Neuberger High Yield Strategies Fund Inc. - NHS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 659,132 | 4,271 | 0.0% | 0.0% | 1 | +106,900 | 19.36% | Q1 2026 | May 15, 2026 |
| Cable Car Capital, LP | History | New | 550,000 | 3,564 | 1.23% | — | 2 | +550,000 | New | Q1 2026 | May 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 533,514 | 3,457 | 0.03% | 0.03% | 3 | -34,429 | -6.06% | Q1 2026 | May 15, 2026 |
| Quarry LP | History | New | 487,328 | 3,157 | 0.57% | — | 5 | +487,328 | New | Q1 2026 | May 15, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | New | 487,326 | 3,157 | 0.04% | — | 4 | +487,326 | New | Q1 2026 | May 15, 2026 |
| Alpine Global Management, LLC | History | New | 481,027 | 3,117 | 0.47% | — | 6 | +481,027 | New | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 480,585 | 3,114 | 0.0% | 0.0% | 7 | -34,648 | -6.72% | Q1 2026 | May 06, 2026 |
| GraniteShares Advisors LLC | History | Reduced | 341,497 | 2,212 | 1.59% | 1.72% | 8 | -39,083 | -10.27% | Q1 2026 | Apr 23, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | New | 305,274 | 1,978 | 0.04% | — | 9 | +305,274 | New | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 266,314 | 1,725 | 0.0% | 0.0% | 10 | +11,518 | 4.52% | Q1 2026 | May 11, 2026 |
| Invesco Ltd. | History | Reduced | 242,969 | 1,574 | 0.0% | 0.0% | 11 | -31,993 | -11.64% | Q1 2026 | May 12, 2026 |
| JPMORGAN CHASE & CO | History | New | 190,000 | 1,197 | 0.0% | — | 12 | +190,000 | New | Q1 2026 | May 13, 2026 |
| Uncommon Cents Investing LLC | History | Added to | 181,162 | 1,173 | 0.27% | 0.32% | 13 | +1,250 | 0.69% | Q1 2026 | Apr 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 172,924 | 1,120 | 0.0% | 0.0% | 14 | +143,250 | 482.75% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 169,301 | 1,097 | 0.02% | 0.02% | 15 | +59,659 | 54.41% | Q1 2026 | May 15, 2026 |
| Yakira Capital Management, Inc. | History | New | 104,209 | 675 | 0.2% | — | 16 | +104,209 | New | Q1 2026 | May 14, 2026 |
| Bramshill Investments, LLC | History | Reduced | 99,103 | 642 | 0.06% | 0.04% | 17 | -705 | -0.71% | Q1 2026 | May 15, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 96,287 | 623 | 0.36% | 0.41% | 18 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 89,622 | 580 | 0.0% | 0.0% | 19 | +34,592 | 62.86% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 85,676 | 555 | 0.0% | 0.0% | 20 | +11,382 | 15.32% | Q1 2026 | May 15, 2026 |
| Equitable Holdings, Inc. | History | No change | 46,000 | 342 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 48,654 | 315 | 0.0% | — | 22 | +48,654 | New | Q1 2026 | May 05, 2026 |
| Total Wealth Planning & Management, Inc. | History | Added to | 47,760 | 309 | 0.23% | 0.25% | 23 | +2,439 | 5.38% | Q1 2026 | May 05, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 47,010 | 304 | 0.0% | 0.0% | 24 | +4,662 | 11.01% | Q1 2026 | May 12, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 45,965 | 297 | 0.0% | 0.01% | 25 | +831 | 1.84% | Q1 2026 | Apr 22, 2026 |
| Marex Group plc | History | New | 45,000 | 291 | 0.0% | — | 26 | +45,000 | New | Q1 2026 | May 13, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 39,913 | 258 | 0.03% | 0.03% | 27 | -2,396 | -5.66% | Q1 2026 | Apr 15, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | New | 32,993 | 214 | 0.09% | — | 28 | +32,993 | New | Q1 2026 | May 11, 2026 |
| HighTower Advisors, LLC | History | Added to | 30,622 | 198 | 0.0% | 0.0% | 29 | +22 | 0.07% | Q1 2026 | May 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 26,551 | 172 | 0.0% | 0.0% | 30 | -1,531 | -5.45% | Q1 2026 | Apr 27, 2026 |
| NOMURA HOLDINGS INC | History | New | 25,000 | 162 | 0.0% | — | 32 | +25,000 | New | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 25,054 | 162 | 0.0% | 0.0% | 31 | +3,437 | 15.9% | Q1 2026 | May 05, 2026 |
| AlphaCore Capital LLC | History | No change | 24,000 | 155 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Reduced | 22,660 | 146 | 0.0% | 0.0% | 34 | -14,223 | -38.56% | Q1 2026 | May 13, 2026 |
| MRA Advisory Group | History | Added to | 18,502 | 119 | 0.05% | 0.06% | 35 | +434 | 2.4% | Q1 2026 | Apr 22, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 16,000 | 103 | 0.01% | — | 36 | +16,000 | New | Q1 2026 | Apr 13, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 13,895 | 90 | 0.0% | 0.0% | 37 | -117 | -0.83% | Q1 2026 | May 15, 2026 |
| Integrity Advisory Solutions, LLC | History | Added to | 13,380 | 86 | 0.01% | 0.01% | 38 | +2,460 | 22.53% | Q1 2026 | May 11, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 13,244 | 85 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 12,519 | 81 | 0.0% | 0.0% | 40 | -213 | -1.67% | Q1 2026 | Apr 17, 2026 |
| CURA WEALTH ADVISORS, LLC | History | No change | 12,282 | 79 | 0.04% | 0.03% | 41 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| BAILARD, INC. | History | No change | 10,839 | 70 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 10,595 | 69 | 0.0% | — | 43 | +10,595 | New | Q1 2026 | Apr 30, 2026 |
| NewEdge Advisors, LLC | History | No change | 41,994 | 41 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 2,940 | 21 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| CWM, LLC | History | Reduced | 2,779 | 18 | 0.0% | 0.0% | 46 | -81 | -2.83% | Q1 2026 | May 14, 2026 |
| FIFTH THIRD BANCORP | History | New | 2,732 | 17 | 0.0% | — | 47 | +2,732 | New | Q1 2026 | May 01, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 1,500 | 9 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 772 | 5 | 0.0% | 0.0% | 49 | +29 | 3.9% | Q1 2026 | Apr 07, 2026 |
| Community Financial Services Group, LLC | History | New | 470 | 3 | 0.0% | — | 50 | +470 | New | Q1 2026 | Apr 08, 2026 |
| Western Wealth Management, LLC | History | New | 414 | 2 | 0.0% | — | 52 | +414 | New | Q1 2026 | May 19, 2026 |
| Allworth Financial LP | History | No change | 400 | 2 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 281 | 1 | 0.0% | 0.0% | 53 | -219 | -43.8% | Q1 2026 | May 07, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.04% | — | -222,776 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -54,000 | -100.0% | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,728 | -100.0% | Q1 2026 | Apr 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,117 | -100.0% | Q1 2026 | Apr 08, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,207 | -100.0% | Q1 2026 | May 12, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -822 | -100.0% | Q1 2026 | May 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 50 | 0 | — | — | — | +50 | New | Q1 2026 | May 15, 2026 |