Virtus Convertible & Income Fund - NCV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 1,304,355 | 19,408 | 0.0% | 0.0% | 1 | +49,804 | 3.97% | Q1 2026 | May 15, 2026 |
| Congress Park Capital LLC | History | Added to | 802,324 | 11,938 | 3.67% | 3.33% | 2 | +67,187 | 9.14% | Q1 2026 | Apr 14, 2026 |
| Saba Capital Management, L.P. | History | Added to | 723,578 | 10,766 | 0.3% | 0.07% | 3 | +570,704 | 373.32% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 601,076 | 8,944 | 0.15% | 0.18% | 4 | -98,033 | -14.02% | Q1 2026 | May 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 417,402 | 6,210 | 0.05% | 0.04% | 5 | +79,454 | 23.51% | Q1 2026 | May 15, 2026 |
| Penserra Capital Management LLC | History | Reduced | 378,576 | 5,633 | 0.07% | 0.12% | 6 | -288,548 | -43.25% | Q1 2026 | May 11, 2026 |
| LPL Financial LLC | History | Added to | 370,347 | 5,510 | 0.0% | 0.0% | 7 | +675 | 0.18% | Q1 2026 | May 06, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 273,944 | 4,082 | 0.0% | 0.0% | 8 | +6,864 | 2.57% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 259,920 | 3,867 | 0.0% | 0.0% | 9 | -12,052 | -4.43% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Added to | 164,322 | 2,445 | 0.01% | 0.01% | 10 | +28,915 | 21.35% | Q1 2026 | Apr 24, 2026 |
| Summit Financial, LLC | History | Reduced | 123,998 | 1,845 | 0.02% | 0.03% | 11 | -269 | -0.22% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 98,503 | 1,465 | 0.0% | 0.0% | 12 | -11,399 | -10.37% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 89,852 | 1,337 | 0.0% | 0.0% | 13 | -203,848 | -69.41% | Q1 2026 | May 04, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 84,620 | 1,259 | 0.01% | 0.01% | 14 | -1,444 | -1.68% | Q1 2026 | Apr 07, 2026 |
| Wealth Care LLC | History | New | 68,299 | 1,016 | 0.9% | — | 15 | +68,299 | New | Q1 2026 | Apr 24, 2026 |
| CoreCap Advisors, LLC | History | Added to | 68,200 | 1,014 | 0.03% | 0.01% | 16 | +52,195 | 326.12% | Q1 2026 | Apr 07, 2026 |
| Invesco Ltd. | History | Reduced | 62,663 | 932 | 0.0% | 0.0% | 17 | -1,651 | -2.57% | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 49,322 | 733 | 0.0% | 0.0% | 18 | -157 | -0.32% | Q1 2026 | Apr 30, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 39,548 | 589 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 36,785 | 547 | 0.08% | 0.06% | 20 | +11,334 | 44.53% | Q1 2026 | May 11, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Added to | 36,738 | 546 | 0.02% | 0.02% | 21 | +10,403 | 39.5% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 34,092 | 507 | 0.0% | 0.0% | 22 | -3,047 | -8.2% | Q1 2026 | May 15, 2026 |
| Lido Advisors, LLC | History | No change | 31,729 | 472 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Pathstone Holdings, LLC | History | Added to | 31,460 | 468 | 0.0% | 0.0% | 24 | +9,290 | 41.9% | Q1 2026 | May 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 30,133 | 448 | 0.0% | 0.0% | 25 | -32,228 | -51.68% | Q1 2026 | May 15, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 29,312 | 436 | 0.0% | 0.02% | 26 | -114,124 | -79.56% | Q1 2026 | May 04, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 28,006 | 417 | 0.0% | 0.0% | 27 | -115 | -0.41% | Q1 2026 | Apr 30, 2026 |
| &PARTNERS | History | Added to | 27,347 | 406 | 0.0% | 0.0% | 28 | +5,724 | 26.47% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 27,249 | 405 | 0.0% | 0.0% | 29 | +5,948 | 27.92% | Q1 2026 | May 05, 2026 |
| Cetera Investment Advisers | History | Added to | 27,019 | 402 | 0.0% | 0.0% | 30 | +708 | 2.69% | Q1 2026 | May 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 26,730 | 397 | 0.0% | — | 31 | +26,730 | New | Q1 2026 | May 15, 2026 |
| Merit Financial Group, LLC | History | Reduced | 22,932 | 341 | 0.0% | 0.0% | 32 | -14 | -0.06% | Q1 2026 | Apr 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 21,358 | 317 | 0.0% | 0.0% | 33 | -3 | -0.01% | Q1 2026 | May 14, 2026 |
| Mariner, LLC | History | Reduced | 19,347 | 286 | 0.0% | 0.0% | 34 | -630 | -3.15% | Q1 2026 | May 13, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Reduced | 16,256 | 241 | 0.16% | 0.17% | 35 | -876 | -5.11% | Q1 2026 | May 07, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 14,584 | 217 | 0.08% | 0.22% | 36 | -31,902 | -68.63% | Q1 2026 | May 12, 2026 |
| E&G Advisors, LP | History | Reduced | 11,769 | 175 | 0.04% | 0.04% | 37 | -1,325 | -10.12% | Q1 2026 | Apr 21, 2026 |
| Everstar Asset Management, LLC | History | No change | 11,525 | 171 | 0.09% | 0.09% | 38 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Alteri Wealth LLC | History | Added to | 11,380 | 169 | 0.05% | 0.06% | 39 | +54 | 0.48% | Q1 2026 | May 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 8,404 | 127 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 6,027 | 89 | 0.0% | 0.0% | 41 | -438 | -6.77% | Q1 2026 | May 11, 2026 |
| CWM, LLC | History | Added to | 4,666 | 69 | 0.0% | 0.0% | 42 | +361 | 8.39% | Q1 2026 | May 14, 2026 |
| FIFTH THIRD BANCORP | History | New | 3,082 | 45 | 0.0% | — | 43 | +3,082 | New | Q1 2026 | May 01, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 2,579 | 38 | 0.0% | 0.0% | 44 | -405 | -13.57% | Q1 2026 | May 11, 2026 |
| TRUST CO OF VERMONT | History | No change | 1,631 | 24 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 1,320 | 19 | 0.0% | — | 47 | +1,320 | New | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 1,297 | 19 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| WPG Advisers, LLC | History | Added to | 1,128 | 16 | 0.01% | 0.01% | 48 | +51 | 4.74% | Q1 2026 | Apr 29, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 840 | 12 | 0.0% | 0.0% | 49 | +237 | 39.3% | Q1 2026 | May 01, 2026 |
| Financial Gravity Asset Management, Inc. | History | New | 793 | 11 | 0.0% | — | 51 | +793 | New | Q1 2026 | May 08, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 750 | 11 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| PEOPLES FINANCIAL SERVICES CORP. | History | No change | 707 | 10 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Western Wealth Management, LLC | History | New | 616 | 9 | 0.0% | — | 53 | +616 | New | Q1 2026 | May 19, 2026 |
| BlackRock, Inc. | History | New | 422 | 6 | 0.0% | — | 54 | +422 | New | Q1 2026 | May 13, 2026 |
| Allworth Financial LP | History | No change | 372 | 5 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Root Financial Partners, LLC | History | New | 161 | 2 | 0.0% | — | 57 | +161 | New | Q1 2026 | Apr 24, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Added to | 163 | 2 | 0.0% | 0.0% | 56 | +13 | 8.67% | Q1 2026 | Apr 06, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 75 | 1 | 0.0% | — | 58 | +70 | 1400.0% | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | No change | 68 | 1 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.89% | — | -174,319 | -100.0% | Q1 2026 | May 12, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -76,741 | -100.0% | Q1 2026 | May 15, 2026 |
| Logan Stone Capital, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -53,013 | -100.0% | Q1 2026 | May 15, 2026 |
| CHOREO, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,644 | -100.0% | Q1 2026 | May 12, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -31,336 | -100.0% | Q1 2026 | May 11, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,020 | -100.0% | Q1 2026 | May 05, 2026 |
| Closed-End Fund Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -11,835 | -100.0% | Q1 2026 | May 11, 2026 |
| Fortitude Family Office, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,500 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Kilter Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -852 | -100.0% | Q1 2026 | May 14, 2026 |
| Wealth Preservation Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -196 | -100.0% | Q1 2026 | May 15, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 4 | 0 | — | — | — | +4 | New | Q1 2026 | Apr 28, 2026 |
| FMR LLC | History | Added to | 2 | 0 | — | — | — | +1 | 100.0% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | No change | 57 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |