HERON THERAPEUTICS, INC. /DE/ - HRTX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rubric Capital Management LP | History | No change | 30,046,828 | 12,823 | 0.12% | 0.12% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Clearline Capital LP | History | No change | 11,383,961 | 4,858 | 0.29% | 0.29% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 10,550,750 | 4,503 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Velan Capital Investment Management LP | History | No change | 8,753,290 | 3,735 | 2.27% | 2.27% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 7,782,741 | 3,323 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tejara Capital Ltd | History | No change | 6,510,795 | 2,778 | 1.14% | 1.14% | 6 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| TANG CAPITAL MANAGEMENT LLC | History | No change | 6,250,000 | 2,667 | 0.12% | 0.12% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 4,270,980 | 1,823 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 4,070,101 | 1,737 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stonepine Capital Management, LLC | History | No change | 1,490,787 | 1,709 | 0.96% | 0.96% | 10 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| JW Asset Management, LLC | History | No change | 3,751,073 | 1,600 | 0.5% | 0.5% | 11 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| STATE STREET CORP | History | No change | 3,228,557 | 1,377 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| Caption Management, LLC | History | No change | 3,100,000 | 1,323 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 2,997,073 | 1,279 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pale Fire Capital SE | History | No change | 2,511,478 | 1,071 | 0.08% | 0.08% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MARSHALL WACE, LLP | History | No change | 2,354,193 | 1,012 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Richmond Brothers, Inc. | History | No change | 1,792,319 | 764 | 0.4% | 0.4% | 17 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 1,580,510 | 674 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 1,553,857 | 663 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 1,506,900 | 643 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 1,365,119 | 582 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 1,329,754 | 567 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 1,281,796 | 547 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NORTHERN TRUST CORP | History | No change | 1,223,480 | 522 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 1,217,463 | 519 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GSA CAPITAL PARTNERS LLP | History | No change | 1,042,892 | 445 | 0.03% | 0.03% | 26 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Qube Research & Technologies Ltd | History | No change | 1,021,092 | 435 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CM Management, LLC | History | No change | 1,000,000 | 426 | 0.27% | 0.27% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 694,165 | 296 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 299,910 | 239 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NEXPOINT ASSET MANAGEMENT, L.P. | History | No change | 475,750 | 203 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DIADEMA PARTNERS LP | History | No change | 458,723 | 195 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 406,668 | 173 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| XCELSIOR ADVISOR PARTNERS LLC | History | No change | 405,777 | 173 | 0.02% | 0.02% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Congress Park Capital LLC | History | Reduced | 551,697 | 172 | 0.05% | 0.23% | 35 | -1,464,750 | -72.64% | Q3 2026 | Oct 13, 2026 |
| Bank of New York Mellon Corp | History | No change | 395,838 | 168 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Squarepoint Ops LLC | History | No change | 321,177 | 137 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Virtu Financial LLC | History | No change | 283,239 | 121 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Apeiron RIA LLC | History | Reduced | 319,123 | 113 | 0.03% | 0.04% | 40 | -51,456 | -13.89% | Q3 2026 | Oct 08, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 266,314 | 113 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 260,167 | 111 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FMR LLC | History | No change | 226,803 | 96 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Nuveen, LLC | History | No change | 221,787 | 94 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| StoneX Group Inc. | History | New | 237,550 | 90 | 0.0% | — | 44 | +237,550 | New | Q3 2026 | Nov 03, 2026 |
| RHUMBLINE ADVISERS | History | No change | 195,537 | 83 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Quinn Opportunity Partners LLC | History | No change | 175,344 | 74 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 159,997 | 68 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 158,177 | 67 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 152,923 | 65 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | No change | 153,011 | 65 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 120,435 | 51 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | No change | 120,293 | 51 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Persistent Asset Partners Ltd | History | No change | 117,090 | 49 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 111,504 | 48 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 111,698 | 47 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 108,369 | 46 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 96,300 | 41 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| IEQ CAPITAL, LLC | History | No change | 96,612 | 41 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BARCLAYS PLC | History | No change | 91,022 | 38 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SEARLE & CO. | History | No change | 86,250 | 36 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 83,756 | 35 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 81,246 | 34 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JPMORGAN CHASE & CO | History | No change | 75,665 | 32 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CITIGROUP INC | History | No change | 74,940 | 31 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 73,585 | 31 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Biltmore Family Office, LLC | History | No change | 100,000 | 31 | 0.0% | 0.01% | 66 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 68,291 | 29 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| LPL Financial LLC | History | No change | 61,112 | 26 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Cerity Partners LLC | History | No change | 60,341 | 25 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | No change | 55,972 | 23 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GROUP ONE TRADING LLC | History | No change | 52,947 | 22 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 51,547 | 22 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | No change | 47,100 | 20 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Centiva Capital, LP | History | No change | 45,507 | 19 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| R Squared Ltd | History | No change | 46,708 | 19 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 59,176 | 18 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Redwood Family Wealth LLC | History | Reduced | 55,972 | 17 | 0.02% | 0.04% | 82 | -49,500 | -46.93% | Q3 2026 | Oct 20, 2026 |
| Creative Planning | History | Added to | 57,128 | 17 | 0.0% | 0.0% | 78 | +21,266 | 59.3% | Q3 2026 | Nov 02, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | No change | 42,150 | 17 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Prospera Financial Services Inc | History | No change | 40,565 | 17 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Cornerstone Select Advisors, LLC | History | No change | 39,964 | 17 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| HORAN Wealth, LLC | History | No change | 41,590 | 17 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 26, 2026 |
| Neuberger Berman Group LLC | History | No change | 38,987 | 16 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Oct 27, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 38,352 | 16 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 35,567 | 15 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| DLK Investment Management, LLC | History | Added to | 44,710 | 14 | 0.01% | 0.03% | 88 | +26,820 | 149.92% | Q3 2026 | Oct 08, 2026 |
| HSBC HOLDINGS PLC | History | No change | 33,381 | 14 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| King Wealth Management Group | History | No change | 32,799 | 14 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| New Harbor Financial Group, LLC | History | New | 39,120 | 12 | 0.0% | — | 89 | +39,120 | New | Q3 2026 | Oct 22, 2026 |
| HRT FINANCIAL LP | History | No change | 27,024 | 11 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Diversified Trust Co | History | No change | 26,492 | 11 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | No change | 27,276 | 11 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 29,067 | 10 | 0.0% | 0.0% | 97 | -3,330 | -10.28% | Q3 2026 | Oct 13, 2026 |
| &PARTNERS | History | No change | 23,632 | 10 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRUDENTIAL FINANCIAL INC | History | No change | 23,495 | 10 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HighTower Advisors, LLC | History | No change | 24,617 | 10 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| JANE STREET GROUP, LLC | History | No change | 25,672 | 10 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pallas Capital Advisors LLC | History | No change | 25,699 | 10 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| DDFG, Inc | History | No change | 32,903 | 10 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Concurrent Investment Advisors, LLC | History | No change | 31,923 | 10 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 22,507 | 9 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ACT Advisors, LLC. | History | New | 25,581 | 8 | 0.0% | — | 108 | +25,581 | New | Q3 2026 | Oct 15, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | No change | 20,226 | 8 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Argent Advisors, Inc. | History | No change | 20,000 | 8 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| TWO SIGMA SECURITIES, LLC | History | No change | 20,754 | 8 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisory Services Network, LLC | History | No change | 19,580 | 8 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PKS Advisory Services, LLC | History | No change | 20,000 | 8 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| CoreCap Advisors, LLC | History | No change | 28,409 | 8 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Cetera Investment Advisers | History | No change | 17,861 | 7 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Parkway Wealth Management Group, LLC | History | No change | 25,000 | 7 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 19,395 | 6 | 0.0% | 0.0% | 113 | -8,600 | -30.72% | Q3 2026 | Nov 02, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 15,618 | 6 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 15,000 | 6 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Allworth Financial LP | History | No change | 14,341 | 6 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Crossmark Global Holdings, Inc. | History | New | 16,771 | 5 | 0.0% | — | 124 | +16,771 | New | Q3 2026 | Oct 21, 2026 |
| SteelPeak Wealth, LLC | History | New | 16,181 | 5 | 0.0% | — | 125 | +16,181 | New | Q3 2026 | Oct 16, 2026 |
| HB Wealth Management, LLC | History | Added to | 17,041 | 5 | 0.0% | 0.0% | 123 | +3,458 | 25.46% | Q3 2026 | Oct 23, 2026 |
| ProShare Advisors LLC | History | Reduced | 18,627 | 5 | 0.0% | 0.0% | 120 | -2,291 | -10.95% | Q3 2026 | Oct 28, 2026 |
| SEI INVESTMENTS CO | History | No change | 12,685 | 5 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Legal & General Group Plc | History | No change | 13,930 | 5 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 12,365 | 5 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 12,062 | 5 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INGALLS & SNYDER LLC | History | No change | 11,415 | 5 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Capital Investment Counsel, Inc | History | No change | 18,325 | 5 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Spectrum Investment Advisors, Inc. | History | No change | 11,731 | 5 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Dynamic Advisor Solutions LLC | History | New | 13,947 | 4 | 0.0% | — | 130 | +13,947 | New | Q3 2026 | Oct 13, 2026 |
| XPONANCE LLC | History | Reduced | 13,514 | 4 | 0.0% | 0.0% | 127 | -264 | -1.92% | Q3 2026 | Nov 03, 2026 |
| SIMPLEX TRADING, LLC | History | No change | 11,683 | 4 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Venturi Wealth Management, LLC | History | No change | 10,500 | 4 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| JMN Financial LLC | History | No change | 11,269 | 4 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 10,753 | 3 | 0.0% | — | 134 | +10,578 | 6044.57% | Q3 2026 | Oct 08, 2026 |
| GAMMA Investing LLC | History | New | 9,901 | 3 | 0.0% | — | 136 | +9,901 | New | Q3 2026 | Oct 08, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 12,000 | 3 | 0.0% | 0.0% | 132 | -103 | -0.85% | Q3 2026 | Oct 13, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | No change | 12,074 | 3 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| JTC Employer Solutions Trustee Ltd | History | No change | 6,500 | 3 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Forum Finance Group S.A. | History | No change | 8,500 | 3 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | No change | 4,934 | 2 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| ROYAL BANK OF CANADA | History | No change | 5,460 | 2 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 6,890 | 2 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Sterling Capital Management LLC | History | Added to | 4,806 | 1 | 0.0% | — | 141 | +3,999 | 495.54% | Q3 2026 | Oct 22, 2026 |
| Clearstead Advisors, LLC | History | No change | 3,498 | 1 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 4,018 | 1 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Abel Hall, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -213,185 | -100.0% | Q3 2026 | Oct 19, 2026 |
| Chicago Partners Investment Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -51,254 | -100.0% | Q3 2026 | Oct 26, 2026 |
| TopTier Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -25,350 | -100.0% | Q3 2026 | Oct 16, 2026 |
| Pekin Hardy Strauss, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,992 | -100.0% | Q3 2026 | Nov 02, 2026 |
| BRIGHTON JONES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,133 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Essential Partners LLC | History | Reduced | 2,734 | 0 | — | 0.0% | — | -1,274 | -31.79% | Q3 2026 | Oct 14, 2026 |
| SJS Investment Consulting Inc. | History | Added to | 1,230 | 0 | — | — | — | +815 | 196.39% | Q3 2026 | Oct 26, 2026 |
| Parkside Financial Bank & Trust | History | Closed out | 0 | 0 | — | — | — | -560 | -100.0% | Q3 2026 | Oct 27, 2026 |
| Root Financial Partners, LLC | History | New | 432 | 0 | — | — | — | +432 | New | Q3 2026 | Oct 21, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | — | — | -331 | -100.0% | Q3 2026 | Oct 20, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | Closed out | 0 | 0 | — | — | — | -320 | -100.0% | Q3 2026 | Oct 07, 2026 |
| Provenance Wealth Advisors, LLC | History | New | 163 | 0 | — | — | — | +163 | New | Q3 2026 | Oct 30, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | — | — | -110 | -100.0% | Q3 2026 | Oct 15, 2026 |
| IFP Advisors, Inc | History | Reduced | 75 | 0 | — | — | — | -45 | -37.5% | Q3 2026 | Oct 16, 2026 |
| True Wealth Design, LLC | History | New | 43 | 0 | — | — | — | +43 | New | Q3 2026 | Oct 13, 2026 |
| Fortitude Family Office, LLC | History | Reduced | 873 | 0 | — | — | — | -15 | -1.69% | Q3 2026 | Oct 14, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 7 | 0 | — | — | — | +1 | 16.67% | Q3 2026 | Oct 21, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 518 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 2,078 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 2,152 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| Winch Advisory Services, LLC | History | No change | 1,000 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 861 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Parallel Advisors, LLC | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 984 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,000 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 178 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 354 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HighMark Wealth Management LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 1,619 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Optiver Holding B.V. | History | No change | 1,706 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Caitong International Asset Management Co., Ltd | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| New England Capital Financial Advisors LLC | History | No change | 475 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |