NEOS ETF Trust - IWMI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 563,915 | 26,729 | 0.01% | 0.01% | 1 | +175,978 | 45.36% | Q1 2026 | May 06, 2026 |
| MADDEN SECURITIES Corp | History | Added to | 263,123 | 12,472 | 3.75% | 3.66% | 2 | +16,395 | 6.64% | Q1 2026 | May 05, 2026 |
| Gradient Investments LLC | History | Added to | 164,206 | 7,783 | 0.12% | 0.13% | 3 | +853 | 0.52% | Q1 2026 | Apr 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 144,322 | 6,840 | 0.0% | 0.0% | 4 | +117,001 | 428.25% | Q1 2026 | May 12, 2026 |
| Cascade Wealth Advisors, Inc | History | Added to | 124,458 | 6,459 | 2.84% | 2.71% | 5 | +7,877 | 6.76% | Q1 2026 | May 11, 2026 |
| Farther Finance Advisors, LLC | History | New | 102,039 | 4,857 | 0.05% | — | 6 | +102,039 | New | Q1 2026 | Apr 07, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | New | 93,070 | 4,411 | 0.74% | — | 7 | +93,070 | New | Q1 2026 | Apr 30, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 84,092 | 3,985 | 0.01% | 0.01% | 8 | +25,884 | 44.47% | Q1 2026 | May 04, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 63,438 | 3,006 | 0.0% | 0.0% | 9 | +39,268 | 162.47% | Q1 2026 | May 12, 2026 |
| Palacios Wealth Management, LLC | History | Added to | 58,477 | 2,983 | 1.87% | 0.48% | 10 | +45,476 | 349.79% | Q1 2026 | May 11, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 53,312 | 2,527 | 0.0% | 0.0% | 11 | +51,687 | 3180.74% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 52,243 | 2,476 | 0.0% | 0.0% | 12 | +25,029 | 91.97% | Q1 2026 | May 15, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | New | 48,665 | 2,306 | 1.51% | — | 13 | +48,665 | New | Q1 2026 | May 07, 2026 |
| Independence Wealth Advisors, LLC | History | Added to | 47,753 | 2,263 | 1.21% | 1.21% | 14 | +3,604 | 8.16% | Q1 2026 | Apr 20, 2026 |
| Summit Financial, LLC | History | Added to | 46,234 | 2,191 | 0.03% | 0.02% | 15 | +20,898 | 82.48% | Q1 2026 | May 15, 2026 |
| Garden State Investment Advisory Services LLC | History | Added to | 43,560 | 2,064 | 0.45% | 0.29% | 16 | +16,155 | 58.95% | Q1 2026 | May 13, 2026 |
| Moran Wealth Management, LLC | History | Added to | 32,116 | 1,522 | 0.05% | 0.01% | 17 | +23,745 | 283.66% | Q1 2026 | Apr 27, 2026 |
| High Net Worth Advisory Group LLC | History | Reduced | 31,148 | 1,476 | 0.34% | 0.35% | 18 | -60 | -0.19% | Q1 2026 | Apr 17, 2026 |
| Brookwood Investment Group LLC | History | Reduced | 30,093 | 1,426 | 0.18% | 0.2% | 19 | -4,850 | -13.88% | Q1 2026 | May 04, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 29,507 | 1,398 | 0.1% | 0.09% | 20 | +3,662 | 14.17% | Q1 2026 | May 05, 2026 |
| Mutual Advisors, LLC | History | Added to | 29,000 | 1,374 | 0.03% | 0.03% | 21 | +553 | 1.94% | Q1 2026 | May 01, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 26,300 | 1,246 | 0.0% | 0.0% | 22 | +19,900 | 310.94% | Q1 2026 | May 15, 2026 |
| Owen LaRue, LLC | History | Added to | 25,835 | 1,224 | 0.47% | 0.11% | 23 | +19,695 | 320.77% | Q1 2026 | Apr 30, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 23,935 | 1,134 | 0.01% | 0.04% | 24 | -39,785 | -62.44% | Q1 2026 | Apr 28, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 23,422 | 1,110 | 0.02% | 0.02% | 25 | +9,092 | 63.45% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 20,641 | 978 | 0.0% | 0.0% | 26 | -625 | -2.94% | Q1 2026 | Apr 30, 2026 |
| FSA Advisors, Inc. | History | Added to | 20,566 | 974 | 0.64% | 0.51% | 27 | +5,464 | 36.18% | Q1 2026 | May 06, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 18,192 | 862 | 0.03% | 0.02% | 28 | +14,002 | 334.18% | Q1 2026 | May 15, 2026 |
| NFSG Corp | History | Added to | 16,460 | 780 | 0.13% | 0.11% | 29 | +1,331 | 8.8% | Q1 2026 | May 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 15,922 | 754 | 0.0% | — | 30 | +15,922 | New | Q1 2026 | May 08, 2026 |
| SEAVIEW INVESTMENT MANAGERS LLC | History | New | 15,910 | 754 | 0.27% | — | 31 | +15,910 | New | Q1 2026 | May 14, 2026 |
| Valmark Advisers, Inc. | History | New | 15,485 | 733 | 0.01% | — | 32 | +15,485 | New | Q1 2026 | May 01, 2026 |
| PFG Investments, LLC | History | Added to | 13,228 | 627 | 0.03% | 0.03% | 33 | +1,302 | 10.92% | Q1 2026 | Apr 27, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 12,926 | 612 | 0.01% | 0.01% | 34 | +112 | 0.87% | Q1 2026 | Apr 20, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 12,889 | 611 | 0.0% | 0.0% | 35 | +6,297 | 95.52% | Q1 2026 | Apr 30, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 12,357 | 585 | 0.01% | — | 36 | +12,357 | New | Q1 2026 | May 15, 2026 |
| Cresset Asset Management, LLC | History | Reduced | 11,955 | 566 | 0.0% | 0.0% | 37 | -4,393 | -26.87% | Q1 2026 | May 15, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | New | 11,873 | 562 | 0.03% | — | 38 | +11,873 | New | Q1 2026 | Apr 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 11,447 | 542 | 0.0% | — | 39 | +11,447 | New | Q1 2026 | May 04, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 11,000 | 521 | 0.06% | 0.04% | 40 | +2,250 | 25.71% | Q1 2026 | Apr 15, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 9,956 | 471 | 0.03% | 0.02% | 41 | +2,861 | 40.32% | Q1 2026 | May 15, 2026 |
| WORLD EQUITY GROUP, INC. | History | Added to | 9,868 | 467 | 0.12% | 0.12% | 42 | +749 | 8.21% | Q1 2026 | May 06, 2026 |
| Vann Equity Management LLC | History | New | 8,626 | 408 | 0.29% | — | 43 | +8,626 | New | Q1 2026 | May 08, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 8,385 | 397 | 0.01% | 0.01% | 44 | +3,861 | 85.34% | Q1 2026 | May 14, 2026 |
| Naviter Wealth, LLC | History | Added to | 7,664 | 363 | 0.05% | 0.04% | 45 | +1,219 | 18.91% | Q1 2026 | Apr 10, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 7,287 | 345 | 0.01% | — | 46 | +7,287 | New | Q1 2026 | Apr 23, 2026 |
| Quantum Private Wealth, LLC | History | Added to | 7,000 | 331 | 0.1% | 0.07% | 47 | +2,000 | 40.0% | Q1 2026 | Apr 27, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 6,779 | 321 | 0.0% | 0.0% | 48 | +1,752 | 34.85% | Q1 2026 | Apr 28, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 6,685 | 316 | 0.0% | — | 49 | +6,685 | New | Q1 2026 | May 07, 2026 |
| HRT FINANCIAL LP | History | New | 6,327 | 299 | 0.0% | — | 50 | +6,327 | New | Q1 2026 | May 14, 2026 |
| Foguth Wealth Management, LLC. | History | New | 5,566 | 291 | 0.03% | — | 51 | +5,566 | New | Q1 2026 | Jun 01, 2026 |
| Walkner Condon Financial Advisors LLC | History | New | 5,845 | 277 | 0.04% | — | 52 | +5,845 | New | Q1 2026 | Apr 28, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 5,697 | 270 | 0.0% | 0.0% | 53 | -9,676 | -62.94% | Q1 2026 | May 15, 2026 |
| PSI Advisors, LLC | History | Added to | 5,082 | 240 | 0.06% | 0.05% | 54 | +826 | 19.41% | Q1 2026 | May 14, 2026 |
| PRIVATE TRUST CO NA | History | No change | 4,800 | 227 | 0.02% | 0.02% | 55 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Cetera Investment Advisers | History | No change | 4,742 | 224 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| CWM, LLC | History | Added to | 4,680 | 221 | 0.0% | 0.0% | 57 | +405 | 9.47% | Q1 2026 | May 14, 2026 |
| Private Advisor Group, LLC | History | New | 4,654 | 220 | 0.0% | — | 58 | +4,654 | New | Q1 2026 | Apr 24, 2026 |
| Allworth Financial LP | History | Added to | 3,400 | 161 | 0.0% | 0.0% | 59 | +500 | 17.24% | Q1 2026 | May 14, 2026 |
| Wellington Grp LLC | History | New | 2,622 | 124 | 0.04% | — | 60 | +2,622 | New | Q1 2026 | May 22, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 2,100 | 99 | 0.0% | 0.0% | 61 | +400 | 23.53% | Q1 2026 | May 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 1,901 | 90 | 0.01% | 0.0% | 62 | +498 | 35.5% | Q1 2026 | May 01, 2026 |
| Sound Income Strategies, LLC | History | New | 1,725 | 82 | 0.0% | — | 63 | +1,725 | New | Q1 2026 | Apr 27, 2026 |
| GHP Investment Advisors, Inc. | History | Added to | 1,482 | 70 | 0.0% | 0.0% | 64 | +1,320 | 814.81% | Q1 2026 | Apr 21, 2026 |
| CoreCap Advisors, LLC | History | Added to | 1,377 | 65 | 0.0% | 0.0% | 65 | +325 | 30.89% | Q1 2026 | Apr 07, 2026 |
| NBC SECURITIES, INC. | History | New | 1,211 | 57 | 0.0% | — | 66 | +1,211 | New | Q1 2026 | Apr 14, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 1,175 | 55 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Founders Financial Alliance, LLC | History | New | 1,117 | 52 | 0.01% | — | 68 | +1,117 | New | Q1 2026 | May 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 500 | 23 | 0.0% | — | 69 | +500 | New | Q1 2026 | May 15, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | New | 475 | 22 | 0.0% | — | 70 | +475 | New | Q1 2026 | Apr 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 454 | 21 | 0.0% | 0.0% | 71 | +157 | 52.86% | Q1 2026 | May 15, 2026 |
| SBI Securities Co., Ltd. | History | New | 212 | 10 | 0.0% | — | 72 | +212 | New | Q1 2026 | Apr 27, 2026 |
| Capital Analysts, LLC | History | Reduced | 182 | 9 | 0.0% | 0.0% | 74 | -215 | -54.16% | Q1 2026 | May 14, 2026 |
| Financial Management Professionals, Inc. | History | Added to | 197 | 9 | 0.0% | 0.0% | 73 | +11 | 5.91% | Q1 2026 | Apr 15, 2026 |
| Spire Wealth Management | History | Added to | 210 | 9 | 0.0% | 0.0% | 75 | +8 | 3.96% | Q1 2026 | Apr 22, 2026 |
| IFP Advisors, Inc | History | New | 100 | 4 | 0.0% | — | 76 | +100 | New | Q1 2026 | Apr 13, 2026 |
| SWAN Capital LLC | History | New | 84 | 3 | 0.0% | — | 77 | +84 | New | Q1 2026 | May 14, 2026 |
| SIGNATUREFD, LLC | History | Added to | 55 | 2 | 0.0% | — | 78 | +35 | 175.0% | Q1 2026 | Apr 07, 2026 |
| Global Wealth Strategies & Associates | History | Reduced | 29 | 1 | 0.0% | 0.0% | 80 | -1 | -3.33% | Q1 2026 | Apr 03, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 30 | 1 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Savvy Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -12,604 | -100.0% | Q1 2026 | May 11, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -353 | -100.0% | Q1 2026 | Apr 17, 2026 |
| Essential Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -59 | -100.0% | Q1 2026 | May 21, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 3 | 0 | — | 0.0% | — | -45 | -93.75% | Q1 2026 | May 12, 2026 |
| MORGAN STANLEY | History | Reduced | 1 | 0 | — | 0.0% | — | -21 | -95.45% | Q1 2026 | May 15, 2026 |
| MOTCO | History | New | 19 | 0 | — | — | — | +19 | New | Q1 2026 | Apr 22, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 11, 2026 |
| Triumph Capital Management | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |