Hartford Funds Exchange-Traded Trust - HTAB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bank of New York Mellon Corp | History | Added to | 2,186,408 | 41,541 | 0.01% | 0.01% | 1 | +859 | 0.04% | Q1 2026 | May 05, 2026 |
| CPC Advisors, LLC | History | Added to | 2,020,597 | 38,391 | 6.22% | 3.69% | 2 | +111,929 | 5.86% | Q1 2026 | Apr 16, 2026 |
| LPL Financial LLC | History | Reduced | 1,152,962 | 21,906 | 0.01% | 0.01% | 3 | -63,232 | -5.2% | Q1 2026 | May 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 939,027 | 17,841 | 0.0% | 0.0% | 4 | -12,256 | -1.29% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 903,254 | 17,161 | 0.01% | 0.01% | 5 | -52,579 | -5.5% | Q1 2026 | May 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 767,052 | 14,573 | 0.01% | 0.01% | 6 | +94,191 | 14.0% | Q1 2026 | May 07, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 665,539 | 12,598 | 0.01% | 0.01% | 7 | +104,587 | 18.64% | Q1 2026 | May 15, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 573,575 | 10,983 | 0.82% | 0.82% | 8 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Wealthspire Advisors, LLC | History | New | 540,656 | 10,272 | 0.08% | — | 9 | +540,656 | New | Q1 2026 | May 01, 2026 |
| YARGER WEALTH STRATEGIES, LLC | History | Added to | 477,671 | 9,075 | 3.65% | 3.78% | 10 | +18,948 | 4.13% | Q1 2026 | May 13, 2026 |
| Cetera Investment Advisers | History | Added to | 310,006 | 5,890 | 0.01% | 0.01% | 11 | +10,332 | 3.45% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 292,554 | 5,558 | 0.0% | 0.0% | 12 | +31,846 | 12.22% | Q1 2026 | May 04, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 253,015 | 4,807 | 0.01% | 0.01% | 13 | +8,845 | 3.62% | Q1 2026 | Apr 27, 2026 |
| Capital Asset Advisory Services LLC | History | Added to | 240,265 | 4,615 | 0.18% | 0.15% | 14 | +45,891 | 23.61% | Q1 2026 | Apr 24, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 207,424 | 3,941 | 0.08% | 0.07% | 15 | +12,223 | 6.26% | Q1 2026 | Apr 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 161,414 | 3,066 | 0.0% | 0.0% | 16 | -4,165 | -2.52% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 119,883 | 2,278 | 0.0% | 0.0% | 17 | +7,137 | 6.33% | Q1 2026 | May 15, 2026 |
| IAG Wealth Partners, LLC | History | Reduced | 113,812 | 2,162 | 0.24% | 0.27% | 18 | -6,263 | -5.22% | Q1 2026 | Apr 29, 2026 |
| Element Wealth, LLC | History | Reduced | 96,763 | 1,838 | 0.76% | 1.02% | 19 | -33,065 | -25.47% | Q1 2026 | May 04, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 93,683 | 1,779 | 0.01% | 0.01% | 20 | +6,173 | 7.05% | Q1 2026 | Apr 30, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | Added to | 64,372 | 1,223 | 0.07% | 0.11% | 21 | +15,754 | 32.4% | Q1 2026 | Apr 22, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 50,924 | 967 | 0.0% | 0.0% | 22 | -3,961 | -7.22% | Q1 2026 | Apr 27, 2026 |
| Independent Advisor Alliance | History | New | 47,088 | 894 | 0.01% | — | 23 | +47,088 | New | Q1 2026 | May 12, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 41,743 | 793 | 0.0% | 0.0% | 24 | +1,257 | 3.1% | Q1 2026 | May 12, 2026 |
| NATIXIS ADVISORS, LLC | History | Added to | 39,528 | 751 | 0.0% | 0.0% | 25 | +20,137 | 103.85% | Q1 2026 | May 13, 2026 |
| Stonebridge Financial Group, LLC | History | No change | 32,116 | 610 | 0.05% | 0.05% | 26 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| DAVENPORT & Co LLC | History | Added to | 31,020 | 589 | 0.0% | 0.0% | 27 | +8,340 | 36.77% | Q1 2026 | Apr 15, 2026 |
| Leelyn Smith, LLC | History | Added to | 29,448 | 559 | 0.08% | 0.08% | 28 | +798 | 2.79% | Q1 2026 | Apr 27, 2026 |
| JOURNEY STRATEGIC WEALTH LLC | History | Added to | 29,170 | 554 | 0.01% | 0.01% | 29 | +28 | 0.1% | Q1 2026 | Apr 15, 2026 |
| WEST MICHIGAN ADVISORS, LLC | History | Reduced | 28,634 | 545 | 0.12% | 0.13% | 30 | -233 | -0.81% | Q1 2026 | May 05, 2026 |
| Amplius Wealth Advisors, LLC | History | Reduced | 28,606 | 543 | 0.05% | 0.06% | 31 | -8,584 | -23.08% | Q1 2026 | Apr 13, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 27,534 | 523 | 0.0% | 0.0% | 32 | -105,680 | -79.33% | Q1 2026 | May 12, 2026 |
| LifeGoal Investments, LLC | History | Reduced | 26,049 | 496 | 0.28% | 0.33% | 33 | -45,516 | -63.6% | Q1 2026 | Apr 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 24,718 | 469 | 0.01% | 0.01% | 34 | +1,042 | 4.4% | Q1 2026 | May 15, 2026 |
| USAdvisors Wealth Management, LLC | History | Added to | 23,317 | 441 | 0.15% | 0.14% | 35 | +1,087 | 4.89% | Q1 2026 | Apr 27, 2026 |
| Keystone Financial Services, LLC | History | Added to | 22,283 | 423 | 0.28% | 0.27% | 36 | +1,470 | 7.06% | Q1 2026 | Apr 21, 2026 |
| &PARTNERS | History | Reduced | 22,212 | 422 | 0.0% | 0.0% | 37 | -15,150 | -40.55% | Q1 2026 | May 15, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 20,921 | 397 | 0.01% | 0.04% | 38 | -41,534 | -66.5% | Q1 2026 | May 15, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 20,149 | 383 | 0.03% | 0.02% | 39 | +4,300 | 27.13% | Q1 2026 | May 20, 2026 |
| HighTower Advisors, LLC | History | New | 17,999 | 341 | 0.0% | — | 40 | +17,999 | New | Q1 2026 | May 05, 2026 |
| Opal Wealth Advisors, LLC | History | Added to | 17,922 | 340 | 0.08% | 0.09% | 41 | +350 | 1.99% | Q1 2026 | Apr 14, 2026 |
| Fermata Advisors, LLC | History | No change | 11,631 | 220 | 0.05% | 0.05% | 42 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 6,624 | 125 | 0.0% | 0.0% | 43 | +443 | 7.17% | Q1 2026 | May 08, 2026 |
| Rockefeller Capital Management L.P. | History | New | 6,038 | 114 | 0.0% | — | 44 | +6,038 | New | Q1 2026 | May 14, 2026 |
| PlanVest Financial, Inc | History | New | 3,668 | 69 | 0.05% | — | 45 | +3,668 | New | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Added to | 3,074 | 58 | 0.0% | 0.0% | 46 | +2,966 | 2746.3% | Q1 2026 | May 15, 2026 |
| Westside Investment Management, Inc. | History | No change | 2,000 | 38 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -244,475 | -100.0% | Q1 2026 | Apr 29, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -39,602 | -100.0% | Q1 2026 | May 15, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,354 | -100.0% | Q1 2026 | May 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,642 | -100.0% | Q1 2026 | May 04, 2026 |
| Prostatis Group LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -12,500 | -100.0% | Q1 2026 | May 12, 2026 |
| MGO ONE SEVEN LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,668 | -100.0% | Q1 2026 | May 14, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,157 | -100.0% | Q1 2026 | Apr 24, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -1,375 | -100.0% | Q1 2026 | May 11, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -331 | -100.0% | Q1 2026 | May 05, 2026 |