FIRST TRUST EXCHANGE-TRADED FUND IV - LQTI
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | Added to | 1,904,709 | 38,322 | 2.38% | 2.03% | 1 | +369,463 | 24.07% | Q4 2025 | Feb 17, 2026 |
| Aptus Capital Advisors, LLC | History | Added to | 1,890,415 | 38,035 | 0.27% | 0.23% | 2 | +355,169 | 23.13% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 1,174,736 | 23,635 | 0.03% | 0.02% | 3 | +346,818 | 41.89% | Q4 2025 | Feb 12, 2026 |
| Rise Advisors, LLC | History | Added to | 827,524 | 16,649 | 5.94% | 0.05% | 4 | +820,002 | 10901.38% | Q4 2025 | Feb 11, 2026 |
| Janney Montgomery Scott LLC | History | New | 541,328 | 10,892 | 0.02% | — | 5 | +541,328 | New | Q4 2025 | Feb 11, 2026 |
| Cooper Capital Advisors LLC | History | Added to | 515,040 | 10,362 | 6.52% | 6.22% | 6 | +43,415 | 9.21% | Q4 2025 | Feb 12, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 445,943 | 8,972 | 0.57% | — | 7 | +445,943 | New | Q4 2025 | Feb 06, 2026 |
| Cetera Investment Advisers | History | Added to | 207,403 | 4,172 | 0.0% | 0.0% | 8 | +41,712 | 25.17% | Q4 2025 | Feb 17, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 199,341 | 4,011 | 0.08% | 0.03% | 9 | +129,920 | 187.15% | Q4 2025 | Feb 12, 2026 |
| Sulzberger Capital Advisors, Inc. | History | Added to | 182,357 | 3,669 | 3.71% | 4.03% | 10 | +5,258 | 2.97% | Q4 2025 | Jan 07, 2026 |
| Mutual Advisors, LLC | History | New | 177,445 | 3,570 | 0.08% | — | 11 | +177,445 | New | Q4 2025 | Feb 02, 2026 |
| Prosperity Financial Group, Inc. | History | Added to | 171,043 | 3,441 | 1.24% | 1.27% | 12 | +1,024 | 0.6% | Q4 2025 | Jan 26, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 160,536 | 3,229 | 0.0% | 0.0% | 13 | +82,507 | 105.74% | Q4 2025 | Feb 12, 2026 |
| Delta Investment Management, LLC | History | New | 152,155 | 3,061 | 0.53% | — | 14 | +152,155 | New | Q4 2025 | Jan 30, 2026 |
| Independent Wealth Network Inc. | History | Added to | 110,790 | 2,229 | 0.68% | 0.67% | 15 | +8,416 | 8.22% | Q4 2025 | Jan 26, 2026 |
| Insight Advisors, LLC/ PA | History | Added to | 103,711 | 2,086 | 0.32% | 0.2% | 16 | +40,599 | 64.33% | Q4 2025 | Feb 11, 2026 |
| SageGuard Financial Group, LLC | History | New | 87,769 | 1,765 | 0.28% | — | 17 | +87,769 | New | Q4 2025 | Jan 27, 2026 |
| Advisory Services Network, LLC | History | Added to | 87,201 | 1,754 | 0.02% | 0.03% | 18 | +3,390 | 4.04% | Q4 2025 | Feb 17, 2026 |
| American Financial Advisors, LLC | History | Reduced | 81,333 | 1,636 | 0.21% | 0.24% | 19 | -9,974 | -10.92% | Q4 2025 | Feb 03, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 67,466 | 1,357 | 0.0% | 0.0% | 20 | +51,024 | 310.33% | Q4 2025 | Feb 10, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 60,579 | 1,218 | 0.01% | 0.02% | 21 | -54,897 | -47.54% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | New | 53,510 | 1,076 | 0.0% | — | 22 | +53,510 | New | Q4 2025 | Feb 18, 2026 |
| Kingsview Wealth Management, LLC | History | New | 46,118 | 927 | 0.01% | — | 23 | +46,118 | New | Q4 2025 | Feb 09, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 41,930 | 843 | 0.06% | 0.04% | 24 | +17,445 | 71.25% | Q4 2025 | Jan 21, 2026 |
| Wealth Watch Advisors, INC | History | New | 39,170 | 788 | 0.29% | — | 25 | +39,170 | New | Q4 2025 | Feb 17, 2026 |
| Brookstone Capital Management | History | New | 37,192 | 748 | 0.01% | — | 26 | +37,192 | New | Q4 2025 | Jan 15, 2026 |
| CreativeOne Wealth, LLC | History | New | 32,964 | 663 | 0.02% | — | 27 | +32,964 | New | Q4 2025 | Feb 13, 2026 |
| Forefront Wealth Partners, LLC | History | Added to | 32,918 | 662 | 0.31% | 0.17% | 28 | +621 | 1.92% | Q4 2025 | Feb 06, 2026 |
| Capital Analysts, LLC | History | Added to | 31,949 | 643 | 0.02% | 0.01% | 29 | +18,936 | 145.52% | Q4 2025 | Feb 11, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 28,045 | 564 | 0.03% | 0.02% | 30 | +11,035 | 64.87% | Q4 2025 | Jan 26, 2026 |
| Quad-Cities Investment Group, LLC | History | New | 25,161 | 506 | 0.21% | — | 31 | +25,161 | New | Q4 2025 | Jan 14, 2026 |
| 1776 Wealth LLC | History | New | 22,382 | 450 | 0.17% | — | 32 | +22,382 | New | Q4 2025 | Feb 11, 2026 |
| Stenger Family Office, LLC | History | New | 21,246 | 427 | 0.09% | — | 33 | +21,246 | New | Q4 2025 | Mar 04, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 21,035 | 423 | 0.01% | 0.01% | 34 | -508 | -2.36% | Q4 2025 | Jan 22, 2026 |
| IFP Advisors, Inc | History | Added to | 17,329 | 348 | 0.01% | 0.01% | 35 | +4,483 | 34.9% | Q4 2025 | Feb 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 12,895 | 259 | 0.0% | — | 36 | +12,895 | New | Q4 2025 | Feb 05, 2026 |
| TFB Advisors LLC | History | No change | 12,585 | 253 | 0.07% | 0.07% | 37 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Integrated Wealth Concepts LLC | History | New | 12,499 | 251 | 0.0% | — | 38 | +12,499 | New | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | New | 10,754 | 216 | 0.0% | — | 39 | +10,754 | New | Q4 2025 | Feb 13, 2026 |
| Ferguson Shapiro LLC | History | No change | 10,304 | 207 | 0.06% | 0.07% | 40 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 7,741 | 155 | 0.0% | 0.0% | 41 | +439 | 6.01% | Q4 2025 | Feb 09, 2026 |
| UBS Group AG | History | New | 191 | 3 | 0.0% | — | 42 | +191 | New | Q4 2025 | Jan 29, 2026 |
| Bullseye Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.95% | — | -75,840 | -100.0% | Q3 2025 | Feb 02, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -45,193 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -27,982 | -100.0% | Q3 2025 | Nov 06, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,214 | -100.0% | Q3 2025 | Nov 14, 2025 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2025 | Nov 04, 2025 |
| AE Wealth Management LLC | History | Reduced | 1 | 0 | — | 0.0% | — | -66 | -98.51% | Q4 2025 | Jan 26, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 37 | 0 | — | — | — | +37 | New | Q4 2025 | Feb 10, 2026 |