New Mountain Finance Corp - NMFC

Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.

Shareholders (13F)

Quarter: Q4 2025 · Compare: Q3 2025
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
Union Bancaire Privee, UBP SA History Reduced 22,392 31,952 0.38% 0.59% 1 -6,420 -22.28% Q4 2025 Jan 05, 2026
LSV ASSET MANAGEMENT History Added to 2,986,718 27,508 0.06% 0.06% 2 +353,062 13.41% Q4 2025 Feb 06, 2026
VAN ECK ASSOCIATES CORP History Reduced 2,339,114 21,543 0.02% 0.02% 3 -250,684 -9.68% Q4 2025 Feb 13, 2026
JPMORGAN CHASE & CO History Added to 2,038,662 18,776 0.0% 0.0% 4 +443,016 27.76% Q4 2025 Feb 11, 2026
UBS Group AG History Added to 1,541,128 14,193 0.0% 0.0% 5 +385,891 33.4% Q4 2025 Jan 29, 2026
RIVERNORTH CAPITAL MANAGEMENT, LLC History New 1,338,277 12,325 0.58% 6 +1,338,277 New Q4 2025 Feb 17, 2026
Invesco Ltd. History Reduced 1,190,357 10,963 0.0% 0.0% 7 -29,456 -2.41% Q4 2025 Feb 19, 2026
DIMENSION CAPITAL MANAGEMENT LLC History Added to 1,149,335 10,585 1.48% 1.57% 8 +16,848 1.49% Q4 2025 Feb 17, 2026
MORGAN STANLEY History Added to 1,126,025 10,370 0.0% 0.0% 9 +298,892 36.14% Q4 2025 Feb 13, 2026
Cerity Partners LLC History Reduced 1,042,196 9,598 0.01% 0.03% 10 -1,029,828 -49.7% Q4 2025 Feb 11, 2026
Muzinich & Co., Inc. History Added to 849,437 7,823 2.46% 2.5% 11 +178,381 26.58% Q4 2025 Jan 21, 2026
Corient Private Wealth LLC History New 808,882 7,449 0.01% 12 +808,882 New Q4 2025 Mar 09, 2026
Legal & General Group Plc History Added to 742,423 6,826 0.0% 0.0% 13 +88,441 13.52% Q4 2025 Feb 09, 2026
Sumitomo Mitsui Trust Group, Inc. History Added to 690,497 6,359 0.0% 0.0% 14 +84,233 13.89% Q4 2025 Jan 23, 2026
BlackRock, Inc. History Reduced 687,141 6,328 0.0% 0.0% 15 -7,752 -1.12% Q4 2025 Feb 12, 2026
Pathstone Holdings, LLC History New 649,512 5,982 0.02% 16 +649,512 New Q4 2025 Feb 13, 2026
ARES MANAGEMENT LLC History Added to 602,575 5,549 0.32% 0.26% 17 +6,204 1.04% Q4 2025 Feb 13, 2026
TWO SIGMA INVESTMENTS, LP History Added to 586,617 5,402 0.01% 0.01% 18 +141,522 31.8% Q4 2025 Feb 17, 2026
Closed-End Fund Advisors, Inc. History New 586,070 5,397 3.19% 19 +586,070 New Q4 2025 Feb 11, 2026
Hennion & Walsh Asset Management, Inc. History Added to 562,980 5,185 0.18% 0.17% 20 +82,560 17.18% Q4 2025 Jan 14, 2026
Truffle Hound Capital, LLC History New 550,000 5,065 1.32% 21 +550,000 New Q4 2025 Feb 13, 2026
HighTower Advisors, LLC History Reduced 518,232 4,772 0.01% 0.01% 22 -2,694 -0.52% Q4 2025 Feb 06, 2026
FRANKLIN RESOURCES INC History Reduced 455,022 4,190 0.0% 0.0% 23 -3,927 -0.86% Q4 2025 Feb 11, 2026
OSAIC HOLDINGS, INC. History Added to 430,731 3,967 0.01% 0.01% 24 +22,873 5.61% Q4 2025 Feb 17, 2026
TRANSCEND CAPITAL ADVISORS, LLC History Reduced 420,509 3,872 0.3% 0.48% 25 -295,284 -41.25% Q4 2025 Jan 23, 2026
JANE STREET GROUP, LLC History Added to 390,590 3,597 0.0% 0.0% 26 +379,225 3336.78% Q4 2025 Feb 12, 2026
WELLS FARGO & COMPANY/MN History Reduced 357,712 3,294 0.0% 0.0% 27 -71,182 -16.6% Q4 2025 Feb 13, 2026
Russell Investments Group, Ltd. History Added to 350,366 3,226 0.0% 0.0% 28 +297,722 565.54% Q4 2025 Feb 17, 2026
Universal- Beteiligungs- und Servicegesellschaft mbH History Added to 344,000 3,168 0.01% 0.0% 29 +134,500 64.2% Q4 2025 Jan 28, 2026
Focus Partners Wealth History New 317,189 2,921 0.0% 30 +317,189 New Q4 2025 Feb 13, 2026
CONFLUENCE INVESTMENT MANAGEMENT LLC History Reduced 294,765 2,714 0.04% 0.04% 31 -23,461 -7.37% Q4 2025 Jan 05, 2026
GraniteShares Advisors LLC History Added to 293,799 2,705 1.64% 1.52% 32 +21,843 8.03% Q4 2025 Jan 27, 2026
AMERIPRISE FINANCIAL INC History Added to 292,471 2,693 0.0% 0.0% 33 +5,951 2.08% Q4 2025 Feb 17, 2026
PALISADE CAPITAL MANAGEMENT, LP History Reduced 284,699 2,622 0.08% 0.13% 34 -195,308 -40.69% Q4 2025 Feb 17, 2026
TWO SIGMA ADVISERS, LP History Reduced 275,000 2,532 0.0% 0.01% 35 -329,600 -54.52% Q4 2025 Feb 17, 2026
Tranquility Partners, LLC History Reduced 268,073 2,468 0.89% 1.03% 36 -48,598 -15.35% Q4 2025 Feb 03, 2026
BI Asset Management Fondsmaeglerselskab A/S History Added to 235,016 2,164 0.02% 0.02% 37 +28,387 13.74% Q4 2025 Feb 11, 2026
LPL Financial LLC History Reduced 233,810 2,153 0.0% 0.0% 38 -32,560 -12.22% Q4 2025 Feb 11, 2026
BANK OF AMERICA CORP /DE/ History Reduced 222,126 2,045 0.0% 0.0% 39 -394,620 -63.98% Q4 2025 Feb 17, 2026
Trexquant Investment LP History Added to 206,344 1,900 0.02% 0.01% 40 +118,644 135.28% Q4 2025 Feb 17, 2026
GOLDMAN SACHS GROUP INC History New 204,933 1,887 0.0% 41 +204,933 New Q4 2025 Mar 25, 2026
XTX Topco Ltd History New 187,632 1,728 0.05% 42 +187,632 New Q4 2025 Feb 17, 2026
MILLENNIUM MANAGEMENT LLC History New 186,965 1,721 0.0% 43 +186,965 New Q4 2025 Feb 17, 2026
Advisors Asset Management, Inc. History Reduced 178,778 1,646 0.03% 0.04% 44 -52,843 -22.81% Q4 2025 Feb 12, 2026
Naviter Wealth, LLC History Reduced 157,881 1,454 0.19% 0.23% 45 -45,204 -22.26% Q4 2025 Jan 21, 2026
Mill Creek Capital Advisors, LLC History No change 149,000 1,372 0.03% 0.03% 46 0 0.0% Q4 2025 Feb 13, 2026
STATE STREET CORP History Added to 131,594 1,211 0.0% 0.0% 47 +25,400 23.92% Q4 2025 Feb 13, 2026
D. E. Shaw & Co., Inc. History Added to 118,585 1,092 0.0% 0.0% 48 +81,134 216.64% Q4 2025 Feb 17, 2026
CANADA LIFE ASSURANCE Co History Added to 118,695 1,092 0.0% 0.0% 49 +4,633 4.06% Q4 2025 Feb 13, 2026
Neuberger Berman Group LLC History Reduced 114,207 1,051 0.0% 0.0% 50 -333 -0.29% Q4 2025 Feb 13, 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP History Added to 112,811 1,038 0.0% 0.0% 51 +97,666 644.87% Q4 2025 Feb 17, 2026
HB Wealth Management, LLC History New 101,354 933 0.01% 52 +101,354 New Q4 2025 Jan 28, 2026
NOMURA ASSET MANAGEMENT INTERNATIONAL INC. History New 95,300 878 0.0% 53 +95,300 New Q4 2025 Feb 17, 2026
VARCOV Co. History New 92,610 852 0.34% 54 +92,610 New Q4 2025 Feb 17, 2026
Cambridge Investment Research Advisors, Inc. History Reduced 87,188 803 0.0% 0.0% 55 -38,562 -30.67% Q4 2025 Feb 05, 2026
Virtus Investment Advisers, LLC History Reduced 85,862 790 0.21% 0.27% 56 -12,050 -12.31% Q4 2025 Feb 17, 2026
&PARTNERS History Added to 85,498 787 0.0% 0.0% 57 +52,700 160.68% Q4 2025 Feb 17, 2026
Campbell & CO Investment Adviser LLC History Added to 84,336 776 0.04% 0.03% 58 +41,875 98.62% Q4 2025 Feb 12, 2026
CITADEL ADVISORS LLC History Added to 80,131 738 0.0% 0.0% 59 +54,531 213.01% Q4 2025 Feb 17, 2026
DENALI ADVISORS LLC History Reduced 78,828 726 0.08% 0.11% 60 -18,606 -19.1% Q4 2025 Feb 03, 2026
Janney Montgomery Scott LLC History Reduced 77,519 714 0.0% 0.0% 61 -26,611 -25.56% Q4 2025 Feb 11, 2026
COMMONWEALTH EQUITY SERVICES, LLC History Reduced 68,043 626 0.0% 0.0% 62 -15,563 -18.61% Q4 2025 Feb 12, 2026
ROYAL BANK OF CANADA History New 64,036 590 0.0% 63 +64,036 New Q4 2025 Feb 17, 2026
Valeo Financial Advisors, LLC History No change 59,850 551 0.01% 0.01% 64 0 0.0% Q4 2025 Feb 04, 2026
CAXTON ASSOCIATES LLP History Added to 58,368 537 0.01% 0.01% 65 +17,673 43.43% Q4 2025 Feb 13, 2026
Quadrature Capital Ltd History Added to 56,578 521 0.01% 0.01% 66 +8,090 16.68% Q4 2025 Feb 17, 2026
Mutual Advisors, LLC History Reduced 55,142 507 0.01% 0.01% 67 -2,173 -3.79% Q4 2025 Feb 02, 2026
NORTHERN TRUST CORP History Reduced 53,911 496 0.0% 0.0% 68 -4,512 -7.72% Q4 2025 Feb 17, 2026
GEODE CAPITAL MANAGEMENT, LLC History No change 53,270 490 0.0% 0.0% 69 0 0.0% Q4 2025 Feb 09, 2026
Inspire Investing, LLC History Added to 50,906 468 0.04% 0.04% 70 +4,000 8.53% Q4 2025 Feb 17, 2026
Spire Wealth Management History Added to 45,600 419 0.01% 0.01% 71 +6,400 16.33% Q4 2025 Jan 14, 2026
Almitas Capital LLC History New 45,000 414 0.09% 72 +45,000 New Q4 2025 Feb 17, 2026
Arax Advisory Partners History New 44,643 411 0.01% 73 +44,643 New Q4 2025 Feb 13, 2026
Cetera Investment Advisers History Added to 43,562 401 0.0% 0.0% 74 +1,208 2.85% Q4 2025 Feb 17, 2026
Nordwand Advisors, LLC History New 41,800 384 0.07% 75 +41,800 New Q4 2025 Feb 03, 2026
Quantbot Technologies LP History New 37,261 343 0.01% 76 +37,261 New Q4 2025 Feb 10, 2026
CHILTON INVESTMENT CO INC. History No change 37,020 340 0.01% 0.01% 77 0 0.0% Q4 2025 Feb 17, 2026
Colter Lewis Investment Partners LLC History New 36,563 336 0.39% 79 +36,563 New Q4 2025 Feb 17, 2026
Farther Finance Advisors, LLC History Reduced 36,520 336 0.0% 0.01% 78 -7,060 -16.2% Q4 2025 Jan 23, 2026
ENVESTNET ASSET MANAGEMENT INC History Reduced 35,805 329 0.0% 0.0% 80 -5,687 -13.71% Q4 2025 Feb 10, 2026
FOURPATH CAPITAL MANAGEMENT, LLC History No change 34,299 315 0.04% 0.05% 81 0 0.0% Q4 2025 Jan 23, 2026
OPPENHEIMER & CO INC History Reduced 32,503 299 0.0% 0.0% 82 -1,188 -3.53% Q4 2025 Feb 02, 2026
MACKENZIE FINANCIAL CORP History Added to 32,358 297 0.0% 0.0% 83 +1,052 3.36% Q4 2025 Feb 18, 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC History Reduced 32,277 297 0.02% 0.03% 84 -161 -0.5% Q4 2025 Feb 03, 2026
Sanctuary Advisors, LLC History Reduced 30,426 280 0.0% 0.0% 85 -266 -0.87% Q4 2025 Jan 29, 2026
NewEdge Wealth, LLC History Added to 30,357 279 0.0% 0.0% 86 +357 1.19% Q4 2025 Feb 03, 2026
FAYEZ SAROFIM & CO History No change 30,272 278 0.0% 0.0% 87 0 0.0% Q4 2025 Feb 13, 2026
Next Capital Management LLC History Added to 29,680 273 0.09% 0.08% 88 +3,530 13.5% Q4 2025 Feb 11, 2026
STIFEL FINANCIAL CORP History Reduced 27,907 257 0.0% 0.0% 89 -8,130 -22.56% Q4 2025 Feb 13, 2026
Generali Investments CEE, investicni spolecnost, a.s. History No change 25,251 232 0.02% 0.02% 90 0 0.0% Q4 2025 Jan 14, 2026
Navis Wealth Advisors, LLC History New 25,000 230 0.1% 91 +25,000 New Q4 2025 Feb 13, 2026
Kestra Advisory Services, LLC History Reduced 24,852 228 0.0% 0.0% 93 -11,040 -30.76% Q4 2025 Feb 13, 2026
RAYMOND JAMES FINANCIAL INC History Reduced 24,765 228 0.0% 0.0% 92 -3,948 -13.75% Q4 2025 Feb 18, 2026
CenterStar Asset Management, LLC History Added to 24,400 224 0.06% 0.03% 94 +9,200 60.53% Q4 2025 Jan 27, 2026
Miller Global Investments, LLC History New 23,815 219 0.2% 95 +23,815 New Q4 2025 Jan 05, 2026
Lido Advisors, LLC History No change 21,841 210 0.0% 0.0% 96 0 0.0% Q4 2025 Feb 10, 2026
FOX RUN MANAGEMENT, L.L.C. History New 22,800 209 0.03% 97 +22,800 New Q4 2025 Feb 11, 2026
Empower Advisory Group, LLC History No change 22,206 204 0.0% 0.0% 98 0 0.0% Q4 2025 Feb 12, 2026
Virtu Financial LLC History Added to 21,914 202 0.01% 0.01% 99 +8,785 66.91% Q4 2025 Feb 23, 2026
Fund Advisors of America Inc/FL History New 21,537 198 0.18% 100 +21,537 New Q4 2025 Mar 13, 2026
PFG Investments, LLC History Reduced 20,600 189 0.01% 0.01% 101 -8,971 -30.34% Q4 2025 Jan 26, 2026
WEALTHEDGE INVESTMENT ADVISORS, LLC History Reduced 20,477 188 0.07% 0.35% 102 -75,741 -78.72% Q4 2025 Feb 17, 2026
TUDOR INVESTMENT CORP ET AL History New 19,092 175 0.0% 103 +19,092 New Q4 2025 Feb 17, 2026
TrueMark Investments, LLC History New 18,558 170 0.03% 104 +18,558 New Q4 2025 Jan 14, 2026
TWO SIGMA SECURITIES, LLC History New 17,936 165 0.02% 105 +17,936 New Q4 2025 Feb 17, 2026
CAPTRUST FINANCIAL ADVISORS History Reduced 17,819 164 0.0% 0.0% 106 -23,003 -56.35% Q4 2025 Feb 17, 2026
SIMPLEX TRADING, LLC History New 17,727 163 0.0% 107 +17,727 New Q4 2025 Feb 11, 2026
Apella Capital, LLC History New 17,525 161 0.0% 108 +17,525 New Q4 2025 Jan 21, 2026
PharVision Advisers, LLC History New 17,017 156 0.08% 109 +17,017 New Q4 2025 Feb 17, 2026
ExodusPoint Capital Management, LP History New 16,915 155 0.0% 110 +16,915 New Q4 2025 Feb 17, 2026
Schonfeld Strategic Advisors LLC History New 16,380 150 0.0% 112 +16,380 New Q4 2025 Feb 17, 2026
WHITTIER TRUST CO History No change 16,222 150 0.0% 0.0% 111 0 0.0% Q4 2025 Jan 26, 2026
Verition Fund Management LLC History No change 16,200 149 0.0% 0.0% 113 0 0.0% Q4 2025 Feb 13, 2026
Advyzon Investment Management, LLC History Added to 16,080 148 0.02% 0.02% 115 +3,246 25.29% Q4 2025 Feb 13, 2026
WEDBUSH SECURITIES INC History Reduced 16,025 148 0.0% 0.01% 114 -1,500 -8.56% Q4 2025 Feb 12, 2026
ROTHSCHILD INVESTMENT LLC History Reduced 16,000 147 0.01% 0.01% 116 -3,000 -15.79% Q4 2025 Feb 10, 2026
Arkadios Wealth Advisors History No change 16,000 147 0.0% 0.0% 117 0 0.0% Q4 2025 Feb 13, 2026
MERCER GLOBAL ADVISORS INC /ADV History New 15,847 145 0.0% 118 +15,847 New Q4 2025 Feb 18, 2026
Rockefeller Capital Management L.P. History Added to 15,312 141 0.0% 0.0% 119 +10,503 218.4% Q4 2025 Mar 16, 2026
NOMURA HOLDINGS INC History New 15,000 138 0.0% 120 +15,000 New Q4 2025 Feb 17, 2026
Tower Research Capital LLC (TRC) History Added to 14,848 136 0.0% 0.0% 121 +12,865 648.76% Q4 2025 Feb 17, 2026
ProShare Advisors LLC History Reduced 14,259 131 0.0% 0.0% 122 -5,370 -27.36% Q4 2025 Feb 06, 2026
CONDOR CAPITAL MANAGEMENT History Added to 14,107 129 0.01% 0.01% 123 +374 2.72% Q4 2025 Feb 06, 2026
Wilmington Savings Fund Society, FSB History No change 14,000 128 0.0% 0.0% 124 0 0.0% Q4 2025 Feb 12, 2026
Aquatic Capital Management LLC History Reduced 13,818 127 0.0% 0.0% 125 -3,922 -22.11% Q4 2025 Feb 17, 2026
Creative Planning History Reduced 13,762 126 0.0% 0.0% 126 -2,631 -16.05% Q4 2025 Feb 17, 2026
CALTON & ASSOCIATES, INC. History New 13,609 125 0.02% 127 +13,609 New Q4 2025 Feb 10, 2026
OAK FAMILY ADVISORS, LLC History New 13,445 123 0.03% 128 +13,445 New Q4 2025 Feb 03, 2026
Sowell Financial Services LLC History New 12,967 119 0.0% 129 +12,967 New Q4 2025 Jan 21, 2026
Squarepoint Ops LLC History New 12,597 116 0.0% 130 +12,597 New Q4 2025 Feb 13, 2026
EMC Capital Management History Reduced 11,820 109 0.05% 0.06% 131 -2,086 -15.0% Q4 2025 Mar 09, 2026
Williams Jones Wealth Management, LLC. History Reduced 11,000 101 0.0% 0.0% 132 -3,000 -21.43% Q4 2025 Feb 13, 2026
Genesee Capital Advisors, LLC History New 10,730 98 0.04% 133 +10,730 New Q4 2025 Jan 16, 2026
SEVEN MILE ADVISORY History New 10,630 97 0.02% 134 +10,630 New Q4 2025 Feb 13, 2026
AE Wealth Management LLC History Reduced 10,513 96 0.0% 0.0% 135 -388 -3.56% Q4 2025 Jan 26, 2026
Alpha Cubed Investments, LLC History New 10,164 93 0.0% 136 +10,164 New Q4 2025 Feb 03, 2026
Glenview Trust Co History No change 10,100 93 0.0% 0.0% 137 0 0.0% Q4 2025 Feb 09, 2026
BROWN ADVISORY INC History No change 10,000 92 0.0% 0.0% 138 0 0.0% Q4 2025 Feb 13, 2026
Verity & Verity, LLC History No change 10,000 92 0.01% 0.01% 139 0 0.0% Q4 2025 Feb 10, 2026
BNP Paribas Asset Management Holding S.A. History New 9,581 88 0.0% 140 +9,581 New Q4 2025 Feb 13, 2026
Sound Income Strategies, LLC History Added to 7,683 70 0.0% 0.0% 141 +6,722 699.48% Q4 2025 Jan 21, 2026
CIBC Private Wealth Group LLC History No change 6,000 55 0.0% 0.0% 142 0 0.0% Q4 2025 Feb 12, 2026
State of Alaska, Department of Revenue History No change 4,895 45 0.0% 0.0% 143 0 0.0% Q4 2025 Jan 23, 2026
BNP PARIBAS FINANCIAL MARKETS History Reduced 4,756 43 0.0% 0.0% 144 -12,366 -72.22% Q4 2025 Feb 10, 2026
HARBOUR INVESTMENTS, INC. History Reduced 4,348 40 0.0% 0.0% 145 -2,000 -31.51% Q4 2025 Feb 09, 2026
MTM Investment Management, LLC History No change 3,600 33 0.01% 0.01% 146 0 0.0% Q4 2025 Feb 09, 2026
WealthCollab, LLC History No change 1,761 16 0.01% 0.01% 147 0 0.0% Q4 2025 Jan 27, 2026
NewEdge Advisors, LLC History Reduced 1,697 15 0.0% 0.0% 148 -348 -17.02% Q4 2025 Feb 18, 2026
Geneos Wealth Management Inc. History No change 1,553 14 0.0% 0.0% 149 0 0.0% Q4 2025 Jan 28, 2026
Quarry LP History New 1,149 10 0.0% 151 +1,149 New Q4 2025 Feb 13, 2026
COMERICA BANK History No change 1,100 10 0.0% 0.0% 150 0 0.0% Q4 2025 Jan 29, 2026
FIRST HORIZON CORP History No change 1,000 9 0.0% 0.0% 152 0 0.0% Q4 2025 Jan 27, 2026
CWM, LLC History Reduced 815 8 0.0% 0.0% 154 -960 -54.08% Q4 2025 Jan 26, 2026
PIN OAK INVESTMENT ADVISORS INC History No change 969 8 0.01% 0.01% 153 0 0.0% Q4 2025 Feb 13, 2026
FLAGSHIP HARBOR ADVISORS, LLC History New 651 6 0.0% 155 +651 New Q4 2025 Jan 21, 2026
NATIXIS History Reduced 532 4 0.0% 0.0% 157 -41,684 -98.74% Q4 2025 Feb 13, 2026
JONES FINANCIAL COMPANIES LLLP History New 437 4 0.0% 156 +437 New Q4 2025 Feb 17, 2026
Newbridge Financial Services Group, Inc. History No change 485 4 0.0% 0.0% 158 0 0.0% Q4 2025 Jan 21, 2026
CHELSEA COUNSEL CO History No change 340 3 0.0% 0.0% 159 0 0.0% Q4 2025 Feb 24, 2026
Bank & Trust Co History No change 422 3 0.0% 0.0% 160 0 0.0% Q4 2025 Jan 13, 2026
Larson Financial Group LLC History Reduced 263 2 0.0% 0.0% 165 -10,712 -97.6% Q4 2025 Feb 06, 2026
PNC FINANCIAL SERVICES GROUP, INC. History New 300 2 0.0% 161 +300 New Q4 2025 Feb 06, 2026
UMB Bank, n.a. History New 225 2 0.0% 162 +225 New Q4 2025 Feb 13, 2026
Parallel Advisors, LLC History No change 300 2 0.0% 0.0% 163 0 0.0% Q4 2025 Feb 11, 2026
EverSource Wealth Advisors, LLC History No change 308 2 0.0% 0.0% 164 0 0.0% Q4 2025 Feb 06, 2026
Kovitz Investment Group Partners, LLC History Closed out 0 0 0.01% -238,543 -100.0% Q3 2025 Nov 10, 2025
Rockingstone Advisors LLC History Closed out 0 0 0.89% -186,932 -100.0% Q3 2025 Oct 09, 2025
Arlington Capital Management, Inc. History Closed out 0 0 0.78% -127,521 -100.0% Q3 2025 Nov 14, 2025
Dorsey & Whitney Trust CO LLC History Closed out 0 0 0.06% -112,410 -100.0% Q3 2025 Nov 13, 2025
MACQUARIE GROUP LTD History Closed out 0 0 0.0% -95,300 -100.0% Q3 2025 Nov 13, 2025
Everstar Asset Management, LLC History Closed out 0 0 0.45% -82,310 -100.0% Q3 2025 Nov 10, 2025
Epoch Investment Partners, Inc. History Closed out 0 0 0.0% -73,315 -100.0% Q3 2025 Nov 13, 2025
ACADIAN ASSET MANAGEMENT LLC History Closed out 0 0 0.0% -71,170 -100.0% Q3 2025 Nov 13, 2025
Brevan Howard Capital Management LP History Closed out 0 0 0.0% -45,295 -100.0% Q3 2025 Nov 14, 2025
Key Client Fiduciary Advisors, LLC History Closed out 0 0 0.13% -40,611 -100.0% Q3 2025 Oct 14, 2025
MARSHALL WACE, LLP History Closed out 0 0 0.0% -32,273 -100.0% Q3 2025 Nov 13, 2025
Zuckerman Investment Group, LLC History Closed out 0 0 0.02% -25,000 -100.0% Q3 2025 Nov 13, 2025
SEI INVESTMENTS CO History Closed out 0 0 0.0% -24,003 -100.0% Q3 2025 Nov 13, 2025
BARD ASSOCIATES INC History Closed out 0 0 0.06% -21,996 -100.0% Q3 2025 Nov 14, 2025
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC History Closed out 0 0 0.0% -20,061 -100.0% Q3 2025 Oct 29, 2025
BANK OF MONTREAL /CAN/ History Closed out 0 0 0.0% -19,267 -100.0% Q3 2025 Nov 13, 2025
SANDERS MORRIS HARRIS LLC History Closed out 0 0 0.02% -16,375 -100.0% Q3 2025 Oct 07, 2025
TRUIST FINANCIAL CORP History Closed out 0 0 0.0% -15,791 -100.0% Q3 2025 Nov 03, 2025
Vise Technologies, Inc. History Closed out 0 0 0.01% -15,408 -100.0% Q3 2025 Nov 13, 2025
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors History Closed out 0 0 0.01% -12,038 -100.0% Q3 2025 Oct 24, 2025
Catalina Capital Group, LLC History Closed out 0 0 0.07% -11,220 -100.0% Q3 2025 Oct 24, 2025
SG Americas Securities, LLC History Closed out 0 0 0.0% -11,216 -100.0% Q3 2025 Oct 23, 2025
UNITED CAPITAL FINANCIAL ADVISORS, LLC History Closed out 0 0 0.0% -10,076 -100.0% Q3 2025 Nov 14, 2025
Advisory Services Network, LLC History Closed out 0 0 0.0% -6,757 -100.0% Q3 2025 Nov 18, 2025
MAI Capital Management History Closed out 0 0 0.0% -5,511 -100.0% Q3 2025 Nov 10, 2025
US BANCORP \DE\ History Closed out 0 0 0.0% -5,000 -100.0% Q3 2025 Nov 12, 2025
HUNTINGTON NATIONAL BANK History Reduced 1 0 0.0% -4,533 -99.98% Q4 2025 Feb 09, 2026
Clearstead Trust, LLC History Closed out 0 0 0.01% -4,145 -100.0% Q3 2025 Nov 10, 2025
PRINCIPAL SECURITIES, INC. History Closed out 0 0 0.0% -1,004 -100.0% Q3 2025 Nov 12, 2025
Allworth Financial LP History New 90 0 +90 New Q4 2025 Feb 05, 2026
BARCLAYS PLC History Closed out 0 0 -10 -100.0% Q3 2025 Mar 31, 2026
DANSKE BANK A/S History No change 1 0 0 0.0% Q4 2025 Feb 02, 2026
CITIGROUP INC History No change 5 0 0 0.0% Q4 2025 Feb 13, 2026