FIRST TRUST EXCHANGE-TRADED FUND IV - HYLS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 5,010,278 | 203,667 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 3,214,441 | 130,667 | 0.03% | 0.03% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 2,765,493 | 112,417 | 0.07% | 0.07% | 3 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1,568,350 | 63,753 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 953,019 | 38,740 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 771,555 | 31,364 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 520,734 | 21,167 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| KMG FIDUCIARY PARTNERS, LLC | History | Reduced | 403,334 | 15,842 | 1.55% | 1.56% | 8 | -10,461 | -2.53% | Q3 2026 | Oct 13, 2026 |
| &PARTNERS | History | No change | 373,667 | 15,189 | 0.06% | 0.06% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 331,759 | 13,486 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 329,945 | 13,412 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 309,718 | 12,590 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 282,460 | 11,481 | 0.11% | 0.11% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 246,077 | 10,003 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Janney Montgomery Scott LLC | History | No change | 221,451 | 9,002 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Clear Creek Financial Management, LLC | History | Reduced | 205,080 | 8,055 | 0.61% | 0.56% | 16 | -8,217 | -3.85% | Q3 2026 | Oct 28, 2026 |
| One Capital Management, LLC | History | No change | 174,899 | 7,095 | 0.2% | 0.2% | 17 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Blackhawk Capital Partners, LLC | History | No change | 171,989 | 6,991 | 2.28% | 2.28% | 18 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 171,756 | 6,747 | 0.01% | 0.01% | 19 | +60,126 | 53.86% | Q3 2026 | Nov 02, 2026 |
| PARK NATIONAL CORP /OH/ | History | Reduced | 169,754 | 6,667 | 0.18% | 0.28% | 20 | -72,332 | -29.88% | Q3 2026 | Oct 05, 2026 |
| JANE STREET GROUP, LLC | History | No change | 143,718 | 5,842 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 135,843 | 5,522 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Fearless Solutions, LLC dba Best Invest | History | Reduced | 138,996 | 5,459 | 2.78% | 3.08% | 23 | -4,635 | -3.23% | Q3 2026 | Oct 14, 2026 |
| Lido Advisors, LLC | History | Added to | 136,165 | 5,348 | 0.01% | 0.01% | 24 | +54,904 | 67.57% | Q3 2026 | Nov 04, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 128,171 | 5,210 | 0.07% | 0.07% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CITIGROUP INC | History | Reduced | 119,968 | 4,712 | 0.0% | 0.0% | 26 | -5,300 | -4.23% | Q3 2026 | Nov 04, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 109,948 | 4,318 | 0.05% | 0.05% | 27 | -3,064 | -2.71% | Q3 2026 | Oct 26, 2026 |
| LEGACY FINANCIAL INDEPENDENT ADVISORS LLC | History | Added to | 103,224 | 4,054 | 2.01% | 1.93% | 28 | +2,197 | 2.17% | Q3 2026 | Nov 02, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 99,442 | 4,042 | 0.05% | 0.05% | 29 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Reduced | 96,637 | 3,795 | 0.06% | 0.15% | 30 | -97,286 | -50.17% | Q3 2026 | Nov 04, 2026 |
| Quad-Cities Investment Group, LLC | History | Added to | 96,326 | 3,783 | 1.35% | 1.38% | 31 | +1,734 | 1.83% | Q3 2026 | Oct 15, 2026 |
| Arax Advisory Partners | History | No change | 92,005 | 3,740 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 91,815 | 3,732 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Darwin Wealth Management, LLC | History | No change | 89,822 | 3,651 | 1.0% | 1.0% | 34 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Private Advisory Group LLC | History | No change | 88,354 | 3,591 | 0.19% | 0.19% | 35 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| ASSETMARK, INC | History | Added to | 86,764 | 3,408 | 0.01% | 0.01% | 36 | +3,000 | 3.58% | Q3 2026 | Oct 21, 2026 |
| Private Advisor Group, LLC | History | No change | 83,773 | 3,405 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 85,350 | 3,352 | 0.02% | 0.01% | 38 | +41,009 | 92.49% | Q3 2026 | Oct 27, 2026 |
| Acorn Wealth Advisors, LLC | History | Added to | 83,038 | 3,261 | 0.8% | 0.73% | 39 | +9,245 | 12.53% | Q3 2026 | Oct 19, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 80,218 | 3,150 | 0.0% | 0.0% | 40 | +2,370 | 3.04% | Q3 2026 | Nov 02, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 76,298 | 2,996 | 0.02% | 0.03% | 41 | -3,238 | -4.07% | Q3 2026 | Oct 16, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 72,333 | 2,940 | 0.05% | 0.05% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Hyposwiss Advisors SA | History | Added to | 74,030 | 2,907 | 2.78% | 2.59% | 43 | +6,755 | 10.04% | Q3 2026 | Oct 26, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 65,889 | 2,603 | 0.05% | 0.05% | 44 | +7,922 | 13.67% | Q3 2026 | Oct 26, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 60,838 | 2,389 | 0.01% | 0.01% | 45 | +4,898 | 8.76% | Q3 2026 | Nov 02, 2026 |
| Western Wealth Management, LLC | History | No change | 57,607 | 2,341 | 0.08% | 0.08% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 56,940 | 2,314 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| TRUE BLUE FINANCIAL, LLC | History | Reduced | 57,771 | 2,269 | 0.84% | 1.02% | 48 | -1,495 | -2.52% | Q3 2026 | Oct 15, 2026 |
| VAQUERO PRIVATE WEALTH, LTD | History | Added to | 56,344 | 2,213 | 0.46% | 0.29% | 49 | +21,525 | 61.82% | Q3 2026 | Oct 27, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 53,142 | 2,087 | 0.03% | 0.03% | 50 | +7,624 | 16.75% | Q3 2026 | Oct 28, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 50,071 | 2,035 | 0.06% | 0.06% | 51 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 47,570 | 1,934 | 0.02% | 0.02% | 52 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 48,465 | 1,904 | 0.05% | 0.06% | 53 | -4,464 | -8.43% | Q3 2026 | Oct 22, 2026 |
| CITADEL ADVISORS LLC | History | No change | 46,407 | 1,886 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Prospera Financial Services Inc | History | Reduced | 46,759 | 1,858 | 0.02% | 0.03% | 55 | -9,956 | -17.55% | Q3 2026 | Nov 04, 2026 |
| Harvest Investment Services, LLC | History | No change | 45,203 | 1,837 | 0.28% | 0.28% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Randall & Associates Wealth Management | History | Reduced | 46,719 | 1,835 | 1.11% | 1.61% | 57 | -17,141 | -26.84% | Q3 2026 | Oct 20, 2026 |
| Strategic Financial Partners, Ltd. | History | No change | 44,335 | 1,802 | 0.68% | 0.68% | 58 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 43,951 | 1,787 | 0.07% | 0.07% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DAVENPORT & Co LLC | History | Added to | 45,139 | 1,773 | 0.01% | 0.01% | 60 | +435 | 0.97% | Q3 2026 | Oct 14, 2026 |
| Avior Wealth Management, LLC | History | Reduced | 44,163 | 1,734 | 0.05% | 0.05% | 61 | -2,899 | -6.16% | Q3 2026 | Oct 13, 2026 |
| Spire Wealth Management | History | Reduced | 43,277 | 1,699 | 0.05% | 0.05% | 62 | -399 | -0.91% | Q3 2026 | Oct 30, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | New | 42,312 | 1,662 | 0.05% | — | 63 | +42,312 | New | Q3 2026 | Oct 29, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | No change | 40,810 | 1,658 | 0.47% | 0.47% | 64 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 39,005 | 1,532 | 0.01% | 0.01% | 65 | +5,197 | 15.37% | Q3 2026 | Oct 26, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 37,537 | 1,525 | 0.03% | 0.03% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 38,625 | 1,517 | 0.02% | 0.02% | 67 | +228 | 0.59% | Q3 2026 | Oct 30, 2026 |
| RFG Advisory, LLC | History | Added to | 37,607 | 1,477 | 0.02% | 0.02% | 68 | +1,609 | 4.47% | Q3 2026 | Nov 03, 2026 |
| Sun Financial Inc | History | No change | 36,257 | 1,474 | 0.7% | 0.7% | 69 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ENDEAVOR PRIVATE WEALTH, INC. | History | Added to | 37,438 | 1,470 | 0.35% | 0.35% | 70 | +2,396 | 6.84% | Q3 2026 | Nov 05, 2026 |
| Cerity Partners LLC | History | No change | 36,136 | 1,468 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Added to | 36,809 | 1,445 | 0.87% | 0.63% | 72 | +11,278 | 44.17% | Q3 2026 | Oct 20, 2026 |
| PFG Advisors | History | Added to | 35,645 | 1,400 | 0.07% | 0.01% | 73 | +29,357 | 466.87% | Q3 2026 | Oct 15, 2026 |
| Kovack Advisors, Inc. | History | No change | 33,783 | 1,375 | 0.07% | 0.07% | 74 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 34,320 | 1,348 | 0.02% | 0.03% | 75 | -3,102 | -8.29% | Q3 2026 | Nov 05, 2026 |
| Legacy Capital Wealth Partners, LLC | History | Reduced | 34,022 | 1,336 | 0.28% | 0.27% | 76 | -576 | -1.66% | Q3 2026 | Oct 21, 2026 |
| Manhattan West Asset Management, LLC | History | No change | 30,319 | 1,232 | 0.21% | 0.21% | 77 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| QP WEALTH MANAGEMENT, LLC | History | Added to | 27,991 | 1,099 | 1.65% | 1.62% | 78 | +114 | 0.41% | Q3 2026 | Oct 20, 2026 |
| BAM Wealth Management, LLC | History | Added to | 27,709 | 1,088 | 0.59% | 0.57% | 79 | +5,180 | 22.99% | Q3 2026 | Oct 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 26,313 | 1,069 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 26,076 | 1,060 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 25,801 | 1,013 | 0.0% | 0.0% | 82 | +941 | 3.79% | Q3 2026 | Oct 30, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 25,360 | 996 | 0.64% | 0.68% | 84 | -2,226 | -8.07% | Q3 2026 | Oct 07, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 24,515 | 996 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Holos Integrated Wealth LLC | History | Reduced | 24,901 | 982 | 0.44% | 0.56% | 85 | -4,438 | -15.13% | Q3 2026 | Oct 23, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 23,310 | 947 | 0.03% | 0.03% | 86 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 23,396 | 918 | 0.0% | 0.0% | 87 | +607 | 2.66% | Q3 2026 | Nov 05, 2026 |
| Equitable Holdings, Inc. | History | No change | 22,394 | 910 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Rockport Wealth LLC | History | Added to | 23,116 | 908 | 0.16% | 0.16% | 89 | +164 | 0.71% | Q3 2026 | Nov 03, 2026 |
| Atria Investments, Inc | History | Added to | 20,009 | 785 | 0.01% | 0.01% | 90 | +2,214 | 12.44% | Q3 2026 | Oct 15, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 19,178 | 779 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BlueChip Wealth Advisors LLC | History | No change | 19,529 | 767 | 0.26% | 0.3% | 92 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Snowden Capital Advisors LLC | History | No change | 18,811 | 764 | 0.02% | 0.02% | 93 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Walker Asset Management, LLC | History | No change | 18,947 | 744 | 0.38% | 0.39% | 94 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Focus Partners Wealth | History | No change | 17,600 | 715 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 18,108 | 711 | 0.01% | 0.01% | 96 | +4,507 | 33.14% | Q3 2026 | Oct 22, 2026 |
| Murphy, Middleton, Hinkle & Parker, Inc. | History | Added to | 17,406 | 683 | 0.28% | 0.24% | 97 | +2,663 | 18.06% | Q3 2026 | Oct 15, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 16,256 | 660 | 0.11% | 0.11% | 98 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 16,593 | 651 | 0.02% | 0.02% | 99 | +1,189 | 7.72% | Q3 2026 | Oct 13, 2026 |
| Advisory Alpha, LLC | History | No change | 15,672 | 637 | 0.02% | 0.02% | 100 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Moors & Cabot, Inc. | History | No change | 14,825 | 602 | 0.02% | 0.02% | 101 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| APS Management Group, Inc. | History | Added to | 14,646 | 575 | 0.41% | 0.38% | 103 | +2,402 | 19.62% | Q3 2026 | Oct 14, 2026 |
| Mariner, LLC | History | No change | 14,161 | 575 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 13,734 | 558 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Ramiah Investment Group | History | Reduced | 14,013 | 550 | 0.42% | 0.46% | 105 | -897 | -6.02% | Q3 2026 | Oct 20, 2026 |
| Sanctuary Advisors, LLC | History | No change | 12,865 | 522 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Accurate Wealth Management, LLC | History | Added to | 13,077 | 516 | 0.04% | 0.03% | 107 | +4,190 | 47.15% | Q3 2026 | Oct 20, 2026 |
| AE Wealth Management LLC | History | No change | 12,662 | 514 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Geneos Wealth Management Inc. | History | No change | 12,640 | 513 | 0.01% | 0.01% | 109 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Wealth Watch Advisors, INC | History | No change | 12,425 | 505 | 0.16% | 0.16% | 110 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Aurora Private Wealth, Inc. | History | Reduced | 12,103 | 475 | 0.3% | 0.35% | 111 | -1,468 | -10.82% | Q3 2026 | Oct 20, 2026 |
| Lighthouse Wealth Management Inc. | History | Reduced | 11,877 | 466 | 0.28% | 0.36% | 112 | -2,395 | -16.78% | Q3 2026 | Oct 13, 2026 |
| Realta Investment Advisors | History | New | 11,697 | 459 | 0.13% | — | 114 | +11,697 | New | Q3 2026 | Oct 14, 2026 |
| Walkner Condon Financial Advisors LLC | History | Added to | 11,707 | 459 | 0.05% | 0.05% | 113 | +116 | 1.0% | Q3 2026 | Oct 30, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 11,536 | 453 | 0.04% | 0.03% | 115 | +2,564 | 28.58% | Q3 2026 | Oct 20, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 11,502 | 451 | 0.01% | 0.01% | 116 | +4,849 | 72.88% | Q3 2026 | Oct 13, 2026 |
| IMG Wealth Management, Inc. | History | Added to | 11,179 | 439 | 0.23% | 0.25% | 117 | +112 | 1.01% | Q3 2026 | Oct 26, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 10,172 | 413 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRIMORIS WEALTH ADVISORS, LLC | History | Reduced | 10,000 | 392 | 0.18% | 0.28% | 119 | -5,000 | -33.33% | Q3 2026 | Oct 28, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 9,640 | 391 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 9,812 | 385 | 0.1% | 0.1% | 121 | -285 | -2.82% | Q3 2026 | Oct 19, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 9,543 | 375 | 0.02% | 0.02% | 122 | +470 | 5.18% | Q3 2026 | Nov 02, 2026 |
| Belpointe Asset Management LLC | History | No change | 8,906 | 362 | 0.01% | 0.01% | 123 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Smartleaf Asset Management LLC | History | No change | 8,878 | 361 | 0.01% | 0.01% | 124 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Arkadios Wealth Advisors | History | No change | 8,588 | 349 | 0.01% | 0.01% | 125 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Luken Investment Analytics, LLC | History | No change | 8,437 | 342 | 0.12% | 0.12% | 126 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Baird Financial Group, Inc. | History | No change | 8,409 | 341 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Fairway Financial, LLC | History | Reduced | 8,595 | 337 | 0.21% | 0.47% | 128 | -8,185 | -48.78% | Q3 2026 | Oct 20, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 8,422 | 331 | 0.02% | 0.02% | 129 | -1,347 | -13.79% | Q3 2026 | Oct 30, 2026 |
| US BANCORP \DE\ | History | Reduced | 8,334 | 327 | 0.0% | 0.0% | 130 | -2,643 | -24.08% | Q3 2026 | Nov 05, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | No change | 7,878 | 320 | 0.02% | 0.02% | 131 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| World Investment Advisors | History | No change | 7,838 | 318 | 0.01% | 0.01% | 132 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Wagner Wealth Management, LLC | History | Reduced | 8,055 | 316 | 0.06% | 0.1% | 133 | -5,600 | -41.01% | Q3 2026 | Oct 21, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 7,786 | 316 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Rathbones Group PLC | History | No change | 7,750 | 315 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| STEPHENS INC /AR/ | History | No change | 7,749 | 314 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | Added to | 7,929 | 311 | 0.03% | 0.02% | 137 | +4,788 | 152.44% | Q3 2026 | Oct 30, 2026 |
| NewEdge Wealth, LLC | History | No change | 7,585 | 308 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 7,740 | 304 | 0.0% | 0.0% | 139 | -182 | -2.3% | Q3 2026 | Oct 22, 2026 |
| Modern Wealth Management, LLC | History | No change | 7,209 | 293 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| KKM Financial LLC | History | No change | 7,181 | 291 | 0.04% | 0.04% | 141 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Balefire, LLC | History | Added to | 7,399 | 290 | 0.05% | 0.04% | 142 | +1,036 | 16.28% | Q3 2026 | Oct 09, 2026 |
| Brookstone Capital Management | History | Added to | 7,375 | 289 | 0.0% | 0.0% | 143 | +332 | 4.71% | Q3 2026 | Oct 22, 2026 |
| Collaborative Wealth Managment Inc. | History | No change | 6,994 | 284 | 0.12% | 0.12% | 144 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PRECEDENT WEALTH PARTNERS, LLC | History | New | 7,053 | 277 | 0.04% | — | 145 | +7,053 | New | Q3 2026 | Oct 21, 2026 |
| Everest Financial Group LLC | History | No change | 6,600 | 268 | 0.04% | 0.04% | 146 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Tidemark, LLC | History | No change | 6,556 | 266 | 0.06% | 0.06% | 147 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Summit Financial, LLC | History | No change | 6,347 | 258 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 6,123 | 248 | 0.02% | 0.02% | 149 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Quartz Partners, LLC | History | Added to | 6,164 | 242 | 0.07% | 0.07% | 150 | +687 | 12.54% | Q3 2026 | Nov 03, 2026 |
| Koshinski Asset Management, Inc. | History | New | 6,145 | 241 | 0.01% | — | 151 | +6,145 | New | Q3 2026 | Oct 29, 2026 |
| FOCUSED ALPHA, LLC | History | Reduced | 6,119 | 240 | 0.06% | 0.07% | 152 | -1,027 | -14.37% | Q3 2026 | Oct 19, 2026 |
| Mach-1 Financial Group, LLC | History | No change | 5,840 | 237 | 0.09% | 0.09% | 153 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Sovran Advisors, LLC | History | New | 5,895 | 234 | 0.02% | — | 154 | +5,895 | New | Q3 2026 | Oct 30, 2026 |
| Diversified Enterprises, LLC | History | Added to | 5,957 | 233 | 0.01% | 0.01% | 155 | +31 | 0.52% | Q3 2026 | Oct 19, 2026 |
| Wagner Wealth Management, Corp | History | Reduced | 5,867 | 230 | 0.18% | 0.2% | 156 | -301 | -4.88% | Q3 2026 | Oct 20, 2026 |
| Gaddis Premier Wealth Advisors LLC | History | New | 5,741 | 225 | 0.12% | — | 157 | +5,741 | New | Q3 2026 | Oct 29, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 5,372 | 218 | 0.01% | 0.01% | 158 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Betterment LLC | History | No change | 5,322 | 216 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 5,452 | 214 | 0.06% | 0.08% | 160 | -885 | -13.97% | Q3 2026 | Oct 15, 2026 |
| Encompass More Asset Management | History | New | 5,440 | 213 | 0.03% | — | 161 | +5,440 | New | Q3 2026 | Oct 16, 2026 |
| EARNED WEALTH ADVISORS, LLC | History | No change | 5,229 | 212 | 0.01% | 0.01% | 162 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 5,308 | 209 | 0.0% | 0.0% | 163 | +46 | 0.87% | Q3 2026 | Oct 13, 2026 |
| StoneX Group Inc. | History | New | 5,146 | 204 | 0.01% | — | 166 | +5,146 | New | Q3 2026 | Nov 03, 2026 |
| Prostatis Group LLC | History | No change | 5,029 | 204 | 0.05% | 0.05% | 164 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Norris Financial Group, LLC | History | No change | 5,041 | 204 | 0.08% | 0.08% | 165 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 5,004 | 203 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 4,462 | 181 | 0.0% | 0.0% | 168 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 4,446 | 180 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 4,351 | 176 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IFG Advisory, LLC | History | No change | 3,826 | 155 | 0.01% | 0.01% | 171 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 3,830 | 155 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BFC Planning, Inc. | History | No change | 3,633 | 147 | 0.01% | 0.01% | 173 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Ankerstar Wealth, LLC | History | No change | 3,524 | 143 | 0.12% | 0.12% | 174 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 2,967 | 116 | 0.0% | 0.0% | 175 | -1,161 | -28.13% | Q3 2026 | Oct 08, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 2,841 | 111 | 0.04% | 0.03% | 176 | -218 | -7.13% | Q3 2026 | Nov 04, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 2,799 | 109 | 0.0% | 0.0% | 177 | +46 | 1.67% | Q3 2026 | Nov 04, 2026 |
| Rossby Financial, LCC | History | Added to | 2,602 | 102 | 0.02% | 0.02% | 178 | +360 | 16.06% | Q3 2026 | Nov 05, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2,404 | 97 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 2,416 | 94 | 0.03% | 0.03% | 180 | -118 | -4.66% | Q3 2026 | Oct 23, 2026 |
| Parallel Advisors, LLC | History | Reduced | 2,282 | 89 | 0.0% | 0.0% | 181 | -47 | -2.02% | Q3 2026 | Nov 03, 2026 |
| Topsail Wealth Management, LLC | History | No change | 2,115 | 85 | 0.01% | 0.01% | 182 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Capital Analysts, LLC | History | No change | 1,300 | 52 | 0.0% | 0.0% | 183 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 1,266 | 49 | 0.0% | 0.0% | 184 | +18 | 1.44% | Q3 2026 | Oct 21, 2026 |
| Raleigh Capital Management Inc. | History | Reduced | 1,234 | 48 | 0.01% | 0.02% | 185 | -280 | -18.49% | Q3 2026 | Oct 28, 2026 |
| CITY HOLDING CO | History | No change | 1,100 | 43 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 818 | 32 | 0.0% | 0.0% | 187 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 797 | 32 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 687 | 27 | 0.0% | 0.0% | 189 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Archer Investment Corp | History | No change | 700 | 27 | 0.0% | 0.01% | 190 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Migdal Insurance & Financial Holdings Ltd. | History | No change | 620 | 25 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 591 | 24 | 0.0% | 0.0% | 192 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Triumph Capital Management | History | No change | 600 | 23 | 0.0% | 0.0% | 193 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Allied Private Wealth LLC | History | No change | 559 | 22 | 0.01% | 0.01% | 194 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Register Financial Advisors LLC | History | No change | 546 | 21 | 0.01% | 0.01% | 195 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 500 | 20 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 466 | 18 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| GAMMA Investing LLC | History | No change | 446 | 17 | 0.0% | 0.0% | 198 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 395 | 16 | 0.0% | 0.0% | 199 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Avion Wealth | History | No change | 391 | 15 | 0.0% | 0.0% | 200 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| IFP Advisors, Inc | History | Added to | 324 | 12 | 0.0% | 0.0% | 202 | +2 | 0.62% | Q3 2026 | Oct 16, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 314 | 12 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | Reduced | 305 | 11 | 0.0% | 0.01% | 203 | -106 | -25.79% | Q3 2026 | Nov 04, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Added to | 246 | 9 | 0.01% | 0.01% | 204 | +53 | 27.46% | Q3 2026 | Nov 02, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 211 | 8 | 0.0% | — | 205 | +211 | New | Q3 2026 | Oct 27, 2026 |
| MTM Investment Management, LLC | History | No change | 200 | 7 | 0.0% | 0.0% | 206 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Founders Financial Alliance, LLC | History | No change | 132 | 5 | 0.0% | 0.0% | 207 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Continuum Advisory, LLC | History | No change | 147 | 5 | 0.0% | 0.0% | 208 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 111 | 4 | 0.0% | 0.0% | 209 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 98 | 3 | 0.0% | 0.0% | 210 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Navigoe, LLC | History | New | 68 | 2 | 0.0% | — | 212 | +68 | New | Q3 2026 | Nov 03, 2026 |
| CoreCap Advisors, LLC | History | No change | 60 | 2 | 0.0% | 0.0% | 211 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Lloyd Advisory Services, LLC. | History | Added to | 38 | 1 | 0.0% | — | 215 | +21 | 123.53% | Q3 2026 | Nov 02, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 44 | 1 | 0.0% | 0.0% | 217 | +8 | 22.22% | Q3 2026 | Nov 05, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 45 | 1 | 0.0% | 0.0% | 213 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| CX Institutional | History | No change | 18 | 1 | 0.0% | 0.0% | 214 | 0 | 0.0% | Q3 2026 | Oct 02, 2026 |
| Key Capital Management, INC | History | No change | 46 | 1 | 0.0% | 0.0% | 216 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -89,822 | -100.0% | Q3 2026 | Oct 21, 2026 |
| RiverTree Advisors, LLC | History | Closed out | 0 | 0 | — | 0.74% | — | -30,657 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Providence First Trust Co | History | Closed out | 0 | 0 | — | 0.2% | — | -17,815 | -100.0% | Q3 2026 | Nov 02, 2026 |
| NOVEM GROUP | History | Closed out | 0 | 0 | — | 0.02% | — | -5,011 | -100.0% | Q3 2026 | Oct 19, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,400 | -100.0% | Q3 2026 | Nov 05, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -628 | -100.0% | Q3 2026 | Oct 29, 2026 |
| LFA - Lugano Financial Advisors SA | History | Closed out | 0 | 0 | — | 0.01% | — | -400 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Mascoma Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -122 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Allspring Global Investments Holdings, LLC | History | Reduced | 1 | 0 | — | 0.0% | — | -27 | -96.43% | Q3 2026 | Nov 04, 2026 |
| CENTRAL TRUST Co | History | New | 18 | 0 | — | — | — | +18 | New | Q3 2026 | Nov 05, 2026 |
| Root Financial Partners, LLC | History | New | 12 | 0 | — | — | — | +12 | New | Q3 2026 | Oct 21, 2026 |
| Qube Research & Technologies Ltd | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |