NEOS ETF Trust - IWMI
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 387,937 | 18,884 | 0.01% | 0.0% | 1 | +204,184 | 111.12% | Q4 2025 | Feb 11, 2026 |
| MADDEN SECURITIES Corp | History | Added to | 246,728 | 12,010 | 3.66% | 2.68% | 2 | +66,583 | 36.96% | Q4 2025 | Feb 04, 2026 |
| Gradient Investments LLC | History | Added to | 163,353 | 7,952 | 0.13% | 0.13% | 3 | +439 | 0.27% | Q4 2025 | Jan 08, 2026 |
| Cascade Wealth Advisors, Inc | History | Reduced | 116,581 | 5,885 | 2.71% | 3.32% | 4 | -21,610 | -15.64% | Q4 2025 | Feb 04, 2026 |
| STEPHENS INC /AR/ | History | Added to | 63,720 | 3,101 | 0.04% | 0.03% | 5 | +9,236 | 16.95% | Q4 2025 | Feb 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | New | 58,208 | 2,833 | 0.01% | — | 6 | +58,208 | New | Q4 2025 | Feb 13, 2026 |
| Independence Wealth Advisors, LLC | History | New | 44,149 | 2,149 | 1.21% | — | 7 | +44,149 | New | Q4 2025 | Jan 09, 2026 |
| Brookwood Investment Group LLC | History | Added to | 34,943 | 1,701 | 0.2% | 0.09% | 8 | +20,000 | 133.84% | Q4 2025 | Jan 22, 2026 |
| High Net Worth Advisory Group LLC | History | Added to | 31,208 | 1,519 | 0.35% | 0.35% | 9 | +1,551 | 5.23% | Q4 2025 | Jan 23, 2026 |
| Mutual Advisors, LLC | History | Added to | 28,447 | 1,384 | 0.03% | 0.03% | 10 | +2,969 | 11.65% | Q4 2025 | Feb 02, 2026 |
| Garden State Investment Advisory Services LLC | History | Added to | 27,405 | 1,334 | 0.29% | 0.24% | 11 | +5,018 | 22.41% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 27,321 | 1,329 | 0.0% | 0.0% | 12 | -6,008 | -18.03% | Q4 2025 | Feb 12, 2026 |
| ROYAL BANK OF CANADA | History | New | 27,214 | 1,325 | 0.0% | — | 13 | +27,214 | New | Q4 2025 | Feb 17, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 25,845 | 1,258 | 0.09% | 0.1% | 14 | -75 | -0.29% | Q4 2025 | Jan 21, 2026 |
| Summit Financial, LLC | History | New | 25,336 | 1,233 | 0.02% | — | 15 | +25,336 | New | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 24,170 | 1,176 | 0.0% | 0.0% | 16 | +2,681 | 12.48% | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 21,266 | 1,035 | 0.0% | 0.0% | 17 | +15,160 | 248.28% | Q4 2025 | Feb 13, 2026 |
| Cresset Asset Management, LLC | History | Reduced | 16,348 | 795 | 0.0% | 0.0% | 18 | -653 | -3.84% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 15,373 | 748 | 0.0% | 0.0% | 19 | -54,432 | -77.98% | Q4 2025 | Feb 17, 2026 |
| Newbridge Financial Services Group, Inc. | History | Added to | 15,129 | 736 | 0.11% | 0.02% | 20 | +12,111 | 401.29% | Q4 2025 | Jan 21, 2026 |
| FSA Advisors, Inc. | History | New | 15,102 | 735 | 0.51% | — | 21 | +15,102 | New | Q4 2025 | Feb 02, 2026 |
| Palacios Wealth Management, LLC | History | Reduced | 13,001 | 632 | 0.48% | 0.42% | 22 | -220 | -1.66% | Q4 2025 | Jan 28, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 12,814 | 623 | 0.01% | 0.01% | 23 | +108 | 0.85% | Q4 2025 | Jan 29, 2026 |
| Savvy Advisors, Inc. | History | New | 12,604 | 613 | 0.02% | — | 24 | +12,604 | New | Q4 2025 | Jan 20, 2026 |
| PFG Investments, LLC | History | New | 11,926 | 580 | 0.03% | — | 25 | +11,926 | New | Q4 2025 | Jan 26, 2026 |
| WORLD EQUITY GROUP, INC. | History | Added to | 9,119 | 443 | 0.12% | 0.09% | 26 | +965 | 11.83% | Q4 2025 | Jan 12, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 8,750 | 437 | 0.04% | 0.05% | 27 | -150 | -1.69% | Q4 2025 | Jan 12, 2026 |
| Moran Wealth Management, LLC | History | New | 8,371 | 407 | 0.01% | — | 28 | +8,371 | New | Q4 2025 | Jan 26, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 7,095 | 345 | 0.02% | 0.02% | 29 | +781 | 12.37% | Q4 2025 | Feb 20, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 6,592 | 321 | 0.0% | 0.0% | 30 | +1,906 | 40.67% | Q4 2025 | Feb 05, 2026 |
| Naviter Wealth, LLC | History | New | 6,445 | 313 | 0.04% | — | 31 | +6,445 | New | Q4 2025 | Jan 21, 2026 |
| CITADEL ADVISORS LLC | History | New | 6,400 | 311 | 0.0% | — | 32 | +6,400 | New | Q4 2025 | Feb 17, 2026 |
| Owen LaRue, LLC | History | Added to | 6,140 | 298 | 0.11% | 0.09% | 33 | +1,431 | 30.39% | Q4 2025 | Feb 05, 2026 |
| Stratos Wealth Partners, LTD. | History | New | 5,027 | 244 | 0.0% | — | 34 | +5,027 | New | Q4 2025 | Jan 20, 2026 |
| Quantum Private Wealth, LLC | History | New | 5,000 | 243 | 0.07% | — | 35 | +5,000 | New | Q4 2025 | Feb 06, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 4,800 | 233 | 0.02% | 0.02% | 36 | +500 | 11.63% | Q4 2025 | Jan 26, 2026 |
| Cetera Investment Advisers | History | New | 4,742 | 230 | 0.0% | — | 37 | +4,742 | New | Q4 2025 | Feb 17, 2026 |
| Gladstone Institutional Advisory LLC | History | New | 4,524 | 220 | 0.01% | — | 38 | +4,524 | New | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | Added to | 4,275 | 208 | 0.0% | 0.0% | 39 | +286 | 7.17% | Q4 2025 | Jan 26, 2026 |
| PSI Advisors, LLC | History | Reduced | 4,256 | 207 | 0.05% | 0.06% | 40 | -375 | -8.1% | Q4 2025 | Feb 09, 2026 |
| Gateway Wealth Partners, LLC | History | New | 4,190 | 203 | 0.02% | — | 41 | +4,190 | New | Q4 2025 | Feb 11, 2026 |
| Allworth Financial LP | History | New | 2,900 | 141 | 0.0% | — | 42 | +2,900 | New | Q4 2025 | Feb 05, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 1,700 | 82 | 0.0% | 0.0% | 43 | -622 | -26.79% | Q4 2025 | Feb 12, 2026 |
| Rockefeller Capital Management L.P. | History | New | 1,625 | 79 | 0.0% | — | 44 | +1,625 | New | Q4 2025 | Mar 16, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 1,403 | 68 | 0.0% | — | 45 | +1,403 | New | Q4 2025 | Feb 03, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 1,175 | 57 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,052 | 51 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Capital Analysts, LLC | History | Reduced | 397 | 19 | 0.0% | 0.0% | 48 | -26 | -6.15% | Q4 2025 | Feb 11, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 353 | 17 | 0.0% | 0.0% | 49 | +210 | 146.85% | Q4 2025 | Jan 20, 2026 |
| OSAIC HOLDINGS, INC. | History | New | 297 | 14 | 0.0% | — | 50 | +297 | New | Q4 2025 | Feb 17, 2026 |
| Spire Wealth Management | History | New | 202 | 9 | 0.0% | — | 52 | +202 | New | Q4 2025 | Jan 14, 2026 |
| Financial Management Professionals, Inc. | History | New | 186 | 9 | 0.0% | — | 51 | +186 | New | Q4 2025 | Jan 27, 2026 |
| GHP Investment Advisors, Inc. | History | New | 162 | 7 | 0.0% | — | 53 | +162 | New | Q4 2025 | Jan 27, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | New | 48 | 2 | 0.0% | — | 54 | +48 | New | Q4 2025 | Feb 10, 2026 |
| Global Wealth Strategies & Associates | History | New | 30 | 1 | 0.0% | — | 57 | +30 | New | Q4 2025 | Jan 02, 2026 |
| MORGAN STANLEY | History | Added to | 22 | 1 | 0.0% | — | 55 | +21 | 2100.0% | Q4 2025 | Feb 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 30 | 1 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -20,461 | -100.0% | Q3 2025 | Nov 14, 2025 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,832 | -100.0% | Q3 2025 | Nov 05, 2025 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -2,756 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -965 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Founders Financial Alliance, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -202 | -100.0% | Q3 2025 | Nov 07, 2025 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -125 | -100.0% | Q3 2025 | Oct 07, 2025 |
| SIGNATUREFD, LLC | History | New | 20 | 0 | — | — | — | +20 | New | Q4 2025 | Jan 20, 2026 |
| Triumph Capital Management | History | New | 6 | 0 | — | — | — | +6 | New | Q4 2025 | Feb 12, 2026 |