FIRST TRUST EXCHANGE-TRADED FUND IV - LQTI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Aptus Capital Advisors, LLC | History | No change | 2,020,581 | 39,017 | 0.27% | 0.27% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | No change | 2,020,581 | 39,017 | 2.19% | 2.19% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rise Advisors, LLC | History | Added to | 1,049,625 | 18,956 | 5.34% | 5.32% | 3 | +69,811 | 7.12% | Q3 2026 | Oct 16, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 755,509 | 13,644 | 0.02% | 0.04% | 4 | -782,116 | -50.87% | Q3 2026 | Nov 02, 2026 |
| Janney Montgomery Scott LLC | History | No change | 593,882 | 11,468 | 0.02% | 0.02% | 5 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Cetera Investment Advisers | History | No change | 539,857 | 10,424 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LPL Financial LLC | History | No change | 489,218 | 9,446 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 327,579 | 5,916 | 0.27% | 0.46% | 8 | -174,092 | -34.7% | Q3 2026 | Nov 04, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 278,256 | 5,373 | 0.03% | 0.03% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 253,569 | 4,896 | 0.08% | 0.08% | 10 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Prosperity Financial Group, Inc. | History | Added to | 257,116 | 4,643 | 1.36% | 1.22% | 11 | +53,153 | 26.06% | Q3 2026 | Oct 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 221,998 | 4,286 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| SageGuard Financial Group, LLC | History | No change | 208,695 | 4,029 | 0.57% | 0.57% | 13 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Delta Investment Management, LLC | History | No change | 208,414 | 4,024 | 0.66% | 0.66% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 209,761 | 3,788 | 0.0% | 0.0% | 15 | +22,005 | 11.72% | Q3 2026 | Oct 30, 2026 |
| LexAurum Advisors, LLC | History | Reduced | 201,939 | 3,647 | 0.41% | 0.71% | 16 | -116,518 | -36.59% | Q3 2026 | Oct 19, 2026 |
| NewEdge Advisors, LLC | History | No change | 170,330 | 3,289 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IFP Advisors, Inc | History | Added to | 181,201 | 3,272 | 0.06% | 0.06% | 18 | +8,007 | 4.62% | Q3 2026 | Oct 16, 2026 |
| JANE STREET GROUP, LLC | History | No change | 153,259 | 2,959 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Balboa Wealth Partners | History | Added to | 143,434 | 2,590 | 0.35% | 0.35% | 20 | +8,773 | 6.51% | Q3 2026 | Oct 20, 2026 |
| Insight Advisors, LLC/ PA | History | Reduced | 135,215 | 2,441 | 0.43% | 0.48% | 21 | -4,747 | -3.39% | Q3 2026 | Oct 22, 2026 |
| Advisory Services Network, LLC | History | No change | 95,697 | 1,847 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HighTower Advisors, LLC | History | No change | 76,970 | 1,486 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Bullseye Investment Management, LLC | History | Reduced | 80,395 | 1,451 | 0.72% | 5.8% | 24 | -530,782 | -86.85% | Q3 2026 | Oct 29, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 77,885 | 1,406 | 0.35% | 0.44% | 25 | -12,603 | -13.93% | Q3 2026 | Oct 19, 2026 |
| B. Riley Wealth Advisors, Inc. | History | New | 65,037 | 1,174 | 0.05% | — | 26 | +65,037 | New | Q3 2026 | Oct 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 63,250 | 1,134 | 0.07% | 0.08% | 27 | -10,700 | -14.47% | Q3 2026 | Nov 02, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 58,433 | 1,128 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 59,696 | 1,078 | 0.07% | 0.06% | 29 | +5,881 | 10.93% | Q3 2026 | Oct 30, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 53,181 | 1,026 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Capital Analysts, LLC | History | No change | 46,824 | 905 | 0.02% | 0.02% | 31 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 49,627 | 896 | 0.02% | 0.02% | 32 | -14,751 | -22.91% | Q3 2026 | Oct 13, 2026 |
| PSI Advisors, LLC | History | No change | 39,072 | 754 | 0.18% | 0.18% | 33 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Valmark Advisers, Inc. | History | No change | 38,340 | 740 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 40,076 | 724 | 0.0% | 0.0% | 35 | -5,022 | -11.14% | Q3 2026 | Nov 02, 2026 |
| American Financial Advisors, LLC | History | No change | 35,533 | 686 | 0.08% | 0.08% | 36 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 35,155 | 678 | 0.03% | 0.03% | 37 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Forefront Wealth Partners, LLC | History | No change | 33,060 | 638 | 0.2% | 0.2% | 38 | 0 | 0.0% | Q2 2026 | Aug 20, 2026 |
| CreativeOne Wealth, LLC | History | No change | 30,030 | 579 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 27,223 | 525 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 26,359 | 508 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stenger Family Office, LLC | History | Added to | 26,485 | 477 | 0.07% | 0.08% | 42 | +566 | 2.18% | Q3 2026 | Oct 22, 2026 |
| Quad-Cities Investment Group, LLC | History | No change | 24,023 | 433 | 0.15% | 0.17% | 43 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| 1776 Wealth LLC | History | No change | 22,382 | 432 | 0.15% | 0.15% | 44 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Maridea Wealth Management LLC | History | No change | 21,275 | 410 | 0.04% | 0.04% | 45 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 20,995 | 405 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Southern Financial Group, LLC | History | Reduced | 21,558 | 389 | 0.11% | 0.19% | 47 | -16,137 | -42.81% | Q3 2026 | Oct 30, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | No change | 17,713 | 319 | 0.09% | 0.09% | 48 | 0 | 0.0% | Q3 2026 | Oct 02, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 15,937 | 307 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kovack Advisors, Inc. | History | No change | 14,525 | 278 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 14,188 | 273 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 14,065 | 272 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Koshinski Asset Management, Inc. | History | New | 14,510 | 262 | 0.01% | — | 53 | +14,510 | New | Q3 2026 | Oct 29, 2026 |
| StoneX Group Inc. | History | New | 13,942 | 252 | 0.01% | — | 54 | +13,942 | New | Q3 2026 | Nov 03, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | New | 12,627 | 228 | 0.01% | — | 55 | +12,627 | New | Q3 2026 | Oct 29, 2026 |
| Brookstone Capital Management | History | Reduced | 11,594 | 209 | 0.0% | 0.01% | 56 | -33,011 | -74.01% | Q3 2026 | Oct 22, 2026 |
| WCG Wealth Advisors LLC | History | No change | 10,683 | 206 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Lakeridge Wealth Management LLC | History | No change | 10,177 | 196 | 0.07% | 0.07% | 58 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Ferguson Shapiro LLC | History | Added to | 10,539 | 190 | 0.06% | 0.06% | 59 | +235 | 2.28% | Q3 2026 | Oct 16, 2026 |
| Arax Advisory Partners | History | No change | 2,362 | 45 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 136 | 2 | 0.0% | 0.0% | 61 | +1 | 0.74% | Q3 2026 | Oct 21, 2026 |
| Sulzberger Capital Advisors, Inc. | History | Closed out | 0 | 0 | — | 2.9% | — | -154,057 | -100.0% | Q3 2026 | Oct 20, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.54% | — | -45,842 | -100.0% | Q3 2026 | Oct 07, 2026 |
| Apollon Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,940 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,865 | -100.0% | Q3 2026 | Nov 02, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 37 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |