Nuveen Mortgage & Income Fund/MA/ - JLS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 1,090,797 | 19,842 | 24.33% | 0.47% | 1 | -137,888 | -11.22% | Q4 2025 | Feb 25, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 249,900 | 4,545 | 0.0% | 0.0% | 2 | +46,471 | 22.84% | Q4 2025 | Feb 17, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 155,352 | 2,825 | 0.05% | 0.05% | 3 | -601 | -0.39% | Q4 2025 | Feb 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 123,701 | 2,250 | 0.0% | 0.0% | 4 | +13,308 | 12.06% | Q4 2025 | Feb 10, 2026 |
| MORGAN STANLEY | History | Reduced | 99,988 | 1,818 | 0.0% | 0.0% | 5 | -5,130 | -4.88% | Q4 2025 | Feb 13, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 80,720 | 1,468 | 0.5% | 0.62% | 6 | -16,639 | -17.09% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 78,419 | 1,426 | 0.0% | 0.0% | 7 | +5,076 | 6.92% | Q4 2025 | Feb 17, 2026 |
| Fiera Capital Corp | History | Added to | 67,693 | 1,231 | 0.0% | 0.0% | 8 | +34,716 | 105.27% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 50,102 | 911 | 0.0% | 0.0% | 9 | -3,527 | -6.58% | Q4 2025 | Feb 13, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 48,428 | 880 | 0.05% | 0.06% | 10 | -4,750 | -8.93% | Q4 2025 | Jan 26, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 43,672 | 794 | 0.0% | 0.0% | 11 | +42 | 0.1% | Q4 2025 | Feb 18, 2026 |
| Venture Visionary Partners LLC | History | Added to | 41,740 | 759 | 0.02% | 0.03% | 12 | +31 | 0.07% | Q4 2025 | Feb 13, 2026 |
| Compound Planning, Inc. | History | Added to | 41,705 | 758 | 0.02% | 0.01% | 13 | +28,863 | 224.75% | Q4 2025 | Feb 19, 2026 |
| Invesco Ltd. | History | Added to | 38,179 | 694 | 0.0% | 0.0% | 14 | +19,815 | 107.9% | Q4 2025 | Feb 19, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 31,841 | 579 | 0.0% | 0.0% | 15 | +1,760 | 5.85% | Q4 2025 | Feb 13, 2026 |
| Concorde Asset Management, LLC | History | Added to | 22,850 | 415 | 0.17% | 0.1% | 16 | +9,750 | 74.43% | Q4 2025 | Feb 13, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 21,851 | 397 | 0.0% | 0.0% | 17 | -846 | -3.73% | Q4 2025 | Feb 13, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 20,810 | 378 | 0.22% | — | 18 | +20,810 | New | Q4 2025 | Feb 11, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | Added to | 18,624 | 338 | 0.19% | 0.2% | 19 | +91 | 0.49% | Q4 2025 | Jan 16, 2026 |
| Sowell Financial Services LLC | History | No change | 18,576 | 337 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Cetera Investment Advisers | History | Added to | 17,511 | 318 | 0.0% | 0.0% | 21 | +1,437 | 8.94% | Q4 2025 | Feb 17, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | New | 13,578 | 246 | 0.01% | — | 22 | +13,578 | New | Q4 2025 | Jan 14, 2026 |
| STIFEL FINANCIAL CORP | History | New | 11,970 | 217 | 0.0% | — | 23 | +11,970 | New | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 11,564 | 210 | 0.0% | 0.0% | 24 | +1,365 | 13.38% | Q4 2025 | Feb 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 10,857 | 197 | 0.0% | — | 25 | +10,857 | New | Q4 2025 | Feb 05, 2026 |
| CHOREO, LLC | History | Reduced | 10,758 | 195 | 0.0% | 0.0% | 26 | -2,186 | -16.89% | Q4 2025 | Jan 23, 2026 |
| UBS Group AG | History | Reduced | 7,065 | 128 | 0.0% | 0.0% | 27 | -2,402 | -25.37% | Q4 2025 | Jan 29, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 2,960 | 53 | 0.0% | — | 28 | +2,960 | New | Q4 2025 | Feb 03, 2026 |
| Eagle Bay Advisors LLC | History | New | 1,384 | 25 | 0.02% | — | 29 | +1,384 | New | Q4 2025 | Jan 23, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 500 | 9 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 229 | 4 | 0.0% | 0.0% | 31 | +6 | 2.69% | Q4 2025 | Mar 16, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 150 | 2 | 0.0% | — | 32 | +150 | New | Q4 2025 | Jan 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,299 | -100.0% | Q3 2025 | Oct 22, 2025 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | — | — | -50 | -100.0% | Q3 2025 | Dec 15, 2025 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q3 2025 | Nov 14, 2025 |