BARINGS PARTICIPATION INVESTORS - MPV
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 5 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 299,678 | 4,761 | 0.0% | 0.0% | 1 | -5,334 | -1.75% | Q4 2025 | Feb 13, 2026 |
| BARINGS LLC | History | Added to | 283,014 | 4,497 | 0.08% | 0.11% | 2 | +2,673 | 0.95% | Q4 2025 | Feb 12, 2026 |
| TSP Capital Management Group, LLC | History | Reduced | 280,095 | 4,450 | 1.09% | 1.54% | 3 | -5,360 | -1.88% | Q4 2025 | Jan 21, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 250,172 | 3,975 | 0.04% | 0.06% | 4 | +1,617 | 0.65% | Q4 2025 | Feb 02, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 202,958 | 3,224 | 0.0% | 0.01% | 5 | +10,902 | 5.68% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 162,606 | 2,583 | 0.0% | 0.0% | 6 | +4,418 | 2.79% | Q4 2025 | Feb 11, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 133,523 | 2,121 | 0.0% | 0.0% | 7 | +8,007 | 6.38% | Q4 2025 | Feb 12, 2026 |
| Cetera Investment Advisers | History | Added to | 101,149 | 1,607 | 0.0% | 0.0% | 8 | +7,910 | 8.48% | Q4 2025 | Feb 17, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 70,323 | 1,117 | 0.92% | 1.26% | 9 | -3,275 | -4.45% | Q4 2025 | Feb 19, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 66,424 | 1,055 | 0.0% | 0.0% | 10 | +10,000 | 17.72% | Q4 2025 | Feb 17, 2026 |
| Schwallier Wealth Management LLC | History | No change | 44,987 | 848 | 0.54% | 0.57% | 11 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Curbstone Financial Management Corp | History | No change | 47,966 | 762 | 0.15% | 0.19% | 12 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 43,755 | 695 | 0.29% | 0.38% | 13 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 35,568 | 565 | 0.0% | 0.0% | 14 | +9,436 | 36.11% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 30,137 | 478 | 0.0% | 0.0% | 15 | -5,564 | -15.58% | Q4 2025 | Feb 18, 2026 |
| VANGUARD GROUP INC | History | No change | 29,200 | 463 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| UBS Group AG | History | Added to | 25,162 | 399 | 0.0% | 0.0% | 17 | +1,970 | 8.49% | Q4 2025 | Jan 29, 2026 |
| NewEdge Advisors, LLC | History | Added to | 21,142 | 335 | 0.0% | 0.0% | 18 | +1,355 | 6.85% | Q4 2025 | Feb 18, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 20,024 | 318 | 0.0% | 0.0% | 19 | +8,832 | 78.91% | Q4 2025 | Feb 10, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 19,597 | 311 | 0.0% | 0.0% | 20 | +7,311 | 59.51% | Q4 2025 | Feb 12, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 18,800 | 298 | 0.0% | 0.0% | 21 | +900 | 5.03% | Q4 2025 | Feb 02, 2026 |
| PFG Investments, LLC | History | Added to | 17,491 | 277 | 0.01% | 0.02% | 22 | +377 | 2.2% | Q4 2025 | Jan 26, 2026 |
| Sanctuary Advisors, LLC | History | No change | 16,968 | 269 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| MONTAG A & ASSOCIATES INC | History | No change | 9,500 | 154 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| ROYAL BANK OF CANADA | History | New | 3,000 | 48 | 0.0% | — | 25 | +3,000 | New | Q4 2025 | Feb 17, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 2,967 | 47 | 0.01% | — | 26 | +2,967 | New | Q4 2025 | Feb 09, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,868 | 29 | 0.0% | — | 27 | +1,868 | New | Q4 2025 | Feb 13, 2026 |
| ST GERMAIN D J CO INC | History | Added to | 1,402 | 22 | 0.0% | 0.0% | 28 | +26 | 1.89% | Q4 2025 | Jan 29, 2026 |
| Whipplewood Advisors, LLC | History | Reduced | 1,324 | 21 | 0.01% | 0.27% | 29 | -18,914 | -93.46% | Q4 2025 | Feb 17, 2026 |
| TRUST CO OF VERMONT | History | No change | 1,200 | 19 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| PFS Partners, LLC | History | No change | 1,141 | 18 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 850 | 13 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| Ulland Investment Advisors, LLC | History | No change | 700 | 11 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| Salomon & Ludwin, LLC | History | No change | 365 | 6 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| COMERICA BANK | History | No change | 100 | 1 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -129,040 | -100.0% | Q3 2025 | Nov 13, 2025 |
| QTR Family Wealth, LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -26,000 | -100.0% | Q3 2025 | Oct 29, 2025 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,188 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,113 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,264 | -100.0% | Q3 2025 | Nov 06, 2025 |