Legg Mason ETF Investment Trust - LVHD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,007,292 | 42,870 | 0.0% | 0.0% | 1 | -44,589 | -4.24% | Q1 2026 | May 15, 2026 |
| Financial Engines Advisors L.L.C. | History | Reduced | 967,226 | 41,165 | 0.08% | 0.08% | 2 | -32,748 | -3.27% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Reduced | 744,264 | 31,675 | 0.01% | 0.01% | 3 | -3,527 | -0.47% | Q1 2026 | May 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 602,091 | 25,625 | 0.0% | 0.0% | 4 | +5,341 | 0.9% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 423,062 | 18,005 | 0.0% | 0.0% | 5 | +12,771 | 3.11% | Q1 2026 | May 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 258,726 | 11,011 | 0.0% | 0.0% | 6 | +2,794 | 1.09% | Q1 2026 | May 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 219,286 | 9,332 | 0.0% | 0.0% | 7 | -356 | -0.16% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 183,531 | 7,811 | 0.01% | 0.01% | 8 | +2,211 | 1.22% | Q1 2026 | Apr 27, 2026 |
| Sequent Planning LLC | History | Added to | 170,030 | 7,236 | 1.75% | 1.65% | 9 | +7,308 | 4.49% | Q1 2026 | Apr 21, 2026 |
| Private Advisor Group, LLC | History | Reduced | 160,961 | 6,850 | 0.03% | 0.03% | 10 | -2,211 | -1.36% | Q1 2026 | Apr 24, 2026 |
| Sovereign Investment Advisors, LLC | History | Added to | 153,622 | 6,538 | 1.38% | 1.53% | 11 | +1,651 | 1.09% | Q1 2026 | May 12, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 145,374 | 6,188 | 0.0% | 0.0% | 12 | -19,664 | -11.91% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Reduced | 139,306 | 5,928 | 0.01% | 0.01% | 13 | -29,883 | -17.66% | Q1 2026 | May 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 98,909 | 4,192 | 0.0% | 0.0% | 14 | +15,386 | 18.42% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 94,451 | 4,019 | 0.0% | 0.0% | 15 | +38,101 | 67.61% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | Reduced | 91,965 | 3,914 | 0.02% | 0.02% | 16 | -1,513 | -1.62% | Q1 2026 | May 14, 2026 |
| HEFFERNAN ADVISORY, INC | History | Added to | 89,950 | 3,828 | 3.55% | 3.38% | 17 | +1,493 | 1.69% | Q1 2026 | Apr 27, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 70,535 | 3,001 | 0.0% | 0.0% | 18 | -4,117 | -5.51% | Q1 2026 | May 07, 2026 |
| CITIGROUP INC | History | Added to | 68,597 | 2,919 | 0.0% | 0.0% | 19 | +52,507 | 326.33% | Q1 2026 | May 11, 2026 |
| PERSPECTIVE WEALTH ADVISORS LLC | History | Added to | 68,552 | 2,917 | 1.89% | 1.76% | 20 | +6,678 | 10.79% | Q1 2026 | May 08, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 62,759 | 2,671 | 0.05% | 0.05% | 21 | -810 | -1.27% | Q1 2026 | Apr 14, 2026 |
| Triad Wealth Partners, LLC | History | Added to | 62,432 | 2,657 | 0.21% | 0.18% | 22 | +15,579 | 33.25% | Q1 2026 | Apr 16, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 51,587 | 2,195 | 0.0% | 0.0% | 23 | +23,262 | 82.13% | Q1 2026 | May 04, 2026 |
| Baird Financial Group, Inc. | History | Added to | 49,250 | 2,096 | 0.0% | 0.0% | 24 | +2,194 | 4.66% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 49,182 | 2,093 | 0.0% | 0.0% | 25 | +2,293 | 4.89% | Q1 2026 | May 15, 2026 |
| JT Stratford LLC | History | Reduced | 48,735 | 2,074 | 0.26% | 0.25% | 26 | -408 | -0.83% | Q1 2026 | May 15, 2026 |
| GTS SECURITIES LLC | History | New | 45,649 | 1,942 | 0.07% | — | 27 | +45,649 | New | Q1 2026 | May 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 43,600 | 1,855 | 0.0% | — | 28 | +43,600 | New | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 39,518 | 1,682 | 0.0% | 0.0% | 29 | -3,977 | -9.14% | Q1 2026 | Apr 22, 2026 |
| XML Financial, LLC | History | Reduced | 38,845 | 1,653 | 0.13% | 0.15% | 30 | -6,003 | -13.39% | Q1 2026 | Apr 16, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 38,603 | 1,642 | 0.0% | 0.0% | 31 | -1,757 | -4.35% | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 35,945 | 1,529 | 0.01% | 0.0% | 32 | +5,806 | 19.26% | Q1 2026 | Apr 30, 2026 |
| Anson Capital, Inc. | History | Added to | 35,530 | 1,512 | 1.03% | 0.92% | 33 | +3,735 | 11.75% | Q1 2026 | May 13, 2026 |
| CWM, LLC | History | Added to | 35,519 | 1,511 | 0.0% | 0.0% | 34 | +9,321 | 35.58% | Q1 2026 | May 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 33,780 | 1,438 | 0.0% | 0.0% | 35 | -708 | -2.05% | Q1 2026 | Apr 30, 2026 |
| Arkadios Wealth Advisors | History | Added to | 33,564 | 1,428 | 0.02% | 0.01% | 36 | +20,981 | 166.74% | Q1 2026 | May 18, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 30,400 | 1,289 | 0.0% | 0.0% | 37 | -991 | -3.16% | Q1 2026 | May 13, 2026 |
| Independent Advisor Alliance | History | New | 28,948 | 1,232 | 0.01% | — | 38 | +28,948 | New | Q1 2026 | May 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 26,575 | 1,135 | 0.0% | 0.0% | 39 | +2,191 | 8.99% | Q1 2026 | May 15, 2026 |
| CX Institutional | History | Reduced | 25,999 | 1,107 | 0.03% | 0.03% | 40 | -259 | -0.99% | Q1 2026 | Apr 06, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 24,510 | 1,043 | 0.0% | 0.0% | 41 | -11,102 | -31.17% | Q1 2026 | May 15, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 23,961 | 1,019 | 0.01% | 0.0% | 42 | +1,187 | 5.21% | Q1 2026 | May 05, 2026 |
| Centurion Wealth Management LLC | History | Reduced | 23,826 | 1,014 | 0.23% | 0.34% | 43 | -15,611 | -39.58% | Q1 2026 | Apr 10, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | New | 21,416 | 911 | 0.02% | — | 44 | +21,416 | New | Q1 2026 | Apr 15, 2026 |
| Wealthcare Capital Partners, LLC | History | Added to | 20,855 | 887 | 0.42% | 0.3% | 45 | +4,665 | 28.81% | Q1 2026 | Apr 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 20,663 | 877 | 0.01% | 0.01% | 46 | +103 | 0.5% | Q1 2026 | Apr 07, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 19,940 | 848 | 0.01% | 0.01% | 47 | +454 | 2.33% | Q1 2026 | May 15, 2026 |
| Pallas Capital Advisors LLC | History | Reduced | 16,634 | 707 | 0.03% | 0.02% | 48 | -655 | -3.79% | Q1 2026 | Apr 21, 2026 |
| Prospera Financial Services Inc | History | Added to | 16,440 | 699 | 0.01% | 0.01% | 49 | +2,181 | 15.3% | Q1 2026 | Apr 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 15,666 | 666 | 0.0% | — | 50 | +15,666 | New | Q1 2026 | May 15, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 14,705 | 625 | 0.05% | 0.04% | 51 | +210 | 1.45% | Q1 2026 | Apr 08, 2026 |
| Mariner, LLC | History | Reduced | 14,484 | 616 | 0.0% | 0.0% | 52 | -2,872 | -16.55% | Q1 2026 | May 13, 2026 |
| STEPHENS INC /AR/ | History | Added to | 14,455 | 615 | 0.01% | 0.01% | 53 | +485 | 3.47% | Q1 2026 | Apr 28, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | No change | 12,549 | 533 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 11,513 | 489 | 0.0% | 0.0% | 55 | +585 | 5.35% | Q1 2026 | May 08, 2026 |
| Private Advisory Group LLC | History | New | 11,423 | 486 | 0.03% | — | 56 | +11,423 | New | Q1 2026 | May 08, 2026 |
| ALPHA CAPITAL ADVISORS INC /ADV | History | No change | 11,253 | 457 | 0.42% | 0.42% | 57 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| LongView Wealth Management | History | Added to | 9,603 | 412 | 0.1% | 0.09% | 58 | +812 | 9.24% | Q1 2026 | Apr 15, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 9,338 | 397 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 8,933 | 380 | 0.0% | 0.0% | 60 | -1,293 | -12.64% | Q1 2026 | May 04, 2026 |
| Compound Planning, Inc. | History | New | 8,651 | 368 | 0.01% | — | 61 | +8,651 | New | Q1 2026 | May 14, 2026 |
| Atria Investments, Inc | History | Reduced | 8,130 | 346 | 0.0% | 0.0% | 62 | -86 | -1.05% | Q1 2026 | May 05, 2026 |
| WBH ADVISORY INC | History | Reduced | 7,973 | 338 | 0.03% | 0.04% | 63 | -4,048 | -33.67% | Q1 2026 | Apr 27, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 7,840 | 333 | 0.0% | 0.0% | 64 | -26 | -0.33% | Q1 2026 | Apr 20, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 7,660 | 327 | 0.0% | 0.0% | 65 | -1,137 | -12.92% | Q1 2026 | Apr 08, 2026 |
| Sepio Capital, LP | History | No change | 7,569 | 322 | 0.02% | 0.02% | 66 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 7,453 | 316 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| &PARTNERS | History | Reduced | 7,066 | 300 | 0.0% | 0.0% | 68 | -1,203 | -14.55% | Q1 2026 | May 15, 2026 |
| Bank of New York Mellon Corp | History | New | 6,828 | 290 | 0.0% | — | 69 | +6,828 | New | Q1 2026 | May 05, 2026 |
| Intrepid Financial Planning Group LLC | History | No change | 6,054 | 257 | 0.1% | 0.09% | 70 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| World Investment Advisors | History | Added to | 6,038 | 256 | 0.0% | 0.0% | 71 | +26 | 0.43% | Q1 2026 | Apr 27, 2026 |
| Mill Creek Capital Advisors, LLC | History | Reduced | 5,813 | 247 | 0.01% | 0.01% | 72 | -1,138 | -16.37% | Q1 2026 | May 14, 2026 |
| FLORIDA FINANCIAL ADVISORS, LLC | History | New | 5,409 | 230 | 0.06% | — | 74 | +5,409 | New | Q1 2026 | May 07, 2026 |
| Advisory Services Network, LLC | History | Added to | 5,415 | 230 | 0.0% | 0.0% | 73 | +5 | 0.09% | Q1 2026 | May 15, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 5,104 | 217 | 0.0% | 0.0% | 75 | -1,427 | -21.85% | Q1 2026 | Apr 28, 2026 |
| TRUIST FINANCIAL CORP | History | New | 5,054 | 215 | 0.0% | — | 77 | +5,054 | New | Q1 2026 | Apr 27, 2026 |
| Investors Research Corp | History | Added to | 5,075 | 215 | 0.04% | 0.04% | 76 | +131 | 2.65% | Q1 2026 | Apr 03, 2026 |
| D.A. DAVIDSON & CO. | History | New | 4,936 | 210 | 0.0% | — | 78 | +4,936 | New | Q1 2026 | May 05, 2026 |
| SYKON CAPITAL LLC | History | Reduced | 4,790 | 203 | 0.07% | 0.14% | 79 | -5,855 | -55.0% | Q1 2026 | Apr 22, 2026 |
| Equitable Holdings, Inc. | History | New | 4,728 | 201 | 0.0% | — | 80 | +4,728 | New | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 3,687 | 156 | 0.0% | 0.0% | 81 | +217 | 6.25% | Q1 2026 | May 15, 2026 |
| Western Wealth Management, LLC | History | New | 2,612 | 111 | 0.0% | — | 82 | +2,612 | New | Q1 2026 | May 19, 2026 |
| Key FInancial Inc | History | No change | 2,600 | 110 | 0.02% | 0.02% | 83 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,410 | 102 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Arax Advisory Partners | History | Added to | 2,332 | 99 | 0.0% | 0.0% | 85 | +25 | 1.08% | Q1 2026 | May 13, 2026 |
| FMR LLC | History | Reduced | 1,581 | 67 | 0.0% | 0.0% | 86 | -101 | -6.0% | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | New | 1,465 | 62 | 0.0% | — | 87 | +1,465 | New | Q1 2026 | May 01, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 1,416 | 60 | 0.0% | 0.0% | 88 | +732 | 107.02% | Q1 2026 | May 13, 2026 |
| COMERICA BANK | History | No change | 1,465 | 58 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Sunrise Financial Services, LLC | History | Reduced | 1,345 | 57 | 0.04% | 0.07% | 90 | -841 | -38.47% | Q1 2026 | Apr 29, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 1,285 | 54 | 0.0% | 0.0% | 91 | +7 | 0.55% | Q1 2026 | May 14, 2026 |
| Hurley Capital, LLC | History | No change | 1,255 | 53 | 0.03% | 0.03% | 92 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,250 | 53 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| NBC SECURITIES, INC. | History | No change | 1,000 | 42 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 880 | 37 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 861 | 36 | 0.01% | 0.0% | 96 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Westfuller Advisors, LLC | History | Added to | 683 | 29 | 0.01% | 0.01% | 97 | +7 | 1.04% | Q1 2026 | Apr 28, 2026 |
| MidFirst Bank | History | New | 638 | 27 | 0.0% | — | 98 | +638 | New | Q1 2026 | May 15, 2026 |
| NVWM, LLC | History | Reduced | 630 | 26 | 0.01% | 0.01% | 99 | -56 | -8.16% | Q1 2026 | Apr 27, 2026 |
| ALBION FINANCIAL GROUP /UT | History | Reduced | 511 | 21 | 0.0% | 0.0% | 100 | -66 | -11.44% | Q1 2026 | Apr 27, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 482 | 19 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 450 | 19 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| AE Wealth Management LLC | History | Reduced | 330 | 14 | 0.0% | 0.0% | 103 | -3,512 | -91.41% | Q1 2026 | May 13, 2026 |
| MAI Capital Management | History | No change | 300 | 12 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SWAN Capital LLC | History | No change | 274 | 11 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| EVERMAY WEALTH MANAGEMENT LLC | History | New | 253 | 10 | 0.0% | — | 107 | +253 | New | Q1 2026 | May 11, 2026 |
| Sunbelt Securities, Inc. | History | No change | 250 | 10 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 213 | 9 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| BlackRock, Inc. | History | New | 200 | 8 | 0.0% | — | 110 | +200 | New | Q1 2026 | May 13, 2026 |
| Triumph Capital Management | History | No change | 200 | 8 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Parallel Advisors, LLC | History | No change | 168 | 7 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 165 | 7 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Added to | 152 | 6 | 0.0% | 0.0% | 113 | +2 | 1.33% | Q1 2026 | Apr 14, 2026 |
| Dunhill Financial, LLC | History | Added to | 110 | 4 | 0.0% | 0.0% | 114 | +1 | 0.92% | Q1 2026 | May 06, 2026 |
| VANGUARD ADVISERS INC | History | New | 72 | 3 | 0.0% | — | 115 | +72 | New | Q1 2026 | May 08, 2026 |
| Global Retirement Partners, LLC | History | No change | 60 | 2 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 26 | 1 | 0.0% | — | 117 | +12 | 85.71% | Q1 2026 | May 08, 2026 |
| IFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -67,441 | -100.0% | Q1 2026 | May 12, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,687 | -100.0% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,597 | -100.0% | Q1 2026 | May 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,936 | -100.0% | Q1 2026 | Apr 28, 2026 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -571 | -100.0% | Q1 2026 | May 13, 2026 |
| Raleigh Capital Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -344 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Founders Financial Alliance, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -83 | -100.0% | Q1 2026 | May 11, 2026 |
| IFP Advisors, Inc | History | New | 16 | 0 | — | — | — | +16 | New | Q1 2026 | Apr 13, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |