HERON THERAPEUTICS, INC. /DE/ - HRTX
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 19 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rubric Capital Management LP | History | Added to | 30,046,828 | 39,060 | 0.47% | 0.41% | 1 | +946,100 | 3.25% | Q4 2025 | Feb 13, 2026 |
| Clearline Capital LP | History | Added to | 12,235,239 | 15,905 | 0.78% | 0.56% | 2 | +2,522,712 | 25.97% | Q4 2025 | Feb 17, 2026 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | Added to | 11,185,325 | 14,540 | 0.02% | 0.02% | 3 | +946,100 | 9.24% | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Added to | 10,218,236 | 13,283 | 0.0% | 0.0% | 4 | +230,776 | 2.31% | Q4 2025 | Feb 12, 2026 |
| VANGUARD GROUP INC | History | Added to | 9,820,384 | 12,766 | 0.0% | 0.0% | 5 | +1,360,600 | 16.08% | Q4 2025 | Jan 29, 2026 |
| Velan Capital Investment Management LP | History | No change | 8,753,290 | 11,379 | 6.6% | 10.36% | 6 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 7,169,908 | 9,320 | 0.0% | 0.0% | 7 | +6,921,405 | 2785.24% | Q4 2025 | Feb 17, 2026 |
| PALISADE CAPITAL MANAGEMENT, LP | History | Reduced | 6,326,113 | 8,223 | 0.24% | 0.25% | 8 | -1,001,334 | -13.67% | Q4 2025 | Feb 17, 2026 |
| TANG CAPITAL MANAGEMENT LLC | History | Added to | 6,250,000 | 8,125 | 0.4% | 0.17% | 9 | +2,800,000 | 81.16% | Q4 2025 | Feb 17, 2026 |
| Tejara Capital Ltd | History | Added to | 5,131,426 | 6,670 | 1.57% | 3.02% | 10 | +541,711 | 11.8% | Q4 2025 | Feb 05, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 4,081,222 | 5,306 | 0.0% | 0.0% | 11 | +438,240 | 12.03% | Q4 2025 | Feb 09, 2026 |
| STATE STREET CORP | History | Added to | 3,778,043 | 4,911 | 0.0% | 0.0% | 12 | +126,540 | 3.47% | Q4 2025 | Feb 13, 2026 |
| JW Asset Management, LLC | History | Added to | 3,671,073 | 4,772 | 1.55% | 1.99% | 13 | +378,440 | 11.49% | Q4 2025 | Feb 06, 2026 |
| Congress Park Capital LLC | History | Added to | 3,067,475 | 3,987 | 1.19% | 1.13% | 14 | +177,318 | 6.14% | Q4 2025 | Jan 14, 2026 |
| D. E. Shaw & Co., Inc. | History | Reduced | 3,004,640 | 3,906 | 0.0% | 0.0% | 15 | -83,852 | -2.71% | Q4 2025 | Feb 17, 2026 |
| Focus Partners Wealth | History | Added to | 148,470 | 3,570 | 0.0% | 0.0% | 16 | +129,855 | 697.58% | Q4 2025 | Feb 13, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 2,576,716 | 3,349 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 2,135,745 | 2,776 | 0.0% | 0.0% | 18 | -632,312 | -22.84% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 2,091,669 | 2,719 | 0.0% | 0.0% | 19 | -842,412 | -28.71% | Q4 2025 | Jan 29, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 1,915,900 | 2,490 | 0.0% | 0.0% | 20 | -939,099 | -32.89% | Q4 2025 | Feb 12, 2026 |
| Pale Fire Capital SE | History | Added to | 1,469,655 | 1,910 | 0.13% | 0.06% | 21 | +998,465 | 211.9% | Q4 2025 | Feb 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 1,415,336 | 1,839 | 0.0% | 0.0% | 22 | +138,295 | 10.83% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 1,384,491 | 1,799 | 0.0% | 0.0% | 23 | +1,144,083 | 475.89% | Q4 2025 | Feb 12, 2026 |
| Stonepine Capital Management, LLC | History | Added to | 1,237,802 | 1,609 | 1.17% | 0.87% | 24 | +387,702 | 45.61% | Q4 2025 | Feb 13, 2026 |
| Monaco Asset Management SAM | History | Added to | 1,233,022 | 1,602 | 0.28% | 0.08% | 25 | +230,546 | 23.0% | Q4 2025 | Feb 10, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 1,091,411 | 1,418 | 0.0% | 0.0% | 26 | -66,162 | -5.72% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 999,509 | 1,299 | 0.0% | 0.0% | 27 | +307,230 | 44.38% | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 989,796 | 1,286 | 0.0% | 0.0% | 28 | -335,006 | -25.29% | Q4 2025 | Mar 25, 2026 |
| MORGAN STANLEY | History | Reduced | 963,851 | 1,253 | 0.0% | 0.0% | 29 | -1,504,190 | -60.95% | Q4 2025 | Feb 13, 2026 |
| CM Management, LLC | History | No change | 750,000 | 975 | 0.82% | 0.79% | 30 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Orchard Capital Management, LLC | History | Added to | 680,432 | 884 | 0.77% | 0.74% | 31 | +3,142 | 0.46% | Q4 2025 | Feb 12, 2026 |
| Squarepoint Ops LLC | History | Added to | 677,947 | 881 | 0.0% | 0.0% | 32 | +462,840 | 215.17% | Q4 2025 | Feb 13, 2026 |
| Richmond Brothers, Inc. | History | No change | 572,118 | 743 | 0.47% | 0.45% | 33 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| TWO SIGMA ADVISERS, LP | History | Added to | 519,571 | 675 | 0.0% | 0.0% | 34 | +337,500 | 185.37% | Q4 2025 | Feb 17, 2026 |
| NEXPOINT ASSET MANAGEMENT, L.P. | History | No change | 475,750 | 618 | 0.04% | 0.05% | 35 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | New | 440,252 | 572 | 0.0% | — | 36 | +440,252 | New | Q4 2025 | Feb 13, 2026 |
| Bank of New York Mellon Corp | History | Added to | 418,477 | 544 | 0.0% | 0.0% | 37 | +6,003 | 1.46% | Q4 2025 | Feb 10, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 376,300 | 489 | 0.0% | 0.0% | 38 | -1,560,389 | -80.57% | Q4 2025 | Feb 17, 2026 |
| Nuveen, LLC | History | No change | 347,065 | 451 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 340,246 | 442 | 0.0% | 0.0% | 40 | -47,021 | -12.14% | Q4 2025 | Feb 17, 2026 |
| Caption Management, LLC | History | Reduced | 339,100 | 440 | 0.0% | 0.03% | 41 | -2,395,197 | -87.6% | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Added to | 307,861 | 400 | 0.0% | 0.0% | 42 | +76,466 | 33.05% | Q4 2025 | Feb 19, 2026 |
| BARCLAYS PLC | History | Added to | 303,209 | 394 | 0.0% | 0.0% | 43 | +23,852 | 8.54% | Q4 2025 | Feb 13, 2026 |
| Apeiron RIA LLC | History | Added to | 259,968 | 358 | 0.07% | 0.07% | 44 | +37,090 | 16.64% | Q4 2025 | Feb 03, 2026 |
| Palumbo Wealth Management LLC | History | Added to | 259,413 | 337 | 0.08% | 0.09% | 45 | +42,907 | 19.82% | Q4 2025 | Jan 21, 2026 |
| Cyndeo Wealth Partners, LLC | History | No change | 248,087 | 322 | 0.02% | 0.02% | 46 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Reduced | 242,000 | 314 | 0.01% | 0.02% | 47 | -458,000 | -65.43% | Q4 2025 | Feb 17, 2026 |
| XTX Topco Ltd | History | Added to | 240,197 | 312 | 0.01% | 0.0% | 48 | +209,700 | 687.61% | Q4 2025 | Feb 17, 2026 |
| Quadrature Capital Ltd | History | New | 227,784 | 296 | 0.0% | — | 49 | +227,784 | New | Q4 2025 | Feb 17, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Added to | 248,567 | 283 | 0.0% | 0.0% | 50 | +2,154 | 0.87% | Q4 2025 | Feb 11, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 203,319 | 264 | 0.0% | 0.0% | 51 | -21,334 | -9.5% | Q4 2025 | Feb 13, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 198,550 | 258 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 179,620 | 233 | 0.0% | 0.0% | 53 | +56,488 | 45.88% | Q4 2025 | Feb 13, 2026 |
| Quinn Opportunity Partners LLC | History | No change | 175,344 | 227 | 0.01% | 0.02% | 54 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 170,967 | 222 | 0.0% | 0.0% | 55 | +152,567 | 829.17% | Q4 2025 | Feb 12, 2026 |
| Capital Planning Advisors, LLC | History | No change | 144,095 | 187 | 0.03% | 0.02% | 56 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 135,089 | 176 | 0.02% | 0.01% | 57 | +34,908 | 34.84% | Q4 2025 | Feb 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 134,445 | 174 | 0.0% | 0.0% | 58 | -597,628 | -81.64% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 120,199 | 156 | 0.0% | 0.0% | 59 | +8,527 | 7.64% | Q4 2025 | Feb 18, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 115,904 | 150 | 0.0% | 0.0% | 60 | +81,534 | 237.22% | Q4 2025 | Feb 11, 2026 |
| Biltmore Family Office, LLC | History | No change | 100,000 | 130 | 0.02% | 0.02% | 61 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 95,174 | 123 | 0.0% | 0.0% | 62 | -2,421 | -2.48% | Q4 2025 | Feb 13, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Added to | 94,009 | 122 | 0.0% | 0.0% | 63 | +10,314 | 12.32% | Q4 2025 | Feb 10, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 93,081 | 121 | 0.0% | 0.0% | 64 | +7,923 | 9.3% | Q4 2025 | Feb 11, 2026 |
| MetLife Investment Management, LLC | History | Reduced | 87,754 | 114 | 0.0% | 0.0% | 65 | -4,672 | -5.05% | Q4 2025 | Feb 12, 2026 |
| SEARLE & CO. | History | No change | 86,250 | 112 | 0.03% | 0.03% | 66 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| FMR LLC | History | Added to | 84,197 | 109 | 0.0% | 0.0% | 67 | +36,803 | 77.65% | Q4 2025 | Feb 17, 2026 |
| GLENMEDE TRUST CO NA | History | New | 82,189 | 106 | 0.0% | — | 68 | +82,189 | New | Q4 2025 | Feb 17, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 76,638 | 100 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Reduced | 71,369 | 92 | 0.0% | 0.0% | 70 | -491 | -0.68% | Q4 2025 | Feb 17, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 70,212 | 91 | 0.02% | 0.01% | 71 | +62,146 | 770.47% | Q4 2025 | Mar 03, 2026 |
| Redwood Family Wealth LLC | History | New | 64,500 | 83 | 0.08% | — | 72 | +64,500 | New | Q4 2025 | Mar 06, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 62,396 | 81 | 0.0% | 0.0% | 73 | -1,230,048 | -95.17% | Q4 2025 | Feb 11, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Reduced | 59,369 | 77 | 0.0% | 0.0% | 75 | -13,996 | -19.08% | Q4 2025 | Feb 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 59,426 | 77 | 0.0% | 0.0% | 74 | -620 | -1.03% | Q4 2025 | Feb 12, 2026 |
| State of Wyoming | History | New | 58,624 | 76 | 0.01% | — | 76 | +58,624 | New | Q4 2025 | Feb 11, 2026 |
| Cornerstone Select Advisors, LLC | History | Reduced | 58,070 | 75 | 0.05% | 0.05% | 77 | -1,000 | -1.69% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Added to | 55,889 | 72 | 0.0% | 0.0% | 78 | +5,256 | 10.38% | Q4 2025 | Feb 11, 2026 |
| Headlands Technologies LLC | History | Added to | 51,287 | 66 | 0.01% | 0.0% | 79 | +31,431 | 158.29% | Q4 2025 | Feb 13, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 48,659 | 63 | 0.0% | — | 80 | +48,659 | New | Q4 2025 | Feb 13, 2026 |
| Atom Investors LP | History | New | 48,178 | 62 | 0.0% | — | 81 | +48,178 | New | Q4 2025 | Feb 17, 2026 |
| Abel Hall, LLC | History | New | 46,176 | 60 | 0.01% | — | 82 | +46,176 | New | Q4 2025 | Feb 17, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 41,590 | 54 | 0.0% | 0.0% | 83 | -7,366 | -15.05% | Q4 2025 | Feb 17, 2026 |
| Prospera Financial Services Inc | History | Reduced | 40,565 | 52 | 0.0% | 0.0% | 84 | -11,100 | -21.48% | Q4 2025 | Feb 09, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 38,352 | 49 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Brevan Howard Capital Management LP | History | New | 35,036 | 45 | 0.0% | — | 86 | +35,036 | New | Q4 2025 | Feb 17, 2026 |
| HSBC HOLDINGS PLC | History | Reduced | 33,381 | 43 | 0.0% | 0.0% | 87 | -53 | -0.16% | Q4 2025 | Mar 20, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 32,870 | 42 | 0.0% | 0.0% | 88 | -345,718 | -91.32% | Q4 2025 | Feb 10, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 31,923 | 41 | 0.0% | — | 89 | +31,923 | New | Q4 2025 | Jan 29, 2026 |
| King Wealth Management Group | History | Added to | 30,799 | 40 | 0.0% | 0.0% | 90 | +1,000 | 3.36% | Q4 2025 | Feb 09, 2026 |
| Anfield Capital Management, LLC | History | No change | 30,000 | 39 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 27,955 | 36 | 0.0% | 0.0% | 92 | +3,867 | 16.05% | Q4 2025 | Feb 17, 2026 |
| ProShare Advisors LLC | History | Added to | 28,075 | 36 | 0.0% | 0.0% | 93 | +1,916 | 7.32% | Q4 2025 | Feb 06, 2026 |
| CoreCap Advisors, LLC | History | No change | 28,409 | 36 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 27,653 | 35 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 26,422 | 34 | 0.0% | 0.0% | 96 | -200 | -0.75% | Q4 2025 | Feb 05, 2026 |
| Valeo Financial Advisors, LLC | History | No change | 26,697 | 34 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| ACT Advisors, LLC. | History | Added to | 25,808 | 33 | 0.01% | 0.01% | 98 | +227 | 0.89% | Q4 2025 | Jan 14, 2026 |
| Parkway Wealth Management Group, LLC | History | New | 25,000 | 32 | 0.0% | — | 100 | +25,000 | New | Q4 2025 | Feb 10, 2026 |
| SG Americas Securities, LLC | History | Added to | 24,377 | 32 | 0.0% | 0.0% | 99 | +6,858 | 39.15% | Q4 2025 | Jan 09, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | Added to | 20,914 | 27 | 0.0% | 0.0% | 101 | +29 | 0.14% | Q4 2025 | Feb 13, 2026 |
| Argent Advisors, Inc. | History | No change | 20,000 | 26 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 19,393 | 25 | 0.0% | 0.0% | 103 | +7,880 | 68.44% | Q4 2025 | Feb 17, 2026 |
| StoneX Group Inc. | History | New | 18,809 | 24 | 0.0% | — | 104 | +18,809 | New | Q4 2025 | Feb 12, 2026 |
| Advisory Services Network, LLC | History | Added to | 18,874 | 24 | 0.0% | — | 106 | +18,114 | 2383.42% | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | Reduced | 18,999 | 24 | 0.0% | 0.0% | 105 | -16,900 | -47.08% | Q4 2025 | Feb 13, 2026 |
| Capital Investment Counsel, Inc | History | New | 18,325 | 23 | 0.0% | — | 107 | +18,325 | New | Q4 2025 | Jan 23, 2026 |
| NICOLET ADVISORY SERVICES, LLC | History | No change | 16,000 | 23 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| IEQ CAPITAL, LLC | History | Reduced | 16,988 | 22 | 0.0% | 0.0% | 110 | -62,037 | -78.5% | Q4 2025 | Feb 13, 2026 |
| Cerity Partners LLC | History | Reduced | 17,063 | 22 | 0.0% | 0.0% | 109 | -34,649 | -67.0% | Q4 2025 | Feb 11, 2026 |
| HighTower Advisors, LLC | History | Reduced | 16,796 | 21 | 0.0% | 0.0% | 111 | -4,000 | -19.23% | Q4 2025 | Feb 06, 2026 |
| Pekin Hardy Strauss, Inc. | History | New | 15,992 | 20 | 0.0% | — | 112 | +15,992 | New | Q4 2025 | Jan 30, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 15,618 | 20 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 16,000 | 20 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | Added to | 14,896 | 19 | 0.0% | 0.0% | 115 | +75 | 0.51% | Q4 2025 | Feb 13, 2026 |
| Legal & General Group Plc | History | No change | 14,237 | 18 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Cetera Investment Advisers | History | No change | 13,997 | 18 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Cresset Asset Management, LLC | History | New | 13,390 | 17 | 0.0% | — | 119 | +13,390 | New | Q4 2025 | Feb 17, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 13,380 | 17 | 0.0% | 0.0% | 118 | -13,329 | -49.9% | Q4 2025 | Feb 18, 2026 |
| AIGEN INVESTMENT MANAGEMENT, LP | History | New | 12,717 | 16 | 0.0% | — | 123 | +12,717 | New | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 11,793 | 16 | 0.0% | — | 121 | +11,793 | New | Q4 2025 | Feb 17, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 12,671 | 16 | 0.0% | 0.0% | 122 | -4,547 | -26.41% | Q4 2025 | Feb 17, 2026 |
| SEI INVESTMENTS CO | History | No change | 12,685 | 16 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 12,136 | 15 | 0.0% | — | 125 | +12,136 | New | Q4 2025 | Feb 17, 2026 |
| DLK Investment Management, LLC | History | Reduced | 11,690 | 15 | 0.01% | 0.01% | 128 | -10,500 | -47.32% | Q4 2025 | Jan 14, 2026 |
| INGALLS & SNYDER LLC | History | No change | 11,415 | 15 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| B. Riley Wealth Advisors, Inc. | History | No change | 12,117 | 15 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| XPONANCE LLC | History | No change | 11,893 | 15 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CWM, LLC | History | Reduced | 10,628 | 14 | 0.0% | 0.0% | 129 | -34,387 | -76.39% | Q4 2025 | Jan 26, 2026 |
| Red Door Wealth Management, LLC | History | New | 10,400 | 13 | 0.0% | — | 132 | +10,400 | New | Q4 2025 | Jan 20, 2026 |
| CIBC WORLD MARKETS CORP | History | New | 10,165 | 13 | 0.0% | — | 130 | +10,165 | New | Q4 2025 | Feb 12, 2026 |
| HB Wealth Management, LLC | History | Reduced | 10,301 | 13 | 0.0% | 0.0% | 134 | -1,169 | -10.19% | Q4 2025 | Jan 28, 2026 |
| Venturi Wealth Management, LLC | History | No change | 10,500 | 13 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| XML Financial, LLC | History | No change | 10,000 | 13 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Allworth Financial LP | History | New | 9,329 | 12 | 0.0% | — | 137 | +9,329 | New | Q4 2025 | Feb 05, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 9,458 | 12 | 0.0% | 0.0% | 135 | +943 | 11.07% | Q4 2025 | Feb 17, 2026 |
| HBK Sorce Advisory LLC | History | No change | 10,000 | 12 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Lido Advisors, LLC | History | No change | 10,072 | 12 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Sterling Capital Management LLC | History | Reduced | 7,976 | 10 | 0.0% | 0.0% | 139 | -1,438 | -15.28% | Q4 2025 | Feb 13, 2026 |
| JTC Employer Solutions Trustee Ltd | History | No change | 6,500 | 8 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 4,968 | 6 | 0.0% | 0.0% | 143 | +1,077 | 27.68% | Q4 2025 | Feb 17, 2026 |
| AMALGAMATED BANK | History | Added to | 4,827 | 6 | 0.0% | 0.0% | 142 | +780 | 19.27% | Q4 2025 | Feb 05, 2026 |
| COMERICA BANK | History | Reduced | 4,951 | 6 | 0.0% | 0.0% | 141 | -68 | -1.35% | Q4 2025 | Jan 29, 2026 |
| Global Retirement Partners, LLC | History | No change | 4,018 | 5 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CITIGROUP INC | History | Reduced | 3,478 | 4 | 0.0% | 0.0% | 145 | -2,473,051 | -99.86% | Q4 2025 | Feb 13, 2026 |
| Clearstead Advisors, LLC | History | Reduced | 3,200 | 4 | 0.0% | 0.0% | 146 | -1,561 | -32.79% | Q4 2025 | Feb 09, 2026 |
| BESSEMER GROUP INC | History | No change | 1,300 | 2 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 1,619 | 2 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 1,000 | 1 | 0.0% | — | 149 | +1,000 | New | Q4 2025 | Feb 09, 2026 |
| GAMMA Investing LLC | History | New | 889 | 1 | 0.0% | — | 153 | +889 | New | Q4 2025 | Jan 05, 2026 |
| Optiver Holding B.V. | History | Reduced | 1,088 | 1 | 0.0% | 0.0% | 152 | -794 | -42.19% | Q4 2025 | Feb 17, 2026 |
| Winch Advisory Services, LLC | History | No change | 1,000 | 1 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,000 | 1 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| BAKER BROS. ADVISORS LP | History | Closed out | 0 | 0 | — | 0.04% | — | -4,251,951 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,308,861 | -100.0% | Q3 2025 | Nov 13, 2025 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -525,774 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Walleye Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -99,335 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Motiv8 Investments LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -69,245 | -100.0% | Q3 2025 | Oct 23, 2025 |
| J. Goldman & Co LP | History | Closed out | 0 | 0 | — | 0.0% | — | -67,592 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,465 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Arax Advisory Partners | History | Reduced | 129 | 0 | — | 0.0% | — | -33,245 | -99.61% | Q4 2025 | Feb 13, 2026 |
| WEALTH ALLIANCE, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,000 | -100.0% | Q3 2025 | Nov 07, 2025 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,187 | -100.0% | Q3 2025 | Nov 17, 2025 |
| Voleon Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -26,940 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,577 | -100.0% | Q3 2025 | Oct 29, 2025 |
| PKS Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,000 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,928 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -15,495 | -100.0% | Q3 2025 | Nov 13, 2025 |
| R Squared Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -15,219 | -100.0% | Q3 2025 | Nov 12, 2025 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,780 | -100.0% | Q3 2025 | Nov 05, 2025 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,651 | -100.0% | Q3 2025 | Nov 03, 2025 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,500 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -12,409 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,654 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Gleason Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,670 | -100.0% | Q3 2025 | Oct 16, 2025 |
| Future Financial Wealth Managment LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,500 | -100.0% | Q3 2025 | Oct 15, 2025 |
| EverSource Wealth Advisors, LLC | History | Reduced | 641 | 0 | — | 0.0% | — | -1,104 | -63.27% | Q4 2025 | Feb 06, 2026 |
| FINANCIAL CONSULATE, INC | History | Closed out | 0 | 0 | — | — | — | -500 | -100.0% | Q3 2025 | Oct 21, 2025 |
| CNB Bank | History | Closed out | 0 | 0 | — | — | — | -500 | -100.0% | Q3 2025 | Oct 30, 2025 |
| Rockefeller Capital Management L.P. | History | Added to | 415 | 0 | — | — | — | +354 | 580.33% | Q4 2025 | Mar 16, 2026 |
| Lodestone Wealth Management LLC | History | New | 250 | 0 | — | — | — | +250 | New | Q4 2025 | Jan 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 188 | 0 | — | — | — | +188 | New | Q4 2025 | Feb 10, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 178 | 0 | — | — | — | +178 | New | Q4 2025 | Feb 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 361 | 0 | — | — | — | -155 | -30.04% | Q4 2025 | Feb 06, 2026 |
| Farther Finance Advisors, LLC | History | New | 52 | 0 | — | — | — | +52 | New | Q4 2025 | Jan 23, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 55 | 0 | — | — | — | +23 | 71.88% | Q4 2025 | Feb 10, 2026 |
| Fortitude Family Office, LLC | History | Reduced | 79 | 0 | — | — | — | -10 | -11.24% | Q4 2025 | Jan 15, 2026 |
| EVERMAY WEALTH MANAGEMENT LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| AdvisorNet Financial, Inc | History | No change | 110 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Parallel Advisors, LLC | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| HighMark Wealth Management LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| SBI Securities Co., Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| SJS Investment Consulting Inc. | History | No change | 400 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| New England Capital Financial Advisors LLC | History | No change | 475 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |