | 1 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| PFS Partners, LLC | History | No change | 49 | 1 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Signature Equity Partners, LLC | History | No change | 74 | 1 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Downshift Financial, LLC | History | No change | 55 | 1 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Brooklyn FI, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -738 | -100.0% | Q3 2026 | Nov 05, 2026 |
| IFP Advisors, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -259 | -100.0% | Q3 2026 | Oct 16, 2026 |
| MCF Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -149 | -100.0% | Q3 2026 | Oct 28, 2026 |
| Key FInancial Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -123 | -100.0% | Q3 2026 | Nov 02, 2026 |
| CrossGen Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -91 | -100.0% | Q3 2026 | Oct 29, 2026 |
| MATHER GROUP, LLC. | History | New | 43 | 0 | — | — | — | +43 | New | Q3 2026 | Oct 14, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | — | — | -38 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Cornerstone Planning Group LLC | History | Closed out | 0 | 0 | — | — | — | -32 | -100.0% | Q3 2026 | Oct 16, 2026 |
| True Wealth Design, LLC | History | Closed out | 0 | 0 | — | — | — | -25 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Owl Creek Wealth Partners LLC | History | New | 20 | 0 | — | — | — | +20 | New | Q3 2026 | Oct 20, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | Closed out | 0 | 0 | — | — | — | -19 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Solstein Capital, LLC | History | Closed out | 0 | 0 | — | — | — | -19 | -100.0% | Q3 2026 | Nov 02, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 17 | 0 | — | — | — | +17 | New | Q3 2026 | Nov 04, 2026 |
| Golden State Wealth Management, LLC | History | New | 16 | 0 | — | — | — | +16 | New | Q3 2026 | Nov 02, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 4 | 0 | — | — | — | -3 | -42.86% | Q3 2026 | Nov 02, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 3 | 0 | — | — | — | +3 | New | Q3 2026 | Nov 05, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 41 | 0 | — | — | — | -1 | -2.38% | Q3 2026 | Oct 20, 2026 |
| CENTRAL TRUST Co | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 43 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 33 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HM PAYSON & CO | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SIGNATUREFD, LLC | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Financial Management Professionals, Inc. | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 22 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Investors Research Corp | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| Salomon & Ludwin, LLC | History | No change | 32 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| CVA Family Office, LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Continuum Advisory, LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Activest Wealth Management | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Signature Resources Capital Management, LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 31 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Frazier Financial Advisors, LLC | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Valued Wealth Advisors LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Smartleaf Asset Management LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Mosley Wealth Management | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 24 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |