Nuveen Mortgage & Income Fund/MA/ - JLS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 960,255 | 17,409 | 0.35% | 0.4% | 1 | -130,542 | -11.97% | Q1 2026 | May 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 296,505 | 5,375 | 0.0% | 0.0% | 2 | +46,605 | 18.65% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 156,726 | 2,841 | 0.05% | 0.05% | 3 | +1,374 | 0.88% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 117,760 | 2,134 | 0.0% | 0.0% | 4 | -5,941 | -4.8% | Q1 2026 | May 04, 2026 |
| MORGAN STANLEY | History | Reduced | 93,597 | 1,696 | 0.0% | 0.0% | 5 | -6,391 | -6.39% | Q1 2026 | May 15, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 72,639 | 1,316 | 0.45% | 0.5% | 6 | -8,081 | -10.01% | Q1 2026 | May 12, 2026 |
| Fiera Capital Corp | History | Reduced | 65,360 | 1,184 | 0.0% | 0.0% | 7 | -2,333 | -3.45% | Q1 2026 | May 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 57,415 | 1,040 | 0.0% | 0.0% | 8 | -21,004 | -26.78% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Added to | 50,435 | 914 | 0.0% | 0.0% | 9 | +12,256 | 32.1% | Q1 2026 | May 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 50,244 | 910 | 0.0% | 0.0% | 10 | +142 | 0.28% | Q1 2026 | May 11, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 48,428 | 878 | 0.05% | 0.05% | 11 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 47,711 | 865 | 0.0% | 0.0% | 12 | +4,039 | 9.25% | Q1 2026 | May 14, 2026 |
| Venture Visionary Partners LLC | History | Added to | 46,757 | 847 | 0.03% | 0.02% | 13 | +5,017 | 12.02% | Q1 2026 | May 14, 2026 |
| Compound Planning, Inc. | History | Reduced | 41,609 | 754 | 0.02% | 0.02% | 14 | -96 | -0.23% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Added to | 40,038 | 725 | 0.0% | 0.0% | 15 | +22,527 | 128.64% | Q1 2026 | May 13, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 35,876 | 650 | 0.0% | 0.0% | 16 | +4,035 | 12.67% | Q1 2026 | May 13, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 29,583 | 536 | 0.02% | 0.01% | 17 | +16,005 | 117.87% | Q1 2026 | May 13, 2026 |
| Concorde Asset Management, LLC | History | No change | 22,850 | 415 | 0.17% | 0.17% | 18 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Baird Financial Group, Inc. | History | Added to | 22,091 | 400 | 0.0% | 0.0% | 19 | +240 | 1.1% | Q1 2026 | May 14, 2026 |
| Closed-End Fund Advisors, Inc. | History | No change | 20,810 | 377 | 0.38% | 0.22% | 20 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| LPL Financial LLC | History | Added to | 19,136 | 346 | 0.0% | 0.0% | 21 | +7,572 | 65.48% | Q1 2026 | May 06, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | Added to | 18,671 | 338 | 0.19% | 0.19% | 22 | +47 | 0.25% | Q1 2026 | Apr 10, 2026 |
| Sowell Financial Services LLC | History | No change | 18,576 | 336 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 11,962 | 216 | 0.0% | 0.0% | 24 | -8 | -0.07% | Q1 2026 | May 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 11,879 | 215 | 0.0% | 0.0% | 25 | +1,022 | 9.41% | Q1 2026 | Apr 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 2,760 | 50 | 0.0% | 0.0% | 26 | -200 | -6.76% | Q1 2026 | May 01, 2026 |
| UBS Group AG | History | Reduced | 1,236 | 22 | 0.0% | 0.0% | 27 | -5,829 | -82.51% | Q1 2026 | May 05, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 500 | 9 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 351 | 6 | 0.0% | 0.0% | 29 | +122 | 53.28% | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | New | 296 | 5 | 0.0% | — | 30 | +296 | New | Q1 2026 | Apr 07, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 150 | 2 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| CHOREO, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,758 | -100.0% | Q1 2026 | May 12, 2026 |
| Eagle Bay Advisors LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,384 | -100.0% | Q1 2026 | Apr 24, 2026 |
| FNY Investment Advisers, LLC | History | New | 50 | 0 | — | — | — | +50 | New | Q1 2026 | Apr 15, 2026 |