HERON THERAPEUTICS, INC. /DE/ - HRTX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rubric Capital Management LP | History | No change | 30,046,828 | 24,040 | 0.25% | 0.47% | 1 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| VANGUARD GROUP INC | History | No change | 9,820,384 | 12,766 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Clearline Capital LP | History | No change | 12,235,239 | 9,789 | 0.51% | 0.78% | 3 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | Reduced | 10,106,422 | 8,086 | 0.0% | 0.0% | 4 | -111,814 | -1.09% | Q1 2026 | May 13, 2026 |
| ORBIMED ADVISORS LLC | History | New | 9,816,940 | 7,854 | 0.16% | — | 5 | +9,816,940 | New | Q1 2026 | May 15, 2026 |
| Velan Capital Investment Management LP | History | No change | 8,753,290 | 7,003 | 4.39% | 6.6% | 6 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 7,810,329 | 6,248 | 0.0% | — | 7 | +7,810,329 | New | Q1 2026 | May 15, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 7,630,527 | 6,105 | 0.0% | 0.0% | 8 | +460,619 | 6.42% | Q1 2026 | May 15, 2026 |
| Tejara Capital Ltd | History | Added to | 6,336,755 | 5,070 | 1.67% | 1.57% | 9 | +1,205,329 | 23.49% | Q1 2026 | May 12, 2026 |
| TANG CAPITAL MANAGEMENT LLC | History | No change | 6,250,000 | 5,000 | 0.25% | 0.4% | 10 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| PALISADE CAPITAL MANAGEMENT, LP | History | Reduced | 6,140,639 | 4,913 | 0.16% | 0.24% | 11 | -185,474 | -2.93% | Q1 2026 | May 15, 2026 |
| Congress Park Capital LLC | History | Added to | 4,032,737 | 3,226 | 0.99% | 1.19% | 12 | +965,262 | 31.47% | Q1 2026 | Apr 14, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 4,010,087 | 3,209 | 0.0% | 0.0% | 13 | -71,135 | -1.74% | Q1 2026 | May 15, 2026 |
| STATE STREET CORP | History | Added to | 3,843,672 | 3,075 | 0.0% | 0.0% | 14 | +65,629 | 1.74% | Q1 2026 | May 15, 2026 |
| JW Asset Management, LLC | History | Added to | 3,751,073 | 3,001 | 1.23% | 1.55% | 15 | +80,000 | 2.18% | Q1 2026 | May 08, 2026 |
| Pale Fire Capital SE | History | Added to | 2,716,328 | 2,173 | 0.19% | 0.13% | 16 | +1,246,673 | 84.83% | Q1 2026 | May 14, 2026 |
| D. E. Shaw & Co., Inc. | History | Reduced | 2,600,990 | 2,081 | 0.0% | 0.0% | 17 | -403,650 | -13.43% | Q1 2026 | May 15, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 2,576,716 | 2,061 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Caption Management, LLC | History | Added to | 2,413,681 | 1,931 | 0.01% | 0.0% | 19 | +2,074,581 | 611.79% | Q1 2026 | May 15, 2026 |
| Stonepine Capital Management, LLC | History | Added to | 2,402,191 | 1,921 | 0.77% | 1.17% | 20 | +1,164,389 | 94.07% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Added to | 2,285,883 | 1,828 | 0.0% | 0.0% | 21 | +194,214 | 9.29% | Q1 2026 | May 05, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 1,718,300 | 1,374 | 0.0% | 0.0% | 22 | -197,600 | -10.31% | Q1 2026 | May 14, 2026 |
| Richmond Brothers, Inc. | History | Added to | 1,436,705 | 1,149 | 0.77% | 0.47% | 23 | +864,587 | 151.12% | Q1 2026 | May 11, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 1,376,367 | 1,101 | 0.0% | 0.0% | 24 | -38,969 | -2.75% | Q1 2026 | May 15, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | New | 1,309,312 | 1,047 | 0.0% | — | 25 | +1,309,312 | New | Q1 2026 | May 08, 2026 |
| NORTHERN TRUST CORP | History | Added to | 1,172,525 | 938 | 0.0% | 0.0% | 26 | +81,114 | 7.43% | Q1 2026 | May 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 1,152,714 | 922 | 0.0% | — | 27 | +1,152,714 | New | Q1 2026 | May 08, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 1,056,944 | 845 | 0.0% | 0.0% | 28 | +67,148 | 6.78% | Q1 2026 | May 15, 2026 |
| CM Management, LLC | History | Added to | 1,000,000 | 800 | 0.67% | 0.82% | 29 | +250,000 | 33.33% | Q1 2026 | May 08, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | Added to | 962,505 | 770 | 0.0% | 0.0% | 30 | +522,253 | 118.63% | Q1 2026 | May 14, 2026 |
| Squarepoint Ops LLC | History | Added to | 859,958 | 688 | 0.0% | 0.0% | 31 | +182,011 | 26.85% | Q1 2026 | May 15, 2026 |
| Monaco Asset Management SAM | History | Reduced | 858,122 | 686 | 0.13% | 0.28% | 32 | -374,900 | -30.4% | Q1 2026 | May 11, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 519,571 | 675 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 814,869 | 651 | 0.0% | 0.0% | 34 | -1,320,876 | -61.85% | Q1 2026 | May 15, 2026 |
| Orchard Capital Management, LLC | History | No change | 680,432 | 544 | 0.57% | 0.77% | 35 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 641,587 | 513 | 0.0% | 0.0% | 36 | +265,287 | 70.5% | Q1 2026 | May 15, 2026 |
| Nuveen, LLC | History | Added to | 526,293 | 421 | 0.0% | 0.0% | 37 | +179,228 | 51.64% | Q1 2026 | Apr 30, 2026 |
| MORGAN STANLEY | History | Reduced | 513,413 | 410 | 0.0% | 0.0% | 38 | -450,438 | -46.73% | Q1 2026 | May 15, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | New | 513,168 | 409 | 0.0% | — | 39 | +513,168 | New | Q1 2026 | May 13, 2026 |
| NEXPOINT ASSET MANAGEMENT, L.P. | History | No change | 475,750 | 380 | 0.03% | 0.04% | 40 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | New | 458,766 | 367 | 0.0% | — | 41 | +458,766 | New | Q1 2026 | May 11, 2026 |
| Palumbo Wealth Management LLC | History | Added to | 412,496 | 330 | 0.08% | 0.08% | 42 | +153,083 | 59.01% | Q1 2026 | May 12, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 406,806 | 325 | 0.0% | 0.0% | 43 | -11,671 | -2.79% | Q1 2026 | May 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 360,253 | 288 | 0.0% | 0.0% | 44 | +20,007 | 5.88% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Added to | 326,512 | 261 | 0.0% | 0.0% | 45 | +18,651 | 6.06% | Q1 2026 | May 12, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 198,550 | 258 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 317,400 | 253 | 0.0% | 0.0% | 47 | -682,109 | -68.24% | Q1 2026 | May 15, 2026 |
| Apeiron RIA LLC | History | Added to | 305,668 | 244 | 0.06% | 0.07% | 48 | +45,700 | 17.58% | Q1 2026 | Apr 27, 2026 |
| Excelsior Advisor Network LLC | History | New | 285,609 | 228 | 0.09% | — | 49 | +285,609 | New | Q1 2026 | May 15, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Reduced | 243,003 | 194 | 0.0% | 0.0% | 50 | -5,564 | -2.24% | Q1 2026 | May 08, 2026 |
| XTX Topco Ltd | History | Reduced | 209,481 | 167 | 0.0% | 0.01% | 51 | -30,716 | -12.79% | Q1 2026 | May 15, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 184,549 | 147 | 0.0% | 0.0% | 52 | -18,770 | -9.23% | Q1 2026 | May 12, 2026 |
| Quinn Opportunity Partners LLC | History | No change | 175,344 | 140 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 160,979 | 128 | 0.0% | 0.0% | 54 | +26,534 | 19.74% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 138,203 | 110 | 0.0% | 0.0% | 55 | +18,004 | 14.98% | Q1 2026 | May 14, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 111,504 | 90 | 0.0% | 0.0% | 56 | +34,866 | 45.49% | Q1 2026 | May 15, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 105,064 | 84 | 0.01% | 0.02% | 57 | -30,025 | -22.23% | Q1 2026 | May 08, 2026 |
| Biltmore Family Office, LLC | History | No change | 100,000 | 80 | 0.01% | 0.02% | 58 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 95,498 | 76 | 0.0% | 0.0% | 59 | +324 | 0.34% | Q1 2026 | May 15, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 93,081 | 74 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| BARCLAYS PLC | History | Reduced | 91,394 | 73 | 0.0% | 0.0% | 61 | -211,815 | -69.86% | Q1 2026 | May 14, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 90,809 | 72 | 0.0% | 0.0% | 62 | -80,158 | -46.89% | Q1 2026 | May 13, 2026 |
| SEARLE & CO. | History | No change | 86,250 | 69 | 0.02% | 0.03% | 63 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Vanguard Global Advisers, LLC | History | New | 83,756 | 67 | 0.0% | — | 64 | +83,756 | New | Q1 2026 | May 08, 2026 |
| GLENMEDE TRUST CO NA | History | Reduced | 82,050 | 65 | 0.0% | 0.0% | 65 | -139 | -0.17% | Q1 2026 | May 26, 2026 |
| LPL Financial LLC | History | Added to | 78,684 | 62 | 0.0% | 0.0% | 66 | +22,795 | 40.79% | Q1 2026 | May 06, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 73,125 | 58 | 0.0% | 0.0% | 67 | +1,756 | 2.46% | Q1 2026 | May 15, 2026 |
| HORAN Wealth, LLC | History | New | 41,590 | 54 | 0.01% | — | 68 | +41,590 | New | Q1 2026 | May 08, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 66,543 | 53 | 0.0% | 0.0% | 69 | -113,077 | -62.95% | Q1 2026 | May 11, 2026 |
| IEQ CAPITAL, LLC | History | Added to | 66,966 | 53 | 0.0% | 0.0% | 70 | +49,978 | 294.2% | Q1 2026 | May 14, 2026 |
| Redwood Family Wealth LLC | History | No change | 64,500 | 51 | 0.05% | 0.08% | 71 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 65,106 | 48 | 0.0% | 0.0% | 72 | +2,710 | 4.34% | Q1 2026 | May 13, 2026 |
| Cornerstone Select Advisors, LLC | History | Added to | 59,414 | 47 | 0.03% | 0.05% | 74 | +1,344 | 2.31% | Q1 2026 | May 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 59,726 | 47 | 0.0% | 0.0% | 73 | +300 | 0.5% | Q1 2026 | Apr 27, 2026 |
| FMR LLC | History | Reduced | 58,195 | 46 | 0.0% | 0.0% | 75 | -26,002 | -30.88% | Q1 2026 | May 15, 2026 |
| NINE MASTS CAPITAL Ltd | History | New | 53,399 | 42 | 0.01% | — | 76 | +53,399 | New | Q1 2026 | May 12, 2026 |
| State of Wyoming | History | Reduced | 50,618 | 40 | 0.0% | 0.01% | 77 | -8,006 | -13.66% | Q1 2026 | May 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 47,281 | 37 | 0.0% | 0.0% | 78 | +5,691 | 13.68% | Q1 2026 | May 14, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 45,988 | 36 | 0.0% | 0.0% | 79 | -2,671 | -5.49% | Q1 2026 | May 15, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Reduced | 42,150 | 33 | 0.0% | 0.0% | 80 | -17,219 | -29.0% | Q1 2026 | May 08, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 41,038 | 32 | 0.0% | 0.0% | 81 | +27,658 | 206.71% | Q1 2026 | May 15, 2026 |
| Prospera Financial Services Inc | History | No change | 40,565 | 32 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 38,352 | 30 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| TopTier Wealth Management, LLC | History | New | 37,350 | 29 | 0.02% | — | 84 | +37,350 | New | Q1 2026 | May 05, 2026 |
| Mariner, LLC | History | Added to | 35,353 | 28 | 0.0% | 0.0% | 85 | +16,354 | 86.08% | Q1 2026 | May 13, 2026 |
| Chicago Partners Investment Group LLC | History | New | 26,764 | 27 | 0.0% | — | 86 | +26,764 | New | Q1 2026 | May 04, 2026 |
| R Squared Ltd | History | New | 33,615 | 26 | 0.01% | — | 89 | +33,615 | New | Q1 2026 | Apr 29, 2026 |
| King Wealth Management Group | History | Added to | 32,799 | 26 | 0.0% | 0.0% | 88 | +2,000 | 6.49% | Q1 2026 | May 04, 2026 |
| HSBC HOLDINGS PLC | History | No change | 33,381 | 26 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 31,482 | 25 | 0.0% | 0.0% | 91 | +12,089 | 62.34% | Q1 2026 | May 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 32,454 | 25 | 0.0% | 0.0% | 90 | -416 | -1.27% | Q1 2026 | May 12, 2026 |
| Concurrent Investment Advisors, LLC | History | No change | 31,923 | 25 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 31,200 | 24 | 0.0% | 0.0% | 93 | -1,353,291 | -97.75% | Q1 2026 | May 12, 2026 |
| Qube Research & Technologies Ltd | History | New | 30,355 | 24 | 0.0% | — | 95 | +30,355 | New | Q1 2026 | May 15, 2026 |
| Anfield Capital Management, LLC | History | No change | 30,000 | 24 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| CWM, LLC | History | Added to | 28,890 | 23 | 0.0% | 0.0% | 97 | +18,262 | 171.83% | Q1 2026 | May 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 30,062 | 23 | 0.0% | 0.0% | 96 | +2,107 | 7.54% | Q1 2026 | May 15, 2026 |
| NICOLET ADVISORY SERVICES, LLC | History | No change | 16,000 | 23 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ACT Advisors, LLC. | History | Added to | 28,443 | 22 | 0.01% | 0.01% | 99 | +2,635 | 10.21% | Q1 2026 | Apr 14, 2026 |
| CoreCap Advisors, LLC | History | No change | 28,409 | 22 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Diversified Trust Co | History | New | 26,492 | 21 | 0.0% | — | 101 | +26,492 | New | Q1 2026 | Apr 16, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Reduced | 25,601 | 20 | 0.0% | 0.0% | 102 | -2,052 | -7.42% | Q1 2026 | May 12, 2026 |
| Parkway Wealth Management Group, LLC | History | No change | 25,000 | 20 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| PRUDENTIAL FINANCIAL INC | History | New | 23,495 | 18 | 0.0% | — | 106 | +23,495 | New | Q1 2026 | May 13, 2026 |
| &PARTNERS | History | New | 22,927 | 18 | 0.0% | — | 105 | +22,927 | New | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 22,297 | 18 | 0.0% | 0.0% | 104 | -4,125 | -15.61% | Q1 2026 | Apr 30, 2026 |
| ProShare Advisors LLC | History | Reduced | 22,275 | 17 | 0.0% | 0.0% | 107 | -5,800 | -20.66% | Q1 2026 | Apr 24, 2026 |
| PKS Advisory Services, LLC | History | New | 20,000 | 16 | 0.0% | — | 110 | +20,000 | New | Q1 2026 | May 13, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | Added to | 21,233 | 16 | 0.0% | 0.0% | 108 | +319 | 1.53% | Q1 2026 | May 15, 2026 |
| Argent Advisors, Inc. | History | No change | 20,000 | 16 | 0.0% | 0.01% | 109 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Red Door Wealth Management, LLC | History | Added to | 18,900 | 15 | 0.0% | 0.0% | 111 | +8,500 | 81.73% | Q1 2026 | Apr 22, 2026 |
| Focus Partners Wealth | History | Reduced | 17,514 | 14 | 0.0% | 0.0% | 114 | -130,956 | -88.2% | Q1 2026 | May 14, 2026 |
| ANCHYRA PARTNERS LLC | History | New | 18,043 | 14 | 0.0% | — | 115 | +18,043 | New | Q1 2026 | Apr 17, 2026 |
| HighTower Advisors, LLC | History | Added to | 17,612 | 14 | 0.0% | 0.0% | 113 | +816 | 4.86% | Q1 2026 | May 05, 2026 |
| Capital Investment Counsel, Inc | History | No change | 18,325 | 14 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Abel Hall, LLC | History | Reduced | 16,907 | 13 | 0.0% | 0.01% | 118 | -29,269 | -63.39% | Q1 2026 | Apr 28, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 16,604 | 13 | 0.0% | — | 119 | +16,604 | New | Q1 2026 | Apr 08, 2026 |
| Cerity Partners LLC | History | Added to | 17,243 | 13 | 0.0% | 0.0% | 117 | +180 | 1.05% | Q1 2026 | May 15, 2026 |
| CIBC WORLD MARKETS CORP | History | No change | 10,165 | 13 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 15,074 | 12 | 0.0% | 0.0% | 122 | -100,830 | -86.99% | Q1 2026 | May 14, 2026 |
| NICOLET BANKSHARES INC | History | New | 16,000 | 12 | 0.0% | — | 123 | +16,000 | New | Q1 2026 | May 14, 2026 |
| Brooklyn Investment Group | History | New | 15,927 | 12 | 0.0% | — | 124 | +15,927 | New | Q1 2026 | Apr 29, 2026 |
| Pekin Hardy Strauss, Inc. | History | No change | 15,992 | 12 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 15,618 | 12 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Legal & General Group Plc | History | Reduced | 13,930 | 11 | 0.0% | 0.0% | 125 | -307 | -2.16% | Q1 2026 | May 08, 2026 |
| Cetera Investment Advisers | History | Reduced | 13,991 | 11 | 0.0% | 0.0% | 126 | -6 | -0.04% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 13,591 | 10 | 0.0% | — | 131 | +13,591 | New | Q1 2026 | May 04, 2026 |
| XPONANCE LLC | History | Added to | 13,735 | 10 | 0.0% | 0.0% | 128 | +1,842 | 15.49% | Q1 2026 | May 13, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | Reduced | 13,428 | 10 | 0.0% | 0.0% | 130 | -1,468 | -9.85% | Q1 2026 | May 14, 2026 |
| SEI INVESTMENTS CO | History | No change | 12,685 | 10 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 12,671 | 10 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| INGALLS & SNYDER LLC | History | No change | 11,415 | 9 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| B. Riley Wealth Advisors, Inc. | History | No change | 12,117 | 9 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| DLK Investment Management, LLC | History | No change | 11,690 | 9 | 0.0% | 0.01% | 134 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| HB Wealth Management, LLC | History | Added to | 11,189 | 8 | 0.0% | 0.0% | 136 | +888 | 8.62% | Q1 2026 | Apr 27, 2026 |
| Venturi Wealth Management, LLC | History | No change | 10,500 | 8 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Allworth Financial LP | History | Added to | 9,523 | 7 | 0.0% | 0.0% | 137 | +194 | 2.08% | Q1 2026 | May 14, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 8,316 | 6 | 0.0% | 0.0% | 139 | -1,142 | -12.07% | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 4,951 | 6 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Forum Finance Group S.A. | History | New | 8,500 | 5 | 0.0% | — | 143 | +8,500 | New | Q1 2026 | May 07, 2026 |
| CITIGROUP INC | History | Added to | 7,240 | 5 | 0.0% | 0.0% | 140 | +3,762 | 108.17% | Q1 2026 | May 11, 2026 |
| Global Retirement Partners, LLC | History | No change | 4,018 | 5 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| JTC Employer Solutions Trustee Ltd | History | No change | 6,500 | 5 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| Essential Partners LLC | History | Added to | 5,040 | 4 | 0.0% | 0.0% | 144 | +2,840 | 129.09% | Q1 2026 | May 21, 2026 |
| FIFTH THIRD BANCORP | History | New | 4,934 | 3 | 0.0% | — | 148 | +4,934 | New | Q1 2026 | May 01, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 4,580 | 3 | 0.0% | 0.0% | 145 | +3,580 | 358.0% | Q1 2026 | May 15, 2026 |
| Sterling Capital Management LLC | History | Reduced | 4,627 | 3 | 0.0% | 0.0% | 146 | -3,349 | -41.99% | Q1 2026 | Apr 22, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 3,861 | 3 | 0.0% | 0.0% | 147 | -1,107 | -22.28% | Q1 2026 | May 15, 2026 |
| Clearstead Advisors, LLC | History | No change | 3,200 | 2 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Advisory Services Network, LLC | History | Reduced | 1,918 | 1 | 0.0% | 0.0% | 150 | -16,956 | -89.84% | Q1 2026 | May 15, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 2,078 | 1 | 0.0% | — | 153 | +2,078 | New | Q1 2026 | May 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 1,286 | 1 | 0.0% | — | 151 | +871 | 209.88% | Q1 2026 | May 14, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 1,619 | 1 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | Closed out | 0 | 0 | — | 0.02% | — | -11,185,325 | -100.0% | Q1 2026 | May 15, 2026 |
| Cyndeo Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -248,087 | -100.0% | Q1 2026 | Apr 13, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -242,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -227,784 | -100.0% | Q1 2026 | May 15, 2026 |
| Capital Planning Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -144,095 | -100.0% | Q1 2026 | May 14, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -94,009 | -100.0% | Q1 2026 | May 11, 2026 |
| MetLife Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -87,754 | -100.0% | Q1 2026 | May 14, 2026 |
| Caitong International Asset Management Co., Ltd | History | Reduced | 1 | 0 | — | 0.02% | — | -70,211 | -100.0% | Q1 2026 | May 11, 2026 |
| Headlands Technologies LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -51,287 | -100.0% | Q1 2026 | May 13, 2026 |
| Atom Investors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -48,178 | -100.0% | Q1 2026 | May 15, 2026 |
| Brevan Howard Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -35,036 | -100.0% | Q1 2026 | May 15, 2026 |
| Valeo Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,697 | -100.0% | Q1 2026 | May 08, 2026 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,377 | -100.0% | Q1 2026 | Apr 16, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -18,809 | -100.0% | Q1 2026 | May 14, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -16,000 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Cresset Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,390 | -100.0% | Q1 2026 | May 15, 2026 |
| AIGEN INVESTMENT MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,717 | -100.0% | Q1 2026 | May 15, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,136 | -100.0% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 143 | 0 | — | 0.0% | — | -11,650 | -98.79% | Q1 2026 | May 15, 2026 |
| Lido Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,072 | -100.0% | Q1 2026 | May 13, 2026 |
| HBK Sorce Advisory LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2026 | May 11, 2026 |
| XML Financial, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2026 | Apr 16, 2026 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -4,827 | -100.0% | Q1 2026 | May 08, 2026 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,300 | -100.0% | Q1 2026 | May 06, 2026 |
| GAMMA Investing LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -889 | -100.0% | Q1 2026 | Apr 06, 2026 |
| MAI Capital Management | History | New | 695 | 0 | — | — | — | +695 | New | Q1 2026 | May 15, 2026 |
| Optiver Holding B.V. | History | Reduced | 394 | 0 | — | 0.0% | — | -694 | -63.79% | Q1 2026 | Jun 02, 2026 |
| True Wealth Design, LLC | History | New | 271 | 0 | — | — | — | +271 | New | Q1 2026 | Apr 13, 2026 |
| Root Financial Partners, LLC | History | New | 263 | 0 | — | — | — | +263 | New | Q1 2026 | Apr 24, 2026 |
| Lodestone Wealth Management LLC | History | Closed out | 0 | 0 | — | — | — | -250 | -100.0% | Q1 2026 | May 01, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 840 | 0 | — | — | — | +199 | 31.05% | Q1 2026 | May 15, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 249 | 0 | — | — | — | +194 | 352.73% | Q1 2026 | May 07, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | — | — | -188 | -100.0% | Q1 2026 | May 07, 2026 |
| Arax Advisory Partners | History | Reduced | 15 | 0 | — | — | — | -114 | -88.37% | Q1 2026 | May 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 153 | 0 | — | — | — | +101 | 194.23% | Q1 2026 | Apr 07, 2026 |
| EVERMAY WEALTH MANAGEMENT LLC | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q1 2026 | May 11, 2026 |
| Fortitude Family Office, LLC | History | Closed out | 0 | 0 | — | — | — | -79 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Sunbelt Securities, Inc. | History | New | 37 | 0 | — | — | — | +37 | New | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | Reduced | 336 | 0 | — | — | — | -25 | -6.93% | Q1 2026 | Apr 13, 2026 |
| SJS Investment Consulting Inc. | History | Added to | 425 | 0 | — | — | — | +25 | 6.25% | Q1 2026 | Apr 23, 2026 |
| AdvisorNet Financial, Inc | History | No change | 110 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Winch Advisory Services, LLC | History | No change | 1,000 | 0 | — | 0.0% | — | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Parallel Advisors, LLC | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,000 | 0 | — | 0.0% | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 178 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| HighMark Wealth Management LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| SBI Securities Co., Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| New England Capital Financial Advisors LLC | History | No change | 475 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |