DBX ETF TRUST - HDEF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 25,622,595 | 830,428 | 0.13% | 0.13% | 1 | -1,968,024 | -7.13% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | Added to | 1,922,650 | 62,313 | 0.25% | 0.24% | 2 | +50,921 | 2.72% | Q1 2026 | May 14, 2026 |
| O'Brien Wealth Partners LLC | History | No change | 1,778,177 | 55,105 | 7.29% | 7.29% | 3 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 1,535,170 | 49,118 | 0.1% | 0.08% | 4 | -265,403 | -14.74% | Q1 2026 | Apr 08, 2026 |
| WCG Wealth Advisors LLC | History | Reduced | 1,334,137 | 43,239 | 1.21% | 1.17% | 5 | -7,765 | -0.58% | Q1 2026 | May 12, 2026 |
| MORGAN STANLEY | History | Added to | 1,327,017 | 43,008 | 0.0% | 0.0% | 6 | +41,170 | 3.2% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,156,761 | 37,490 | 0.0% | 0.0% | 7 | +59,163 | 5.39% | Q1 2026 | May 15, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 1,033,199 | 33,485 | 0.05% | 0.09% | 8 | -801,908 | -43.7% | Q1 2026 | May 15, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 998,515 | 32,361 | 0.75% | 0.75% | 9 | +6,053 | 0.61% | Q1 2026 | May 04, 2026 |
| LPL Financial LLC | History | Added to | 967,104 | 31,343 | 0.01% | 0.01% | 10 | +181,113 | 23.04% | Q1 2026 | May 06, 2026 |
| UBS Group AG | History | Added to | 645,392 | 20,917 | 0.0% | 0.0% | 11 | +97,214 | 17.73% | Q1 2026 | May 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 620,780 | 20,119 | 0.0% | 0.0% | 12 | -252,703 | -28.93% | Q1 2026 | May 11, 2026 |
| Allen Investment Management, LLC | History | No change | 596,285 | 19,212 | 0.24% | 0.2% | 13 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| TSFG, LLC | History | Added to | 558,701 | 18,107 | 2.75% | 2.2% | 14 | +82,863 | 17.41% | Q1 2026 | Apr 27, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 529,932 | 17,175 | 0.0% | 0.0% | 15 | +134,068 | 33.87% | Q1 2026 | May 04, 2026 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | Added to | 476,982 | 15,458 | 0.19% | 0.18% | 16 | +14,252 | 3.08% | Q1 2026 | May 08, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 414,547 | 13,436 | 0.0% | 0.0% | 17 | -1,315 | -0.32% | Q1 2026 | May 15, 2026 |
| Columbus Macro, LLC | History | Added to | 403,987 | 13,093 | 1.4% | 1.36% | 18 | +1,918 | 0.48% | Q1 2026 | Apr 21, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 382,043 | 12,382 | 0.03% | 0.02% | 19 | +43,280 | 12.78% | Q1 2026 | Apr 22, 2026 |
| RiverFront Investment Group, LLC | History | Added to | 368,959 | 11,957 | 0.18% | 0.16% | 20 | +60,324 | 19.55% | Q1 2026 | May 11, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 364,296 | 11,806 | 0.02% | 0.02% | 21 | -1,389 | -0.38% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Reduced | 333,795 | 10,818 | 0.01% | 0.01% | 22 | -275 | -0.08% | Q1 2026 | May 13, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 337,968 | 10,740 | 0.0% | 0.0% | 23 | +52,614 | 18.44% | Q1 2026 | May 13, 2026 |
| Valmark Advisers, Inc. | History | Added to | 312,640 | 10,132 | 0.12% | 0.12% | 24 | +3,207 | 1.04% | Q1 2026 | May 01, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 311,863 | 10,107 | 0.09% | 0.07% | 25 | +7,333 | 2.41% | Q1 2026 | May 13, 2026 |
| ETF Portfolio Partners, Inc. | History | Added to | 302,623 | 9,808 | 2.58% | 2.36% | 26 | +7,439 | 2.52% | Q1 2026 | May 13, 2026 |
| White Pine Investment CO | History | Reduced | 246,317 | 7,983 | 1.85% | 1.85% | 27 | -6,558 | -2.59% | Q1 2026 | Apr 20, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 213,841 | 6,930 | 0.0% | 0.0% | 28 | +95,725 | 81.04% | Q1 2026 | May 12, 2026 |
| ASSETMARK, INC | History | Reduced | 197,804 | 6,410 | 0.01% | 0.01% | 29 | -7,113 | -3.47% | Q1 2026 | May 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 184,632 | 5,983 | 0.0% | 0.0% | 30 | +41,931 | 29.38% | Q1 2026 | May 14, 2026 |
| Aprio Wealth Management, LLC | History | Added to | 180,826 | 5,860 | 0.32% | 0.31% | 31 | +9,277 | 5.41% | Q1 2026 | May 11, 2026 |
| HighTower Advisors, LLC | History | Added to | 158,520 | 5,137 | 0.01% | 0.01% | 32 | +2,849 | 1.83% | Q1 2026 | May 05, 2026 |
| Paller Financial Services Inc | History | Reduced | 148,244 | 4,804 | 3.97% | 3.75% | 33 | -2,658 | -1.76% | Q1 2026 | Apr 28, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 132,211 | 4,284 | 0.01% | 0.01% | 34 | -17,691 | -11.8% | Q1 2026 | Apr 27, 2026 |
| SWS Partners | History | Reduced | 122,872 | 3,982 | 0.98% | 0.94% | 35 | -1,131,551 | -90.2% | Q1 2026 | Apr 21, 2026 |
| NICOLET BANKSHARES INC | History | New | 121,083 | 3,924 | 0.14% | — | 36 | +121,083 | New | Q1 2026 | May 14, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 102,776 | 3,331 | 0.0% | 0.0% | 37 | +7,178 | 7.51% | Q1 2026 | May 12, 2026 |
| Indivisible Partners | History | Added to | 102,727 | 3,329 | 0.29% | 0.3% | 38 | +14,077 | 15.88% | Q1 2026 | Apr 30, 2026 |
| SSI INVESTMENT MANAGEMENT LLC | History | Added to | 98,006 | 3,176 | 0.22% | 0.21% | 39 | +62 | 0.06% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 97,737 | 3,167 | 0.0% | 0.0% | 40 | +21,647 | 28.45% | Q1 2026 | May 15, 2026 |
| REGIONS FINANCIAL CORP | History | Added to | 90,542 | 2,934 | 0.02% | 0.02% | 41 | +10,469 | 13.07% | Q1 2026 | May 05, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 69,795 | 2,262 | 0.07% | 0.07% | 42 | +2,724 | 4.06% | Q1 2026 | Apr 08, 2026 |
| Tradition Wealth Management, LLC | History | Reduced | 65,943 | 2,137 | 0.15% | 0.15% | 43 | -2,865 | -4.16% | Q1 2026 | May 15, 2026 |
| SHEPHERD KAPLAN KROCHUK, LLC | History | Reduced | 65,454 | 2,121 | 1.78% | 1.71% | 44 | -1,211 | -1.82% | Q1 2026 | May 15, 2026 |
| Creative Planning | History | Added to | 58,570 | 1,898 | 0.0% | 0.0% | 45 | +5,494 | 10.35% | Q1 2026 | May 12, 2026 |
| MidWestOne Financial Group, Inc. | History | No change | 55,295 | 1,713 | 0.19% | 0.19% | 46 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| INVESTMENT PARTNERS, LTD. | History | Reduced | 52,050 | 1,686 | 0.6% | 0.57% | 47 | -94 | -0.18% | Q1 2026 | May 05, 2026 |
| Central Pacific Bank - Trust Division | History | No change | 50,980 | 1,652 | 0.21% | 0.19% | 48 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 43,824 | 1,420 | 0.0% | 0.0% | 49 | +1,244 | 2.92% | Q1 2026 | May 14, 2026 |
| AlphaCore Capital LLC | History | Added to | 37,667 | 1,220 | 0.03% | 0.02% | 50 | +4,406 | 13.25% | Q1 2026 | May 15, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 36,889 | 1,196 | 0.04% | — | 51 | +36,889 | New | Q1 2026 | May 15, 2026 |
| World Investment Advisors | History | Reduced | 35,722 | 1,157 | 0.02% | 0.02% | 52 | -1,092 | -2.97% | Q1 2026 | Apr 27, 2026 |
| Mariner, LLC | History | Added to | 34,960 | 1,133 | 0.0% | 0.0% | 53 | +1,250 | 3.71% | Q1 2026 | May 13, 2026 |
| Mutual Advisors, LLC | History | Added to | 34,720 | 1,125 | 0.02% | 0.02% | 54 | +447 | 1.3% | Q1 2026 | May 01, 2026 |
| IFP Advisors, Inc | History | Added to | 33,452 | 1,084 | 0.02% | 0.02% | 55 | +1,289 | 4.01% | Q1 2026 | Apr 13, 2026 |
| 5T Wealth, LLC | History | Added to | 30,032 | 973 | 0.38% | 0.34% | 56 | +2,430 | 8.8% | Q1 2026 | Apr 13, 2026 |
| Orgel Wealth Management, LLC | History | Added to | 29,726 | 963 | 0.02% | 0.02% | 57 | +267 | 0.91% | Q1 2026 | Apr 07, 2026 |
| FMR LLC | History | Added to | 29,678 | 961 | 0.0% | 0.0% | 58 | +673 | 2.32% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | Added to | 28,875 | 935 | 0.01% | 0.01% | 59 | +140 | 0.49% | Q1 2026 | May 15, 2026 |
| NorthCrest Asset Manangement, LLC | History | Added to | 27,546 | 897 | 0.03% | 0.01% | 60 | +8,320 | 43.27% | Q1 2026 | Apr 08, 2026 |
| NewEdge Advisors, LLC | History | No change | 27,534 | 892 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| GLENMEDE TRUST CO NA | History | No change | 23,900 | 774 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | May 26, 2026 |
| KAVAR CAPITAL PARTNERS GROUP, LLC | History | New | 21,026 | 681 | 0.09% | — | 63 | +21,026 | New | Q1 2026 | Apr 16, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 20,295 | 640 | 0.0% | 0.0% | 64 | +5,237 | 34.78% | Q1 2026 | May 15, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Added to | 19,194 | 622 | 0.08% | 0.06% | 65 | +2,520 | 15.11% | Q1 2026 | May 05, 2026 |
| Crescent Grove Advisors, LLC | History | No change | 18,968 | 614 | 0.06% | 0.05% | 66 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| WETZEL INVESTMENT ADVISORS, INC. | History | Added to | 18,392 | 596 | 0.24% | 0.15% | 67 | +6,518 | 54.89% | Q1 2026 | Apr 22, 2026 |
| FIFTH THIRD BANCORP | History | New | 17,491 | 566 | 0.0% | — | 68 | +17,491 | New | Q1 2026 | May 01, 2026 |
| Austin Wealth Management, LLC | History | Reduced | 16,573 | 541 | 0.12% | 0.11% | 69 | -7,097 | -29.98% | Q1 2026 | Apr 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 16,209 | 525 | 0.0% | 0.0% | 70 | -59,770 | -78.67% | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 16,212 | 502 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Integrated Wealth Concepts LLC | History | New | 14,688 | 476 | 0.0% | — | 72 | +14,688 | New | Q1 2026 | May 15, 2026 |
| PERSPECTIVE WEALTH ADVISORS LLC | History | No change | 14,204 | 460 | 0.3% | 0.31% | 73 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| GDS Wealth Management | History | Reduced | 13,446 | 435 | 0.03% | 0.03% | 74 | -529 | -3.79% | Q1 2026 | Apr 27, 2026 |
| FOCUSED ALPHA, LLC | History | Added to | 13,196 | 427 | 0.13% | 0.12% | 75 | +60 | 0.46% | Q1 2026 | May 12, 2026 |
| Sequoia Financial Advisors, LLC | History | Reduced | 12,628 | 409 | 0.0% | 0.0% | 76 | -324 | -2.5% | Q1 2026 | Apr 30, 2026 |
| FDx Advisors, Inc. | History | Reduced | 12,475 | 404 | 0.13% | 0.2% | 77 | -106 | -0.84% | Q1 2026 | May 01, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 12,303 | 399 | 0.0% | 0.0% | 78 | +10,862 | 753.78% | Q1 2026 | Apr 07, 2026 |
| Patten Group, Inc. | History | Reduced | 12,169 | 394 | 0.07% | 0.07% | 79 | -168 | -1.36% | Q1 2026 | Apr 24, 2026 |
| Headland Capital, LLC | History | Reduced | 12,090 | 391 | 0.11% | 0.11% | 80 | -151 | -1.23% | Q1 2026 | May 04, 2026 |
| Corient Private Wealth LLC | History | Added to | 13,281 | 377 | 0.0% | 0.0% | 81 | +1,290 | 10.76% | Q1 2026 | May 15, 2026 |
| DeLarme Wealth Management, Inc. | History | Reduced | 11,521 | 373 | 0.24% | 0.27% | 82 | -735 | -6.0% | Q1 2026 | Apr 23, 2026 |
| SEI INVESTMENTS CO | History | Reduced | 11,224 | 363 | 0.0% | 0.0% | 83 | -1,095 | -8.89% | Q1 2026 | May 13, 2026 |
| REDW Wealth LLC | History | Reduced | 11,070 | 358 | 0.14% | 0.14% | 84 | -790 | -6.66% | Q1 2026 | May 07, 2026 |
| Robertson Stephens Wealth Management, LLC | History | No change | 10,655 | 345 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | Reduced | 10,604 | 343 | 0.01% | 0.01% | 86 | -384 | -3.49% | Q1 2026 | May 04, 2026 |
| CoreCap Advisors, LLC | History | Added to | 10,552 | 341 | 0.01% | 0.0% | 87 | +8,802 | 502.97% | Q1 2026 | Apr 07, 2026 |
| HB Wealth Management, LLC | History | No change | 10,523 | 341 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Essex Financial Services, Inc. | History | New | 10,340 | 335 | 0.02% | — | 89 | +10,340 | New | Q1 2026 | Apr 24, 2026 |
| EP Wealth Advisors, LLC | History | New | 10,265 | 332 | 0.0% | — | 90 | +10,265 | New | Q1 2026 | May 14, 2026 |
| ENTREWEALTH, LLC | History | No change | 10,068 | 326 | 0.15% | 0.15% | 91 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 9,812 | 318 | 0.0% | 0.0% | 92 | +2 | 0.02% | Q1 2026 | May 07, 2026 |
| MONECO ADVISORS, LLC | History | No change | 8,511 | 275 | 0.02% | 0.02% | 93 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 8,324 | 269 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Quantinno Capital Management LP | History | New | 8,277 | 268 | 0.0% | — | 95 | +8,277 | New | Q1 2026 | May 15, 2026 |
| MARIPAU WEALTH MANAGEMENT LLC | History | No change | 8,130 | 263 | 0.12% | 0.12% | 96 | 0 | 0.0% | Q1 2026 | May 27, 2026 |
| Signal Advisors Wealth, LLC | History | No change | 8,130 | 263 | 0.02% | 0.02% | 97 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Merit Financial Group, LLC | History | Reduced | 7,932 | 257 | 0.0% | 0.0% | 98 | -55 | -0.69% | Q1 2026 | Apr 15, 2026 |
| Sovran Advisors, LLC | History | Reduced | 7,573 | 250 | 0.02% | 0.02% | 100 | -1,765 | -18.9% | Q1 2026 | May 01, 2026 |
| Private Wealth Group, LLC | History | No change | 7,739 | 250 | 0.12% | 0.11% | 99 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Betterment LLC | History | New | 7,574 | 245 | 0.0% | — | 101 | +7,574 | New | Q1 2026 | May 14, 2026 |
| Hamrick Investment Counsel, llc | History | New | 6,950 | 225 | 0.12% | — | 103 | +6,950 | New | Q1 2026 | May 11, 2026 |
| Capital Investment Advisors, LLC | History | No change | 6,966 | 225 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Focus Partners Wealth | History | Reduced | 6,794 | 220 | 0.0% | 0.0% | 104 | -86 | -1.25% | Q1 2026 | May 14, 2026 |
| PFG Advisors | History | Reduced | 6,725 | 217 | 0.01% | 0.03% | 105 | -13,917 | -67.42% | Q1 2026 | May 05, 2026 |
| CWM, LLC | History | Added to | 6,527 | 211 | 0.0% | 0.0% | 106 | +2,244 | 52.39% | Q1 2026 | May 14, 2026 |
| Equitable Holdings, Inc. | History | No change | 6,770 | 209 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| WHITTIER TRUST CO | History | No change | 5,814 | 190 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | Added to | 5,784 | 187 | 0.02% | 0.02% | 109 | +149 | 2.64% | Q1 2026 | Apr 08, 2026 |
| Lodestone Wealth Management LLC | History | No change | 5,321 | 172 | 0.07% | 0.07% | 110 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 5,302 | 171 | 0.0% | 0.0% | 111 | -3,000 | -36.14% | Q1 2026 | May 08, 2026 |
| Qube Research & Technologies Ltd | History | Added to | 4,924 | 159 | 0.0% | 0.0% | 112 | +2,130 | 76.23% | Q1 2026 | May 15, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 4,287 | 138 | 0.01% | 0.01% | 113 | +291 | 7.28% | Q1 2026 | Apr 30, 2026 |
| SageView Advisory Group, LLC | History | No change | 3,325 | 103 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Advisory Services Network, LLC | History | New | 2,970 | 96 | 0.0% | — | 115 | +2,970 | New | Q1 2026 | May 15, 2026 |
| BOK Financial Private Wealth, Inc. | History | No change | 2,756 | 89 | 0.01% | 0.01% | 116 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| AE Wealth Management LLC | History | No change | 2,504 | 81 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| VANGUARD ADVISERS INC | History | New | 1,833 | 59 | 0.0% | — | 118 | +1,833 | New | Q1 2026 | May 08, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,796 | 55 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| North Star Investment Management Corp. | History | No change | 1,621 | 52 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Knuff & Co LLC | History | New | 1,030 | 33 | 0.01% | — | 121 | +1,030 | New | Q1 2026 | May 11, 2026 |
| Red Tortoise LLC | History | Added to | 721 | 23 | 0.01% | 0.01% | 122 | +3 | 0.42% | Q1 2026 | Apr 21, 2026 |
| Steigerwald, Gordon & Koch Inc. | History | Added to | 709 | 22 | 0.0% | 0.0% | 123 | +1 | 0.14% | Q1 2026 | Apr 28, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 635 | 20 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 601 | 19 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 564 | 18 | 0.0% | 0.0% | 126 | +296 | 110.45% | Q1 2026 | May 08, 2026 |
| Sound Income Strategies, LLC | History | Added to | 534 | 17 | 0.0% | 0.0% | 127 | +34 | 6.8% | Q1 2026 | Apr 27, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 510 | 16 | 0.0% | — | 130 | +510 | New | Q1 2026 | May 13, 2026 |
| LGT Financial Advisors LLC | History | Reduced | 505 | 16 | 0.08% | 0.09% | 128 | -6 | -1.17% | Q1 2026 | Apr 28, 2026 |
| Cornerstone Financial Management LLC | History | No change | 504 | 16 | 0.01% | 0.01% | 129 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | New | 552 | 15 | 0.0% | — | 131 | +552 | New | Q1 2026 | May 08, 2026 |
| Root Financial Partners, LLC | History | Reduced | 428 | 13 | 0.0% | 0.0% | 132 | -7 | -1.61% | Q1 2026 | Apr 24, 2026 |
| Larson Financial Group LLC | History | No change | 321 | 10 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 262 | 8 | 0.0% | 0.0% | 134 | +36 | 15.93% | Q1 2026 | May 15, 2026 |
| Parallel Advisors, LLC | History | No change | 266 | 8 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | New | 179 | 5 | 0.0% | — | 136 | +179 | New | Q1 2026 | Apr 13, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | New | 151 | 4 | 0.0% | — | 139 | +151 | New | Q1 2026 | Apr 23, 2026 |
| GHP Investment Advisors, Inc. | History | New | 148 | 4 | 0.0% | — | 138 | +148 | New | Q1 2026 | Apr 21, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 134 | 4 | 0.0% | — | 137 | +102 | 318.75% | Q1 2026 | May 14, 2026 |
| Key FInancial Inc | History | No change | 121 | 3 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| CSM Advisors, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -185,973 | -100.0% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -115,121 | -100.0% | Q1 2026 | May 15, 2026 |
| Navis Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -17,800 | -100.0% | Q1 2026 | May 15, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -17,388 | -100.0% | Q1 2026 | May 14, 2026 |
| TBH Global Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -17,076 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Focus Partners Advisor Solutions, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,934 | -100.0% | Q1 2026 | May 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,564 | -100.0% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,497 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -670 | -100.0% | Q1 2026 | May 13, 2026 |
| OPTIMA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -503 | -100.0% | Q1 2026 | May 04, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -101 | -100.0% | Q1 2026 | May 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 26 | 0 | — | — | — | +20 | 333.33% | Q1 2026 | May 12, 2026 |