Nuveen Multi-Asset Income Fund - NMAI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | History | Reduced | 1,061,064 | 13,157 | 0.05% | 0.06% | 1 | -162,959 | -13.31% | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | Added to | 987,703 | 12,247 | 0.0% | 0.0% | 2 | +94,596 | 10.59% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 671,354 | 8,324 | 0.0% | 0.0% | 3 | -10,150 | -1.49% | Q1 2026 | May 05, 2026 |
| Penserra Capital Management LLC | History | Reduced | 540,293 | 6,699 | 0.08% | 0.15% | 4 | -446,691 | -45.26% | Q1 2026 | May 11, 2026 |
| LPL Financial LLC | History | Added to | 423,921 | 5,256 | 0.0% | 0.0% | 5 | +30,794 | 7.83% | Q1 2026 | May 06, 2026 |
| Heron Bay Capital Management | History | Reduced | 287,763 | 3,568 | 0.33% | 0.72% | 6 | -12 | -0.0% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 240,191 | 2,978 | 0.0% | 0.0% | 7 | +45,075 | 23.1% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 235,038 | 2,914 | 0.05% | 0.01% | 8 | +170,951 | 266.75% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 217,083 | 2,691 | 0.0% | 0.0% | 9 | +15,927 | 7.92% | Q1 2026 | May 12, 2026 |
| Cetera Investment Advisers | History | Added to | 138,811 | 1,721 | 0.0% | 0.0% | 10 | +41,566 | 42.74% | Q1 2026 | May 13, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 131,230 | 1,627 | 0.01% | 0.01% | 11 | +730 | 0.56% | Q1 2026 | May 05, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 112,821 | 1,398 | 0.0% | 0.0% | 12 | +5,708 | 5.33% | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 87,162 | 1,080 | 0.0% | 0.0% | 13 | +17,407 | 24.95% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 83,905 | 1,040 | 0.0% | 0.0% | 14 | +4,263 | 5.35% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 79,840 | 990 | 0.0% | 0.0% | 15 | +14,246 | 21.72% | Q1 2026 | May 15, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 62,830 | 779 | 0.79% | 0.44% | 16 | +6,038 | 10.63% | Q1 2026 | May 11, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 58,809 | 729 | 0.0% | 0.0% | 17 | +37,400 | 174.69% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 58,757 | 728 | 0.0% | 0.0% | 18 | -5,349 | -8.34% | Q1 2026 | May 14, 2026 |
| Calamos Advisors LLC | History | Added to | 57,914 | 718 | 0.0% | 0.0% | 19 | +6,895 | 13.51% | Q1 2026 | May 04, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 56,962 | 706 | 0.04% | 0.04% | 20 | -619 | -1.08% | Q1 2026 | Apr 16, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 54,229 | 672 | 0.0% | 0.0% | 21 | +324 | 0.6% | Q1 2026 | Apr 30, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 50,441 | 625 | 0.02% | 0.01% | 23 | +21,960 | 77.1% | Q1 2026 | May 13, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 51,877 | 625 | 0.0% | 0.0% | 22 | +2,655 | 5.39% | Q1 2026 | May 13, 2026 |
| PMG Family Office LLC | History | Added to | 45,926 | 574 | 0.64% | 0.67% | 24 | +1,705 | 3.86% | Q1 2026 | Apr 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 44,447 | 551 | 0.0% | — | 25 | +44,447 | New | Q1 2026 | May 04, 2026 |
| HUB Investment Partners, LLC | History | New | 43,952 | 545 | 0.01% | — | 26 | +43,952 | New | Q1 2026 | May 15, 2026 |
| NWF Advisory Services Inc. | History | Added to | 43,561 | 540 | 0.06% | 0.06% | 27 | +3,200 | 7.93% | Q1 2026 | May 04, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 42,232 | 524 | 0.18% | 0.63% | 28 | -109,178 | -72.11% | Q1 2026 | May 12, 2026 |
| Private Advisor Group, LLC | History | Added to | 40,756 | 505 | 0.0% | 0.0% | 29 | +8,231 | 25.31% | Q1 2026 | Apr 24, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 39,406 | 489 | 0.0% | 0.0% | 30 | -736 | -1.83% | Q1 2026 | Apr 22, 2026 |
| Advisory Services Network, LLC | History | Added to | 38,774 | 480 | 0.01% | 0.0% | 31 | +20,779 | 115.47% | Q1 2026 | May 15, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 31,501 | 390 | 0.06% | 0.07% | 32 | -6,280 | -16.62% | Q1 2026 | May 11, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 30,000 | 372 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 29,597 | 367 | 0.0% | 0.0% | 34 | +5,830 | 24.53% | Q1 2026 | Apr 27, 2026 |
| Invesco Ltd. | History | Added to | 28,274 | 350 | 0.0% | 0.0% | 35 | +13,838 | 95.86% | Q1 2026 | May 12, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | No change | 27,479 | 340 | 0.07% | 0.08% | 36 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 27,305 | 338 | 0.19% | 0.21% | 37 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| HRT FINANCIAL LP | History | New | 26,210 | 325 | 0.0% | — | 38 | +26,210 | New | Q1 2026 | May 14, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 25,897 | 321 | 0.0% | 0.02% | 39 | -156,713 | -85.82% | Q1 2026 | May 04, 2026 |
| HighTower Advisors, LLC | History | No change | 25,828 | 320 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Fortitude Advisory Group L.L.C. | History | No change | 22,618 | 280 | 0.13% | 0.12% | 41 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 21,780 | 270 | 0.0% | 0.0% | 42 | +3,642 | 20.08% | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 20,469 | 257 | 0.02% | 0.02% | 43 | -38 | -0.19% | Q1 2026 | May 01, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 17,128 | 212 | 0.0% | 0.0% | 45 | +11,887 | 226.81% | Q1 2026 | Apr 30, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 17,164 | 212 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 16,209 | 200 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | New | 13,604 | 168 | 0.0% | — | 47 | +13,604 | New | Q1 2026 | Apr 20, 2026 |
| Merit Financial Group, LLC | History | Reduced | 12,679 | 157 | 0.0% | 0.0% | 48 | -29 | -0.23% | Q1 2026 | Apr 15, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 11,840 | 146 | 0.0% | 0.0% | 49 | +1,563 | 15.21% | Q1 2026 | May 12, 2026 |
| Waverly Advisors, LLC | History | New | 10,723 | 132 | 0.0% | — | 50 | +10,723 | New | Q1 2026 | May 15, 2026 |
| Advisor OS, LLC | History | No change | 10,389 | 128 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| MAI Capital Management | History | Added to | 5,175 | 64 | 0.0% | 0.0% | 52 | +2,537 | 96.17% | Q1 2026 | May 15, 2026 |
| Towne Trust Company, N.A | History | No change | 4,100 | 50 | 0.02% | 0.02% | 53 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| COMERICA BANK | History | No change | 3,289 | 42 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 3,286 | 40 | 0.0% | — | 55 | +3,286 | New | Q1 2026 | May 01, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 3,051 | 37 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 2,684 | 33 | 0.0% | 0.0% | 57 | +169 | 6.72% | Q1 2026 | May 08, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 2,504 | 31 | 0.0% | — | 58 | +2,504 | New | Q1 2026 | May 07, 2026 |
| Sound Income Strategies, LLC | History | No change | 1,905 | 24 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| N.E.W. Advisory Services LLC | History | Added to | 1,638 | 20 | 0.0% | 0.0% | 60 | +910 | 125.0% | Q1 2026 | May 04, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,394 | 18 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 1,408 | 17 | 0.0% | 0.0% | 62 | +412 | 41.37% | Q1 2026 | Apr 07, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 1,297 | 16 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,092 | 13 | 0.0% | 0.0% | 64 | -2,191 | -66.74% | Q1 2026 | May 11, 2026 |
| Allworth Financial LP | History | Added to | 1,051 | 13 | 0.0% | 0.0% | 65 | +8 | 0.77% | Q1 2026 | May 14, 2026 |
| FNY Investment Advisers, LLC | History | New | 1,000 | 12 | 0.01% | — | 66 | +1,000 | New | Q1 2026 | Apr 15, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 898 | 11 | 0.0% | 0.0% | 67 | -198 | -18.07% | Q1 2026 | May 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 800 | 9 | 0.0% | 0.0% | 68 | +636 | 387.8% | Q1 2026 | May 07, 2026 |
| Ascentis Independent Advisors | History | New | 568 | 7 | 0.0% | — | 70 | +568 | New | Q1 2026 | Apr 28, 2026 |
| ORG Partners LLC | History | No change | 568 | 7 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| CWM, LLC | History | New | 500 | 6 | 0.0% | — | 72 | +500 | New | Q1 2026 | May 14, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 535 | 6 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| CoreCap Advisors, LLC | History | No change | 455 | 5 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| SageView Advisory Group, LLC | History | No change | 437 | 5 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| POM Investment Strategies, LLC | History | New | 345 | 4 | 0.0% | — | 78 | +345 | New | Q1 2026 | May 11, 2026 |
| DELTA ASSET MANAGEMENT LLC/TN | History | No change | 400 | 4 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Measured Wealth Private Client Group, LLC | History | No change | 364 | 4 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 381 | 4 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 225 | 2 | 0.0% | — | 81 | +225 | New | Q1 2026 | May 15, 2026 |
| WPG Advisers, LLC | History | Added to | 235 | 2 | 0.0% | 0.0% | 80 | +8 | 3.52% | Q1 2026 | Apr 29, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Reduced | 225 | 2 | 0.0% | 0.0% | 79 | -3 | -1.32% | Q1 2026 | Apr 06, 2026 |
| BlackRock, Inc. | History | New | 86 | 1 | 0.0% | — | 82 | +86 | New | Q1 2026 | May 13, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -116,794 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -75,279 | -100.0% | Q1 2026 | May 15, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.03% | — | -56,174 | -100.0% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,395 | -100.0% | Q1 2026 | May 15, 2026 |
| SFG Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.15% | — | -29,150 | -100.0% | Q1 2026 | Apr 22, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,938 | -100.0% | Q1 2026 | Apr 08, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -13,415 | -100.0% | Q1 2026 | May 15, 2026 |
| Avior Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,249 | -100.0% | Q1 2026 | Apr 09, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,056 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -3,187 | -100.0% | Q1 2026 | May 11, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,173 | -100.0% | Q1 2026 | Apr 28, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,172 | -100.0% | Q1 2026 | May 08, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2026 | Apr 13, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | New | 51 | 0 | — | — | — | +51 | New | Q1 2026 | Apr 14, 2026 |
| Root Financial Partners, LLC | History | New | 33 | 0 | — | — | — | +33 | New | Q1 2026 | Apr 24, 2026 |
| CITIGROUP INC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| SIGNATUREFD, LLC | History | No change | 64 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |