Innovator ETFs Trust - KOCT
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Compass Financial Group, Inc. | History | Reduced | 241,182 | 8,120 | 3.58% | 3.6% | 1 | -1,983 | -0.82% | Q4 2025 | Feb 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 185,583 | 6,248 | 0.01% | 0.01% | 2 | +13,232 | 7.68% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 180,301 | 6,070 | 0.01% | 0.0% | 3 | +63,429 | 54.27% | Q4 2025 | Feb 17, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 167,161 | 5,628 | 0.09% | 0.0% | 4 | +159,914 | 2206.62% | Q4 2025 | Feb 12, 2026 |
| SageView Advisory Group, LLC | History | Added to | 163,041 | 5,489 | 0.19% | 0.06% | 5 | +108,212 | 197.36% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 143,369 | 4,827 | 0.01% | 0.0% | 6 | +42,642 | 42.33% | Q4 2025 | Feb 12, 2026 |
| BFI Wealth Solutions, LLC | History | New | 72,386 | 2,437 | 2.32% | — | 7 | +72,386 | New | Q4 2025 | Feb 19, 2026 |
| Global Strategic Investment Solutions, LLC | History | Reduced | 67,296 | 2,265 | 0.22% | 0.25% | 8 | -7,149 | -9.6% | Q4 2025 | Jan 29, 2026 |
| LPL Financial LLC | History | Added to | 55,103 | 1,855 | 0.0% | 0.0% | 9 | +8,912 | 19.29% | Q4 2025 | Feb 11, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 52,756 | 1,776 | 0.0% | 0.0% | 10 | -23,332 | -30.66% | Q4 2025 | Feb 02, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 51,473 | 1,733 | 0.0% | 0.0% | 11 | -17,715 | -25.6% | Q4 2025 | Feb 10, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 51,118 | 1,721 | 0.57% | 0.5% | 12 | +6,080 | 13.5% | Q4 2025 | Jan 23, 2026 |
| COMMONS CAPITAL, LLC | History | Added to | 44,495 | 1,498 | 1.0% | 0.23% | 13 | +33,891 | 319.61% | Q4 2025 | Jan 05, 2026 |
| Valtinson Bruner Financial Planning LLC | History | Reduced | 42,954 | 1,446 | 0.42% | 1.16% | 14 | -75,608 | -63.77% | Q4 2025 | Feb 09, 2026 |
| HighTower Advisors, LLC | History | Added to | 42,455 | 1,429 | 0.0% | 0.0% | 15 | +2,260 | 5.62% | Q4 2025 | Feb 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 38,762 | 1,305 | 0.0% | 0.0% | 16 | +20,546 | 112.79% | Q4 2025 | Feb 18, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 38,753 | 1,304 | 0.19% | 0.19% | 17 | +1,338 | 3.58% | Q4 2025 | Feb 09, 2026 |
| Focus Partners Wealth | History | Reduced | 38,580 | 1,298 | 0.0% | 0.0% | 18 | -2,600 | -6.31% | Q4 2025 | Feb 13, 2026 |
| Sigma Planning Corp | History | New | 37,793 | 1,270 | 0.04% | — | 19 | +37,793 | New | Q4 2025 | Jan 30, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 36,434 | 1,226 | 0.09% | 0.09% | 20 | +497 | 1.38% | Q4 2025 | Jan 21, 2026 |
| OneDigital Investment Advisors LLC | History | Added to | 35,937 | 1,209 | 0.01% | 0.0% | 21 | +24,900 | 225.6% | Q4 2025 | Feb 13, 2026 |
| CORRADO ADVISORS, LLC | History | Added to | 34,507 | 1,161 | 0.58% | 0.41% | 22 | +11,431 | 49.54% | Q4 2025 | Feb 10, 2026 |
| Stratos Wealth Advisors, LLC | History | No change | 33,371 | 1,123 | 0.05% | 0.05% | 23 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 31,176 | 1,049 | 0.0% | 0.0% | 24 | +9,355 | 42.87% | Q4 2025 | Feb 13, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Added to | 30,567 | 1,029 | 0.03% | 0.02% | 25 | +4,932 | 19.24% | Q4 2025 | Jan 23, 2026 |
| CWM, LLC | History | Reduced | 28,323 | 954 | 0.0% | 0.0% | 26 | -870 | -2.98% | Q4 2025 | Jan 26, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Added to | 28,264 | 951 | 0.06% | 0.05% | 27 | +3,881 | 15.92% | Q4 2025 | Feb 10, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 26,482 | 891 | 0.06% | 0.04% | 28 | +6,957 | 35.63% | Q4 2025 | Feb 20, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 25,206 | 848 | 0.01% | 0.01% | 29 | +164 | 0.65% | Q4 2025 | Jan 29, 2026 |
| IFP Advisors, Inc | History | Added to | 24,835 | 836 | 0.02% | 0.01% | 30 | +13,486 | 118.83% | Q4 2025 | Feb 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 24,092 | 811 | 0.0% | 0.0% | 31 | +2,754 | 12.91% | Q4 2025 | Feb 05, 2026 |
| Wood Tarver Financial Group, LLC | History | Added to | 23,056 | 776 | 0.22% | 0.16% | 32 | +7,033 | 43.89% | Q4 2025 | Feb 12, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 21,075 | 710 | 0.0% | 0.0% | 33 | -265 | -1.24% | Q4 2025 | Feb 11, 2026 |
| WEALTH ALLIANCE, LLC | History | Added to | 20,780 | 699 | 0.07% | 0.07% | 34 | +1,361 | 7.01% | Q4 2025 | Feb 13, 2026 |
| Compass Advisory Group LLC | History | Reduced | 20,441 | 688 | 0.19% | 0.19% | 35 | -100 | -0.49% | Q4 2025 | Jan 21, 2026 |
| Fragasso Financial Advisors Inc | History | Added to | 19,974 | 672 | 0.04% | 0.04% | 36 | +1,830 | 10.09% | Q4 2025 | Jan 07, 2026 |
| BCS Wealth Management | History | Added to | 19,730 | 664 | 0.07% | 0.07% | 37 | +9,865 | 100.0% | Q4 2025 | Jan 26, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 19,641 | 661 | 0.0% | — | 38 | +19,641 | New | Q4 2025 | Feb 17, 2026 |
| RETIREMENT GUYS FORMULA LLC | History | No change | 18,703 | 629 | 0.29% | 0.22% | 39 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 18,658 | 628 | 0.0% | 0.0% | 40 | -13,500 | -41.98% | Q4 2025 | Feb 18, 2026 |
| Cape Investment Advisory, Inc. | History | New | 18,600 | 626 | 0.19% | — | 41 | +18,600 | New | Q4 2025 | Feb 17, 2026 |
| Long Island Wealth Management, Inc. | History | No change | 18,199 | 612 | 0.29% | 0.29% | 42 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 17,957 | 604 | 0.03% | 0.04% | 43 | -432 | -2.35% | Q4 2025 | Jan 26, 2026 |
| Atlantic Private Wealth, LLC | History | New | 17,553 | 591 | 0.38% | — | 44 | +17,553 | New | Q4 2025 | Feb 11, 2026 |
| Brookstone Capital Management | History | Reduced | 16,505 | 555 | 0.01% | 0.01% | 45 | -48 | -0.29% | Q4 2025 | Jan 15, 2026 |
| Advisory Services Network, LLC | History | No change | 14,954 | 503 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Diligent Investors, LLC | History | Added to | 14,536 | 489 | 0.12% | 0.12% | 47 | +230 | 1.61% | Q4 2025 | Jan 23, 2026 |
| FIDUCIARY FINANCIAL GROUP, LLC | History | New | 13,699 | 461 | 0.07% | — | 48 | +13,699 | New | Q4 2025 | Jan 12, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 13,352 | 449 | 0.06% | — | 49 | +13,352 | New | Q4 2025 | Feb 09, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 12,437 | 428 | 0.0% | 0.0% | 50 | +2,607 | 26.52% | Q4 2025 | Jan 08, 2026 |
| MML INVESTORS SERVICES, LLC | History | New | 12,502 | 420 | 0.0% | — | 51 | +12,502 | New | Q4 2025 | Feb 13, 2026 |
| FSA Advisors, Inc. | History | No change | 12,210 | 411 | 0.29% | 0.32% | 52 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | No change | 12,228 | 411 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q4 2025 | Feb 19, 2026 |
| Tradition Wealth Management, LLC | History | Reduced | 11,850 | 398 | 0.03% | 0.08% | 54 | -19,278 | -61.93% | Q4 2025 | Feb 11, 2026 |
| Quantinno Capital Management LP | History | No change | 11,438 | 385 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 11,300 | 380 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| PFS Partners, LLC | History | Added to | 10,776 | 362 | 0.17% | 0.04% | 57 | +8,243 | 325.42% | Q4 2025 | Jan 16, 2026 |
| AE Wealth Management LLC | History | Added to | 10,377 | 349 | 0.0% | 0.0% | 58 | +2,701 | 35.19% | Q4 2025 | Jan 26, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 10,210 | 343 | 0.01% | 0.0% | 59 | +9,069 | 794.83% | Q4 2025 | Feb 09, 2026 |
| CRA Financial Services, LLC | History | Reduced | 10,120 | 340 | 0.04% | 0.05% | 60 | -500 | -4.71% | Q4 2025 | Jan 16, 2026 |
| Capital Analysts, LLC | History | Reduced | 10,070 | 339 | 0.01% | 0.01% | 61 | -403 | -3.85% | Q4 2025 | Feb 11, 2026 |
| TopTier Wealth Management, LLC | History | New | 10,033 | 337 | 0.23% | — | 62 | +10,033 | New | Q4 2025 | Feb 12, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 9,300 | 313 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Vantage Point Financial LLC | History | No change | 9,024 | 303 | 0.11% | 0.12% | 64 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| NorthCrest Asset Manangement, LLC | History | Added to | 8,776 | 299 | 0.01% | 0.01% | 65 | +230 | 2.69% | Q4 2025 | Jan 08, 2026 |
| WEALTHGARDEN F.S. LLC | History | Reduced | 8,555 | 297 | 0.2% | 0.2% | 66 | -13 | -0.15% | Q4 2025 | Feb 11, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 8,794 | 296 | 0.02% | 0.02% | 67 | +126 | 1.45% | Q4 2025 | Jan 09, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 8,734 | 294 | 0.02% | 0.02% | 68 | +1,056 | 13.75% | Q4 2025 | Feb 13, 2026 |
| Outlook Wealth Advisors, LLC | History | No change | 8,756 | 294 | 0.07% | 0.07% | 69 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Elmwood Wealth Management, Inc. | History | Added to | 8,450 | 284 | 0.09% | 0.07% | 70 | +2,350 | 38.52% | Q4 2025 | Jan 08, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 8,058 | 271 | 0.0% | 0.0% | 71 | -2,499 | -23.67% | Q4 2025 | Feb 11, 2026 |
| Prime Capital Investment Advisors, LLC | History | New | 7,965 | 268 | 0.0% | — | 72 | +7,965 | New | Q4 2025 | Jan 21, 2026 |
| Private Advisor Group, LLC | History | New | 7,770 | 261 | 0.0% | — | 73 | +7,770 | New | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | No change | 7,656 | 257 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| FIRST COMMONWEALTH FINANCIAL CORP /PA/ | History | New | 7,499 | 252 | 0.04% | — | 75 | +7,499 | New | Q4 2025 | Feb 18, 2026 |
| World Investment Advisors | History | New | 7,376 | 248 | 0.0% | — | 76 | +7,376 | New | Q4 2025 | Mar 12, 2026 |
| WINNOW WEALTH LLC | History | Reduced | 6,822 | 231 | 0.17% | 0.21% | 77 | -1,049 | -13.33% | Q4 2025 | Feb 11, 2026 |
| SIGNATUREFD, LLC | History | No change | 6,527 | 219 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Forvis Mazars Wealth Advisors, LLC | History | No change | 6,314 | 212 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| MAI Capital Management | History | New | 5,785 | 194 | 0.0% | — | 80 | +5,785 | New | Q4 2025 | Feb 13, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 4,339 | 146 | 0.01% | 0.01% | 81 | -28 | -0.64% | Q4 2025 | Jan 13, 2026 |
| AdvisorNet Financial, Inc | History | No change | 3,306 | 111 | 0.01% | 0.01% | 82 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| WealthShield Partners, LLC | History | No change | 3,250 | 109 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 2,387 | 80 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Noble Wealth Management PBC | History | Added to | 1,800 | 60 | 0.03% | 0.03% | 85 | +300 | 20.0% | Q4 2025 | Jan 05, 2026 |
| Financial Network Wealth Advisors LLC | History | Added to | 1,553 | 52 | 0.05% | 0.03% | 86 | +588 | 60.93% | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1,230 | 41 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| Luminist Capital LLC | History | New | 501 | 20 | 0.02% | — | 88 | +501 | New | Q4 2025 | Feb 13, 2026 |
| Larson Financial Group LLC | History | No change | 500 | 16 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| GILPIN WEALTH MANAGEMENT, LLC | History | New | 400 | 13 | 0.01% | — | 90 | +400 | New | Q4 2025 | Feb 11, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 307 | 10 | 0.0% | — | 91 | +307 | New | Q4 2025 | Feb 11, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 100 | 3 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Crown Wealth Group, LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -41,123 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Accredited Investors Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -19,278 | -100.0% | Q3 2025 | Oct 30, 2025 |
| Bullseye Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -13,100 | -100.0% | Q3 2025 | Feb 02, 2026 |
| GM Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,668 | -100.0% | Q3 2025 | Nov 19, 2025 |
| Kingsview Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,319 | -100.0% | Q3 2025 | Nov 12, 2025 |
| LEIGH BALDWIN & CO., LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -8,900 | -100.0% | Q3 2025 | Nov 14, 2025 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -1,535 | -100.0% | Q3 2025 | Nov 13, 2025 |
| MORGAN STANLEY | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |