Innovator ETFs Trust - NOCT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | History | Reduced | 295,397 | 16,650 | 0.02% | 0.03% | 1 | -55,500 | -15.82% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 263,247 | 14,837 | 0.02% | 0.01% | 2 | +140,201 | 113.94% | Q1 2026 | Apr 27, 2026 |
| INVESTMENT MANAGEMENT CORP /VA/ /ADV | History | Reduced | 183,638 | 10,350 | 8.89% | 9.01% | 3 | -1,925 | -1.04% | Q1 2026 | Apr 28, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 132,854 | 7,488 | 0.03% | 0.01% | 4 | +97,792 | 278.91% | Q1 2026 | Apr 30, 2026 |
| Element Squared LLC | History | Reduced | 122,309 | 6,893 | 3.89% | 19.96% | 5 | -512,673 | -80.74% | Q1 2026 | Apr 23, 2026 |
| Cetera Investment Advisers | History | Added to | 113,008 | 6,369 | 0.01% | 0.01% | 6 | +13,987 | 14.13% | Q1 2026 | May 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 107,757 | 6,074 | 0.02% | 0.01% | 7 | +5,603 | 5.48% | Q1 2026 | Apr 22, 2026 |
| MAI Capital Management | History | Reduced | 89,870 | 5,065 | 0.03% | 0.06% | 8 | -77,360 | -46.26% | Q1 2026 | May 15, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 86,120 | 4,854 | 0.01% | 0.01% | 9 | +1,466 | 1.73% | Q1 2026 | Apr 27, 2026 |
| LPL Financial LLC | History | Reduced | 84,016 | 4,735 | 0.0% | 0.0% | 10 | -629 | -0.74% | Q1 2026 | May 06, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 74,681 | 4,209 | 0.06% | 0.07% | 11 | +431 | 0.58% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 52,271 | 2,946 | 0.0% | 0.0% | 12 | -15 | -0.03% | Q1 2026 | May 04, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 41,024 | 2,312 | 0.01% | 0.01% | 13 | -1,650 | -3.87% | Q1 2026 | Apr 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 36,900 | 2,079 | 0.0% | 0.0% | 14 | +702 | 1.94% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 35,182 | 1,983 | 0.0% | 0.0% | 15 | +30,728 | 689.9% | Q1 2026 | May 12, 2026 |
| Focus Partners Wealth | History | No change | 33,012 | 1,860 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Jacobi Capital Management LLC | History | Reduced | 31,886 | 1,797 | 0.1% | 0.11% | 17 | -930 | -2.83% | Q1 2026 | May 13, 2026 |
| Certified Advisory Corp | History | Reduced | 31,869 | 1,796 | 0.16% | 0.17% | 18 | -493 | -1.52% | Q1 2026 | Apr 17, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 31,796 | 1,792 | 0.04% | 0.05% | 19 | -1,628 | -4.87% | Q1 2026 | May 15, 2026 |
| RED CRANE WEALTH MANAGEMENT, LLC | History | Reduced | 31,295 | 1,763 | 1.45% | 1.49% | 20 | -221 | -0.7% | Q1 2026 | Apr 28, 2026 |
| ORG Partners LLC | History | No change | 28,332 | 1,640 | 0.29% | 0.29% | 21 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| First Heartland Consultants, Inc. | History | Reduced | 29,022 | 1,635 | 0.13% | 0.15% | 22 | -4,390 | -13.14% | Q1 2026 | Apr 08, 2026 |
| Diligent Investors, LLC | History | Reduced | 28,448 | 1,603 | 0.4% | 0.41% | 23 | -250 | -0.87% | Q1 2026 | Apr 15, 2026 |
| World Investment Advisors | History | New | 26,840 | 1,512 | 0.02% | — | 24 | +26,840 | New | Q1 2026 | Apr 27, 2026 |
| HighTower Advisors, LLC | History | Added to | 25,692 | 1,448 | 0.0% | 0.0% | 25 | +350 | 1.38% | Q1 2026 | May 05, 2026 |
| Cornerstone Wealth, LLC/TN | History | New | 23,385 | 1,408 | 0.79% | — | 26 | +23,385 | New | Q1 2026 | May 19, 2026 |
| BIP Wealth, LLC | History | Added to | 24,455 | 1,378 | 0.06% | 0.05% | 27 | +576 | 2.41% | Q1 2026 | Apr 27, 2026 |
| Valtinson Bruner Financial Planning LLC | History | No change | 22,954 | 1,293 | 0.36% | 0.38% | 28 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 22,728 | 1,281 | 0.02% | 0.01% | 29 | +14,215 | 166.98% | Q1 2026 | May 15, 2026 |
| Merit Financial Group, LLC | History | Added to | 21,792 | 1,228 | 0.01% | 0.01% | 30 | +2,344 | 12.05% | Q1 2026 | Apr 15, 2026 |
| Brookstone Capital Management | History | Reduced | 21,018 | 1,184 | 0.01% | 0.01% | 31 | -138 | -0.65% | Q1 2026 | Apr 16, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 18,401 | 1,037 | 0.07% | 0.05% | 32 | +4,683 | 34.14% | Q1 2026 | May 15, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 18,223 | 1,027 | 0.34% | 0.35% | 33 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| GWN SECURITIES INC. | History | Added to | 17,771 | 1,001 | 0.19% | 0.19% | 34 | +1,142 | 6.87% | Q1 2026 | May 14, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 16,420 | 925 | 0.06% | 0.06% | 35 | +220 | 1.36% | Q1 2026 | Apr 13, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Reduced | 16,236 | 915 | 0.02% | 0.03% | 36 | -6,827 | -29.6% | Q1 2026 | Apr 07, 2026 |
| CRA Financial Services, LLC | History | Reduced | 15,275 | 860 | 0.11% | 0.13% | 37 | -2,125 | -12.21% | Q1 2026 | Apr 09, 2026 |
| CoreCap Advisors, LLC | History | Added to | 14,850 | 837 | 0.03% | 0.03% | 38 | +152 | 1.03% | Q1 2026 | Apr 07, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 14,817 | 835 | 0.01% | 0.01% | 39 | -60 | -0.4% | Q1 2026 | May 11, 2026 |
| CWM, LLC | History | Reduced | 14,187 | 799 | 0.0% | 0.0% | 40 | -5,796 | -29.0% | Q1 2026 | May 14, 2026 |
| AE Wealth Management LLC | History | Added to | 13,742 | 774 | 0.0% | 0.0% | 41 | +700 | 5.37% | Q1 2026 | May 13, 2026 |
| Focus Financial Network, Inc. | History | Reduced | 13,582 | 765 | 0.03% | 0.03% | 42 | -27 | -0.2% | Q1 2026 | Apr 14, 2026 |
| Mid-American Wealth Advisory Group, Inc. | History | No change | 12,859 | 744 | 0.31% | 0.31% | 43 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| SECURED RETIREMENT ADVISORS, LLC | History | Added to | 12,340 | 695 | 0.39% | 0.4% | 44 | +48 | 0.39% | Q1 2026 | Apr 24, 2026 |
| IFP Advisors, Inc | History | Reduced | 11,370 | 640 | 0.01% | 0.01% | 45 | -171 | -1.48% | Q1 2026 | Apr 13, 2026 |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | History | No change | 11,000 | 620 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Opus Financial Solutions LLC | History | Reduced | 10,336 | 582 | 0.55% | 0.75% | 47 | -3,305 | -24.23% | Q1 2026 | May 08, 2026 |
| AdvisorNet Financial, Inc | History | Reduced | 10,045 | 566 | 0.03% | 0.04% | 48 | -1,959 | -16.32% | Q1 2026 | Apr 17, 2026 |
| Advisory Services Network, LLC | History | No change | 9,861 | 555 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 9,722 | 547 | 0.0% | 0.0% | 50 | -1,612 | -14.22% | Q1 2026 | May 04, 2026 |
| FSA Advisors, Inc. | History | Reduced | 9,283 | 523 | 0.34% | 0.38% | 51 | -50 | -0.54% | Q1 2026 | May 06, 2026 |
| Advisory Alpha, LLC | History | No change | 9,040 | 509 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Keating Financial Advisory Services, Inc. | History | Reduced | 8,945 | 504 | 0.08% | 0.07% | 53 | -356 | -3.83% | Q1 2026 | May 15, 2026 |
| PlanVest Financial, Inc | History | New | 8,327 | 469 | 0.36% | — | 54 | +8,327 | New | Q1 2026 | May 14, 2026 |
| Liberty Atlantic Advisors LLC | History | Reduced | 8,292 | 467 | 0.4% | 0.52% | 55 | -838 | -9.18% | Q1 2026 | Apr 27, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | No change | 8,142 | 458 | 0.03% | 0.03% | 56 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Outlook Wealth Advisors, LLC | History | No change | 8,067 | 454 | 0.11% | 0.11% | 57 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| CORRADO ADVISORS, LLC | History | Reduced | 7,984 | 450 | 0.23% | 0.23% | 58 | -49 | -0.61% | Q1 2026 | Apr 30, 2026 |
| PFG Advisors | History | Added to | 7,774 | 438 | 0.02% | 0.02% | 59 | +464 | 6.35% | Q1 2026 | May 05, 2026 |
| Visionary Wealth Advisors | History | No change | 6,861 | 386 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Trek Financial, LLC | History | No change | 6,711 | 378 | 0.02% | 0.02% | 61 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Advisor OS, LLC | History | New | 6,514 | 367 | 0.03% | — | 63 | +6,514 | New | Q1 2026 | May 07, 2026 |
| Tradition Wealth Management, LLC | History | Reduced | 6,515 | 367 | 0.03% | 0.03% | 62 | -665 | -9.26% | Q1 2026 | May 15, 2026 |
| Triumph Capital Management | History | New | 5,586 | 314 | 0.06% | — | 64 | +5,586 | New | Q1 2026 | May 13, 2026 |
| Freedom Investment Management, Inc. | History | Reduced | 5,537 | 312 | 0.09% | 0.1% | 65 | -258 | -4.45% | Q1 2026 | Apr 22, 2026 |
| Global Trust Wealth Management LLC | History | No change | 5,550 | 312 | 0.24% | 0.24% | 66 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| MMA ASSET MANAGEMENT LLC | History | No change | 5,293 | 298 | 0.1% | 0.11% | 67 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Prime Capital Investment Advisors, LLC | History | Added to | 5,009 | 282 | 0.0% | 0.0% | 68 | +850 | 20.44% | Q1 2026 | May 08, 2026 |
| Allworth Financial LP | History | Reduced | 4,995 | 281 | 0.0% | 0.06% | 69 | -228,479 | -97.86% | Q1 2026 | May 14, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 4,857 | 273 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| TrustBank | History | Reduced | 4,735 | 266 | 0.1% | 0.12% | 71 | -175 | -3.56% | Q1 2026 | May 04, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 4,695 | 264 | 0.0% | 0.01% | 72 | -1,197 | -20.32% | Q1 2026 | May 18, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 4,510 | 256 | 0.0% | 0.0% | 74 | +75 | 1.69% | Q1 2026 | Apr 08, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 4,550 | 256 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| Vantage Point Financial LLC | History | No change | 4,370 | 246 | 0.09% | 0.09% | 75 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| TopTier Wealth Management, LLC | History | No change | 4,261 | 240 | 0.15% | 0.17% | 76 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Sound View Wealth Advisors Group, LLC | History | Reduced | 4,233 | 238 | 0.02% | 0.02% | 77 | -928 | -17.98% | Q1 2026 | May 06, 2026 |
| Archer Investment Corp | History | No change | 4,025 | 226 | 0.05% | 0.05% | 78 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Beacon Pointe Advisors, LLC | History | New | 3,931 | 221 | 0.0% | — | 79 | +3,931 | New | Q1 2026 | May 15, 2026 |
| Capital Analysts, LLC | History | No change | 3,862 | 217 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Phoenix Financial Ltd. | History | Reduced | 3,835 | 216 | 0.0% | 0.0% | 81 | -460 | -10.71% | Q1 2026 | May 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 3,834 | 216 | 0.0% | 0.0% | 82 | -241 | -5.91% | Q1 2026 | May 08, 2026 |
| CALTON & ASSOCIATES, INC. | History | New | 3,809 | 214 | 0.03% | — | 84 | +3,809 | New | Q1 2026 | May 13, 2026 |
| Michels Family Financial, LLC | History | No change | 3,809 | 214 | 0.15% | 0.16% | 83 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Keystone Wealth Services, LLC | History | New | 3,709 | 209 | 0.04% | — | 85 | +3,709 | New | Q1 2026 | May 13, 2026 |
| CITADEL ADVISORS LLC | History | New | 3,677 | 207 | 0.0% | — | 86 | +3,677 | New | Q1 2026 | May 15, 2026 |
| Noble Wealth Management PBC | History | Reduced | 3,238 | 182 | 0.09% | 0.09% | 87 | -23 | -0.71% | Q1 2026 | Apr 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 3,093 | 174 | 0.0% | 0.01% | 88 | -1,718 | -35.71% | Q1 2026 | May 15, 2026 |
| WealthShield Partners, LLC | History | No change | 1,990 | 112 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 1,459 | 82 | 0.01% | 0.01% | 90 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| SageView Advisory Group, LLC | History | No change | 1,278 | 74 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Capital Investment Advisory Services, LLC | History | New | 1,201 | 67 | 0.0% | — | 92 | +1,201 | New | Q1 2026 | May 05, 2026 |
| Whipplewood Advisors, LLC | History | No change | 750 | 42 | 0.02% | 0.03% | 93 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| MORGAN STANLEY | History | No change | 568 | 32 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | No change | 450 | 25 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| PRIVATE TRUST CO NA | History | No change | 440 | 25 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 189 | 10 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Ascentis Independent Advisors | History | New | 159 | 8 | 0.0% | — | 99 | +159 | New | Q1 2026 | Apr 28, 2026 |
| Caitlin John, LLC | History | No change | 157 | 8 | 0.0% | 0.01% | 98 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 108 | 6 | 0.0% | — | 100 | +108 | New | Q1 2026 | May 15, 2026 |
| PFS Partners, LLC | History | No change | 70 | 3 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Kingdom Financial Group LLC. | History | Reduced | 51 | 2 | 0.0% | 0.0% | 102 | -94 | -64.83% | Q1 2026 | May 13, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 51 | 2 | 0.0% | — | 103 | +51 | New | Q1 2026 | May 13, 2026 |
| Cresset Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,378 | -100.0% | Q1 2026 | May 15, 2026 |
| Sigma Planning Corp | History | Closed out | 0 | 0 | — | 0.03% | — | -15,961 | -100.0% | Q1 2026 | May 04, 2026 |
| RK Capital Management, LLC/FL | History | Closed out | 0 | 0 | — | 0.02% | — | -10,000 | -100.0% | Q1 2026 | May 12, 2026 |
| Arlington Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.32% | — | -9,048 | -100.0% | Q1 2026 | May 01, 2026 |
| Arete Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -6,531 | -100.0% | Q1 2026 | May 20, 2026 |
| Ascent Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -5,188 | -100.0% | Q1 2026 | May 06, 2026 |
| BCS Wealth Management | History | Closed out | 0 | 0 | — | 0.03% | — | -4,830 | -100.0% | Q1 2026 | Apr 17, 2026 |
| BLVD Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -4,417 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Clear Point Advisors Inc. | History | Closed out | 0 | 0 | — | 0.16% | — | -3,601 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -590 | -100.0% | Q1 2026 | May 11, 2026 |
| OPTIMA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -570 | -100.0% | Q1 2026 | May 04, 2026 |
| Compass Financial Services Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -486 | -100.0% | Q1 2026 | May 01, 2026 |
| Luminist Capital LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -240 | -100.0% | Q1 2026 | Apr 24, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -225 | -100.0% | Q1 2026 | May 05, 2026 |