FIRST TRUST EXCHANGE-TRADED FUND IV - HISF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Geneos Wealth Management Inc. | History | Added to | 701,803 | 31,117 | 0.72% | 0.49% | 1 | +261,046 | 59.23% | Q1 2026 | May 04, 2026 |
| LPL Financial LLC | History | Added to | 253,950 | 11,260 | 0.0% | 0.0% | 2 | +44,582 | 21.29% | Q1 2026 | May 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 138,826 | 6,155 | 0.01% | 0.01% | 3 | +9,278 | 7.16% | Q1 2026 | Apr 27, 2026 |
| tru Independence LLC | History | Added to | 70,968 | 3,146 | 1.56% | 0.75% | 4 | +5,496 | 8.39% | Q1 2026 | Apr 22, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 63,120 | 2,799 | 0.0% | 0.0% | 5 | +26,452 | 72.14% | Q1 2026 | May 15, 2026 |
| Betterment LLC | History | Added to | 60,028 | 2,662 | 0.01% | 0.0% | 6 | +11,348 | 23.31% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Added to | 43,769 | 1,940 | 0.0% | 0.0% | 7 | +4,618 | 11.8% | Q1 2026 | May 13, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 41,241 | 1,828 | 0.0% | 0.0% | 8 | +5,941 | 16.83% | Q1 2026 | May 15, 2026 |
| Independent Advisor Alliance | History | New | 40,202 | 1,782 | 0.02% | — | 9 | +40,202 | New | Q1 2026 | May 12, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 36,722 | 1,628 | 0.0% | 0.0% | 10 | +25,467 | 226.27% | Q1 2026 | May 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 32,209 | 1,428 | 0.0% | 0.0% | 11 | +215 | 0.67% | Q1 2026 | Apr 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 29,379 | 1,302 | 0.0% | 0.0% | 12 | +4,942 | 20.22% | Q1 2026 | May 14, 2026 |
| Perigon Wealth Management, LLC | History | Reduced | 26,792 | 1,187 | 0.02% | 0.02% | 13 | -780 | -2.83% | Q1 2026 | Apr 10, 2026 |
| Prospera Financial Services Inc | History | Reduced | 25,360 | 1,124 | 0.02% | 0.02% | 14 | -1,380 | -5.16% | Q1 2026 | Apr 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 23,205 | 1,028 | 0.0% | 0.0% | 15 | -824 | -3.43% | Q1 2026 | May 04, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 20,125 | 892 | 0.0% | 0.0% | 16 | -469 | -2.28% | Q1 2026 | Jun 02, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 17,836 | 790 | 0.15% | 0.16% | 17 | +8,894 | 99.46% | Q1 2026 | Apr 29, 2026 |
| Equitable Holdings, Inc. | History | New | 9,360 | 423 | 0.0% | — | 18 | +9,360 | New | Q1 2026 | May 15, 2026 |
| BARRETT & COMPANY, INC. | History | New | 8,750 | 387 | 0.13% | — | 19 | +8,750 | New | Q1 2026 | May 04, 2026 |
| Integrated Wealth Concepts LLC | History | New | 6,747 | 299 | 0.0% | — | 20 | +6,747 | New | Q1 2026 | May 15, 2026 |
| Altus Wealth Group LLC | History | Reduced | 4,590 | 203 | 0.08% | 0.09% | 21 | -604 | -11.63% | Q1 2026 | Apr 27, 2026 |
| Arax Advisory Partners | History | No change | 4,210 | 186 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 3,232 | 143 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 2,269 | 100 | 0.0% | — | 24 | +2,269 | New | Q1 2026 | May 15, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,263 | 57 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 1,250 | 55 | 0.0% | 0.0% | 26 | -245 | -16.39% | Q1 2026 | May 01, 2026 |
| PRIVATE TRUST CO NA | History | No change | 942 | 41 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| AE Wealth Management LLC | History | Reduced | 880 | 39 | 0.0% | 0.0% | 28 | -489 | -35.72% | Q1 2026 | May 13, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 660 | 29 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Godfrey Financial Associates, Inc. | History | New | 130 | 5 | 0.0% | — | 31 | +130 | New | Q1 2026 | May 11, 2026 |
| Tidemark, LLC | History | No change | 113 | 5 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| UBS Group AG | History | New | 102 | 4 | 0.0% | — | 32 | +102 | New | Q1 2026 | May 05, 2026 |
| Western Wealth Management, LLC | History | New | 54 | 2 | 0.0% | — | 33 | +54 | New | Q1 2026 | May 19, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | Reduced | 31 | 1 | 0.0% | 0.0% | 34 | -3 | -8.82% | Q1 2026 | May 01, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,186 | -100.0% | Q1 2026 | May 15, 2026 |
| CreativeOne Wealth, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,905 | -100.0% | Q1 2026 | May 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,762 | -100.0% | Q1 2026 | May 04, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,666 | -100.0% | Q1 2026 | Apr 30, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |