NEOS ETF Trust - IWMI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 739,510 | 39,578 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MADDEN SECURITIES Corp | History | Reduced | 260,267 | 12,745 | 3.37% | 3.91% | 2 | -2,965 | -1.13% | Q3 2026 | Oct 27, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Reduced | 161,439 | 7,912 | 1.02% | 1.4% | 3 | -13,916 | -7.94% | Q3 2026 | Oct 20, 2026 |
| Gradient Investments LLC | History | Reduced | 159,917 | 7,831 | 0.11% | 0.12% | 4 | -5,544 | -3.35% | Q3 2026 | Oct 08, 2026 |
| Cascade Wealth Advisors, Inc | History | No change | 124,435 | 6,612 | 2.66% | 2.66% | 5 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 131,481 | 6,438 | 0.05% | 0.05% | 6 | +15,198 | 13.07% | Q3 2026 | Oct 08, 2026 |
| ROYAL BANK OF CANADA | History | No change | 99,238 | 5,311 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | No change | 94,467 | 5,055 | 0.02% | 0.02% | 8 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| UBS Group AG | History | No change | 92,263 | 4,937 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 89,382 | 4,783 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Owen LaRue, LLC | History | No change | 81,072 | 4,338 | 1.51% | 1.51% | 11 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| CITADEL ADVISORS LLC | History | No change | 79,475 | 4,253 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 70,420 | 3,768 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Palacios Wealth Management, LLC | History | Added to | 76,804 | 3,761 | 2.0% | 1.96% | 14 | +14,704 | 23.68% | Q3 2026 | Nov 04, 2026 |
| Garden State Investment Advisory Services LLC | History | No change | 60,325 | 3,228 | 0.58% | 0.58% | 15 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Summit Financial, LLC | History | No change | 60,003 | 3,211 | 0.04% | 0.04% | 16 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 59,828 | 3,201 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | Added to | 61,972 | 3,034 | 1.74% | 1.81% | 18 | +4,714 | 8.23% | Q3 2026 | Oct 28, 2026 |
| LFG Wealth Partners, LLC | History | New | 61,448 | 3,009 | 1.25% | — | 19 | +61,448 | New | Q3 2026 | Oct 28, 2026 |
| Independence Wealth Advisors, LLC | History | Added to | 59,171 | 2,897 | 1.37% | 1.47% | 20 | +4,461 | 8.15% | Q3 2026 | Oct 29, 2026 |
| Moran Wealth Management, LLC | History | Added to | 54,123 | 2,650 | 0.07% | 0.06% | 21 | +11,971 | 28.4% | Q3 2026 | Oct 22, 2026 |
| JANE STREET GROUP, LLC | History | No change | 48,300 | 2,585 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 45,062 | 2,206 | 0.14% | 0.11% | 23 | +11,905 | 35.9% | Q3 2026 | Oct 30, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 38,838 | 2,078 | 0.03% | 0.03% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mutual Advisors, LLC | History | No change | 35,853 | 1,918 | 0.04% | 0.04% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 37,272 | 1,825 | 0.03% | 0.03% | 26 | +11,057 | 42.18% | Q3 2026 | Oct 13, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 29,700 | 1,589 | 0.06% | 0.06% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HERBST GROUP, LLC | History | Reduced | 30,454 | 1,491 | 0.85% | 0.91% | 28 | -697 | -2.24% | Q3 2026 | Oct 20, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 27,711 | 1,483 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| High Net Worth Advisory Group LLC | History | Reduced | 29,148 | 1,427 | 0.3% | 0.36% | 30 | -2,110 | -6.75% | Q3 2026 | Oct 26, 2026 |
| Brookwood Investment Group LLC | History | No change | 26,256 | 1,405 | 0.16% | 0.16% | 31 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Wellington Grp LLC | History | No change | 25,777 | 1,379 | 0.36% | 0.36% | 32 | 0 | 0.0% | Q2 2026 | Aug 26, 2026 |
| FSA Advisors, Inc. | History | No change | 24,916 | 1,333 | 0.61% | 0.61% | 33 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| SEAVIEW INVESTMENT MANAGERS LLC | History | No change | 23,887 | 1,278 | 0.38% | 0.38% | 34 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 23,613 | 1,263 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| STEPHENS INC /AR/ | History | No change | 22,885 | 1,224 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Belvedere Trading LLC | History | Added to | 24,900 | 1,219 | 0.0% | 0.0% | 37 | +9,000 | 56.6% | Q3 2026 | Nov 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 21,591 | 1,057 | 0.0% | 0.0% | 38 | +3,403 | 18.71% | Q3 2026 | Nov 02, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 21,102 | 1,033 | 0.0% | 0.0% | 39 | -1,975 | -8.56% | Q3 2026 | Nov 02, 2026 |
| NFSG Corp | History | Added to | 19,593 | 959 | 0.11% | 0.12% | 40 | +1,202 | 6.54% | Q3 2026 | Oct 15, 2026 |
| Valmark Advisers, Inc. | History | No change | 15,485 | 828 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 16,179 | 792 | 0.01% | 0.01% | 42 | +1,637 | 11.26% | Q3 2026 | Oct 30, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 14,445 | 773 | 0.05% | 0.05% | 43 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| ENTREWEALTH, LLC | History | No change | 15,000 | 734 | 0.26% | 0.29% | 44 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| VIMA LLC | History | New | 14,562 | 713 | 0.73% | — | 46 | +14,562 | New | Q3 2026 | Oct 23, 2026 |
| PFG Investments, LLC | History | No change | 13,332 | 713 | 0.03% | 0.03% | 45 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| HighTower Advisors, LLC | History | No change | 12,604 | 674 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PSI Advisors, LLC | History | No change | 12,508 | 669 | 0.16% | 0.16% | 48 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Navis Wealth Advisors, LLC | History | No change | 12,512 | 669 | 0.25% | 0.25% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Walkner Condon Financial Advisors LLC | History | Added to | 13,422 | 657 | 0.07% | 0.07% | 50 | +2,132 | 18.88% | Q3 2026 | Oct 30, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 12,525 | 613 | 0.07% | 0.09% | 51 | -1,975 | -13.62% | Q3 2026 | Oct 21, 2026 |
| Quantum Private Wealth, LLC | History | Added to | 11,518 | 564 | 0.14% | 0.1% | 52 | +4,292 | 59.4% | Q3 2026 | Oct 20, 2026 |
| IFG Advisory, LLC | History | No change | 10,239 | 547 | 0.02% | 0.02% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 11,088 | 542 | 0.0% | 0.0% | 54 | +47 | 0.43% | Q3 2026 | Oct 30, 2026 |
| Vann Equity Management LLC | History | Added to | 11,068 | 541 | 0.32% | 0.34% | 55 | +569 | 5.42% | Q3 2026 | Oct 07, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 10,629 | 520 | 0.0% | 0.0% | 56 | +2,942 | 38.27% | Q3 2026 | Nov 02, 2026 |
| WORLD EQUITY GROUP, INC. | History | Reduced | 10,058 | 492 | 0.2% | 0.13% | 57 | -532 | -5.02% | Q3 2026 | Oct 14, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 8,937 | 478 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 9,670 | 473 | 0.04% | 0.03% | 59 | +3,570 | 58.52% | Q3 2026 | Oct 20, 2026 |
| Diversify Advisory Services, LLC | History | Reduced | 9,380 | 456 | 0.01% | 0.01% | 60 | -6,161 | -39.64% | Q3 2026 | Oct 20, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | Reduced | 9,380 | 456 | 0.01% | 0.01% | 61 | -6,161 | -39.64% | Q3 2026 | Oct 20, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 9,208 | 450 | 0.02% | 0.04% | 63 | -11,083 | -54.62% | Q3 2026 | Oct 23, 2026 |
| &PARTNERS | History | No change | 8,410 | 450 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 8,101 | 433 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Clear Creek Financial Management, LLC | History | New | 8,730 | 427 | 0.03% | — | 65 | +8,730 | New | Q3 2026 | Oct 28, 2026 |
| Cresset Asset Management, LLC | History | No change | 7,563 | 404 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Meridian Wealth Management, LLC | History | Added to | 7,694 | 376 | 0.01% | 0.01% | 67 | +3,394 | 78.93% | Q3 2026 | Nov 05, 2026 |
| Naviter Wealth, LLC | History | No change | 6,722 | 359 | 0.03% | 0.03% | 68 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Chicago Partners Investment Group LLC | History | New | 7,393 | 357 | 0.01% | — | 69 | +7,393 | New | Q3 2026 | Oct 26, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 6,540 | 350 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 6,142 | 328 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quotient Wealth Partners, LLC | History | No change | 5,883 | 314 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 5,000 | 267 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 5,336 | 261 | 0.02% | 0.02% | 74 | -295 | -5.24% | Q3 2026 | Oct 26, 2026 |
| Cetera Investment Advisers | History | No change | 4,742 | 253 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Virtue Capital Management, LLC | History | Added to | 5,049 | 247 | 0.03% | 0.04% | 76 | +48 | 0.96% | Q3 2026 | Oct 29, 2026 |
| Oakworth Capital, Inc. | History | New | 5,000 | 244 | 0.01% | — | 78 | +5,000 | New | Q3 2026 | Oct 26, 2026 |
| CAP Partners, LLC | History | Added to | 4,998 | 244 | 0.11% | 0.11% | 77 | +700 | 16.29% | Q3 2026 | Oct 19, 2026 |
| Ascentis Independent Advisors | History | New | 4,931 | 241 | 0.01% | — | 79 | +4,931 | New | Q3 2026 | Nov 03, 2026 |
| Advisory Advocates, LLC | History | No change | 4,439 | 237 | 0.2% | 0.2% | 80 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Allworth Financial LP | History | No change | 4,250 | 227 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| FIFTH THIRD BANCORP | History | No change | 4,190 | 224 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Certified Advisory Corp | History | New | 4,456 | 218 | 0.02% | — | 83 | +4,456 | New | Q3 2026 | Oct 29, 2026 |
| Laird Norton Wetherby Trust Company, LLC | History | No change | 4,000 | 214 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Corient Private Wealth LP | History | No change | 3,940 | 210 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Latitude Advisors, LLC | History | New | 3,831 | 187 | 0.06% | — | 86 | +3,831 | New | Q3 2026 | Oct 27, 2026 |
| CoreCap Advisors, LLC | History | Added to | 3,612 | 176 | 0.01% | 0.0% | 87 | +2,176 | 151.53% | Q3 2026 | Oct 08, 2026 |
| ANGELES WEALTH MANAGEMENT, LLC | History | No change | 2,815 | 137 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| STANCE CAPITAL LLC | History | No change | 1,873 | 100 | 0.03% | 0.03% | 89 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Parallel Advisors, LLC | History | No change | 1,762 | 86 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| GHP Investment Advisors, Inc. | History | Added to | 1,639 | 80 | 0.0% | 0.0% | 91 | +88 | 5.67% | Q3 2026 | Oct 15, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 1,402 | 75 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Founders Financial Alliance, LLC | History | No change | 1,346 | 72 | 0.01% | 0.01% | 93 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Luminist Capital LLC | History | No change | 1,201 | 64 | 0.07% | 0.07% | 94 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 1,175 | 62 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Sunrise Financial Services, LLC | History | New | 1,264 | 61 | 0.03% | — | 97 | +1,264 | New | Q3 2026 | Oct 21, 2026 |
| GROUP ONE TRADING LLC | History | No change | 1,152 | 61 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 650 | 34 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 618 | 33 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IMA Advisory Services, Inc. | History | No change | 600 | 32 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 632 | 30 | 0.0% | 0.0% | 101 | -1,113 | -63.78% | Q3 2026 | Nov 04, 2026 |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. | History | New | 563 | 27 | 0.01% | — | 103 | +563 | New | Q3 2026 | Oct 16, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 520 | 27 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SHP Wealth Management | History | No change | 491 | 26 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 530 | 25 | 0.0% | 0.0% | 105 | +264 | 99.25% | Q3 2026 | Oct 21, 2026 |
| BFC Planning, Inc. | History | No change | 336 | 17 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Spire Wealth Management | History | Added to | 344 | 16 | 0.0% | 0.0% | 107 | +12 | 3.61% | Q3 2026 | Oct 30, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 287 | 15 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 211 | 11 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Financial Management Professionals, Inc. | History | Added to | 210 | 10 | 0.0% | 0.0% | 110 | +13 | 6.6% | Q3 2026 | Oct 23, 2026 |
| Capital Analysts, LLC | History | No change | 172 | 9 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Larson Financial Group LLC | History | No change | 150 | 8 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | No change | 100 | 4 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| SWAN Capital LLC | History | No change | 84 | 4 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SIGNATUREFD, LLC | History | No change | 55 | 2 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Triumph Capital Management | History | No change | 29 | 1 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 30 | 1 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Foguth Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.03% | — | -4,318 | -100.0% | Q3 2026 | Oct 19, 2026 |
| FINANCIAL MANAGEMENT NETWORK INC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,911 | -100.0% | Q3 2026 | Oct 08, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,901 | -100.0% | Q3 2026 | Nov 02, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -475 | -100.0% | Q3 2026 | Oct 13, 2026 |
| TSFG, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -296 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Asset Dedication, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35 | -100.0% | Q3 2026 | Nov 02, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |