BARINGS PARTICIPATION INVESTORS - MPV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BENJAMIN EDWARDS INC | History | No change | 286,600 | 4,826 | 0.04% | 0.04% | 1 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| MORGAN STANLEY | History | No change | 282,700 | 4,760 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BARINGS LLC | History | Added to | 292,585 | 4,505 | 0.08% | 0.09% | 3 | +3,434 | 1.19% | Q3 2026 | Oct 22, 2026 |
| TSP Capital Management Group, LLC | History | Added to | 276,785 | 4,262 | 1.07% | 1.11% | 4 | +114 | 0.04% | Q3 2026 | Oct 15, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 217,893 | 3,669 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 216,417 | 3,644 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 142,306 | 2,191 | 0.0% | 0.0% | 7 | -1,600 | -1.11% | Q3 2026 | Nov 02, 2026 |
| Cetera Investment Advisers | History | No change | 112,614 | 1,896 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 67,645 | 1,041 | 0.85% | 0.9% | 9 | -362 | -0.53% | Q3 2026 | Oct 16, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 49,789 | 838 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Schwallier Wealth Management LLC | History | No change | 47,596 | 801 | 0.51% | 0.51% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 43,755 | 736 | 0.28% | 0.28% | 12 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Curbstone Financial Management Corp | History | No change | 47,140 | 725 | 0.13% | 0.14% | 13 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 38,704 | 646 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 31,086 | 523 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 29,514 | 497 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| NewEdge Advisors, LLC | History | No change | 29,486 | 496 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Vanguard National Trust Co | History | No change | 29,200 | 491 | 0.03% | 0.03% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | No change | 21,311 | 358 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PFG Investments, LLC | History | No change | 18,218 | 306 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 19,150 | 294 | 0.0% | 0.0% | 21 | -750 | -3.77% | Q3 2026 | Oct 26, 2026 |
| Sanctuary Advisors, LLC | History | No change | 16,968 | 285 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MONTAG A & ASSOCIATES INC | History | No change | 8,500 | 130 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 6,896 | 116 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 3,093 | 52 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ROYAL BANK OF CANADA | History | No change | 3,000 | 51 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BFC Planning, Inc. | History | No change | 2,182 | 36 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| ST GERMAIN D J CO INC | History | No change | 1,459 | 24 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Whipplewood Advisors, LLC | History | Added to | 1,451 | 22 | 0.01% | 0.01% | 29 | +102 | 7.56% | Q3 2026 | Oct 20, 2026 |
| TRUST CO OF VERMONT | History | No change | 1,200 | 18 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| PFS Partners, LLC | History | No change | 1,141 | 17 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 850 | 14 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ulland Investment Advisors, LLC | History | No change | 700 | 11 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 590 | 9 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Salomon & Ludwin, LLC | History | No change | 365 | 5 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 182 | 2 | 0.0% | — | 36 | +182 | New | Q3 2026 | Oct 19, 2026 |
| FIFTH THIRD BANCORP | History | No change | 100 | 1 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |