FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - NFTY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Crumly & Associates Inc. | History | Added to | 282,009 | 14,522 | 3.05% | 2.33% | 1 | +91,576 | 48.09% | Q1 2026 | Apr 02, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 155,409 | 8,003 | 0.0% | 0.0% | 2 | +96,803 | 165.18% | Q1 2026 | May 15, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 136,375 | 7,022 | 0.11% | 0.16% | 3 | +17,383 | 14.61% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Reduced | 133,934 | 6,897 | 0.01% | 0.01% | 4 | -13,751 | -9.31% | Q1 2026 | May 13, 2026 |
| LPL Financial LLC | History | Reduced | 115,680 | 5,957 | 0.0% | 0.0% | 5 | -21,909 | -15.92% | Q1 2026 | May 06, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 89,768 | 4,623 | 0.11% | 0.13% | 6 | -1,003 | -1.1% | Q1 2026 | May 04, 2026 |
| IHT Wealth Management, LLC | History | Added to | 55,209 | 2,842 | 0.07% | 0.01% | 7 | +47,359 | 603.3% | Q1 2026 | May 15, 2026 |
| Archer Investment Corp | History | Reduced | 50,967 | 2,624 | 0.56% | 1.2% | 8 | -40,625 | -44.35% | Q1 2026 | May 04, 2026 |
| Merkkuri Wealth Advisors LLC | History | Added to | 35,391 | 1,822 | 1.21% | 1.37% | 9 | +896 | 2.6% | Q1 2026 | Apr 21, 2026 |
| Purus Wealth Management, LLC | History | Reduced | 35,379 | 1,821 | 0.58% | 0.68% | 10 | -2,097 | -5.6% | Q1 2026 | Apr 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 34,222 | 1,762 | 0.0% | 0.0% | 11 | -719 | -2.06% | Q1 2026 | May 14, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Added to | 33,475 | 1,723 | 0.52% | 0.51% | 12 | +5,387 | 19.18% | Q1 2026 | Apr 06, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 26,625 | 1,552 | 0.01% | 0.01% | 13 | -1,261 | -4.52% | Q1 2026 | May 15, 2026 |
| StoneX Group Inc. | History | Reduced | 26,976 | 1,389 | 0.07% | 0.28% | 14 | -84,678 | -75.84% | Q1 2026 | May 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 22,638 | 1,166 | 0.0% | 0.0% | 15 | +1,852 | 8.91% | Q1 2026 | Apr 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 20,815 | 1,073 | 0.0% | 0.0% | 16 | -1 | -0.0% | Q1 2026 | May 15, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 20,053 | 1,032 | 0.05% | 0.05% | 17 | +850 | 4.43% | Q1 2026 | Jun 08, 2026 |
| Ameritas Investment Partners, Inc. | History | Added to | 19,304 | 994 | 0.03% | 0.03% | 18 | +571 | 3.05% | Q1 2026 | May 13, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 17,817 | 918 | 0.03% | 0.04% | 19 | -2,051 | -10.32% | Q1 2026 | May 15, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 15,045 | 774 | 0.55% | 0.63% | 20 | -111 | -0.73% | Q1 2026 | Apr 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 14,592 | 751 | 0.0% | 0.0% | 21 | -3,367 | -18.75% | Q1 2026 | May 04, 2026 |
| CASTLEKEEP INVESTMENT ADVISORS LLC | History | No change | 12,495 | 643 | 0.35% | 0.33% | 22 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Moors & Cabot, Inc. | History | No change | 12,396 | 638 | 0.03% | 0.03% | 23 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 12,253 | 626 | 0.0% | — | 24 | +12,253 | New | Q1 2026 | Apr 08, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 11,704 | 602 | 0.0% | 0.0% | 25 | -4,345 | -27.07% | Q1 2026 | Apr 30, 2026 |
| Prasad Wealth Partners, LLC | History | Reduced | 11,381 | 586 | 0.16% | 0.18% | 26 | -151 | -1.31% | Q1 2026 | Apr 27, 2026 |
| Clear Creek Financial Management, LLC | History | Reduced | 8,746 | 450 | 0.03% | 0.09% | 27 | -10,288 | -54.05% | Q1 2026 | Apr 22, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 8,576 | 441 | 0.02% | 0.03% | 29 | +4,519 | 111.39% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 8,570 | 441 | 0.0% | 0.0% | 28 | -3,149 | -26.87% | Q1 2026 | Apr 27, 2026 |
| Summit Financial, LLC | History | Reduced | 7,368 | 379 | 0.0% | 0.01% | 30 | -278 | -3.64% | Q1 2026 | May 15, 2026 |
| Atlantic Union Bankshares Corp | History | Reduced | 6,550 | 337 | 0.01% | 0.01% | 31 | -25 | -0.38% | Q1 2026 | May 12, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 5,651 | 291 | 0.0% | 0.0% | 32 | -18,440 | -76.54% | Q1 2026 | May 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 5,455 | 280 | 0.0% | 0.0% | 33 | -6,835 | -55.61% | Q1 2026 | Jul 17, 2026 |
| Summit Wealth Partners, LLC | History | Reduced | 5,418 | 279 | 0.04% | 0.06% | 34 | -608 | -10.09% | Q1 2026 | Apr 17, 2026 |
| Triad Wealth Partners, LLC | History | Reduced | 4,091 | 210 | 0.02% | 0.03% | 35 | -988 | -19.45% | Q1 2026 | Apr 16, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 3,602 | 185 | 0.0% | 0.0% | 36 | +3,401 | 1692.04% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Added to | 2,563 | 131 | 0.0% | 0.0% | 37 | +2,347 | 1086.57% | Q1 2026 | May 05, 2026 |
| ROYAL BANK OF CANADA | History | No change | 2,328 | 120 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Migdal Insurance & Financial Holdings Ltd. | History | No change | 2,000 | 102 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 1,374 | 70 | 0.02% | 0.03% | 40 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 1,342 | 69 | 0.0% | 0.0% | 41 | -1,185 | -46.89% | Q1 2026 | Jun 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 1,302 | 67 | 0.0% | 0.0% | 42 | +98 | 8.14% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 1,123 | 57 | 0.0% | 0.0% | 43 | +203 | 22.07% | Q1 2026 | May 14, 2026 |
| Arax Advisory Partners | History | No change | 884 | 45 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 866 | 44 | 0.01% | — | 45 | +866 | New | Q1 2026 | May 08, 2026 |
| CNB Bank | History | No change | 650 | 33 | 0.01% | 0.02% | 46 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 389 | 22 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 416 | 21 | 0.0% | 0.0% | 48 | -137 | -24.77% | Q1 2026 | Apr 27, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 360 | 18 | 0.0% | 0.0% | 49 | +114 | 46.34% | Q1 2026 | Apr 27, 2026 |
| MORGAN STANLEY | History | Reduced | 336 | 17 | 0.0% | 0.0% | 50 | -597 | -63.99% | Q1 2026 | May 15, 2026 |
| Hanson & Doremus Investment Management | History | Added to | 329 | 17 | 0.0% | 0.0% | 51 | +2 | 0.61% | Q1 2026 | Apr 17, 2026 |
| CoreCap Advisors, LLC | History | No change | 342 | 17 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| REAP Financial Group, LLC | History | Added to | 228 | 11 | 0.0% | 0.0% | 53 | +2 | 0.88% | Q1 2026 | May 11, 2026 |
| Spire Wealth Management | History | No change | 100 | 5 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 73 | 3 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 21 | 1 | 0.0% | 0.0% | 57 | -50 | -70.42% | Q1 2026 | May 08, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 32 | 1 | 0.0% | 0.0% | 56 | -17 | -34.69% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,192 | -100.0% | Q1 2026 | May 12, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -31,092 | -100.0% | Q1 2026 | Apr 20, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,815 | -100.0% | Q1 2026 | May 15, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -17,360 | -100.0% | Q1 2026 | May 15, 2026 |
| Chesley Taft & Associates LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,700 | -100.0% | Q1 2026 | Apr 13, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,737 | -100.0% | Q1 2026 | May 05, 2026 |
| Merit Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,633 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Trilogy Capital Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -4,489 | -100.0% | Q1 2026 | Apr 21, 2026 |
| Harvest Investment Services, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -4,019 | -100.0% | Q1 2026 | May 14, 2026 |
| Wagner Wealth Management, Corp | History | Closed out | 0 | 0 | — | 0.22% | — | -3,819 | -100.0% | Q1 2026 | May 05, 2026 |
| Cornerstone Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,715 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Western Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,482 | -100.0% | Q1 2026 | Jun 18, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Jul 08, 2026 |
| Financial Gravity Asset Management, Inc. | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |