HERITAGE COMMERCE CORP - HTBK
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CWM, LLC | History | No change | 53,876 | 672 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| JANUS HENDERSON GROUP PLC | History | No change | 27,118 | 338 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| LIBERTY WEALTH MANAGEMENT LLC | History | No change | 11,407 | 142 | 0.02% | 0.02% | 3 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| IFP Advisors, Inc | History | Reduced | 764 | 10 | 0.0% | 0.0% | 4 | -17 | -2.18% | Q2 2026 | Jul 20, 2026 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,201,121 | -100.0% | Q2 2026 | Aug 07, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Closed out | 0 | 0 | — | 0.01% | — | -3,395,041 | -100.0% | Q2 2026 | Aug 11, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,643,749 | -100.0% | Q2 2026 | Aug 13, 2026 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,419,810 | -100.0% | Q2 2026 | Aug 07, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -1,707,998 | -100.0% | Q2 2026 | Aug 14, 2026 |
| HoldCo Asset Management, LP | History | Closed out | 0 | 0 | — | 1.51% | — | -1,623,446 | -100.0% | Q2 2026 | Aug 13, 2026 |
| First Trust Capital Management L.P. | History | Closed out | 0 | 0 | — | 1.06% | — | -1,621,114 | -100.0% | Q2 2026 | Aug 13, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,571,964 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Boston Partners | History | Closed out | 0 | 0 | — | 0.02% | — | -1,507,562 | -100.0% | Q2 2026 | Aug 04, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,440,695 | -100.0% | Q2 2026 | Aug 12, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.01% | — | -1,217,843 | -100.0% | Q2 2026 | Sep 09, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,209,015 | -100.0% | Q2 2026 | Aug 03, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,109,835 | -100.0% | Q2 2026 | Aug 14, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,044,866 | -100.0% | Q2 2026 | Aug 12, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,009,756 | -100.0% | Q2 2026 | Aug 13, 2026 |
| KENNEDY CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -987,547 | -100.0% | Q2 2026 | Aug 14, 2026 |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -823,974 | -100.0% | Q2 2026 | Aug 14, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -819,240 | -100.0% | Q2 2026 | Aug 14, 2026 |
| GARDNER LEWIS ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 2.21% | — | -816,828 | -100.0% | Q2 2026 | Aug 12, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -728,807 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -709,312 | -100.0% | Q2 2026 | Aug 14, 2026 |
| AQR Arbitrage LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -678,382 | -100.0% | Q2 2026 | Aug 14, 2026 |
| SummitTX Capital, L.P. | History | Closed out | 0 | 0 | — | 0.23% | — | -580,179 | -100.0% | Q2 2026 | Aug 14, 2026 |
| AlTi Global, Inc. | History | Closed out | 0 | 0 | — | 0.15% | — | -561,671 | -100.0% | Q2 2026 | Aug 05, 2026 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -542,460 | -100.0% | Q2 2026 | Aug 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -508,183 | -100.0% | Q2 2026 | Aug 14, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -479,102 | -100.0% | Q2 2026 | Aug 14, 2026 |
| ABC ARBITRAGE SA | History | Closed out | 0 | 0 | — | 0.77% | — | -466,416 | -100.0% | Q2 2026 | Jul 20, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -443,363 | -100.0% | Q2 2026 | Aug 13, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -435,893 | -100.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -423,637 | -100.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -398,722 | -100.0% | Q2 2026 | Aug 13, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -390,000 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -387,771 | -100.0% | Q2 2026 | Aug 06, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -363,251 | -100.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -351,822 | -100.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -331,855 | -100.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -319,709 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Allianz Asset Management GmbH | History | Closed out | 0 | 0 | — | 0.0% | — | -300,100 | -100.0% | Q2 2026 | Sep 02, 2026 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -280,224 | -100.0% | Q2 2026 | Aug 14, 2026 |
| JACOBS ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 1.96% | — | -262,500 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -230,942 | -100.0% | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -215,507 | -100.0% | Q2 2026 | Sep 02, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -211,015 | -100.0% | Q2 2026 | Aug 14, 2026 |
| State of New Jersey Common Pension Fund D | History | Closed out | 0 | 0 | — | 0.01% | — | -210,631 | -100.0% | Q2 2026 | Aug 04, 2026 |
| GLAZER CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -193,851 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Rosenthal | Henry Capital Advisors, Inc. | History | Closed out | 0 | 0 | — | 2.32% | — | -190,055 | -100.0% | Q2 2026 | Jul 28, 2026 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -172,684 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Nuveen, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -171,719 | -100.0% | Q2 2026 | Aug 11, 2026 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -141,613 | -100.0% | Q2 2026 | Aug 14, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -128,044 | -100.0% | Q2 2026 | Aug 04, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -126,882 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -120,614 | -100.0% | Q2 2026 | Aug 14, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -118,810 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Empowered Funds, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -118,810 | -100.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -115,742 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Swiss National Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -113,700 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Versor Investments LP | History | Closed out | 0 | 0 | — | 3.45% | — | -112,987 | -100.0% | Q2 2026 | Aug 07, 2026 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -110,363 | -100.0% | Q2 2026 | Aug 10, 2026 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -108,624 | -100.0% | Q2 2026 | Aug 07, 2026 |
| SEI INVESTMENTS CO | History | Closed out | 0 | 0 | — | 0.0% | — | -104,973 | -100.0% | Q2 2026 | Aug 14, 2026 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -102,123 | -100.0% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -96,775 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Robertson Stephens Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -92,556 | -100.0% | Q2 2026 | Jul 29, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -85,228 | -100.0% | Q2 2026 | Aug 13, 2026 |
| IEQ CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -84,642 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Lido Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -78,895 | -100.0% | Q2 2026 | Aug 07, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -78,000 | -100.0% | Q2 2026 | Aug 07, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -75,391 | -100.0% | Q2 2026 | Aug 14, 2026 |
| BANC FUNDS CO LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -75,139 | -100.0% | Q2 2026 | Aug 13, 2026 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.0% | — | -73,649 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Quantinno Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -72,857 | -100.0% | Q2 2026 | Aug 13, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -72,541 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Rafferty Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -72,037 | -100.0% | Q2 2026 | Aug 14, 2026 |
| ALGERT GLOBAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -70,009 | -100.0% | Q2 2026 | Aug 13, 2026 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -69,624 | -100.0% | Q2 2026 | Aug 07, 2026 |
| FIRST MANHATTAN CO. LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -68,645 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Legal & General Group Plc | History | Closed out | 0 | 0 | — | 0.0% | — | -66,679 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Closed out | 0 | 0 | — | 0.0% | — | -65,026 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Assenagon Asset Management S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -61,453 | -100.0% | Q2 2026 | Jul 08, 2026 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -61,298 | -100.0% | Q2 2026 | Jul 29, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -61,118 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -60,055 | -100.0% | Q2 2026 | Jul 13, 2026 |
| Susquehanna Portfolio Strategies, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -55,373 | -100.0% | Q2 2026 | Aug 14, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -53,419 | -100.0% | Q2 2026 | Aug 24, 2026 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.03% | — | -52,365 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.03% | — | -52,163 | -100.0% | Q2 2026 | Aug 12, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | Closed out | 0 | 0 | — | 0.28% | — | -51,262 | -100.0% | Q2 2026 | Aug 14, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | Closed out | 0 | 0 | — | 0.01% | — | -48,591 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Transmarket Holdings LP | History | Closed out | 0 | 0 | — | 0.31% | — | -47,152 | -100.0% | Q2 2026 | Jul 21, 2026 |
| Odyssean, LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -46,275 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Abacus Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -45,835 | -100.0% | Q2 2026 | Jul 22, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -45,771 | -100.0% | Q2 2026 | Aug 14, 2026 |
| STRS OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -42,200 | -100.0% | Q2 2026 | Jul 30, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -42,080 | -100.0% | Q2 2026 | Jul 08, 2026 |
| VANGUARD ASSET MANAGEMENT, Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -39,715 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | Closed out | 0 | 0 | — | 0.0% | — | -38,023 | -100.0% | Q2 2026 | Aug 06, 2026 |
| WATER ISLAND CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -37,992 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Cornerstone Capital, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -37,500 | -100.0% | Q2 2026 | Aug 03, 2026 |
| Bleakley Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -36,522 | -100.0% | Q2 2026 | Aug 05, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -36,263 | -100.0% | Q2 2026 | Aug 19, 2026 |
| Beacon Pointe Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,753 | -100.0% | Q2 2026 | Aug 18, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,370 | -100.0% | Q2 2026 | Jul 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -31,929 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Amundi | History | Closed out | 0 | 0 | — | 0.0% | — | -31,842 | -100.0% | Q2 2026 | Aug 11, 2026 |
| CREDIT INDUSTRIEL ET COMMERCIAL | History | Closed out | 0 | 0 | — | 0.03% | — | -29,617 | -100.0% | Q2 2026 | Jul 24, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,399 | -100.0% | Q2 2026 | Jul 23, 2026 |
| MetLife Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,398 | -100.0% | Q2 2026 | Aug 13, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -28,109 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Focus Partners Wealth | History | Closed out | 0 | 0 | — | 0.0% | — | -25,144 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Destination Wealth Management | History | Closed out | 0 | 0 | — | 0.01% | — | -24,700 | -100.0% | Q2 2026 | Aug 14, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -23,695 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Vanguard Global Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,904 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,051 | -100.0% | Q2 2026 | Aug 14, 2026 |
| DRW Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,748 | -100.0% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -20,461 | -100.0% | Q2 2026 | Aug 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Closed out | 0 | 0 | — | 0.0% | — | -19,435 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Murchinson Ltd. | History | Closed out | 0 | 0 | — | 0.03% | — | -18,600 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | Closed out | 0 | 0 | — | 0.0% | — | -17,509 | -100.0% | Q2 2026 | Jul 23, 2026 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -16,910 | -100.0% | Q2 2026 | Aug 10, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,341 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Arizona State Retirement System | History | Closed out | 0 | 0 | — | 0.0% | — | -15,960 | -100.0% | Q2 2026 | Aug 07, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -15,886 | -100.0% | Q2 2026 | Jul 29, 2026 |
| Focus Partners Advisor Solutions, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,650 | -100.0% | Q2 2026 | Aug 06, 2026 |
| Savant Capital, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,531 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Caprock Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,812 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Eurizon Capital SGR S.p.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,665 | -100.0% | Q2 2026 | Jul 29, 2026 |
| Vanguard Investments Australia, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,402 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Chicago Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -14,014 | -100.0% | Q2 2026 | Jul 22, 2026 |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,822 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Merit Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,736 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Entropy Technologies, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -12,856 | -100.0% | Q2 2026 | Aug 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -12,600 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Holcombe Financial, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -12,595 | -100.0% | Q2 2026 | Jul 13, 2026 |
| CANADA LIFE ASSURANCE Co | History | Closed out | 0 | 0 | — | 0.0% | — | -12,394 | -100.0% | Q2 2026 | Aug 13, 2026 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Closed out | 0 | 0 | — | 0.0% | — | -12,353 | -100.0% | Q2 2026 | Aug 10, 2026 |
| NorthCrest Asset Manangement, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,216 | -100.0% | Q2 2026 | Jul 15, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,647 | -100.0% | Q2 2026 | Aug 12, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,405 | -100.0% | Q2 2026 | Aug 12, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,111 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Brevan Howard Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,059 | -100.0% | Q2 2026 | Aug 14, 2026 |
| One Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,045 | -100.0% | Q2 2026 | Aug 06, 2026 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,574 | -100.0% | Q2 2026 | Aug 06, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,502 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,061 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,941 | -100.0% | Q2 2026 | Aug 05, 2026 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,391 | -100.0% | Q2 2026 | Jul 24, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -5,240 | -100.0% | Q2 2026 | Aug 11, 2026 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,152 | -100.0% | Q2 2026 | Jul 23, 2026 |
| Ameritas Investment Partners, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,060 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Parkside Financial Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -5,009 | -100.0% | Q2 2026 | Sep 04, 2026 |
| PFS Partners, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -4,823 | -100.0% | Q2 2026 | Jul 20, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,739 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,520 | -100.0% | Q2 2026 | Aug 13, 2026 |
| GAMMA Investing LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,156 | -100.0% | Q2 2026 | Jul 07, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,810 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,991 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Essential Partners LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,801 | -100.0% | Q2 2026 | Aug 10, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,629 | -100.0% | Q2 2026 | Aug 14, 2026 |
| State of Alaska, Department of Revenue | History | Closed out | 0 | 0 | — | 0.0% | — | -2,429 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,062 | -100.0% | Q2 2026 | Aug 12, 2026 |
| BNP Paribas Asset Management Holding S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,053 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,986 | -100.0% | Q2 2026 | Jul 28, 2026 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,055 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,027 | -100.0% | Q2 2026 | Jul 17, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -806 | -100.0% | Q2 2026 | Aug 07, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -556 | -100.0% | Q2 2026 | Aug 06, 2026 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -434 | -100.0% | Q2 2026 | Aug 05, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | Closed out | 0 | 0 | — | 0.0% | — | -421 | -100.0% | Q2 2026 | Jul 02, 2026 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -396 | -100.0% | Q2 2026 | Aug 13, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -370 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q2 2026 | Jul 29, 2026 |
| True Wealth Design, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -242 | -100.0% | Q2 2026 | Jul 16, 2026 |
| Optiver Holding B.V. | History | Closed out | 0 | 0 | — | 0.0% | — | -238 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Physician Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -209 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -198 | -100.0% | Q2 2026 | Aug 10, 2026 |
| JPL Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -191 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Versant Capital Management, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -190 | -100.0% | Q2 2026 | Jul 02, 2026 |
| Basecamp Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -102 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Stone House Investment Management, LLC | History | Closed out | 0 | 0 | — | — | — | -74 | -100.0% | Q2 2026 | Aug 05, 2026 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | — | — | -56 | -100.0% | Q2 2026 | Aug 04, 2026 |
| Bruce G. Allen Investments, LLC | History | Closed out | 0 | 0 | — | — | — | -52 | -100.0% | Q2 2026 | Jul 31, 2026 |
| SBI Securities Co., Ltd. | History | Closed out | 0 | 0 | — | — | — | -48 | -100.0% | Q2 2026 | Jul 22, 2026 |
| FINANCIAL CONSULATE, INC | History | Closed out | 0 | 0 | — | — | — | -46 | -100.0% | Q2 2026 | Jul 23, 2026 |
| SJS Investment Consulting Inc. | History | Closed out | 0 | 0 | — | — | — | -40 | -100.0% | Q2 2026 | Jul 22, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | — | — | -23 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Covestor Ltd | History | Closed out | 0 | 0 | — | — | — | -8 | -100.0% | Q2 2026 | Aug 07, 2026 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | — | — | -7 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Freestone Grove Partners LP | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Hughes Financial Services, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Sunbelt Securities, Inc. | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |