FIRST TRUST EXCHANGE-TRADED FUND - MISL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Harel Insurance Investments & Financial Services Ltd. | History | No change | 5,312,400 | 220,996 | 1.04% | 1.18% | 1 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| LPL Financial LLC | History | No change | 1,071,583 | 49,046 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 840,063 | 38,449 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 683,110 | 31,265 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WCG Wealth Advisors LLC | History | No change | 424,562 | 19,432 | 0.46% | 0.46% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 408,674 | 17,000 | 0.05% | 0.05% | 6 | +67,223 | 19.69% | Q3 2026 | Nov 02, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 366,437 | 16,771 | 0.03% | 0.03% | 7 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Mutual Advisors, LLC | History | No change | 249,563 | 11,422 | 0.22% | 0.22% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 235,721 | 10,788 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NewSquare Capital LLC | History | No change | 218,964 | 10,021 | 0.74% | 0.74% | 10 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 216,891 | 9,927 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 197,816 | 9,054 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 190,085 | 8,700 | 1.4% | 1.4% | 13 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 200,425 | 8,337 | 0.04% | 0.05% | 14 | -5,369 | -2.61% | Q3 2026 | Oct 27, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 160,686 | 7,354 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Cetera Investment Advisers | History | No change | 145,898 | 6,677 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Janney Montgomery Scott LLC | History | No change | 121,391 | 5,556 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| World Investment Advisors | History | No change | 110,090 | 4,922 | 0.08% | 0.08% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 97,388 | 4,457 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Prosperity Financial Group, Inc. | History | Reduced | 104,948 | 4,365 | 1.28% | 1.5% | 20 | -995 | -0.94% | Q3 2026 | Oct 29, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 90,553 | 4,144 | 0.04% | 0.04% | 21 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | Reduced | 96,965 | 4,033 | 1.76% | 2.0% | 22 | -4,980 | -4.88% | Q3 2026 | Nov 04, 2026 |
| IFP Advisors, Inc | History | Reduced | 95,483 | 3,972 | 0.07% | 0.08% | 23 | -5,770 | -5.7% | Q3 2026 | Oct 16, 2026 |
| Garden State Investment Advisory Services LLC | History | No change | 75,097 | 3,437 | 0.62% | 0.62% | 24 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NewEdge Advisors, LLC | History | No change | 70,817 | 3,241 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BIP Wealth, LLC | History | Added to | 75,882 | 3,156 | 0.09% | 0.09% | 26 | +5,470 | 7.77% | Q3 2026 | Oct 22, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 68,913 | 2,866 | 0.0% | 0.0% | 27 | -14,919 | -17.8% | Q3 2026 | Nov 02, 2026 |
| &PARTNERS | History | No change | 60,430 | 2,802 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | No change | 57,330 | 2,624 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Concorde Asset Management, LLC | History | No change | 56,443 | 2,583 | 1.49% | 1.49% | 30 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 55,808 | 2,554 | 0.1% | 0.1% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ASSETMARK, INC | History | Reduced | 52,628 | 2,189 | 0.0% | 0.01% | 32 | -36,247 | -40.78% | Q3 2026 | Oct 21, 2026 |
| Sigma Planning Corp | History | Reduced | 52,561 | 2,186 | 0.06% | 0.06% | 33 | -1,013 | -1.89% | Q3 2026 | Oct 23, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 52,042 | 2,164 | 0.13% | 0.12% | 34 | +8,094 | 18.42% | Q3 2026 | Oct 30, 2026 |
| RFG Advisory, LLC | History | Added to | 50,407 | 2,096 | 0.03% | 0.02% | 35 | +20,659 | 69.45% | Q3 2026 | Nov 03, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 49,882 | 2,075 | 0.0% | 0.01% | 36 | -78,691 | -61.2% | Q3 2026 | Nov 02, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 43,185 | 1,976 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 44,803 | 1,863 | 0.04% | 0.16% | 38 | -94,304 | -67.79% | Q3 2026 | Nov 04, 2026 |
| Global Assets Advisory, LLC | History | Reduced | 41,463 | 1,750 | 0.39% | 0.42% | 39 | -454 | -1.08% | Q3 2026 | Oct 28, 2026 |
| CITADEL ADVISORS LLC | History | No change | 37,101 | 1,698 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 39,824 | 1,663 | 0.0% | 0.0% | 41 | -4,755 | -10.67% | Q3 2026 | Oct 13, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 35,695 | 1,633 | 0.04% | 0.04% | 42 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| James T. Borello RIA | History | No change | 31,871 | 1,325 | 0.28% | 0.31% | 43 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 28,150 | 1,288 | 0.05% | 0.05% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Owen LaRue, LLC | History | No change | 26,800 | 1,226 | 0.43% | 0.43% | 45 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 28,622 | 1,195 | 0.07% | 0.06% | 46 | +5,933 | 26.15% | Q3 2026 | Nov 02, 2026 |
| JPMORGAN CHASE & CO | History | No change | 26,024 | 1,170 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 23,510 | 1,076 | 0.03% | 0.03% | 48 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 24,713 | 1,028 | 0.0% | 0.0% | 49 | -3,870 | -13.54% | Q3 2026 | Nov 05, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 21,764 | 905 | 0.0% | 0.0% | 50 | -1,756 | -7.47% | Q3 2026 | Oct 30, 2026 |
| ADAMSBROWN WEALTH CONSULTANTS LLC | History | Added to | 21,423 | 891 | 0.16% | 0.18% | 51 | +78 | 0.37% | Q3 2026 | Oct 20, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 19,447 | 890 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Buska Wealth Management, LLC | History | Reduced | 21,179 | 881 | 0.3% | 0.63% | 53 | -17,021 | -44.56% | Q3 2026 | Oct 07, 2026 |
| CreativeOne Wealth, LLC | History | No change | 18,139 | 830 | 0.02% | 0.02% | 54 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Signal Advisors Wealth, LLC | History | Added to | 19,807 | 823 | 0.04% | 0.03% | 55 | +4,711 | 31.21% | Q3 2026 | Oct 13, 2026 |
| Baird Financial Group, Inc. | History | No change | 17,218 | 788 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | History | Added to | 17,507 | 728 | 0.05% | 0.07% | 57 | +41 | 0.23% | Q3 2026 | Oct 29, 2026 |
| AE Wealth Management LLC | History | No change | 14,565 | 666 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 13,457 | 559 | 0.02% | 0.02% | 59 | +30 | 0.22% | Q3 2026 | Oct 13, 2026 |
| Moors & Cabot, Inc. | History | No change | 11,630 | 532 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Prospera Financial Services Inc | History | Reduced | 12,471 | 518 | 0.01% | 0.01% | 61 | -1,751 | -12.31% | Q3 2026 | Nov 04, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Reduced | 11,801 | 490 | 0.02% | 0.03% | 62 | -8,067 | -40.6% | Q3 2026 | Oct 26, 2026 |
| Bank Pictet & Cie (Europe) AG | History | Reduced | 11,709 | 487 | 0.01% | 0.01% | 63 | -4,052 | -25.71% | Q3 2026 | Oct 20, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 10,429 | 477 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANQUE PICTET & CIE SA | History | Added to | 11,381 | 473 | 0.0% | 0.0% | 65 | +330 | 2.99% | Q3 2026 | Oct 16, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 11,272 | 468 | 0.01% | 0.01% | 66 | -4,710 | -29.47% | Q3 2026 | Nov 05, 2026 |
| Geneos Wealth Management Inc. | History | No change | 9,796 | 448 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 10,606 | 441 | 0.03% | 0.02% | 68 | +4,761 | 81.45% | Q3 2026 | Oct 20, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 10,527 | 437 | 0.04% | 0.04% | 69 | +652 | 6.6% | Q3 2026 | Nov 02, 2026 |
| JANE STREET GROUP, LLC | History | No change | 9,404 | 430 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CASCADE INVESTMENT GROUP, INC. | History | New | 10,170 | 423 | 0.23% | — | 71 | +10,170 | New | Q3 2026 | Oct 13, 2026 |
| Sanctuary Advisors, LLC | History | No change | 9,172 | 419 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 9,737 | 405 | 0.02% | 0.02% | 73 | +420 | 4.51% | Q3 2026 | Nov 04, 2026 |
| Equitable Holdings, Inc. | History | No change | 8,696 | 398 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Northwest Financial Advisors | History | Reduced | 9,460 | 393 | 0.05% | 0.06% | 75 | -25 | -0.26% | Q3 2026 | Oct 27, 2026 |
| Keystone Wealth Services, LLC | History | Reduced | 9,274 | 388 | 0.07% | 0.16% | 76 | -9,796 | -51.37% | Q3 2026 | Nov 03, 2026 |
| Triumph Capital Management | History | No change | 9,000 | 374 | 0.07% | 0.07% | 77 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| SMITH, MOORE & CO. | History | No change | 8,018 | 366 | 0.02% | 0.02% | 78 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 7,796 | 356 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Rehmann Capital Advisory Group | History | No change | 7,551 | 345 | 0.02% | 0.02% | 80 | 0 | 0.0% | Q2 2026 | Aug 20, 2026 |
| Indie Asset Partners, LLC | History | No change | 7,175 | 328 | 0.31% | 0.31% | 81 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 7,844 | 326 | 0.0% | 0.01% | 82 | -6,783 | -46.37% | Q3 2026 | Oct 26, 2026 |
| TWO SIGMA SECURITIES, LLC | History | No change | 6,775 | 310 | 0.03% | 0.03% | 83 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 7,352 | 306 | 0.01% | 0.01% | 84 | +49 | 0.67% | Q3 2026 | Oct 22, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Reduced | 7,352 | 305 | 0.02% | 0.02% | 85 | -286 | -3.74% | Q3 2026 | Oct 28, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 6,658 | 304 | 0.02% | 0.02% | 86 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Retirement Planning Group, LLC | History | Reduced | 7,189 | 299 | 0.01% | 0.01% | 87 | -1,571 | -17.93% | Q3 2026 | Oct 19, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 7,194 | 298 | 0.08% | 0.09% | 88 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 6,486 | 296 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 6,689 | 278 | 0.01% | 0.01% | 90 | -3,613 | -35.07% | Q3 2026 | Oct 29, 2026 |
| HighTower Advisors, LLC | History | No change | 5,596 | 256 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PVG ASSET MANAGEMENT CORP | History | Reduced | 6,143 | 255 | 0.17% | 0.17% | 92 | -216 | -3.4% | Q3 2026 | Oct 19, 2026 |
| STEPHENS INC /AR/ | History | No change | 5,407 | 247 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| IFG Advisory, LLC | History | No change | 5,408 | 247 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Clear Creek Financial Management, LLC | History | Reduced | 5,843 | 243 | 0.02% | 0.02% | 95 | -705 | -10.77% | Q3 2026 | Oct 28, 2026 |
| HighPoint Advisor Group LLC | History | No change | 5,017 | 229 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Meridian Wealth Management, LLC | History | Reduced | 5,307 | 220 | 0.01% | 0.01% | 97 | -327 | -5.8% | Q3 2026 | Nov 05, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | No change | 4,793 | 219 | 0.05% | 0.05% | 98 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ARWA LLC | History | New | 5,186 | 215 | 0.08% | — | 99 | +5,186 | New | Q3 2026 | Oct 21, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 5,112 | 213 | 0.0% | 0.0% | 100 | -23 | -0.45% | Q3 2026 | Oct 26, 2026 |
| EARNED WEALTH ADVISORS, LLC | History | No change | 4,661 | 213 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Parallel Advisors, LLC | History | Added to | 4,992 | 207 | 0.0% | 0.0% | 103 | +425 | 9.31% | Q3 2026 | Nov 03, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 4,528 | 207 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 2,249 | 93 | 0.0% | 0.0% | 104 | +189 | 9.17% | Q3 2026 | Oct 21, 2026 |
| Farther Finance Advisors, LLC | History | No change | 2,158 | 89 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 1,812 | 82 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Qube Research & Technologies Ltd | History | No change | 1,453 | 66 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 1,522 | 63 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Arax Advisory Partners | History | No change | 1,328 | 60 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,040 | 47 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 1,000 | 45 | 0.01% | 0.01% | 111 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 800 | 33 | 0.01% | 0.01% | 112 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 677 | 30 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Tidemark, LLC | History | No change | 667 | 30 | 0.01% | 0.01% | 114 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Realta Investment Advisors | History | Reduced | 640 | 26 | 0.01% | 0.02% | 115 | -578 | -47.45% | Q3 2026 | Oct 14, 2026 |
| FMR LLC | History | No change | 469 | 21 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 441 | 20 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Chung Wu Investment Group, LLC | History | No change | 400 | 16 | 0.01% | 0.01% | 118 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 335 | 14 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 324 | 14 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| UBS Group AG | History | No change | 200 | 9 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Smartleaf Asset Management LLC | History | No change | 173 | 7 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 116 | 5 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Continuum Advisory, LLC | History | No change | 96 | 4 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 50 | 2 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| ADIRONDACK TRUST CO | History | No change | 62 | 2 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| BFC Planning, Inc. | History | No change | 34 | 1 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Simplicity Wealth,LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -13,366 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Mattern Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -10,000 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Sowell Financial Services LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,193 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Asset One Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,035 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Kestra Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,785 | -100.0% | Q3 2026 | Nov 04, 2026 |