FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - NFTY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 111,130 | 5,978 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 106,330 | 5,720 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 85,514 | 4,600 | 0.09% | 0.09% | 3 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 69,783 | 3,754 | 0.15% | 0.15% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Crumly & Associates Inc. | History | Reduced | 71,637 | 3,653 | 0.65% | 3.02% | 5 | -221,605 | -75.57% | Q3 2026 | Oct 07, 2026 |
| Cetera Investment Advisers | History | No change | 60,081 | 3,232 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 59,122 | 3,180 | 0.05% | 0.05% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IHT Wealth Management, LLC | History | No change | 53,888 | 2,898 | 0.06% | 0.06% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Merkkuri Wealth Advisors LLC | History | Added to | 45,218 | 2,305 | 1.41% | 1.44% | 9 | +1,994 | 4.61% | Q3 2026 | Nov 03, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 30,606 | 1,646 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Added to | 25,770 | 1,314 | 0.35% | 0.34% | 11 | +1,330 | 5.44% | Q3 2026 | Oct 02, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 21,826 | 1,174 | 0.03% | 0.03% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 22,602 | 1,153 | 0.0% | 0.0% | 13 | -2,157 | -8.71% | Q3 2026 | Nov 02, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 20,316 | 1,092 | 0.04% | 0.04% | 14 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 17,697 | 953 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 14,784 | 753 | 0.45% | 0.48% | 16 | -150 | -1.0% | Q3 2026 | Oct 20, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 14,813 | 734 | 0.0% | 0.0% | 17 | +228 | 1.56% | Q3 2026 | Oct 13, 2026 |
| Equitable Holdings, Inc. | History | No change | 12,943 | 696 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| CASTLEKEEP INVESTMENT ADVISORS LLC | History | No change | 12,495 | 672 | 0.34% | 0.34% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Prasad Wealth Partners, LLC | History | No change | 11,136 | 599 | 0.14% | 0.14% | 20 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 10,040 | 540 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Moors & Cabot, Inc. | History | No change | 8,447 | 454 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Summit Financial, LLC | History | No change | 7,081 | 380 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 6,550 | 352 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Summit Wealth Partners, LLC | History | No change | 5,735 | 308 | 0.04% | 0.04% | 25 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| JANE STREET GROUP, LLC | History | No change | 4,455 | 239 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HRT FINANCIAL LP | History | No change | 4,401 | 236 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 4,566 | 232 | 0.0% | 0.0% | 28 | -2,970 | -39.41% | Q3 2026 | Nov 02, 2026 |
| UBS Group AG | History | No change | 2,794 | 150 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 2,220 | 119 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Migdal Insurance & Financial Holdings Ltd. | History | No change | 2,000 | 107 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| NewEdge Advisors, LLC | History | No change | 1,342 | 72 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 1,374 | 70 | 0.02% | 0.02% | 33 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,208 | 64 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1,123 | 60 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | No change | 680 | 36 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CNB Bank | History | No change | 650 | 34 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MORGAN STANLEY | History | No change | 333 | 17 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Hanson & Doremus Investment Management | History | No change | 329 | 17 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| CoreCap Advisors, LLC | History | No change | 342 | 17 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| REAP Financial Group, LLC | History | No change | 228 | 11 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 167 | 8 | 0.0% | 0.0% | 42 | -86 | -33.99% | Q3 2026 | Oct 21, 2026 |
| Spire Wealth Management | History | No change | 100 | 5 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 73 | 3 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 40 | 2 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| IFG Advisory, LLC | History | No change | 50 | 2 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CX Institutional | History | New | 11 | 1 | 0.0% | — | 49 | +11 | New | Q3 2026 | Oct 02, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 31 | 1 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 21 | 1 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Archer Investment Corp | History | Reduced | 1 | 0 | — | 0.48% | — | -45,097 | -100.0% | Q3 2026 | Nov 05, 2026 |
| Purus Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.45% | — | -30,497 | -100.0% | Q3 2026 | Oct 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,619 | -100.0% | Q3 2026 | Nov 02, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -251 | -100.0% | Q3 2026 | Oct 29, 2026 |
| SIMPLEX TRADING, LLC | History | New | 10 | 0 | — | — | — | +10 | New | Q3 2026 | Nov 04, 2026 |