Simplify Exchange Traded Funds - MTBA
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 5 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 2,271,430 | 114,502 | 0.03% | 0.03% | 1 | +153,793 | 7.26% | Q4 2025 | Feb 10, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 1,755,656 | 88,502 | 0.22% | 0.22% | 2 | +116,584 | 7.11% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,714,381 | 86,421 | 0.02% | 0.02% | 3 | -61,483 | -3.46% | Q4 2025 | Feb 13, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | Added to | 1,068,299 | 53,852 | 1.2% | 1.28% | 4 | +912 | 0.09% | Q4 2025 | Jan 27, 2026 |
| Edge Wealth Management LLC | History | Added to | 1,000,038 | 50,411 | 8.9% | 2.86% | 5 | +678,832 | 211.34% | Q4 2025 | Jan 12, 2026 |
| Hilton Capital Management, LLC | History | Added to | 841,350 | 42,412 | 3.19% | 3.41% | 6 | +4,855 | 0.58% | Q4 2025 | Feb 12, 2026 |
| Watchman Group, Inc. | History | Added to | 831,220 | 41,901 | 10.0% | 9.51% | 7 | +50,766 | 6.5% | Q4 2025 | Feb 06, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 609,058 | 30,702 | 0.74% | 0.75% | 8 | -4,212 | -0.69% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 561,544 | 28,307 | 0.01% | 0.01% | 9 | +7,056 | 1.27% | Q4 2025 | Feb 11, 2026 |
| Proficio Capital Partners LLC | History | Added to | 551,255 | 27,788 | 1.95% | 0.83% | 10 | +312,231 | 130.63% | Q4 2025 | Feb 12, 2026 |
| Tortoise Investment Management, LLC | History | Added to | 470,695 | 23,727 | 2.08% | 1.88% | 11 | +52,377 | 12.52% | Q4 2025 | Feb 06, 2026 |
| Aprio Wealth Management, LLC | History | Added to | 447,371 | 22,551 | 1.29% | 2.08% | 12 | +32,492 | 7.83% | Q4 2025 | Jan 29, 2026 |
| Convergence Financial, LLC | History | Added to | 392,856 | 19,803 | 2.89% | 2.49% | 13 | +64,038 | 19.48% | Q4 2025 | Feb 11, 2026 |
| PEAK FINANCIAL ADVISORS LLC | History | Added to | 374,576 | 18,882 | 8.48% | 7.21% | 14 | +75,983 | 25.45% | Q4 2025 | Jan 12, 2026 |
| CI INVESTMENTS INC. | History | Reduced | 359,459 | 18,120 | 0.08% | 0.08% | 15 | -60,400 | -14.39% | Q4 2025 | Feb 12, 2026 |
| Pekin Hardy Strauss, Inc. | History | Added to | 358,640 | 18,079 | 1.67% | 1.41% | 16 | +78,688 | 28.11% | Q4 2025 | Jan 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 351,358 | 17,736 | 0.02% | 0.02% | 17 | +59,985 | 20.59% | Q4 2025 | Jan 08, 2026 |
| Morling Financial Advisors, LLC | History | Added to | 338,739 | 17,075 | 5.37% | 5.2% | 18 | +26,408 | 8.46% | Q4 2025 | Feb 06, 2026 |
| HUTCHINSON CAPITAL MANAGEMENT/CA | History | Added to | 335,866 | 16,931 | 2.9% | 2.7% | 19 | +25,473 | 8.21% | Q4 2025 | Feb 09, 2026 |
| Tidal Investments LLC | History | New | 291,641 | 14,701 | 0.03% | — | 20 | +291,641 | New | Q4 2025 | Feb 13, 2026 |
| Horizon Investments, LLC | History | Added to | 282,872 | 14,188 | 0.18% | 0.18% | 21 | +4,195 | 1.51% | Q4 2025 | Feb 02, 2026 |
| BAR HARBOR WEALTH MANAGEMENT | History | Reduced | 273,170 | 13,770 | 0.8% | 0.93% | 22 | -35,968 | -11.63% | Q4 2025 | Jan 22, 2026 |
| L2 Asset Management, LLC | History | Added to | 272,554 | 13,739 | 1.84% | 1.93% | 23 | +7,112 | 2.68% | Q4 2025 | Feb 17, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 258,988 | 13,055 | 0.0% | 0.0% | 24 | -61,806 | -19.27% | Q4 2025 | Feb 10, 2026 |
| ROYAL BANK OF CANADA | History | New | 251,930 | 12,700 | 0.0% | — | 25 | +251,930 | New | Q4 2025 | Feb 17, 2026 |
| True Wealth Design, LLC | History | Added to | 250,465 | 12,625 | 3.7% | 3.33% | 26 | +34,081 | 15.75% | Q4 2025 | Jan 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 218,029 | 10,990 | 0.01% | 0.01% | 27 | +8,094 | 3.86% | Q4 2025 | Feb 12, 2026 |
| Ethos Financial Group, LLC | History | Added to | 190,293 | 9,592 | 0.71% | 0.56% | 28 | +48,290 | 34.01% | Q4 2025 | Jan 20, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 188,885 | 9,522 | 0.02% | 0.02% | 29 | -4,826 | -2.49% | Q4 2025 | Feb 11, 2026 |
| COMPASS CAPITAL CORP /MA/ /ADV | History | Added to | 165,590 | 8,366 | 3.22% | 2.86% | 30 | +35,720 | 27.5% | Q4 2025 | Feb 12, 2026 |
| Calamos Advisors LLC | History | Added to | 156,265 | 7,877 | 0.03% | 0.03% | 31 | +16,263 | 11.62% | Q4 2025 | Jan 29, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 153,478 | 7,736 | 0.04% | 0.04% | 32 | +24,635 | 19.12% | Q4 2025 | Jan 29, 2026 |
| Heck Capital Advisors, LLC | History | Reduced | 148,696 | 7,495 | 0.56% | 0.91% | 33 | -84,946 | -36.36% | Q4 2025 | Jan 16, 2026 |
| FIRST AMERICAN TRUST, FSB | History | Reduced | 145,345 | 7,326 | 0.5% | 0.54% | 34 | -3,151 | -2.12% | Q4 2025 | Feb 11, 2026 |
| NWAM LLC | History | Reduced | 142,072 | 7,191 | 0.4% | 0.39% | 35 | -660 | -0.46% | Q4 2025 | Feb 04, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 139,845 | 7,049 | 0.0% | 0.0% | 36 | -33,637 | -19.39% | Q4 2025 | Feb 11, 2026 |
| Family Manage LLC | History | Reduced | 134,569 | 6,783 | 0.86% | 1.35% | 37 | -60,599 | -31.05% | Q4 2025 | Feb 17, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 129,147 | 6,510 | 0.0% | 0.0% | 38 | +14,007 | 12.17% | Q4 2025 | Feb 12, 2026 |
| ABBINGTON INVESTMENT GROUP | History | Added to | 127,381 | 6,421 | 4.39% | 3.06% | 39 | +56,403 | 79.47% | Q4 2025 | Jan 26, 2026 |
| WealthPlan Investment Management, LLC | History | New | 116,419 | 5,868 | 0.37% | — | 40 | +116,419 | New | Q4 2025 | Feb 05, 2026 |
| Private Advisor Group, LLC | History | Added to | 104,174 | 5,251 | 0.02% | 0.02% | 41 | +3,601 | 3.58% | Q4 2025 | Feb 17, 2026 |
| Seneca House Advisors | History | Added to | 101,312 | 5,107 | 1.91% | 1.19% | 42 | +42,906 | 73.46% | Q4 2025 | Feb 17, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 89,502 | 4,511 | 0.02% | 0.02% | 43 | -7,292 | -7.53% | Q4 2025 | Feb 06, 2026 |
| Breakwater Capital Group | History | Added to | 85,919 | 4,331 | 0.6% | 0.51% | 44 | +17,287 | 25.19% | Q4 2025 | Jan 09, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 82,548 | 4,161 | 0.01% | 0.01% | 45 | +6,442 | 8.46% | Q4 2025 | Feb 02, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | New | 72,531 | 3,656 | 0.66% | — | 46 | +72,531 | New | Q4 2025 | Feb 06, 2026 |
| Narwhal Capital Management | History | Reduced | 72,068 | 3,632 | 0.26% | 0.31% | 47 | -9,811 | -11.98% | Q4 2025 | Jan 30, 2026 |
| Andina Capital Management, LLC | History | Reduced | 68,586 | 3,457 | 2.09% | 2.0% | 48 | -1,549 | -2.21% | Q4 2025 | Feb 12, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 65,183 | 3,286 | 0.1% | 0.08% | 49 | +15,518 | 31.25% | Q4 2025 | Feb 12, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 55,881 | 2,816 | 0.03% | 0.03% | 50 | -150 | -0.27% | Q4 2025 | Feb 02, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 55,650 | 2,805 | 0.02% | 0.02% | 51 | -3,264 | -5.54% | Q4 2025 | Feb 12, 2026 |
| Lifetime Wealth Management P.C. | History | New | 53,702 | 2,707 | 1.7% | — | 52 | +53,702 | New | Q4 2025 | Mar 25, 2026 |
| Anchor Investment Management, LLC | History | Added to | 52,162 | 2,629 | 0.21% | 0.21% | 53 | +2,167 | 4.33% | Q4 2025 | Feb 26, 2026 |
| Park Edge Advisors, LLC | History | Reduced | 51,863 | 2,614 | 0.59% | 1.54% | 54 | -81,006 | -60.97% | Q4 2025 | Jan 16, 2026 |
| Triad Investment Management | History | New | 51,809 | 2,611 | 2.64% | — | 55 | +51,809 | New | Q4 2025 | Jan 16, 2026 |
| FIRST MANHATTAN CO. LLC. | History | No change | 50,000 | 2,520 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| FIRST NATIONAL BANK SIOUX FALLS | History | Added to | 49,974 | 2,519 | 0.75% | 0.65% | 57 | +8,844 | 21.5% | Q4 2025 | Jan 30, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Added to | 49,075 | 2,473 | 0.77% | 0.81% | 58 | +1,080 | 2.25% | Q4 2025 | Jan 07, 2026 |
| Advisory Services Network, LLC | History | Added to | 46,103 | 2,324 | 0.03% | 0.03% | 59 | +3,003 | 6.97% | Q4 2025 | Feb 17, 2026 |
| Continuum Advisory, LLC | History | Reduced | 44,510 | 2,243 | 0.22% | 0.44% | 60 | -37,414 | -45.67% | Q4 2025 | Feb 11, 2026 |
| CITADEL ADVISORS LLC | History | New | 43,660 | 2,200 | 0.0% | — | 61 | +43,660 | New | Q4 2025 | Feb 17, 2026 |
| Beckerman Institutional, LLC | History | No change | 43,629 | 2,199 | 1.23% | 1.29% | 62 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Patten Group, Inc. | History | Added to | 39,536 | 1,993 | 0.37% | 0.33% | 63 | +5,835 | 17.31% | Q4 2025 | Jan 23, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 36,038 | 1,816 | 0.02% | 0.02% | 64 | +1,646 | 4.79% | Q4 2025 | Jan 29, 2026 |
| Citizens National Bank Trust Department | History | Added to | 31,749 | 1,600 | 0.28% | 0.25% | 65 | +4,376 | 15.99% | Q4 2025 | Jan 30, 2026 |
| MORGAN STANLEY | History | Added to | 31,362 | 1,580 | 0.0% | 0.0% | 66 | +15,226 | 94.36% | Q4 2025 | Feb 13, 2026 |
| HARMONY ASSET MANAGEMENT LLC | History | Reduced | 27,800 | 1,401 | 0.47% | 0.53% | 67 | -2,800 | -9.15% | Q4 2025 | Feb 06, 2026 |
| HighTower Advisors, LLC | History | Added to | 25,759 | 1,298 | 0.0% | 0.0% | 68 | +5,132 | 24.88% | Q4 2025 | Feb 06, 2026 |
| &PARTNERS | History | Reduced | 24,149 | 1,217 | 0.01% | 0.01% | 69 | -7,113 | -22.75% | Q4 2025 | Feb 17, 2026 |
| Longview Financial Advisors, Inc. | History | Added to | 24,063 | 1,213 | 0.82% | 0.85% | 70 | +279 | 1.17% | Q4 2025 | Feb 02, 2026 |
| Nautilus Advisors LLC | History | Added to | 23,187 | 1,168 | 0.76% | 0.66% | 71 | +3,593 | 18.34% | Q4 2025 | Jan 22, 2026 |
| SMITH, MOORE & CO. | History | Added to | 22,555 | 1,137 | 0.09% | 0.08% | 72 | +1,301 | 6.12% | Q4 2025 | Jan 23, 2026 |
| Sequoia Financial Advisors, LLC | History | Added to | 22,391 | 1,128 | 0.01% | 0.0% | 73 | +11,291 | 101.72% | Q4 2025 | Feb 03, 2026 |
| Crumly & Associates Inc. | History | New | 21,550 | 1,086 | 0.23% | — | 74 | +21,550 | New | Q4 2025 | Jan 14, 2026 |
| Knights of Columbus Asset Advisors LLC | History | No change | 19,463 | 981 | 0.06% | 0.06% | 75 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Legacy Wealth Advisors, LLC | History | New | 19,158 | 965 | 0.64% | — | 76 | +19,158 | New | Q4 2025 | Feb 17, 2026 |
| Cambridge Advisors Inc. | History | Added to | 19,143 | 964 | 0.18% | 0.16% | 77 | +2,476 | 14.86% | Q4 2025 | Jan 21, 2026 |
| GK Wealth Management LLC | History | Reduced | 18,992 | 957 | 0.63% | 0.73% | 78 | -747 | -3.78% | Q4 2025 | Jan 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 18,746 | 945 | 0.0% | 0.0% | 79 | +759 | 4.22% | Q4 2025 | Feb 17, 2026 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | New | 18,651 | 940 | 0.0% | — | 80 | +18,651 | New | Q4 2025 | Feb 13, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 17,942 | 904 | 0.03% | — | 81 | +17,942 | New | Q4 2025 | Feb 13, 2026 |
| Ancora Advisors LLC | History | No change | 17,000 | 856 | 0.02% | 0.02% | 82 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Venturi Wealth Management, LLC | History | Reduced | 15,348 | 773 | 0.03% | 0.04% | 83 | -529 | -3.33% | Q4 2025 | Jan 22, 2026 |
| Fort Sheridan Advisors LLC | History | Added to | 15,157 | 764 | 0.1% | 0.08% | 84 | +3,493 | 29.95% | Q4 2025 | Feb 10, 2026 |
| BOS Asset Management, LLC | History | No change | 14,730 | 742 | 0.2% | 0.21% | 85 | 0 | 0.0% | Q4 2025 | Jan 09, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 14,485 | 730 | 0.01% | 0.01% | 86 | +1,114 | 8.33% | Q4 2025 | Feb 12, 2026 |
| Tranquilli Financial Advisor LLC | History | Reduced | 13,636 | 687 | 0.4% | 0.41% | 87 | -214 | -1.55% | Q4 2025 | Jan 27, 2026 |
| Maridea Wealth Management LLC | History | Added to | 13,373 | 674 | 0.1% | 0.04% | 88 | +7,752 | 137.91% | Q4 2025 | Jan 08, 2026 |
| STEINBERGANNA WEALTH MANAGEMENT | History | Added to | 12,601 | 635 | 0.3% | 0.29% | 89 | +221 | 1.79% | Q4 2025 | Jan 26, 2026 |
| JANE STREET GROUP, LLC | History | New | 11,755 | 592 | 0.0% | — | 90 | +11,755 | New | Q4 2025 | Feb 12, 2026 |
| PFG Investments, LLC | History | Added to | 10,521 | 530 | 0.02% | 0.02% | 91 | +1,700 | 19.27% | Q4 2025 | Jan 26, 2026 |
| Focus Partners Wealth | History | New | 10,401 | 524 | 0.0% | — | 92 | +10,401 | New | Q4 2025 | Feb 13, 2026 |
| STRATEGY ASSET MANAGERS LLC | History | Added to | 10,377 | 523 | 0.09% | 0.09% | 93 | +903 | 9.53% | Q4 2025 | Feb 11, 2026 |
| NewEdge Advisors, LLC | History | Added to | 10,260 | 517 | 0.0% | 0.0% | 94 | +3,579 | 53.57% | Q4 2025 | Feb 18, 2026 |
| CIBC WORLD MARKET INC. | History | Reduced | 9,987 | 503 | 0.0% | 0.0% | 95 | -150 | -1.48% | Q4 2025 | Feb 10, 2026 |
| Mill Creek Capital Advisors, LLC | History | Reduced | 9,838 | 495 | 0.01% | 0.02% | 96 | -8,553 | -46.51% | Q4 2025 | Feb 13, 2026 |
| WealthPLAN Partners, LLC | History | New | 9,779 | 492 | 0.07% | — | 97 | +9,779 | New | Q4 2025 | Feb 12, 2026 |
| GFS Advisors, LLC | History | Added to | 9,460 | 476 | 0.06% | 0.04% | 98 | +2,750 | 40.98% | Q4 2025 | Feb 11, 2026 |
| Advocacy Wealth Management, LLC | History | Reduced | 8,322 | 419 | 0.02% | 0.02% | 99 | -342 | -3.95% | Q4 2025 | Feb 11, 2026 |
| HBK Sorce Advisory LLC | History | New | 8,084 | 407 | 0.01% | — | 100 | +8,084 | New | Q4 2025 | Feb 09, 2026 |
| ABLES, IANNONE, MOORE & ASSOCIATES, INC. | History | Added to | 8,090 | 407 | 0.22% | 0.12% | 101 | +3,860 | 91.25% | Q4 2025 | Jan 05, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 8,038 | 405 | 0.02% | 0.02% | 102 | +1,750 | 27.83% | Q4 2025 | Jan 28, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 7,266 | 366 | 0.0% | 0.0% | 103 | -446 | -5.78% | Q4 2025 | Feb 12, 2026 |
| Atlas Brown,Inc. | History | No change | 6,950 | 350 | 0.1% | 0.1% | 104 | 0 | 0.0% | Q4 2025 | Jan 09, 2026 |
| Ironsides Asset Advisors, LLC | History | Reduced | 6,898 | 347 | 0.09% | 0.09% | 105 | -370 | -5.09% | Q4 2025 | Feb 12, 2026 |
| Hegarty Advisors, LLC | History | New | 6,872 | 346 | 0.3% | — | 106 | +6,872 | New | Q4 2025 | Jan 29, 2026 |
| BAM Wealth Management, LLC | History | Added to | 6,720 | 338 | 0.24% | 0.17% | 107 | +2,386 | 55.05% | Q4 2025 | Jan 20, 2026 |
| MGO ONE SEVEN LLC | History | New | 6,665 | 335 | 0.01% | — | 108 | +6,665 | New | Q4 2025 | Feb 03, 2026 |
| Straight Path Wealth Management | History | No change | 6,440 | 324 | 0.09% | 0.09% | 109 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Lido Advisors, LLC | History | Added to | 6,372 | 320 | 0.0% | 0.0% | 111 | +21 | 0.33% | Q4 2025 | Feb 10, 2026 |
| COMERICA BANK | History | Reduced | 6,352 | 320 | 0.0% | 0.0% | 110 | -4 | -0.06% | Q4 2025 | Jan 29, 2026 |
| Magnolia Private Wealth, LLC | History | Added to | 6,226 | 313 | 0.22% | 0.23% | 112 | +9 | 0.14% | Q4 2025 | Feb 06, 2026 |
| Revisor Wealth Management LLC | History | New | 5,846 | 295 | 0.08% | — | 113 | +5,846 | New | Q4 2025 | Jan 27, 2026 |
| SFI Advisors, LLC | History | No change | 5,754 | 290 | 0.19% | 0.18% | 114 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Added to | 5,462 | 275 | 0.02% | 0.02% | 115 | +9 | 0.17% | Q4 2025 | Feb 10, 2026 |
| Wedmont Private Capital | History | No change | 5,349 | 270 | 0.01% | 0.01% | 116 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| Seelaus Asset Management LLC | History | Added to | 5,322 | 268 | 0.21% | 0.2% | 117 | +435 | 8.9% | Q4 2025 | Feb 04, 2026 |
| Sharp Wealth Advisory, LLC | History | Added to | 5,200 | 262 | 0.13% | 0.13% | 118 | +400 | 8.33% | Q4 2025 | Jan 16, 2026 |
| Vigilare Wealth Management | History | No change | 5,056 | 254 | 0.09% | 0.09% | 119 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Meridian Wealth Management, LLC | History | Reduced | 5,021 | 253 | 0.01% | 0.04% | 120 | -14,248 | -73.94% | Q4 2025 | Feb 04, 2026 |
| Mosley Wealth Management | History | New | 5,006 | 252 | 0.12% | — | 121 | +5,006 | New | Q4 2025 | Feb 12, 2026 |
| Vawter Financial, Ltd. | History | New | 4,975 | 250 | 0.11% | — | 122 | +4,975 | New | Q4 2025 | Feb 02, 2026 |
| WHITTIER TRUST CO | History | Added to | 4,947 | 249 | 0.0% | 0.0% | 123 | +4 | 0.08% | Q4 2025 | Jan 26, 2026 |
| Cetera Investment Advisers | History | Added to | 4,805 | 242 | 0.0% | 0.0% | 124 | +183 | 3.96% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 4,682 | 236 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Independent Advisor Alliance | History | New | 4,340 | 218 | 0.01% | — | 126 | +4,340 | New | Q4 2025 | Feb 04, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | New | 4,000 | 201 | 0.01% | — | 127 | +4,000 | New | Q4 2025 | Jan 26, 2026 |
| OneAscent Family Office, LLC | History | New | 3,998 | 201 | 0.14% | — | 128 | +3,998 | New | Q4 2025 | Feb 11, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 3,993 | 201 | 0.01% | — | 129 | +3,993 | New | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 3,750 | 189 | 0.0% | 0.0% | 130 | +2,750 | 275.0% | Q4 2025 | Mar 16, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 3,365 | 169 | 0.01% | 0.01% | 131 | +22 | 0.66% | Q4 2025 | Feb 06, 2026 |
| Arax Advisory Partners | History | New | 3,052 | 153 | 0.0% | — | 132 | +3,052 | New | Q4 2025 | Feb 13, 2026 |
| Strive Financial Group ,LLC | History | New | 2,769 | 139 | 0.07% | — | 133 | +2,769 | New | Q4 2025 | Feb 18, 2026 |
| AE Wealth Management LLC | History | Reduced | 2,661 | 134 | 0.0% | 0.0% | 134 | -1,985 | -42.72% | Q4 2025 | Jan 26, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 2,580 | 130 | 0.0% | 0.0% | 135 | +1,323 | 105.25% | Q4 2025 | Feb 09, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 1,789 | 90 | 0.0% | 0.0% | 136 | -1,346 | -42.93% | Q4 2025 | Jan 23, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 1,614 | 81 | 0.0% | 0.0% | 137 | -79 | -4.67% | Q4 2025 | Feb 06, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 58,910 | 75 | 0.0% | 0.06% | 138 | -5,179 | -8.08% | Q4 2025 | Feb 11, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,403 | 70 | 0.0% | — | 139 | +1,403 | New | Q4 2025 | Feb 13, 2026 |
| US BANCORP \DE\ | History | Added to | 1,208 | 60 | 0.0% | 0.0% | 140 | +655 | 118.44% | Q4 2025 | Jan 30, 2026 |
| Tradewinds Capital Management, LLC | History | New | 1,000 | 50 | 0.01% | — | 142 | +1,000 | New | Q4 2025 | Jan 14, 2026 |
| WEBSTER BANK, N. A. | History | No change | 1,000 | 50 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Colonial Trust Co / SC | History | No change | 1,000 | 50 | 0.01% | 0.01% | 143 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| BOKF, NA | History | No change | 745 | 37 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Investors Research Corp | History | No change | 446 | 22 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q4 2025 | Jan 06, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 284 | 14 | 0.0% | — | 146 | +284 | New | Q4 2025 | Feb 06, 2026 |
| AdvisorNet Financial, Inc | History | No change | 284 | 14 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| ORG Wealth Partners, LLC | History | No change | 285 | 14 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| IFC & Insurance Marketing, Inc. | History | New | 199 | 10 | 0.01% | — | 149 | +199 | New | Q4 2025 | Feb 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 174 | 8 | 0.0% | 0.0% | 150 | -203 | -53.85% | Q4 2025 | Feb 10, 2026 |
| IFP Advisors, Inc | History | New | 167 | 8 | 0.0% | — | 152 | +167 | New | Q4 2025 | Feb 06, 2026 |
| ASSETMARK, INC | History | Added to | 160 | 8 | 0.0% | — | 151 | +141 | 742.11% | Q4 2025 | Jan 23, 2026 |
| CWM, LLC | History | No change | 114 | 6 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| SIGNATUREFD, LLC | History | Added to | 101 | 5 | 0.0% | — | 154 | +100 | 10000.0% | Q4 2025 | Jan 20, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | New | 21 | 1 | 0.0% | — | 155 | +21 | New | Q4 2025 | Jan 20, 2026 |
| Northern Financial Advisors Inc | History | Closed out | 0 | 0 | — | 1.11% | — | -41,863 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -32,350 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Alpine Bank Wealth Management | History | Closed out | 0 | 0 | — | 0.15% | — | -21,414 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,980 | -100.0% | Q3 2025 | Nov 10, 2025 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.0% | — | -6,880 | -100.0% | Q3 2025 | Oct 27, 2025 |
| FIRST CITIZENS BANK & TRUST CO | History | Closed out | 0 | 0 | — | 0.01% | — | -6,707 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Brookstone Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -5,530 | -100.0% | Q3 2025 | Oct 15, 2025 |
| CIBC Private Wealth Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -192 | -100.0% | Q3 2025 | Nov 24, 2025 |
| BNP PARIBAS FINANCIAL MARKETS | History | Closed out | 0 | 0 | — | 0.0% | — | -85 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Hughes Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -65 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Archer Investment Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -22 | -100.0% | Q3 2025 | Nov 03, 2025 |
| FMR LLC | History | Closed out | 0 | 0 | — | — | — | -18 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Smartleaf Asset Management LLC | History | New | 12 | 0 | — | — | — | +12 | New | Q4 2025 | Feb 13, 2026 |