FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - NFTY
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Crumly & Associates Inc. | History | Added to | 190,433 | 11,106 | 2.33% | 2.3% | 1 | +5,994 | 3.25% | Q4 2025 | Jan 14, 2026 |
| Cetera Investment Advisers | History | Reduced | 147,685 | 8,613 | 0.01% | 0.01% | 2 | -2,493 | -1.66% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Reduced | 137,589 | 8,024 | 0.0% | 0.0% | 3 | -37,339 | -21.35% | Q4 2025 | Feb 11, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 118,992 | 6,939 | 0.16% | 0.01% | 4 | +107,945 | 977.14% | Q4 2025 | Feb 17, 2026 |
| StoneX Group Inc. | History | Reduced | 111,654 | 6,541 | 0.28% | 0.29% | 5 | -5,631 | -4.8% | Q4 2025 | Feb 12, 2026 |
| Archer Investment Corp | History | Reduced | 91,592 | 5,341 | 1.2% | 1.86% | 6 | -52,924 | -36.62% | Q4 2025 | Jan 30, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 90,771 | 5,293 | 0.13% | 0.19% | 7 | -43,130 | -32.21% | Q4 2025 | Jan 28, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 58,606 | 3,417 | 0.0% | 0.0% | 8 | +18,628 | 46.6% | Q4 2025 | Feb 17, 2026 |
| Purus Wealth Management, LLC | History | Added to | 37,476 | 2,185 | 0.68% | 0.68% | 9 | +32 | 0.09% | Q4 2025 | Jan 27, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 34,941 | 2,037 | 0.0% | 0.0% | 10 | -3,607 | -9.36% | Q4 2025 | Feb 18, 2026 |
| Merkkuri Wealth Advisors LLC | History | Added to | 34,495 | 2,011 | 1.37% | 1.41% | 11 | +421 | 1.24% | Q4 2025 | Jan 29, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 34,192 | 1,994 | 0.0% | 0.0% | 12 | -25,021 | -42.26% | Q4 2025 | Feb 12, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 31,092 | 1,813 | 0.02% | 0.03% | 13 | -2,700 | -7.99% | Q4 2025 | Jan 29, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Reduced | 28,088 | 1,638 | 0.51% | 0.62% | 14 | -4,388 | -13.51% | Q4 2025 | Jan 07, 2026 |
| Equitable Holdings, Inc. | History | Added to | 27,886 | 1,626 | 0.01% | 0.01% | 15 | +5,172 | 22.77% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 24,091 | 1,405 | 0.0% | 0.0% | 16 | +4,235 | 21.33% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 20,816 | 1,215 | 0.0% | 0.0% | 17 | -2,350 | -10.14% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 20,786 | 1,212 | 0.0% | 0.01% | 18 | -12,632 | -37.8% | Q4 2025 | Feb 05, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 19,868 | 1,159 | 0.04% | 0.08% | 19 | -13,236 | -39.98% | Q4 2025 | Feb 13, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 19,203 | 1,119 | 0.05% | 0.05% | 20 | +2,757 | 16.76% | Q4 2025 | Feb 13, 2026 |
| Clear Creek Financial Management, LLC | History | Added to | 19,034 | 1,110 | 0.09% | 0.09% | 21 | +278 | 1.48% | Q4 2025 | Jan 23, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 18,815 | 1,097 | 0.0% | 0.0% | 22 | +12,125 | 181.24% | Q4 2025 | Feb 17, 2026 |
| Ameritas Investment Partners, Inc. | History | Added to | 18,733 | 1,092 | 0.03% | 0.03% | 23 | +1,231 | 7.03% | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 17,959 | 1,047 | 0.0% | 0.0% | 24 | -7,261 | -28.79% | Q4 2025 | Feb 10, 2026 |
| Coppell Advisory Solutions LLC | History | Added to | 17,360 | 1,004 | 0.1% | 0.09% | 25 | +2,114 | 13.87% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 16,049 | 936 | 0.0% | 0.05% | 26 | -164,841 | -91.13% | Q4 2025 | Feb 13, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 15,156 | 883 | 0.63% | 0.64% | 27 | -169 | -1.1% | Q4 2025 | Jan 14, 2026 |
| CASTLEKEEP INVESTMENT ADVISORS LLC | History | No change | 12,495 | 728 | 0.33% | 0.33% | 28 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Moors & Cabot, Inc. | History | Added to | 12,396 | 722 | 0.03% | 0.03% | 29 | +172 | 1.41% | Q4 2025 | Feb 10, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 12,290 | 716 | 0.0% | 0.0% | 30 | -5,871 | -32.33% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 11,719 | 683 | 0.0% | 0.0% | 31 | -7,343 | -38.52% | Q4 2025 | Feb 12, 2026 |
| Prasad Wealth Partners, LLC | History | Reduced | 11,532 | 672 | 0.18% | 0.24% | 32 | -3,375 | -22.64% | Q4 2025 | Jan 27, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 7,850 | 457 | 0.01% | 0.01% | 33 | -1,903 | -19.51% | Q4 2025 | Feb 17, 2026 |
| Chesley Taft & Associates LLC | History | Added to | 7,700 | 449 | 0.02% | 0.01% | 34 | +2,000 | 35.09% | Q4 2025 | Jan 14, 2026 |
| Summit Financial, LLC | History | Added to | 7,646 | 445 | 0.01% | 0.01% | 35 | +269 | 3.65% | Q4 2025 | Feb 13, 2026 |
| Atlantic Union Bankshares Corp | History | Reduced | 6,575 | 383 | 0.01% | 0.01% | 36 | -75 | -1.13% | Q4 2025 | Feb 04, 2026 |
| Summit Wealth Partners, LLC | History | Reduced | 6,026 | 351 | 0.06% | 0.07% | 37 | -496 | -7.61% | Q4 2025 | Jan 27, 2026 |
| Triad Wealth Partners, LLC | History | New | 5,079 | 296 | 0.03% | — | 38 | +5,079 | New | Q4 2025 | Jan 22, 2026 |
| HighTower Advisors, LLC | History | Added to | 4,737 | 276 | 0.0% | 0.0% | 39 | +75 | 1.61% | Q4 2025 | Feb 06, 2026 |
| Merit Financial Group, LLC | History | Reduced | 4,633 | 270 | 0.0% | 0.01% | 40 | -10,122 | -68.6% | Q4 2025 | Jan 26, 2026 |
| Trilogy Capital Inc. | History | Reduced | 4,489 | 261 | 0.01% | 0.02% | 41 | -2,551 | -36.24% | Q4 2025 | Jan 22, 2026 |
| Gateway Wealth Partners, LLC | History | New | 4,057 | 236 | 0.03% | — | 42 | +4,057 | New | Q4 2025 | Feb 11, 2026 |
| Harvest Investment Services, LLC | History | Reduced | 4,019 | 234 | 0.04% | 0.06% | 43 | -1,358 | -25.26% | Q4 2025 | Feb 17, 2026 |
| Wagner Wealth Management, Corp | History | New | 3,819 | 222 | 0.22% | — | 44 | +3,819 | New | Q4 2025 | Feb 12, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 3,715 | 216 | 0.01% | 0.02% | 45 | -1,158 | -23.76% | Q4 2025 | Feb 05, 2026 |
| Western Wealth Management, LLC | History | New | 3,482 | 203 | 0.01% | — | 46 | +3,482 | New | Q4 2025 | Feb 05, 2026 |
| NewEdge Advisors, LLC | History | No change | 2,527 | 147 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| ROYAL BANK OF CANADA | History | New | 2,328 | 136 | 0.0% | — | 48 | +2,328 | New | Q4 2025 | Feb 17, 2026 |
| Migdal Insurance & Financial Holdings Ltd. | History | No change | 2,000 | 116 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Added to | 1,374 | 80 | 0.03% | 0.02% | 50 | +590 | 75.26% | Q4 2025 | Feb 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 1,204 | 70 | 0.0% | 0.0% | 51 | +51 | 4.42% | Q4 2025 | Feb 09, 2026 |
| MORGAN STANLEY | History | Reduced | 933 | 54 | 0.0% | 0.0% | 52 | -109 | -10.46% | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 920 | 53 | 0.0% | 0.0% | 53 | +753 | 450.9% | Q4 2025 | Mar 16, 2026 |
| Arax Advisory Partners | History | New | 884 | 51 | 0.0% | — | 54 | +884 | New | Q4 2025 | Feb 13, 2026 |
| CNB Bank | History | No change | 650 | 37 | 0.02% | 0.01% | 55 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Sound Income Strategies, LLC | History | New | 553 | 31 | 0.0% | — | 56 | +553 | New | Q4 2025 | Jan 21, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Added to | 389 | 22 | 0.01% | 0.01% | 57 | +40 | 11.46% | Q4 2025 | Feb 05, 2026 |
| Hanson & Doremus Investment Management | History | Added to | 327 | 19 | 0.0% | 0.0% | 58 | +4 | 1.24% | Q4 2025 | Jan 20, 2026 |
| CoreCap Advisors, LLC | History | No change | 342 | 19 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 246 | 14 | 0.0% | 0.0% | 60 | +41 | 20.0% | Q4 2025 | Feb 03, 2026 |
| REAP Financial Group, LLC | History | Added to | 226 | 13 | 0.0% | 0.0% | 61 | +2 | 0.89% | Q4 2025 | Feb 10, 2026 |
| UBS Group AG | History | Reduced | 216 | 12 | 0.0% | 0.0% | 62 | -1,229 | -85.05% | Q4 2025 | Jan 29, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 201 | 11 | 0.0% | — | 63 | +198 | 6600.0% | Q4 2025 | Feb 11, 2026 |
| Spire Wealth Management | History | Reduced | 100 | 5 | 0.0% | 0.0% | 64 | -100 | -50.0% | Q4 2025 | Jan 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 71 | 4 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 49 | 2 | 0.0% | 0.0% | 66 | -1 | -2.0% | Q4 2025 | Feb 13, 2026 |
| Belpointe Asset Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,535 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Financial Gravity Asset Management, Inc. | History | Reduced | 13 | 0 | — | 0.0% | — | -359 | -96.51% | Q4 2025 | Feb 13, 2026 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -109 | -100.0% | Q3 2025 | Nov 06, 2025 |
| GoalVest Advisory LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -76 | -100.0% | Q3 2025 | Oct 22, 2025 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | — | — | -16 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Legacy Wealth Managment, LLC/ID | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q3 2025 | Nov 12, 2025 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |