NEOS ETF Trust - IWMI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 739,510 | 39,578 | 0.01% | 0.01% | 1 | +175,595 | 31.14% | Q2 2026 | Aug 07, 2026 |
| MADDEN SECURITIES Corp | History | Added to | 263,232 | 14,088 | 3.91% | 3.75% | 2 | +109 | 0.04% | Q2 2026 | Jul 24, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Added to | 175,355 | 9,385 | 1.4% | 0.74% | 3 | +82,285 | 88.41% | Q2 2026 | Jul 20, 2026 |
| Gradient Investments LLC | History | Added to | 165,461 | 8,855 | 0.12% | 0.12% | 4 | +1,255 | 0.76% | Q2 2026 | Jul 08, 2026 |
| Cascade Wealth Advisors, Inc | History | Reduced | 124,435 | 6,612 | 2.66% | 2.84% | 5 | -23 | -0.02% | Q2 2026 | Aug 10, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 116,283 | 6,223 | 0.05% | 0.05% | 6 | +14,244 | 13.96% | Q2 2026 | Jul 17, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 99,238 | 5,311 | 0.0% | 0.0% | 7 | +46,995 | 89.95% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | Added to | 94,467 | 5,055 | 0.02% | 0.0% | 8 | +89,813 | 1929.8% | Q2 2026 | Jul 27, 2026 |
| UBS Group AG | History | New | 92,263 | 4,937 | 0.0% | — | 9 | +92,263 | New | Q2 2026 | Aug 13, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 89,382 | 4,783 | 0.0% | 0.0% | 10 | +25,944 | 40.9% | Q2 2026 | Aug 12, 2026 |
| Owen LaRue, LLC | History | Added to | 81,072 | 4,338 | 1.51% | 0.47% | 11 | +55,237 | 213.81% | Q2 2026 | Jul 22, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 79,475 | 4,253 | 0.0% | 0.0% | 12 | +53,175 | 202.19% | Q2 2026 | Sep 02, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 70,420 | 3,768 | 0.01% | 0.01% | 13 | -13,672 | -16.26% | Q2 2026 | Aug 07, 2026 |
| Palacios Wealth Management, LLC | History | Added to | 62,100 | 3,323 | 1.96% | 1.87% | 14 | +3,623 | 6.2% | Q2 2026 | Jul 23, 2026 |
| Garden State Investment Advisory Services LLC | History | Added to | 60,325 | 3,228 | 0.58% | 0.45% | 15 | +16,765 | 38.49% | Q2 2026 | Aug 11, 2026 |
| Summit Financial, LLC | History | Added to | 60,003 | 3,211 | 0.04% | 0.03% | 16 | +13,769 | 29.78% | Q2 2026 | Aug 12, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 59,828 | 3,201 | 0.0% | 0.0% | 17 | +6,516 | 12.22% | Q2 2026 | Aug 13, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | Added to | 57,258 | 3,064 | 1.81% | 1.51% | 18 | +8,593 | 17.66% | Q2 2026 | Jul 21, 2026 |
| Independence Wealth Advisors, LLC | History | Added to | 54,710 | 2,928 | 1.47% | 1.21% | 19 | +6,957 | 14.57% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 48,300 | 2,585 | 0.0% | 0.0% | 20 | -96,022 | -66.53% | Q2 2026 | Aug 14, 2026 |
| Moran Wealth Management, LLC | History | Added to | 42,152 | 2,255 | 0.06% | 0.05% | 21 | +10,036 | 31.25% | Q2 2026 | Aug 05, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 38,838 | 2,078 | 0.03% | 0.01% | 22 | +26,481 | 214.3% | Q2 2026 | Aug 14, 2026 |
| Mutual Advisors, LLC | History | Added to | 35,853 | 1,918 | 0.04% | 0.03% | 23 | +6,853 | 23.63% | Q2 2026 | Aug 14, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 33,157 | 1,774 | 0.11% | 0.1% | 24 | +3,650 | 12.37% | Q2 2026 | Jul 23, 2026 |
| High Net Worth Advisory Group LLC | History | Added to | 31,258 | 1,672 | 0.36% | 0.34% | 25 | +110 | 0.35% | Q2 2026 | Jul 29, 2026 |
| HERBST GROUP, LLC | History | New | 31,151 | 1,667 | 0.91% | — | 26 | +31,151 | New | Q2 2026 | Jul 09, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | New | 29,700 | 1,589 | 0.06% | — | 27 | +29,700 | New | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 27,711 | 1,483 | 0.0% | 0.0% | 28 | +16,264 | 142.08% | Q2 2026 | Aug 03, 2026 |
| Brookwood Investment Group LLC | History | Reduced | 26,256 | 1,405 | 0.16% | 0.18% | 29 | -3,837 | -12.75% | Q2 2026 | Jul 23, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 26,215 | 1,403 | 0.03% | 0.02% | 30 | +2,793 | 11.92% | Q2 2026 | Jul 15, 2026 |
| Wellington Grp LLC | History | Added to | 25,777 | 1,379 | 0.36% | 0.04% | 31 | +23,155 | 883.1% | Q2 2026 | Aug 26, 2026 |
| FSA Advisors, Inc. | History | Added to | 24,916 | 1,333 | 0.61% | 0.64% | 32 | +4,350 | 21.15% | Q2 2026 | Aug 17, 2026 |
| SEAVIEW INVESTMENT MANAGERS LLC | History | Added to | 23,887 | 1,278 | 0.38% | 0.27% | 33 | +7,977 | 50.14% | Q2 2026 | Jul 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 23,613 | 1,263 | 0.01% | 0.0% | 34 | +7,691 | 48.3% | Q2 2026 | Aug 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 23,077 | 1,235 | 0.0% | 0.0% | 35 | +2,436 | 11.8% | Q2 2026 | Jul 28, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 22,885 | 1,224 | 0.01% | 0.01% | 36 | -1,050 | -4.39% | Q2 2026 | Jul 29, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 20,291 | 1,085 | 0.04% | 0.03% | 37 | +8,418 | 70.9% | Q2 2026 | Jul 27, 2026 |
| NFSG Corp | History | Added to | 18,391 | 984 | 0.12% | 0.13% | 38 | +1,931 | 11.73% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 18,188 | 973 | 0.0% | 0.0% | 39 | +5,299 | 41.11% | Q2 2026 | Jul 27, 2026 |
| Belvedere Trading LLC | History | New | 15,900 | 850 | 0.0% | — | 40 | +15,900 | New | Q2 2026 | Jul 31, 2026 |
| Valmark Advisers, Inc. | History | No change | 15,485 | 828 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Diversify Advisory Services, LLC | History | New | 15,541 | 808 | 0.01% | — | 42 | +15,541 | New | Q2 2026 | Aug 07, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | New | 15,541 | 808 | 0.01% | — | 43 | +15,541 | New | Q2 2026 | Jul 29, 2026 |
| ENTREWEALTH, LLC | History | New | 15,000 | 790 | 0.29% | — | 44 | +15,000 | New | Q2 2026 | Aug 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 14,542 | 778 | 0.01% | 0.01% | 45 | +1,616 | 12.5% | Q2 2026 | Jul 28, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 14,500 | 776 | 0.09% | 0.06% | 46 | +3,500 | 31.82% | Q2 2026 | Jul 09, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 14,445 | 773 | 0.05% | 0.03% | 47 | -3,747 | -20.6% | Q2 2026 | Aug 04, 2026 |
| PFG Investments, LLC | History | Added to | 13,332 | 713 | 0.03% | 0.03% | 48 | +104 | 0.79% | Q2 2026 | Jul 23, 2026 |
| HighTower Advisors, LLC | History | New | 12,604 | 674 | 0.0% | — | 49 | +12,604 | New | Q2 2026 | Aug 05, 2026 |
| Navis Wealth Advisors, LLC | History | New | 12,512 | 669 | 0.25% | — | 51 | +12,512 | New | Q2 2026 | Aug 14, 2026 |
| PSI Advisors, LLC | History | Added to | 12,508 | 669 | 0.16% | 0.06% | 50 | +7,426 | 146.12% | Q2 2026 | Aug 03, 2026 |
| VectorGlobal IAG, Inc. | History | No change | 13,105 | 621 | 0.16% | 0.16% | 52 | 0 | 0.0% | Q1 2026 | Jun 30, 2026 |
| Walkner Condon Financial Advisors LLC | History | Added to | 11,290 | 604 | 0.07% | 0.04% | 53 | +5,445 | 93.16% | Q2 2026 | Jul 27, 2026 |
| TRUIST FINANCIAL CORP | History | New | 11,041 | 590 | 0.0% | — | 54 | +11,041 | New | Q2 2026 | Jul 28, 2026 |
| WORLD EQUITY GROUP, INC. | History | Added to | 10,590 | 566 | 0.13% | 0.12% | 55 | +722 | 7.32% | Q2 2026 | Jul 09, 2026 |
| Vann Equity Management LLC | History | Added to | 10,499 | 561 | 0.34% | 0.29% | 56 | +1,873 | 21.71% | Q2 2026 | Aug 05, 2026 |
| IFG Advisory, LLC | History | New | 10,239 | 547 | 0.02% | — | 57 | +10,239 | New | Q2 2026 | Aug 13, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 8,937 | 478 | 0.02% | 0.01% | 58 | +552 | 6.58% | Q2 2026 | Jul 27, 2026 |
| Sunbelt Securities, Inc. | History | No change | 9,956 | 471 | 0.03% | 0.03% | 59 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| &PARTNERS | History | New | 8,410 | 450 | 0.0% | — | 60 | +8,410 | New | Q2 2026 | Aug 14, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 8,101 | 433 | 0.01% | 0.01% | 61 | +814 | 11.17% | Q2 2026 | Jul 21, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 7,687 | 411 | 0.0% | — | 62 | +7,687 | New | Q2 2026 | Jul 29, 2026 |
| Cresset Asset Management, LLC | History | Reduced | 7,563 | 404 | 0.0% | 0.0% | 63 | -4,392 | -36.74% | Q2 2026 | Aug 14, 2026 |
| Quantum Private Wealth, LLC | History | Added to | 7,226 | 386 | 0.1% | 0.1% | 64 | +226 | 3.23% | Q2 2026 | Jul 29, 2026 |
| Naviter Wealth, LLC | History | Reduced | 6,722 | 359 | 0.03% | 0.05% | 65 | -942 | -12.29% | Q2 2026 | Aug 07, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 6,540 | 350 | 0.0% | 0.0% | 66 | -239 | -3.53% | Q2 2026 | Aug 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 6,142 | 328 | 0.0% | 0.0% | 67 | +445 | 7.81% | Q2 2026 | Aug 14, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 6,100 | 326 | 0.03% | 0.02% | 68 | +1,300 | 27.08% | Q2 2026 | Jul 28, 2026 |
| Quotient Wealth Partners, LLC | History | New | 5,883 | 314 | 0.01% | — | 69 | +5,883 | New | Q2 2026 | Aug 03, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 5,631 | 301 | 0.02% | 0.0% | 70 | +4,420 | 364.99% | Q2 2026 | Jul 21, 2026 |
| Virtue Capital Management, LLC | History | New | 5,001 | 267 | 0.04% | — | 72 | +5,001 | New | Q2 2026 | Aug 05, 2026 |
| OneDigital Investment Advisors LLC | History | New | 5,000 | 267 | 0.0% | — | 71 | +5,000 | New | Q2 2026 | Aug 06, 2026 |
| Cetera Investment Advisers | History | No change | 4,742 | 253 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Advisory Advocates, LLC | History | New | 4,439 | 237 | 0.2% | — | 74 | +4,439 | New | Q2 2026 | Aug 10, 2026 |
| Meridian Wealth Management, LLC | History | New | 4,300 | 230 | 0.01% | — | 75 | +4,300 | New | Q2 2026 | Aug 05, 2026 |
| CAP Partners, LLC | History | New | 4,298 | 230 | 0.11% | — | 76 | +4,298 | New | Q2 2026 | Jul 30, 2026 |
| Foguth Wealth Management, LLC. | History | Reduced | 4,318 | 227 | 0.03% | 0.03% | 78 | -1,248 | -22.42% | Q2 2026 | Jul 21, 2026 |
| Allworth Financial LP | History | Added to | 4,250 | 227 | 0.0% | 0.0% | 77 | +850 | 25.0% | Q2 2026 | Aug 11, 2026 |
| FIFTH THIRD BANCORP | History | New | 4,190 | 224 | 0.0% | — | 79 | +4,190 | New | Q2 2026 | Aug 05, 2026 |
| CWM, LLC | History | No change | 4,680 | 221 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Laird Norton Wetherby Trust Company, LLC | History | New | 4,000 | 214 | 0.0% | — | 81 | +4,000 | New | Q2 2026 | Aug 14, 2026 |
| Corient Private Wealth LP | History | New | 3,940 | 210 | 0.0% | — | 82 | +3,940 | New | Q2 2026 | Aug 27, 2026 |
| FINANCIAL MANAGEMENT NETWORK INC | History | New | 3,911 | 206 | 0.03% | — | 83 | +3,911 | New | Q2 2026 | Aug 06, 2026 |
| ANGELES WEALTH MANAGEMENT, LLC | History | New | 2,815 | 150 | 0.01% | — | 84 | +2,815 | New | Q2 2026 | Jul 28, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 1,901 | 101 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| STANCE CAPITAL LLC | History | New | 1,873 | 100 | 0.03% | — | 86 | +1,873 | New | Q2 2026 | Aug 14, 2026 |
| Parallel Advisors, LLC | History | New | 1,762 | 94 | 0.0% | — | 87 | +1,762 | New | Q2 2026 | Aug 05, 2026 |
| SIMPLEX TRADING, LLC | History | New | 1,745 | 93 | 0.0% | — | 88 | +1,745 | New | Q2 2026 | Aug 12, 2026 |
| GHP Investment Advisors, Inc. | History | Added to | 1,551 | 83 | 0.0% | 0.0% | 89 | +69 | 4.66% | Q2 2026 | Jul 17, 2026 |
| CoreCap Advisors, LLC | History | Added to | 1,436 | 76 | 0.0% | 0.0% | 90 | +59 | 4.28% | Q2 2026 | Jul 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 1,402 | 75 | 0.0% | 0.0% | 91 | +948 | 208.81% | Q2 2026 | Aug 14, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 1,346 | 72 | 0.01% | 0.01% | 92 | +229 | 20.5% | Q2 2026 | Aug 04, 2026 |
| Luminist Capital LLC | History | New | 1,201 | 64 | 0.07% | — | 93 | +1,201 | New | Q2 2026 | Aug 07, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 1,175 | 62 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 1,152 | 61 | 0.0% | 0.0% | 95 | -948 | -45.14% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | New | 650 | 34 | 0.0% | — | 96 | +650 | New | Q2 2026 | Aug 12, 2026 |
| Ameritas Advisory Services, LLC | History | New | 618 | 33 | 0.0% | — | 97 | +618 | New | Q2 2026 | Aug 14, 2026 |
| IMA Advisory Services, Inc. | History | New | 600 | 32 | 0.0% | — | 98 | +600 | New | Q2 2026 | Aug 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 520 | 27 | 0.0% | 0.0% | 99 | +20 | 4.0% | Q2 2026 | Aug 12, 2026 |
| SHP Wealth Management | History | New | 491 | 26 | 0.0% | — | 100 | +491 | New | Q2 2026 | Aug 11, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | No change | 475 | 25 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Spire Wealth Management | History | Added to | 332 | 17 | 0.0% | 0.0% | 102 | +122 | 58.1% | Q2 2026 | Jul 15, 2026 |
| TSFG, LLC | History | New | 296 | 16 | 0.0% | — | 103 | +296 | New | Q2 2026 | Jul 23, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 266 | 14 | 0.0% | 0.0% | 104 | +54 | 25.47% | Q2 2026 | Jul 22, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 211 | 11 | 0.0% | — | 105 | +210 | 21000.0% | Q2 2026 | Aug 14, 2026 |
| Financial Management Professionals, Inc. | History | No change | 197 | 10 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Capital Analysts, LLC | History | Reduced | 172 | 9 | 0.0% | 0.0% | 107 | -10 | -5.49% | Q2 2026 | Aug 05, 2026 |
| Larson Financial Group LLC | History | New | 150 | 8 | 0.0% | — | 108 | +150 | New | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | No change | 100 | 5 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| SWAN Capital LLC | History | No change | 84 | 4 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SIGNATUREFD, LLC | History | No change | 55 | 2 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Asset Dedication, LLC | History | New | 35 | 1 | 0.0% | — | 114 | +35 | New | Q2 2026 | Jul 30, 2026 |
| Triumph Capital Management | History | Added to | 29 | 1 | 0.0% | — | 112 | +23 | 383.33% | Q2 2026 | Jul 20, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 30 | 1 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -6,685 | -100.0% | Q2 2026 | Aug 12, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -6,327 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,725 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Global Wealth Strategies & Associates | History | Closed out | 0 | 0 | — | 0.0% | — | -29 | -100.0% | Q2 2026 | Jul 01, 2026 |
| MOTCO | History | Closed out | 0 | 0 | — | — | — | -19 | -100.0% | Q2 2026 | Jul 31, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q2 2026 | Aug 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |