New Mountain Finance Corp - NMFC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LSV ASSET MANAGEMENT | History | Added to | 3,022,118 | 23,452 | 0.05% | 0.06% | 1 | +35,400 | 1.19% | Q1 2026 | May 11, 2026 |
| Invesco Ltd. | History | Added to | 2,139,677 | 16,603 | 0.0% | 0.0% | 2 | +949,320 | 79.75% | Q1 2026 | May 12, 2026 |
| UBS Group AG | History | Added to | 2,091,276 | 16,228 | 0.0% | 0.0% | 3 | +550,148 | 35.7% | Q1 2026 | May 05, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 1,796,175 | 13,938 | 0.01% | 0.02% | 4 | -542,939 | -23.21% | Q1 2026 | May 15, 2026 |
| DIMENSION CAPITAL MANAGEMENT LLC | History | Added to | 1,156,541 | 8,974 | 1.26% | 1.48% | 5 | +7,206 | 0.63% | Q1 2026 | May 15, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 938,679 | 7,284 | 0.01% | 0.0% | 6 | +588,313 | 167.91% | Q1 2026 | May 08, 2026 |
| Cerity Partners LLC | History | Reduced | 872,844 | 6,773 | 0.01% | 0.01% | 7 | -169,352 | -16.25% | Q1 2026 | May 15, 2026 |
| Corient Private Wealth LLC | History | Added to | 871,296 | 6,761 | 0.01% | 0.01% | 8 | +62,414 | 7.72% | Q1 2026 | May 15, 2026 |
| National Philanthropic Trust | History | No change | 852,921 | 6,618 | 0.07% | 0.08% | 9 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Muzinich & Co., Inc. | History | Reduced | 848,918 | 6,587 | 2.3% | 2.46% | 10 | -519 | -0.06% | Q1 2026 | Apr 23, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 836,457 | 6,490 | 0.01% | 0.01% | 11 | +249,840 | 42.59% | Q1 2026 | May 15, 2026 |
| Legal & General Group Plc | History | Added to | 785,496 | 6,095 | 0.0% | 0.0% | 12 | +43,073 | 5.8% | Q1 2026 | May 08, 2026 |
| MORGAN STANLEY | History | Reduced | 729,938 | 5,664 | 0.0% | 0.0% | 13 | -396,087 | -35.18% | Q1 2026 | May 15, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | Reduced | 688,578 | 5,343 | 0.0% | 0.0% | 14 | -1,919 | -0.28% | Q1 2026 | Apr 30, 2026 |
| Pathstone Holdings, LLC | History | Added to | 661,219 | 5,131 | 0.02% | 0.02% | 15 | +11,707 | 1.8% | Q1 2026 | May 11, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 513,085 | 3,981 | 0.13% | 0.18% | 16 | -49,895 | -8.86% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 450,470 | 3,495 | 0.01% | 0.01% | 17 | +19,739 | 4.58% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Reduced | 423,732 | 3,288 | 0.0% | 0.01% | 18 | -94,500 | -18.24% | Q1 2026 | May 05, 2026 |
| BlackRock, Inc. | History | Reduced | 352,242 | 2,733 | 0.0% | 0.0% | 19 | -334,899 | -48.74% | Q1 2026 | May 13, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 347,520 | 2,696 | 0.0% | 0.0% | 20 | +228,935 | 193.06% | Q1 2026 | May 15, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | No change | 344,000 | 2,669 | 0.0% | 0.01% | 21 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Focus Partners Wealth | History | Added to | 334,785 | 2,597 | 0.0% | 0.0% | 22 | +17,596 | 5.55% | Q1 2026 | May 14, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 275,000 | 2,532 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Tranquility Partners, LLC | History | Added to | 316,752 | 2,457 | 0.93% | 0.89% | 24 | +48,679 | 18.16% | Q1 2026 | Apr 20, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 314,507 | 2,440 | 0.0% | 0.0% | 25 | -43,205 | -12.08% | Q1 2026 | May 11, 2026 |
| XTX Topco Ltd | History | Added to | 292,695 | 2,271 | 0.04% | 0.05% | 26 | +105,063 | 55.99% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 291,491 | 2,261 | 0.0% | 0.0% | 27 | -980 | -0.34% | Q1 2026 | May 15, 2026 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Reduced | 277,571 | 2,153 | 0.03% | 0.04% | 28 | -17,194 | -5.83% | Q1 2026 | Apr 01, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | Reduced | 271,158 | 2,104 | 0.17% | 0.3% | 29 | -149,351 | -35.52% | Q1 2026 | May 13, 2026 |
| GraniteShares Advisors LLC | History | Reduced | 263,627 | 2,045 | 1.47% | 1.64% | 30 | -30,172 | -10.27% | Q1 2026 | Apr 23, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Added to | 243,132 | 1,887 | 0.02% | 0.02% | 31 | +8,116 | 3.45% | Q1 2026 | Apr 16, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 194,097 | 1,506 | 0.0% | 0.0% | 32 | -28,029 | -12.62% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 173,665 | 1,347 | 0.02% | 0.03% | 33 | -5,113 | -2.86% | Q1 2026 | May 15, 2026 |
| Mill Creek Capital Advisors, LLC | History | No change | 149,000 | 1,156 | 0.02% | 0.03% | 34 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Cerberus Capital Management, L.P. | History | New | 145,000 | 1,125 | 0.04% | — | 35 | +145,000 | New | Q1 2026 | May 15, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | New | 136,058 | 1,055 | 0.0% | — | 36 | +136,058 | New | Q1 2026 | May 15, 2026 |
| Naviter Wealth, LLC | History | Reduced | 131,722 | 1,022 | 0.13% | 0.19% | 37 | -26,159 | -16.57% | Q1 2026 | Apr 10, 2026 |
| STATE STREET CORP | History | Reduced | 127,191 | 987 | 0.0% | 0.0% | 38 | -4,403 | -3.35% | Q1 2026 | May 15, 2026 |
| VARCOV Co. | History | Added to | 125,077 | 970 | 0.36% | 0.34% | 39 | +32,467 | 35.06% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 124,074 | 962 | 0.0% | 0.0% | 40 | -109,736 | -46.93% | Q1 2026 | May 06, 2026 |
| Trexquant Investment LP | History | Reduced | 114,972 | 892 | 0.01% | 0.02% | 41 | -91,372 | -44.28% | Q1 2026 | May 15, 2026 |
| Neuberger Berman Group LLC | History | Reduced | 109,540 | 850 | 0.0% | 0.0% | 42 | -4,667 | -4.09% | Q1 2026 | May 14, 2026 |
| CANADA LIFE ASSURANCE Co | History | Reduced | 98,987 | 771 | 0.0% | 0.0% | 43 | -19,708 | -16.6% | Q1 2026 | May 14, 2026 |
| HB Wealth Management, LLC | History | Reduced | 98,997 | 768 | 0.0% | 0.01% | 44 | -2,357 | -2.33% | Q1 2026 | Apr 27, 2026 |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. | History | No change | 95,300 | 740 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 89,471 | 694 | 0.19% | 0.21% | 46 | +3,609 | 4.2% | Q1 2026 | May 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 87,152 | 676 | 0.0% | 0.0% | 47 | -36 | -0.04% | Q1 2026 | Apr 30, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 87,082 | 675 | 0.0% | 0.0% | 48 | +6,951 | 8.67% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 83,500 | 642 | 0.01% | 0.0% | 49 | +46,980 | 128.64% | Q1 2026 | Apr 07, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 81,366 | 631 | 0.0% | 0.0% | 50 | -105,599 | -56.48% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 80,407 | 623 | 0.0% | 0.0% | 51 | -32,404 | -28.72% | Q1 2026 | May 15, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 77,885 | 604 | 0.07% | 0.08% | 52 | -943 | -1.2% | Q1 2026 | May 08, 2026 |
| Campbell & CO Investment Adviser LLC | History | Reduced | 72,031 | 558 | 0.03% | 0.04% | 53 | -12,305 | -14.59% | Q1 2026 | May 15, 2026 |
| ExodusPoint Capital Management, LP | History | Added to | 71,461 | 554 | 0.0% | 0.0% | 54 | +54,546 | 322.47% | Q1 2026 | May 14, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 71,170 | 552 | 0.0% | 0.0% | 55 | -6,349 | -8.19% | Q1 2026 | Apr 22, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 69,603 | 530 | 0.0% | 0.0% | 56 | -1,969,059 | -96.59% | Q1 2026 | May 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 65,497 | 508 | 0.0% | 0.0% | 57 | -2,546 | -3.74% | Q1 2026 | Apr 27, 2026 |
| PALISADE CAPITAL MANAGEMENT, LP | History | Reduced | 63,121 | 489 | 0.02% | 0.08% | 58 | -221,578 | -77.83% | Q1 2026 | May 15, 2026 |
| Valeo Financial Advisors, LLC | History | No change | 59,850 | 464 | 0.01% | 0.01% | 59 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| CAXTON ASSOCIATES LLP | History | No change | 58,368 | 452 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Mutual Advisors, LLC | History | Added to | 57,709 | 447 | 0.01% | 0.01% | 61 | +2,567 | 4.66% | Q1 2026 | May 01, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 53,350 | 414 | 0.0% | 0.0% | 62 | -10,686 | -16.69% | Q1 2026 | May 15, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 53,270 | 413 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | No change | 45,600 | 353 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Almitas Capital LLC | History | No change | 45,000 | 349 | 0.08% | 0.09% | 65 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 44,126 | 342 | 0.0% | 0.0% | 66 | +564 | 1.29% | Q1 2026 | May 13, 2026 |
| Nordwand Advisors, LLC | History | No change | 41,800 | 324 | 0.06% | 0.07% | 67 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Colter Lewis Investment Partners LLC | History | Added to | 39,103 | 303 | 0.28% | 0.39% | 68 | +2,540 | 6.95% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 33,890 | 262 | 0.0% | 0.0% | 69 | -171,043 | -83.46% | Q1 2026 | May 15, 2026 |
| MACKENZIE FINANCIAL CORP | History | Added to | 33,475 | 259 | 0.0% | 0.0% | 70 | +1,117 | 3.45% | Q1 2026 | May 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 32,277 | 248 | 0.02% | 0.02% | 71 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| MIRABELLA FINANCIAL SERVICES LLP | History | New | 31,633 | 245 | 0.02% | — | 72 | +31,633 | New | Q1 2026 | May 12, 2026 |
| FAYEZ SAROFIM & CO | History | Added to | 31,317 | 243 | 0.0% | 0.0% | 73 | +1,045 | 3.45% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 30,569 | 237 | 0.0% | 0.0% | 74 | -23,342 | -43.3% | Q1 2026 | May 14, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 30,502 | 236 | 0.0% | 0.0% | 75 | -2,001 | -6.16% | Q1 2026 | Apr 23, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | New | 30,404 | 235 | 0.0% | — | 78 | +30,404 | New | Q1 2026 | Apr 27, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 30,292 | 235 | 0.0% | 0.0% | 76 | -134 | -0.44% | Q1 2026 | May 05, 2026 |
| NewEdge Wealth, LLC | History | No change | 30,357 | 235 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Next Capital Management LLC | History | No change | 29,680 | 230 | 0.07% | 0.09% | 79 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| MQS Management LLC | History | New | 28,896 | 224 | 0.15% | — | 80 | +28,896 | New | Q1 2026 | Apr 23, 2026 |
| &PARTNERS | History | Reduced | 27,231 | 211 | 0.0% | 0.0% | 81 | -58,267 | -68.15% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 27,139 | 210 | 0.0% | 0.0% | 82 | -8,666 | -24.2% | Q1 2026 | May 04, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 25,390 | 197 | 0.0% | 0.0% | 83 | -2,517 | -9.02% | Q1 2026 | May 12, 2026 |
| Generali Investments CEE, investicni spolecnost, a.s. | History | No change | 25,251 | 195 | 0.01% | 0.02% | 84 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 25,009 | 194 | 0.0% | 0.0% | 85 | -365,581 | -93.6% | Q1 2026 | May 12, 2026 |
| North Ground Capital | History | New | 25,000 | 194 | 0.23% | — | 87 | +25,000 | New | Q1 2026 | May 11, 2026 |
| Navis Wealth Advisors, LLC | History | No change | 25,000 | 194 | 0.1% | 0.1% | 86 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CenterStar Asset Management, LLC | History | No change | 24,400 | 189 | 0.02% | 0.06% | 88 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Entropy Technologies, LP | History | New | 24,027 | 186 | 0.01% | — | 89 | +24,027 | New | Q1 2026 | May 14, 2026 |
| Miller Global Investments, LLC | History | No change | 23,815 | 184 | 0.17% | 0.2% | 90 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 23,209 | 180 | 0.0% | 0.0% | 91 | +5,390 | 30.25% | Q1 2026 | May 14, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 22,719 | 176 | 0.18% | 3.19% | 93 | -563,351 | -96.12% | Q1 2026 | May 11, 2026 |
| Advyzon Investment Management, LLC | History | Added to | 22,730 | 176 | 0.02% | 0.02% | 92 | +6,650 | 41.36% | Q1 2026 | May 12, 2026 |
| Empower Advisory Group, LLC | History | No change | 22,206 | 172 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CHILTON INVESTMENT CO INC. | History | Reduced | 22,020 | 170 | 0.0% | 0.01% | 95 | -15,000 | -40.52% | Q1 2026 | May 15, 2026 |
| Lido Advisors, LLC | History | Reduced | 21,508 | 166 | 0.0% | 0.0% | 96 | -333 | -1.52% | Q1 2026 | May 13, 2026 |
| Equitable Holdings, Inc. | History | New | 17,792 | 163 | 0.0% | — | 97 | +17,792 | New | Q1 2026 | May 15, 2026 |
| First Affirmative Financial Network | History | New | 20,515 | 159 | 0.06% | — | 98 | +20,515 | New | Q1 2026 | May 11, 2026 |
| Qube Research & Technologies Ltd | History | New | 20,491 | 159 | 0.0% | — | 99 | +20,491 | New | Q1 2026 | May 15, 2026 |
| Brevan Howard Capital Management LP | History | New | 20,367 | 158 | 0.0% | — | 100 | +20,367 | New | Q1 2026 | May 15, 2026 |
| nVerses Capital, LLC | History | New | 19,857 | 154 | 0.14% | — | 101 | +19,857 | New | Q1 2026 | May 13, 2026 |
| PFG Investments, LLC | History | Reduced | 19,717 | 153 | 0.01% | 0.01% | 102 | -883 | -4.29% | Q1 2026 | Apr 27, 2026 |
| Apella Capital, LLC | History | No change | 17,525 | 148 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Fund Advisors of America Inc/FL | History | Reduced | 18,882 | 146 | 0.15% | 0.18% | 104 | -2,655 | -12.33% | Q1 2026 | May 13, 2026 |
| ProShare Advisors LLC | History | Added to | 18,406 | 142 | 0.0% | 0.0% | 105 | +4,147 | 29.08% | Q1 2026 | Apr 24, 2026 |
| Glenview Trust Co | History | Added to | 17,500 | 135 | 0.0% | 0.0% | 106 | +7,400 | 73.27% | Q1 2026 | May 08, 2026 |
| SANDERS MORRIS HARRIS LLC | History | New | 16,375 | 127 | 0.02% | — | 108 | +16,375 | New | Q1 2026 | Apr 09, 2026 |
| CALTON & ASSOCIATES, INC. | History | Added to | 16,465 | 127 | 0.02% | 0.02% | 107 | +2,856 | 20.99% | Q1 2026 | May 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 15,981 | 124 | 0.0% | 0.0% | 110 | -8,784 | -35.47% | Q1 2026 | May 14, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 16,000 | 124 | 0.01% | 0.01% | 109 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 16,025 | 124 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Arkadios Wealth Advisors | History | No change | 16,000 | 124 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| Genesee Capital Advisors, LLC | History | Added to | 15,896 | 123 | 0.05% | 0.04% | 113 | +5,166 | 48.15% | Q1 2026 | Apr 22, 2026 |
| SG Americas Securities, LLC | History | New | 15,693 | 122 | 0.0% | — | 114 | +15,693 | New | Q1 2026 | Apr 16, 2026 |
| Creative Planning | History | Added to | 14,255 | 110 | 0.0% | 0.0% | 115 | +493 | 3.58% | Q1 2026 | May 12, 2026 |
| EMC Capital Management | History | No change | 11,820 | 109 | 0.05% | 0.05% | 116 | 0 | 0.0% | Q4 2025 | Mar 09, 2026 |
| WEALTHEDGE INVESTMENT ADVISORS, LLC | History | Reduced | 12,700 | 98 | 0.04% | 0.07% | 117 | -7,777 | -37.98% | Q1 2026 | May 08, 2026 |
| Catalyst Capital Advisors LLC | History | New | 12,000 | 93 | 0.0% | — | 119 | +12,000 | New | Q1 2026 | May 06, 2026 |
| Alpha Cubed Investments, LLC | History | No change | 10,164 | 93 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Sowell Financial Services LLC | History | Reduced | 11,488 | 89 | 0.0% | 0.0% | 120 | -1,479 | -11.41% | Q1 2026 | Apr 20, 2026 |
| Williams Jones Wealth Management, LLC. | History | No change | 11,000 | 85 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Joel Isaacson & Co., LLC | History | New | 10,620 | 82 | 0.0% | — | 122 | +10,620 | New | Q1 2026 | Apr 22, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 10,503 | 81 | 0.0% | 0.0% | 124 | -4,809 | -31.41% | Q1 2026 | May 14, 2026 |
| AE Wealth Management LLC | History | Reduced | 10,448 | 81 | 0.0% | 0.0% | 123 | -65 | -0.62% | Q1 2026 | May 13, 2026 |
| BROWN ADVISORY INC | History | No change | 10,000 | 77 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Verity & Verity, LLC | History | No change | 10,000 | 77 | 0.01% | 0.01% | 126 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| State of Wyoming | History | New | 9,148 | 70 | 0.01% | — | 127 | +9,148 | New | Q1 2026 | May 13, 2026 |
| Sound Income Strategies, LLC | History | No change | 7,683 | 59 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 6,000 | 55 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Wilmington Savings Fund Society, FSB | History | Reduced | 6,000 | 46 | 0.0% | 0.0% | 130 | -8,000 | -57.14% | Q1 2026 | Apr 30, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 5,422 | 42 | 0.0% | — | 131 | +5,422 | New | Q1 2026 | May 08, 2026 |
| Union Bancaire Privee, UBP SA | History | Reduced | 5,193 | 39 | 0.0% | 0.38% | 132 | -17,199 | -76.81% | Q1 2026 | Apr 22, 2026 |
| State of Alaska, Department of Revenue | History | No change | 4,895 | 37 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 4,756 | 36 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 4,348 | 33 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MTM Investment Management, LLC | History | No change | 3,600 | 27 | 0.01% | 0.01% | 136 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Advisory Services Network, LLC | History | New | 2,573 | 19 | 0.0% | — | 137 | +2,573 | New | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 2,300 | 17 | 0.0% | 0.0% | 138 | +2,000 | 666.67% | Q1 2026 | May 08, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,553 | 12 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| COMERICA BANK | History | No change | 1,100 | 10 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 1,100 | 8 | 0.0% | — | 142 | +1,100 | New | Q1 2026 | May 01, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | No change | 969 | 8 | 0.01% | 0.01% | 141 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| FIRST HORIZON CORP | History | No change | 1,000 | 7 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| NATIXIS | History | Added to | 550 | 4 | 0.0% | 0.0% | 144 | +18 | 3.38% | Q1 2026 | May 14, 2026 |
| CHELSEA COUNSEL CO | History | No change | 340 | 3 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Bank & Trust Co | History | No change | 422 | 3 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Larson Financial Group LLC | History | Added to | 274 | 2 | 0.0% | 0.0% | 149 | +11 | 4.18% | Q1 2026 | May 15, 2026 |
| Parallel Advisors, LLC | History | No change | 300 | 2 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 308 | 2 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Reduced | 225 | 1 | 0.0% | 0.0% | 152 | -590 | -72.39% | Q1 2026 | May 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 166 | 1 | 0.0% | 0.0% | 150 | -271 | -62.01% | Q1 2026 | May 15, 2026 |
| Community Financial Services Group, LLC | History | New | 200 | 1 | 0.0% | — | 153 | +200 | New | Q1 2026 | Apr 08, 2026 |
| UMB Bank, n.a. | History | No change | 225 | 1 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.58% | — | -1,338,277 | -100.0% | Q1 2026 | May 15, 2026 |
| ARES MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -602,575 | -100.0% | Q1 2026 | May 15, 2026 |
| Truffle Hound Capital, LLC | History | Closed out | 0 | 0 | — | 1.32% | — | -550,000 | -100.0% | Q1 2026 | May 07, 2026 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -455,022 | -100.0% | Q1 2026 | May 13, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -56,578 | -100.0% | Q1 2026 | May 15, 2026 |
| Inspire Investing, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -50,906 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.01% | — | -44,643 | -100.0% | Q1 2026 | May 13, 2026 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.01% | — | -37,261 | -100.0% | Q1 2026 | May 13, 2026 |
| FOURPATH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -34,299 | -100.0% | Q1 2026 | May 01, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,852 | -100.0% | Q1 2026 | Apr 30, 2026 |
| FOX RUN MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.03% | — | -22,800 | -100.0% | Q1 2026 | May 12, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -21,914 | -100.0% | Q1 2026 | May 14, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -19,092 | -100.0% | Q1 2026 | May 15, 2026 |
| TrueMark Investments, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -18,558 | -100.0% | Q1 2026 | Apr 20, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -17,936 | -100.0% | Q1 2026 | May 15, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,727 | -100.0% | Q1 2026 | May 14, 2026 |
| PharVision Advisers, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -17,017 | -100.0% | Q1 2026 | May 11, 2026 |
| Schonfeld Strategic Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,380 | -100.0% | Q1 2026 | May 15, 2026 |
| WHITTIER TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -16,222 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,200 | -100.0% | Q1 2026 | May 15, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -15,847 | -100.0% | Q1 2026 | May 15, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -14,848 | -100.0% | Q1 2026 | May 15, 2026 |
| CONDOR CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 0.01% | — | -14,107 | -100.0% | Q1 2026 | May 11, 2026 |
| Aquatic Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,818 | -100.0% | Q1 2026 | May 15, 2026 |
| OAK FAMILY ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -13,445 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,597 | -100.0% | Q1 2026 | May 15, 2026 |
| SEVEN MILE ADVISORY | History | Closed out | 0 | 0 | — | 0.02% | — | -10,630 | -100.0% | Q1 2026 | Apr 14, 2026 |
| BNP Paribas Asset Management Holding S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,581 | -100.0% | Q1 2026 | May 14, 2026 |
| WealthCollab, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,761 | -100.0% | Q1 2026 | May 13, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,697 | -100.0% | Q1 2026 | May 15, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,149 | -100.0% | Q1 2026 | May 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -651 | -100.0% | Q1 2026 | Apr 28, 2026 |
| NFSG Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -485 | -100.0% | Q1 2026 | May 05, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 76 | 0 | — | — | — | +76 | New | Q1 2026 | May 11, 2026 |
| Allworth Financial LP | History | Added to | 95 | 0 | — | — | — | +5 | 5.56% | Q1 2026 | May 14, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| DANSKE BANK A/S | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| CITIGROUP INC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |