FIRST TRUST EXCHANGE-TRADED FUND IV - HISF
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Geneos Wealth Management Inc. | History | Added to | 440,757 | 19,944 | 0.49% | 0.32% | 1 | +160,837 | 57.46% | Q4 2025 | Jan 28, 2026 |
| LPL Financial LLC | History | Added to | 209,368 | 9,472 | 0.0% | 0.0% | 2 | +49,082 | 30.62% | Q4 2025 | Feb 11, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 129,548 | 5,861 | 0.01% | 0.01% | 3 | +35,807 | 38.2% | Q4 2025 | Feb 12, 2026 |
| tru Independence LLC | History | Added to | 65,472 | 2,962 | 0.75% | 0.7% | 4 | +5,449 | 9.08% | Q4 2025 | Jan 22, 2026 |
| Betterment LLC | History | Added to | 48,680 | 2,203 | 0.0% | 0.0% | 5 | +6,306 | 14.88% | Q4 2025 | Feb 12, 2026 |
| Cetera Investment Advisers | History | Added to | 39,151 | 1,771 | 0.0% | 0.0% | 6 | +1,192 | 3.14% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 36,668 | 1,659 | 0.0% | — | 7 | +36,668 | New | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 35,300 | 1,597 | 0.0% | 0.0% | 8 | +24,270 | 220.04% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 31,994 | 1,448 | 0.0% | 0.0% | 9 | +23,034 | 257.08% | Q4 2025 | Feb 05, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 27,572 | 1,247 | 0.02% | 0.03% | 10 | +391 | 1.44% | Q4 2025 | Jan 16, 2026 |
| Prospera Financial Services Inc | History | Added to | 26,740 | 1,209 | 0.02% | 0.02% | 11 | +1,380 | 5.44% | Q4 2025 | Feb 09, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 24,437 | 1,105 | 0.0% | 0.0% | 12 | +1,270 | 5.48% | Q4 2025 | Feb 18, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 24,029 | 1,087 | 0.0% | 0.0% | 13 | -1,902 | -7.33% | Q4 2025 | Feb 10, 2026 |
| NewEdge Advisors, LLC | History | Added to | 20,594 | 931 | 0.0% | 0.0% | 14 | +31 | 0.15% | Q4 2025 | Feb 18, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 12,186 | 551 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 11,905 | 538 | 0.01% | 0.01% | 16 | +502 | 4.4% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | New | 11,255 | 509 | 0.0% | — | 17 | +11,255 | New | Q4 2025 | Feb 12, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 8,942 | 404 | 0.16% | 0.17% | 18 | +109 | 1.23% | Q4 2025 | Feb 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 6,762 | 305 | 0.0% | 0.0% | 19 | +3 | 0.04% | Q4 2025 | Feb 13, 2026 |
| Altus Wealth Group LLC | History | Reduced | 5,194 | 235 | 0.09% | 0.11% | 20 | -632 | -10.85% | Q4 2025 | Feb 13, 2026 |
| Arax Advisory Partners | History | New | 4,210 | 190 | 0.01% | — | 21 | +4,210 | New | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 3,232 | 146 | 0.0% | 0.0% | 22 | +500 | 18.3% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,666 | 75 | 0.0% | — | 23 | +1,666 | New | Q4 2025 | Feb 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 1,495 | 67 | 0.0% | — | 24 | +1,495 | New | Q4 2025 | Feb 03, 2026 |
| AE Wealth Management LLC | History | Added to | 1,369 | 61 | 0.0% | 0.0% | 25 | +11 | 0.81% | Q4 2025 | Jan 26, 2026 |
| Global Retirement Partners, LLC | History | Added to | 1,263 | 57 | 0.0% | 0.0% | 26 | +2 | 0.16% | Q4 2025 | Feb 06, 2026 |
| PRIVATE TRUST CO NA | History | No change | 942 | 42 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 660 | 29 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Tidemark, LLC | History | No change | 113 | 5 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 34 | 2 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,052 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,747 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,355 | -100.0% | Q3 2025 | Nov 06, 2025 |
| MORGAN STANLEY | History | Reduced | 1 | 0 | — | 0.0% | — | -3,750 | -99.97% | Q4 2025 | Feb 13, 2026 |
| Anchor Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -110 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |