Virtus Convertible & Income Fund - NCV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,254,551 | 19,006 | 0.0% | 0.0% | 1 | -118,910 | -8.66% | Q4 2025 | Feb 13, 2026 |
| Congress Park Capital LLC | History | Added to | 735,137 | 11,137 | 3.33% | 2.95% | 2 | +101,287 | 15.98% | Q4 2025 | Jan 14, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 699,109 | 10,591 | 0.18% | 0.17% | 3 | +41,631 | 6.33% | Q4 2025 | Feb 12, 2026 |
| Penserra Capital Management LLC | History | Added to | 667,124 | 10,106 | 0.12% | 0.11% | 4 | +45,726 | 7.36% | Q4 2025 | Feb 12, 2026 |
| LPL Financial LLC | History | Added to | 369,672 | 5,600 | 0.0% | 0.0% | 5 | +37,012 | 11.13% | Q4 2025 | Feb 11, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 337,948 | 5,119 | 0.04% | 0.02% | 6 | +139,536 | 70.33% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 293,700 | 4,449 | 0.0% | 0.0% | 7 | +201,817 | 219.65% | Q4 2025 | Feb 10, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 271,972 | 4,120 | 0.0% | 0.0% | 8 | +8,096 | 3.07% | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 267,080 | 4,049 | 0.0% | 0.0% | 9 | -30 | -0.01% | Q4 2025 | Feb 17, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | New | 174,319 | 2,640 | 0.89% | — | 10 | +174,319 | New | Q4 2025 | Feb 13, 2026 |
| Saba Capital Management, L.P. | History | Added to | 152,874 | 2,316 | 0.07% | 0.01% | 11 | +120,630 | 374.12% | Q4 2025 | Feb 17, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 143,436 | 2,173 | 0.02% | 0.02% | 12 | +7,655 | 5.64% | Q4 2025 | Feb 02, 2026 |
| Private Advisor Group, LLC | History | Added to | 135,407 | 2,051 | 0.01% | 0.01% | 13 | +17,305 | 14.65% | Q4 2025 | Feb 17, 2026 |
| Summit Financial, LLC | History | Reduced | 124,267 | 1,882 | 0.03% | 0.03% | 14 | -992 | -0.79% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 109,902 | 1,664 | 0.0% | 0.0% | 15 | +17,178 | 18.53% | Q4 2025 | Feb 17, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 86,064 | 1,304 | 0.01% | 0.01% | 16 | -1,398 | -1.6% | Q4 2025 | Jan 05, 2026 |
| NewEdge Advisors, LLC | History | Added to | 76,741 | 1,162 | 0.0% | 0.01% | 17 | +150 | 0.2% | Q4 2025 | Feb 18, 2026 |
| Invesco Ltd. | History | Reduced | 64,314 | 974 | 0.0% | 0.0% | 18 | -12 | -0.02% | Q4 2025 | Feb 19, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 62,361 | 944 | 0.0% | 0.0% | 19 | +39,558 | 173.48% | Q4 2025 | Feb 17, 2026 |
| Logan Stone Capital, LLC | History | Added to | 53,013 | 803 | 0.2% | 0.13% | 20 | +34,541 | 186.99% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 49,479 | 749 | 0.0% | 0.0% | 21 | +15,899 | 47.35% | Q4 2025 | Feb 13, 2026 |
| Shaker Financial Services, LLC | History | Added to | 46,486 | 704 | 0.22% | 0.18% | 22 | +12,167 | 35.45% | Q4 2025 | Jan 26, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 39,548 | 599 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| ROYAL BANK OF CANADA | History | New | 37,139 | 562 | 0.0% | — | 24 | +37,139 | New | Q4 2025 | Feb 17, 2026 |
| CHOREO, LLC | History | New | 32,644 | 501 | 0.01% | — | 25 | +32,644 | New | Q4 2025 | Jan 23, 2026 |
| Lido Advisors, LLC | History | No change | 31,729 | 475 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | No change | 31,336 | 474 | 0.19% | 0.25% | 27 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 28,121 | 426 | 0.0% | 0.0% | 28 | -970 | -3.33% | Q4 2025 | Feb 05, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 26,335 | 398 | 0.02% | — | 30 | +26,335 | New | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 26,311 | 398 | 0.0% | 0.0% | 29 | +4,292 | 19.49% | Q4 2025 | Feb 17, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 25,451 | 385 | 0.06% | 0.02% | 31 | +18,702 | 277.11% | Q4 2025 | Feb 09, 2026 |
| Merit Financial Group, LLC | History | Reduced | 22,946 | 347 | 0.0% | 0.0% | 32 | -518 | -2.21% | Q4 2025 | Jan 26, 2026 |
| Pathstone Holdings, LLC | History | New | 22,170 | 335 | 0.0% | — | 33 | +22,170 | New | Q4 2025 | Feb 13, 2026 |
| &PARTNERS | History | No change | 21,623 | 327 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 21,361 | 323 | 0.0% | 0.0% | 35 | -2,413 | -10.15% | Q4 2025 | Feb 18, 2026 |
| UBS Group AG | History | Added to | 21,301 | 322 | 0.0% | 0.0% | 36 | +1,052 | 5.2% | Q4 2025 | Jan 29, 2026 |
| Mariner, LLC | History | Reduced | 19,977 | 302 | 0.0% | 0.0% | 37 | -971 | -4.64% | Q4 2025 | Feb 13, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Added to | 17,132 | 259 | 0.17% | 0.18% | 38 | +120 | 0.71% | Q4 2025 | Jan 08, 2026 |
| CoreCap Advisors, LLC | History | Added to | 16,005 | 242 | 0.01% | 0.01% | 39 | +1,600 | 11.11% | Q4 2025 | Jan 13, 2026 |
| E&G Advisors, LP | History | Reduced | 13,094 | 198 | 0.04% | 0.05% | 40 | -550 | -4.03% | Q4 2025 | Jan 23, 2026 |
| HighTower Advisors, LLC | History | Reduced | 13,020 | 197 | 0.0% | 0.0% | 41 | -2,501 | -16.11% | Q4 2025 | Feb 06, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 11,835 | 179 | 0.11% | — | 42 | +11,835 | New | Q4 2025 | Feb 11, 2026 |
| Everstar Asset Management, LLC | History | No change | 11,525 | 174 | 0.09% | 0.1% | 43 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Alteri Wealth LLC | History | Added to | 11,326 | 171 | 0.06% | 0.05% | 44 | +946 | 9.11% | Q4 2025 | Feb 11, 2026 |
| Global Retirement Partners, LLC | History | Added to | 8,404 | 127 | 0.0% | 0.0% | 45 | +6,626 | 372.67% | Q4 2025 | Feb 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 6,465 | 97 | 0.0% | 0.0% | 46 | -7,652 | -54.2% | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | Added to | 4,305 | 65 | 0.0% | 0.0% | 47 | +17 | 0.4% | Q4 2025 | Jan 26, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 2,984 | 45 | 0.0% | — | 48 | +2,984 | New | Q4 2025 | Feb 13, 2026 |
| Fortitude Family Office, LLC | History | No change | 2,500 | 37 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| TRUST CO OF VERMONT | History | No change | 1,631 | 24 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| COMERICA BANK | History | Added to | 1,297 | 19 | 0.0% | 0.0% | 51 | +252 | 24.11% | Q4 2025 | Jan 29, 2026 |
| WPG Advisers, LLC | History | Reduced | 1,077 | 16 | 0.01% | 0.01% | 52 | -6 | -0.55% | Q4 2025 | Jan 28, 2026 |
| Kilter Group LLC | History | Reduced | 852 | 12 | 0.01% | 0.01% | 53 | -80 | -8.58% | Q4 2025 | Feb 13, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 750 | 11 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| PEOPLES FINANCIAL SERVICES CORP. | History | No change | 707 | 10 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 603 | 9 | 0.0% | — | 56 | +603 | New | Q4 2025 | Feb 03, 2026 |
| Allworth Financial LP | History | New | 372 | 5 | 0.0% | — | 57 | +372 | New | Q4 2025 | Feb 05, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Reduced | 150 | 2 | 0.0% | 0.0% | 59 | -50 | -25.0% | Q4 2025 | Jan 15, 2026 |
| Wealth Preservation Advisors, LLC | History | No change | 196 | 2 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Feb 23, 2026 |
| Farther Finance Advisors, LLC | History | No change | 68 | 1 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -63,250 | -100.0% | Q3 2025 | Nov 07, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,322 | -100.0% | Q3 2025 | Nov 14, 2025 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,428 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,002 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -356 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Rockefeller Capital Management L.P. | History | New | 5 | 0 | — | — | — | +5 | New | Q4 2025 | Mar 16, 2026 |
| FMR LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ASSETMARK, INC | History | No change | 57 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |