Virtus Convertible & Income Fund - NCV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,200,261 | 21,112 | 0.0% | 0.0% | 1 | -104,094 | -7.98% | Q2 2026 | Aug 13, 2026 |
| Congress Park Capital LLC | History | Added to | 813,039 | 14,301 | 3.86% | 3.67% | 2 | +10,715 | 1.34% | Q2 2026 | Jul 14, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 662,033 | 11,645 | 0.18% | 0.15% | 3 | +60,957 | 10.14% | Q2 2026 | Aug 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 517,653 | 9,105 | 0.06% | 0.05% | 4 | +100,251 | 24.02% | Q2 2026 | Aug 12, 2026 |
| Penserra Capital Management LLC | History | Added to | 393,601 | 6,923 | 0.05% | 0.07% | 5 | +15,025 | 3.97% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Added to | 387,995 | 6,824 | 0.0% | 0.0% | 6 | +17,648 | 4.77% | Q2 2026 | Aug 07, 2026 |
| Saba Capital Management, L.P. | History | Reduced | 336,482 | 5,918 | 0.15% | 0.3% | 7 | -387,096 | -53.5% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 305,024 | 5,365 | 0.0% | 0.0% | 8 | +215,172 | 239.47% | Q2 2026 | Sep 23, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 261,266 | 4,595 | 0.0% | 0.0% | 9 | -12,678 | -4.63% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 259,164 | 4,558 | 0.0% | 0.0% | 10 | -756 | -0.29% | Q2 2026 | Aug 14, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | New | 185,909 | 3,270 | 1.0% | — | 11 | +185,909 | New | Q2 2026 | Aug 10, 2026 |
| Summit Financial, LLC | History | Reduced | 120,157 | 2,113 | 0.02% | 0.02% | 12 | -3,841 | -3.1% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 106,675 | 1,876 | 0.0% | 0.0% | 13 | +8,172 | 8.3% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | Added to | 85,040 | 1,495 | 0.0% | 0.0% | 14 | +14,199 | 20.04% | Q2 2026 | Aug 12, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 82,281 | 1,447 | 0.01% | 0.01% | 15 | -2,339 | -2.76% | Q2 2026 | Jul 20, 2026 |
| CoreCap Advisors, LLC | History | Added to | 72,675 | 1,278 | 0.04% | 0.03% | 16 | +4,475 | 6.56% | Q2 2026 | Jul 06, 2026 |
| Invesco Ltd. | History | Added to | 65,455 | 1,151 | 0.0% | 0.0% | 17 | +2,792 | 4.46% | Q2 2026 | Aug 14, 2026 |
| Wealth Care LLC | History | Reduced | 62,340 | 1,096 | 0.89% | 0.9% | 18 | -5,959 | -8.72% | Q2 2026 | Jul 15, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 50,394 | 886 | 0.0% | 0.0% | 19 | +1,072 | 2.17% | Q2 2026 | Jul 28, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 41,663 | 732 | 0.09% | 0.08% | 20 | +4,878 | 13.26% | Q2 2026 | Aug 05, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 39,548 | 695 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CHOREO, LLC | History | New | 33,521 | 589 | 0.01% | — | 23 | +33,521 | New | Q2 2026 | Aug 04, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 33,460 | 589 | 0.0% | 0.0% | 22 | -632 | -1.85% | Q2 2026 | Aug 14, 2026 |
| Lido Advisors, LLC | History | No change | 31,729 | 558 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Cetera Investment Advisers | History | Added to | 30,837 | 542 | 0.0% | 0.0% | 25 | +3,818 | 14.13% | Q2 2026 | Aug 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 30,596 | 538 | 0.0% | 0.0% | 26 | +463 | 1.54% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 27,663 | 487 | 0.0% | 0.0% | 27 | -343 | -1.22% | Q2 2026 | Jul 27, 2026 |
| &PARTNERS | History | No change | 27,347 | 481 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Reduced | 26,014 | 457 | 0.0% | 0.0% | 29 | -1,235 | -4.53% | Q2 2026 | Aug 13, 2026 |
| Merit Financial Group, LLC | History | Reduced | 22,363 | 393 | 0.0% | 0.0% | 30 | -569 | -2.48% | Q2 2026 | Jul 20, 2026 |
| Mariner, LLC | History | Added to | 19,699 | 346 | 0.0% | 0.0% | 31 | +352 | 1.82% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 17,470 | 307 | 0.0% | 0.0% | 32 | -3,888 | -18.2% | Q2 2026 | Aug 14, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Reduced | 14,301 | 251 | 0.18% | 0.16% | 33 | -1,955 | -12.03% | Q2 2026 | Jul 07, 2026 |
| Everstar Asset Management, LLC | History | Added to | 14,025 | 242 | 0.12% | 0.09% | 34 | +2,500 | 21.69% | Q2 2026 | Aug 03, 2026 |
| E&G Advisors, LLC | History | Reduced | 11,749 | 206 | 0.04% | 0.04% | 35 | -20 | -0.17% | Q2 2026 | Jul 23, 2026 |
| Alteri Wealth LLC | History | No change | 11,380 | 200 | 0.06% | 0.05% | 36 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 10,712 | 188 | 0.06% | 0.08% | 37 | -3,872 | -26.55% | Q2 2026 | Jul 15, 2026 |
| Global Retirement Partners, LLC | History | New | 8,515 | 149 | 0.0% | — | 38 | +8,515 | New | Q2 2026 | Aug 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 6,131 | 107 | 0.0% | 0.0% | 39 | +104 | 1.73% | Q2 2026 | Aug 14, 2026 |
| CWM, LLC | History | No change | 4,666 | 69 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Clear Street Group Inc. | History | New | 3,189 | 56 | 0.0% | — | 41 | +3,189 | New | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 3,069 | 53 | 0.0% | 0.0% | 42 | -13 | -0.42% | Q2 2026 | Aug 05, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 2,437 | 42 | 0.0% | 0.0% | 43 | -142 | -5.51% | Q2 2026 | Aug 07, 2026 |
| TRUST CO OF VERMONT | History | New | 1,631 | 28 | 0.0% | — | 44 | +1,631 | New | Q2 2026 | Aug 07, 2026 |
| Institute for Wealth Management, LLC. | History | New | 1,529 | 26 | 0.0% | — | 46 | +1,529 | New | Q2 2026 | Jul 28, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 1,500 | 26 | 0.0% | — | 45 | +1,500 | New | Q2 2026 | Aug 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,320 | 23 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 1,037 | 18 | 0.0% | 0.0% | 48 | +962 | 1282.67% | Q2 2026 | Aug 13, 2026 |
| WPG Advisers, LLC | History | Reduced | 1,073 | 18 | 0.01% | 0.01% | 49 | -55 | -4.88% | Q2 2026 | Aug 05, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 840 | 14 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Financial Gravity Companies, Inc. | History | New | 793 | 13 | 0.0% | — | 52 | +793 | New | Q2 2026 | Aug 05, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 750 | 13 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| PEOPLES FINANCIAL SERVICES CORP. | History | No change | 707 | 12 | 0.01% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Financial Gravity Asset Management, Inc. | History | No change | 793 | 11 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Allworth Financial LP | History | No change | 372 | 6 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ASSETMARK, INC | History | Added to | 307 | 5 | 0.0% | — | 56 | +250 | 438.6% | Q2 2026 | Jul 30, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Added to | 175 | 3 | 0.0% | 0.0% | 57 | +12 | 7.36% | Q2 2026 | Jul 15, 2026 |
| Farther Finance Advisors, LLC | History | No change | 68 | 1 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. | History | No change | 93 | 1 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -164,322 | -100.0% | Q2 2026 | Jul 27, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -36,738 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Pathstone Holdings, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,460 | -100.0% | Q2 2026 | Aug 13, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,312 | -100.0% | Q2 2026 | Aug 10, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,730 | -100.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -422 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -161 | -100.0% | Q2 2026 | Jul 29, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q2 2026 | Aug 13, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |