FIRST TRUST EXCHANGE-TRADED FUND IV - LQTI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Aptus Capital Advisors, LLC | History | Added to | 2,058,213 | 40,299 | 0.32% | 0.27% | 1 | +167,798 | 8.88% | Q1 2026 | May 11, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | Added to | 2,058,213 | 40,299 | 2.54% | 2.38% | 2 | +153,504 | 8.06% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 1,393,154 | 27,277 | 0.04% | 0.03% | 3 | +218,418 | 18.59% | Q1 2026 | Apr 27, 2026 |
| Rise Advisors, LLC | History | Added to | 936,647 | 18,217 | 6.42% | 5.94% | 4 | +109,123 | 13.19% | Q1 2026 | Apr 03, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 470,162 | 9,205 | 0.56% | 0.57% | 5 | +24,219 | 5.43% | Q1 2026 | Apr 13, 2026 |
| Cetera Investment Advisers | History | Added to | 469,083 | 9,184 | 0.01% | 0.0% | 6 | +261,680 | 126.17% | Q1 2026 | May 13, 2026 |
| LexAurum Advisors, LLC | History | New | 307,144 | 6,013 | 0.78% | — | 7 | +307,144 | New | Q1 2026 | Apr 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 261,384 | 5,117 | 0.03% | — | 8 | +261,384 | New | Q1 2026 | May 08, 2026 |
| LPL Financial LLC | History | New | 224,565 | 4,396 | 0.0% | — | 9 | +224,565 | New | Q1 2026 | May 06, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 217,958 | 4,268 | 0.08% | 0.08% | 10 | +18,617 | 9.34% | Q1 2026 | May 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 215,296 | 4,215 | 0.0% | 0.0% | 11 | +147,830 | 219.12% | Q1 2026 | May 04, 2026 |
| Delta Investment Management, LLC | History | Added to | 186,183 | 3,645 | 0.65% | 0.53% | 12 | +34,028 | 22.36% | Q1 2026 | May 12, 2026 |
| Prosperity Financial Group, Inc. | History | Added to | 181,250 | 3,548 | 1.31% | 1.24% | 13 | +10,207 | 5.97% | Q1 2026 | May 13, 2026 |
| Sulzberger Capital Advisors, Inc. | History | Reduced | 179,981 | 3,524 | 3.6% | 3.71% | 14 | -2,376 | -1.3% | Q1 2026 | Apr 10, 2026 |
| IFP Advisors, Inc | History | Added to | 171,027 | 3,348 | 0.07% | 0.01% | 15 | +153,698 | 886.94% | Q1 2026 | Apr 13, 2026 |
| NewEdge Advisors, LLC | History | Added to | 169,582 | 3,320 | 0.01% | 0.0% | 16 | +116,072 | 216.92% | Q1 2026 | Jun 02, 2026 |
| TRUIST FINANCIAL CORP | History | New | 157,511 | 3,084 | 0.0% | — | 17 | +157,511 | New | Q1 2026 | Apr 27, 2026 |
| SageGuard Financial Group, LLC | History | Added to | 157,172 | 3,077 | 0.48% | 0.28% | 18 | +69,403 | 79.07% | Q1 2026 | Apr 23, 2026 |
| Insight Advisors, LLC/ PA | History | Added to | 135,888 | 2,660 | 0.51% | 0.32% | 19 | +32,177 | 31.03% | Q1 2026 | May 11, 2026 |
| Independent Wealth Network Inc. | History | Added to | 115,504 | 2,261 | 0.67% | 0.68% | 20 | +4,714 | 4.25% | Q1 2026 | Apr 20, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 104,544 | 2,046 | 0.0% | 0.0% | 21 | -55,992 | -34.88% | Q1 2026 | May 12, 2026 |
| Balboa Wealth Partners | History | New | 98,795 | 1,934 | 0.32% | — | 22 | +98,795 | New | Q1 2026 | Apr 16, 2026 |
| Advisory Services Network, LLC | History | Added to | 89,727 | 1,756 | 0.02% | 0.02% | 23 | +2,526 | 2.9% | Q1 2026 | May 15, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 84,808 | 1,660 | 0.04% | 0.03% | 24 | +10,551 | 14.21% | Q1 2026 | May 15, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 58,964 | 1,154 | 0.01% | 0.01% | 25 | -1,615 | -2.67% | Q1 2026 | May 08, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 55,878 | 1,094 | 0.08% | 0.06% | 26 | +13,948 | 33.26% | Q1 2026 | May 05, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 50,250 | 983 | 0.01% | 0.01% | 27 | +4,132 | 8.96% | Q1 2026 | May 12, 2026 |
| Brookstone Capital Management | History | Added to | 43,759 | 856 | 0.01% | 0.01% | 28 | +6,567 | 17.66% | Q1 2026 | Apr 16, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 39,951 | 782 | 0.0% | 0.0% | 29 | +27,056 | 209.82% | Q1 2026 | Apr 30, 2026 |
| Capital Analysts, LLC | History | Added to | 39,157 | 767 | 0.02% | 0.02% | 30 | +7,208 | 22.56% | Q1 2026 | May 14, 2026 |
| American Financial Advisors, LLC | History | Reduced | 37,675 | 737 | 0.1% | 0.21% | 31 | -43,658 | -53.68% | Q1 2026 | May 13, 2026 |
| CITADEL ADVISORS LLC | History | New | 37,380 | 731 | 0.0% | — | 32 | +37,380 | New | Q1 2026 | May 15, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 35,155 | 688 | 0.04% | 0.03% | 33 | +7,110 | 25.35% | Q1 2026 | Apr 15, 2026 |
| Forefront Wealth Partners, LLC | History | Added to | 33,197 | 649 | 0.27% | 0.31% | 34 | +279 | 0.85% | Q1 2026 | Apr 17, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 30,030 | 587 | 0.01% | 0.02% | 35 | -2,934 | -8.9% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 28,027 | 548 | 0.0% | — | 36 | +28,027 | New | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 26,250 | 510 | 0.04% | — | 37 | +26,250 | New | Q1 2026 | May 01, 2026 |
| Stenger Family Office, LLC | History | Added to | 25,502 | 499 | 0.09% | 0.09% | 38 | +4,256 | 20.03% | Q1 2026 | Apr 29, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 24,289 | 475 | 0.01% | — | 39 | +24,289 | New | Q1 2026 | May 15, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 24,023 | 470 | 0.19% | 0.21% | 40 | -1,138 | -4.52% | Q1 2026 | Apr 21, 2026 |
| PSI Advisors, LLC | History | New | 22,802 | 446 | 0.11% | — | 41 | +22,802 | New | Q1 2026 | May 14, 2026 |
| 1776 Wealth LLC | History | No change | 22,382 | 438 | 0.17% | 0.17% | 42 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 20,559 | 402 | 0.01% | 0.01% | 43 | -476 | -2.26% | Q1 2026 | Apr 22, 2026 |
| Maridea Wealth Management LLC | History | New | 19,175 | 375 | 0.05% | — | 44 | +19,175 | New | Q1 2026 | Apr 21, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | New | 17,713 | 346 | 0.1% | — | 45 | +17,713 | New | Q1 2026 | Apr 06, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 15,608 | 305 | 0.0% | 0.0% | 46 | +3,109 | 24.87% | Q1 2026 | May 15, 2026 |
| Gladstone Institutional Advisory LLC | History | New | 14,830 | 290 | 0.01% | — | 47 | +14,830 | New | Q1 2026 | May 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 11,365 | 222 | 0.0% | 0.0% | 48 | +3,624 | 46.82% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 11,195 | 218 | 0.0% | — | 49 | +11,195 | New | Q1 2026 | Apr 08, 2026 |
| Ferguson Shapiro LLC | History | No change | 10,304 | 201 | 0.06% | 0.06% | 50 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Arax Advisory Partners | History | New | 2,057 | 40 | 0.0% | — | 51 | +2,057 | New | Q1 2026 | May 13, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -541,328 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Cooper Capital Advisors LLC | History | Closed out | 0 | 0 | — | 6.52% | — | -515,040 | -100.0% | Q1 2026 | May 11, 2026 |
| Mutual Advisors, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -177,445 | -100.0% | Q1 2026 | May 01, 2026 |
| Wealth Watch Advisors, INC | History | Closed out | 0 | 0 | — | 0.29% | — | -39,170 | -100.0% | Q1 2026 | May 15, 2026 |
| TFB Advisors LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -12,585 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,754 | -100.0% | Q1 2026 | Apr 30, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -191 | -100.0% | Q1 2026 | May 05, 2026 |
| SBI Securities Co., Ltd. | History | New | 4 | 0 | — | — | — | +4 | New | Q1 2026 | Apr 27, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 37 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| AE Wealth Management LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |