BARINGS PARTICIPATION INVESTORS - MPV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 287,654 | 4,930 | 0.0% | 0.0% | 1 | -12,024 | -4.01% | Q1 2026 | May 15, 2026 |
| BARINGS LLC | History | Added to | 285,875 | 4,899 | 0.08% | 0.08% | 2 | +2,861 | 1.01% | Q1 2026 | May 06, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 284,697 | 4,879 | 0.05% | 0.04% | 3 | +34,525 | 13.8% | Q1 2026 | May 12, 2026 |
| TSP Capital Management Group, LLC | History | Reduced | 276,559 | 4,740 | 1.16% | 1.09% | 4 | -3,536 | -1.26% | Q1 2026 | Apr 24, 2026 |
| LPL Financial LLC | History | Added to | 199,916 | 3,426 | 0.0% | 0.0% | 5 | +37,310 | 22.95% | Q1 2026 | May 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 197,819 | 3,390 | 0.0% | 0.0% | 6 | -5,139 | -2.53% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 136,798 | 2,344 | 0.0% | 0.0% | 7 | +3,275 | 2.45% | Q1 2026 | Apr 27, 2026 |
| Cetera Investment Advisers | History | Added to | 105,885 | 1,814 | 0.0% | 0.0% | 8 | +4,736 | 4.68% | Q1 2026 | May 13, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 68,610 | 1,175 | 1.01% | 0.92% | 9 | -1,713 | -2.44% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 49,789 | 853 | 0.0% | 0.0% | 10 | -16,635 | -25.04% | Q1 2026 | May 15, 2026 |
| Curbstone Financial Management Corp | History | Reduced | 47,140 | 807 | 0.15% | 0.15% | 11 | -826 | -1.72% | Q1 2026 | Apr 15, 2026 |
| Schwallier Wealth Management LLC | History | Added to | 46,862 | 803 | 0.59% | 0.54% | 12 | +1,875 | 4.17% | Q1 2026 | May 05, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 43,755 | 749 | 0.3% | 0.29% | 13 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 39,907 | 677 | 0.0% | 0.0% | 14 | +4,339 | 12.2% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Added to | 31,303 | 536 | 0.0% | 0.0% | 15 | +10,161 | 48.06% | Q1 2026 | Jun 02, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 31,001 | 531 | 0.0% | 0.0% | 16 | +10,977 | 54.82% | Q1 2026 | May 04, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 30,719 | 526 | 0.0% | 0.0% | 17 | +582 | 1.93% | Q1 2026 | May 14, 2026 |
| Vanguard National Trust Co | History | New | 29,200 | 500 | 0.03% | — | 18 | +29,200 | New | Q1 2026 | May 08, 2026 |
| VANGUARD GROUP INC | History | No change | 29,200 | 463 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| UBS Group AG | History | Reduced | 21,642 | 370 | 0.0% | 0.0% | 20 | -3,520 | -13.99% | Q1 2026 | May 05, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 20,400 | 349 | 0.0% | 0.0% | 21 | +1,600 | 8.51% | Q1 2026 | Apr 23, 2026 |
| PFG Investments, LLC | History | Added to | 17,830 | 305 | 0.01% | 0.01% | 22 | +339 | 1.94% | Q1 2026 | Apr 27, 2026 |
| Sanctuary Advisors, LLC | History | No change | 16,968 | 290 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 10,337 | 177 | 0.0% | 0.0% | 24 | -9,260 | -47.25% | Q1 2026 | May 12, 2026 |
| MONTAG A & ASSOCIATES INC | History | Reduced | 8,500 | 145 | 0.01% | 0.01% | 25 | -1,000 | -10.53% | Q1 2026 | Apr 29, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 4,711 | 80 | 0.0% | — | 26 | +4,711 | New | Q1 2026 | May 11, 2026 |
| Advisory Services Network, LLC | History | New | 3,518 | 60 | 0.0% | — | 27 | +3,518 | New | Q1 2026 | May 15, 2026 |
| Keating Financial Advisory Services, Inc. | History | Added to | 3,026 | 51 | 0.01% | 0.01% | 29 | +59 | 1.99% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | No change | 3,000 | 51 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ST GERMAIN D J CO INC | History | Added to | 1,429 | 24 | 0.0% | 0.0% | 30 | +27 | 1.93% | Q1 2026 | Apr 13, 2026 |
| Whipplewood Advisors, LLC | History | Reduced | 1,310 | 22 | 0.01% | 0.01% | 31 | -14 | -1.06% | Q1 2026 | Apr 30, 2026 |
| TRUST CO OF VERMONT | History | No change | 1,200 | 19 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| PFS Partners, LLC | History | No change | 1,141 | 19 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 850 | 14 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Ulland Investment Advisors, LLC | History | No change | 700 | 12 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Atlantic Union Bankshares Corp | History | New | 590 | 10 | 0.0% | — | 36 | +590 | New | Q1 2026 | May 12, 2026 |
| Salomon & Ludwin, LLC | History | No change | 365 | 6 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| FIFTH THIRD BANCORP | History | New | 100 | 1 | 0.0% | — | 39 | +100 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 100 | 1 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,868 | -100.0% | Q1 2026 | Apr 30, 2026 |