Innovator ETFs Trust - NOCT
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Element Squared LLC | History | New | 634,982 | 36,778 | 19.96% | — | 1 | +634,982 | New | Q4 2025 | Jan 20, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 350,897 | 20,323 | 0.03% | 0.02% | 2 | +68,255 | 24.15% | Q4 2025 | Feb 17, 2026 |
| Allworth Financial LP | History | New | 233,474 | 13,522 | 0.06% | — | 3 | +233,474 | New | Q4 2025 | Feb 05, 2026 |
| INVESTMENT MANAGEMENT CORP /VA/ /ADV | History | Reduced | 185,563 | 10,747 | 9.01% | 9.12% | 4 | -1,216 | -0.65% | Q4 2025 | Jan 29, 2026 |
| MAI Capital Management | History | Added to | 167,230 | 9,685 | 0.06% | 0.01% | 5 | +146,463 | 705.27% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 123,046 | 7,126 | 0.01% | 0.01% | 6 | +18,201 | 17.36% | Q4 2025 | Feb 12, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 102,154 | 5,917 | 0.01% | 0.01% | 7 | +951 | 0.94% | Q4 2025 | Feb 11, 2026 |
| Cetera Investment Advisers | History | Added to | 99,021 | 5,735 | 0.01% | 0.0% | 8 | +24,980 | 33.74% | Q4 2025 | Feb 17, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 84,654 | 4,903 | 0.01% | 0.01% | 9 | +1,353 | 1.62% | Q4 2025 | Feb 02, 2026 |
| LPL Financial LLC | History | Added to | 84,645 | 4,902 | 0.0% | 0.0% | 10 | +11,085 | 15.07% | Q4 2025 | Feb 11, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 74,250 | 4,300 | 0.07% | 0.06% | 11 | +9,849 | 15.29% | Q4 2025 | Feb 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 52,286 | 3,028 | 0.0% | 0.0% | 12 | +7,530 | 16.82% | Q4 2025 | Feb 10, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 42,674 | 2,472 | 0.01% | 0.01% | 13 | +8,628 | 25.34% | Q4 2025 | Feb 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 36,198 | 2,096 | 0.0% | 0.0% | 14 | +12,223 | 50.98% | Q4 2025 | Feb 18, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 35,062 | 2,030 | 0.01% | 0.01% | 15 | +10,884 | 45.02% | Q4 2025 | Feb 13, 2026 |
| First Heartland Consultants, Inc. | History | Reduced | 33,412 | 1,935 | 0.15% | 0.23% | 16 | -17,392 | -34.23% | Q4 2025 | Jan 09, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 33,424 | 1,935 | 0.05% | 0.03% | 17 | +13,437 | 67.23% | Q4 2025 | Feb 13, 2026 |
| Focus Partners Wealth | History | Reduced | 33,012 | 1,912 | 0.0% | 0.0% | 18 | -750 | -2.22% | Q4 2025 | Feb 13, 2026 |
| Jacobi Capital Management LLC | History | Reduced | 32,816 | 1,900 | 0.11% | 0.12% | 19 | -525 | -1.57% | Q4 2025 | Feb 13, 2026 |
| Certified Advisory Corp | History | Added to | 32,362 | 1,874 | 0.17% | 0.13% | 20 | +7,389 | 29.59% | Q4 2025 | Jan 12, 2026 |
| RED CRANE WEALTH MANAGEMENT, LLC | History | Reduced | 31,516 | 1,825 | 1.49% | 1.51% | 21 | -49 | -0.16% | Q4 2025 | Feb 03, 2026 |
| Diligent Investors, LLC | History | Added to | 28,698 | 1,662 | 0.41% | 0.29% | 22 | +8,300 | 40.69% | Q4 2025 | Jan 23, 2026 |
| ORG Partners LLC | History | Added to | 28,332 | 1,640 | 0.29% | 0.27% | 23 | +275 | 0.98% | Q4 2025 | Jan 14, 2026 |
| Cresset Asset Management, LLC | History | New | 26,378 | 1,527 | 0.01% | — | 24 | +26,378 | New | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | Added to | 25,342 | 1,467 | 0.0% | 0.0% | 25 | +4,410 | 21.07% | Q4 2025 | Feb 06, 2026 |
| BIP Wealth, LLC | History | New | 23,879 | 1,383 | 0.05% | — | 26 | +23,879 | New | Q4 2025 | Jan 21, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Added to | 23,063 | 1,335 | 0.03% | 0.02% | 27 | +12,101 | 110.39% | Q4 2025 | Jan 23, 2026 |
| Valtinson Bruner Financial Planning LLC | History | No change | 22,954 | 1,329 | 0.38% | 0.39% | 28 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Brookstone Capital Management | History | Reduced | 21,156 | 1,225 | 0.01% | 0.01% | 29 | -416 | -1.93% | Q4 2025 | Jan 15, 2026 |
| CWM, LLC | History | Reduced | 19,983 | 1,157 | 0.0% | 0.0% | 30 | -533 | -2.6% | Q4 2025 | Jan 26, 2026 |
| Merit Financial Group, LLC | History | Added to | 19,448 | 1,126 | 0.01% | 0.01% | 31 | +5,486 | 39.29% | Q4 2025 | Jan 26, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 18,223 | 1,055 | 0.35% | 0.32% | 32 | +1,517 | 9.08% | Q4 2025 | Jan 23, 2026 |
| CRA Financial Services, LLC | History | Added to | 17,400 | 1,007 | 0.13% | 0.08% | 33 | +6,820 | 64.46% | Q4 2025 | Jan 16, 2026 |
| GWN SECURITIES INC. | History | Added to | 16,629 | 963 | 0.19% | 0.19% | 34 | +2,047 | 14.04% | Q4 2025 | Feb 11, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 16,200 | 938 | 0.06% | 0.06% | 35 | +450 | 2.86% | Q4 2025 | Feb 06, 2026 |
| Sigma Planning Corp | History | New | 15,961 | 922 | 0.03% | — | 36 | +15,961 | New | Q4 2025 | Jan 30, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 14,877 | 861 | 0.01% | 0.01% | 37 | +58 | 0.39% | Q4 2025 | Feb 10, 2026 |
| CoreCap Advisors, LLC | History | Added to | 14,698 | 851 | 0.03% | 0.03% | 38 | +6 | 0.04% | Q4 2025 | Jan 13, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 13,718 | 794 | 0.05% | 0.03% | 39 | +5,825 | 73.8% | Q4 2025 | Feb 20, 2026 |
| Opus Financial Solutions LLC | History | New | 13,641 | 790 | 0.75% | — | 40 | +13,641 | New | Q4 2025 | Feb 17, 2026 |
| Focus Financial Network, Inc. | History | Added to | 13,609 | 788 | 0.03% | 0.02% | 41 | +2,273 | 20.05% | Q4 2025 | Jan 12, 2026 |
| AE Wealth Management LLC | History | Added to | 13,042 | 755 | 0.0% | 0.0% | 42 | +10,351 | 384.65% | Q4 2025 | Jan 26, 2026 |
| Mid-American Wealth Advisory Group, Inc. | History | New | 12,859 | 744 | 0.31% | — | 43 | +12,859 | New | Q4 2025 | Jan 23, 2026 |
| SECURED RETIREMENT ADVISORS, LLC | History | Reduced | 12,292 | 711 | 0.4% | 0.46% | 44 | -2,151 | -14.89% | Q4 2025 | Jan 30, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 12,004 | 695 | 0.04% | 0.01% | 45 | +9,664 | 412.99% | Q4 2025 | Jan 20, 2026 |
| IFP Advisors, Inc | History | Added to | 11,541 | 668 | 0.01% | 0.01% | 46 | +6,393 | 124.18% | Q4 2025 | Feb 06, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 11,334 | 656 | 0.0% | 0.0% | 47 | +5,689 | 100.78% | Q4 2025 | Feb 13, 2026 |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | History | Added to | 11,000 | 637 | 0.0% | 0.0% | 48 | +2,130 | 24.01% | Q4 2025 | Jan 13, 2026 |
| RK Capital Management, LLC/FL | History | No change | 10,000 | 579 | 0.02% | 0.0% | 49 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Advisory Services Network, LLC | History | Reduced | 9,861 | 571 | 0.01% | 0.01% | 50 | -999 | -9.2% | Q4 2025 | Feb 17, 2026 |
| FSA Advisors, Inc. | History | Added to | 9,333 | 540 | 0.38% | 0.35% | 51 | +1,580 | 20.38% | Q4 2025 | Feb 02, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 9,301 | 538 | 0.07% | — | 52 | +9,301 | New | Q4 2025 | Feb 09, 2026 |
| Liberty Atlantic Advisors LLC | History | New | 9,130 | 528 | 0.52% | — | 53 | +9,130 | New | Q4 2025 | Feb 03, 2026 |
| Arlington Capital Management, Inc. | History | Reduced | 9,048 | 524 | 0.32% | 0.35% | 54 | -606 | -6.28% | Q4 2025 | Jan 06, 2026 |
| Advisory Alpha, LLC | History | New | 9,040 | 523 | 0.01% | — | 55 | +9,040 | New | Q4 2025 | Feb 06, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 8,513 | 493 | 0.01% | — | 56 | +8,513 | New | Q4 2025 | Feb 17, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | No change | 8,142 | 471 | 0.03% | 0.03% | 57 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Outlook Wealth Advisors, LLC | History | No change | 8,067 | 467 | 0.11% | 0.11% | 58 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| CORRADO ADVISORS, LLC | History | Added to | 8,033 | 465 | 0.23% | 0.18% | 59 | +2,164 | 36.87% | Q4 2025 | Feb 10, 2026 |
| PFG Advisors | History | Added to | 7,310 | 423 | 0.02% | 0.01% | 60 | +2,498 | 51.91% | Q4 2025 | Jan 27, 2026 |
| Tradition Wealth Management, LLC | History | Added to | 7,180 | 415 | 0.03% | 0.02% | 61 | +1,777 | 32.89% | Q4 2025 | Feb 11, 2026 |
| Visionary Wealth Advisors | History | No change | 6,861 | 397 | 0.02% | 0.02% | 62 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Trek Financial, LLC | History | New | 6,711 | 388 | 0.02% | — | 63 | +6,711 | New | Q4 2025 | Feb 04, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 6,531 | 378 | 0.02% | 0.02% | 64 | +616 | 10.41% | Q4 2025 | Feb 13, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 5,892 | 341 | 0.01% | 0.01% | 65 | -2,501 | -29.8% | Q4 2025 | Feb 13, 2026 |
| Freedom Investment Management, Inc. | History | New | 5,795 | 335 | 0.1% | — | 66 | +5,795 | New | Q4 2025 | Feb 06, 2026 |
| Global Trust Wealth Management LLC | History | New | 5,550 | 321 | 0.24% | — | 67 | +5,550 | New | Q4 2025 | Jan 28, 2026 |
| MMA ASSET MANAGEMENT LLC | History | New | 5,293 | 306 | 0.11% | — | 68 | +5,293 | New | Q4 2025 | Feb 03, 2026 |
| Ascent Wealth Partners, LLC | History | New | 5,188 | 300 | 0.03% | — | 69 | +5,188 | New | Q4 2025 | Feb 02, 2026 |
| Sound View Wealth Advisors Group, LLC | History | New | 5,161 | 298 | 0.02% | — | 70 | +5,161 | New | Q4 2025 | Jan 08, 2026 |
| TrustBank | History | New | 4,910 | 284 | 0.12% | — | 71 | +4,910 | New | Q4 2025 | Feb 09, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 4,857 | 281 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| BCS Wealth Management | History | New | 4,830 | 279 | 0.03% | — | 73 | +4,830 | New | Q4 2025 | Jan 26, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 4,811 | 278 | 0.01% | 0.01% | 74 | -3,575 | -42.63% | Q4 2025 | Feb 09, 2026 |
| CENTAURUS FINANCIAL, INC. | History | New | 4,550 | 264 | 0.01% | — | 75 | +4,550 | New | Q4 2025 | Feb 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 4,435 | 258 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| JANE STREET GROUP, LLC | History | New | 4,454 | 257 | 0.0% | — | 77 | +4,454 | New | Q4 2025 | Feb 12, 2026 |
| BLVD Private Wealth, LLC | History | Reduced | 4,417 | 255 | 0.22% | 0.27% | 78 | -1,106 | -20.03% | Q4 2025 | Jan 27, 2026 |
| Vantage Point Financial LLC | History | Reduced | 4,370 | 253 | 0.09% | 0.1% | 79 | -140 | -3.1% | Q4 2025 | Feb 02, 2026 |
| Phoenix Financial Ltd. | History | New | 4,295 | 248 | 0.0% | — | 80 | +4,295 | New | Q4 2025 | Feb 05, 2026 |
| TopTier Wealth Management, LLC | History | New | 4,261 | 246 | 0.17% | — | 81 | +4,261 | New | Q4 2025 | Feb 12, 2026 |
| Prime Capital Investment Advisors, LLC | History | New | 4,159 | 240 | 0.0% | — | 82 | +4,159 | New | Q4 2025 | Jan 21, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 4,075 | 236 | 0.0% | 0.0% | 83 | +241 | 6.29% | Q4 2025 | Feb 12, 2026 |
| Archer Investment Corp | History | No change | 4,025 | 233 | 0.05% | 0.05% | 84 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Capital Analysts, LLC | History | No change | 3,862 | 224 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Michels Family Financial, LLC | History | Added to | 3,809 | 220 | 0.16% | 0.17% | 86 | +74 | 1.98% | Q4 2025 | Feb 19, 2026 |
| Clear Point Advisors Inc. | History | New | 3,601 | 208 | 0.16% | — | 87 | +3,601 | New | Q4 2025 | Feb 10, 2026 |
| Noble Wealth Management PBC | History | Reduced | 3,261 | 188 | 0.09% | 0.1% | 88 | -67 | -2.01% | Q4 2025 | Jan 05, 2026 |
| WealthShield Partners, LLC | History | No change | 1,990 | 115 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 1,459 | 84 | 0.01% | 0.01% | 90 | +498 | 51.82% | Q4 2025 | Feb 09, 2026 |
| SageView Advisory Group, LLC | History | New | 1,278 | 74 | 0.0% | — | 91 | +1,278 | New | Q4 2025 | Feb 17, 2026 |
| Whipplewood Advisors, LLC | History | No change | 750 | 43 | 0.03% | 0.03% | 92 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Garton & Associates Financial Advisors LLC | History | New | 590 | 34 | 0.02% | — | 93 | +590 | New | Q4 2025 | Feb 18, 2026 |
| OPTIMA CAPITAL LLC | History | New | 570 | 33 | 0.01% | — | 94 | +570 | New | Q4 2025 | Jan 23, 2026 |
| MORGAN STANLEY | History | Reduced | 568 | 32 | 0.0% | 0.0% | 95 | -106 | -15.73% | Q4 2025 | Feb 13, 2026 |
| Compass Financial Services Inc | History | No change | 486 | 28 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q4 2025 | Feb 27, 2026 |
| NBC SECURITIES, INC. | History | New | 450 | 26 | 0.0% | — | 97 | +450 | New | Q4 2025 | Jan 29, 2026 |
| PRIVATE TRUST CO NA | History | New | 440 | 25 | 0.0% | — | 98 | +440 | New | Q4 2025 | Jan 26, 2026 |
| UBS Group AG | History | Reduced | 225 | 13 | 0.0% | 0.0% | 99 | -7,103 | -96.93% | Q4 2025 | Jan 29, 2026 |
| Luminist Capital LLC | History | No change | 240 | 13 | 0.02% | 0.01% | 100 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 189 | 10 | 0.0% | — | 101 | +189 | New | Q4 2025 | Feb 11, 2026 |
| Caitlin John, LLC | History | No change | 157 | 9 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Kingdom Financial Group LLC. | History | New | 145 | 8 | 0.0% | — | 103 | +145 | New | Q4 2025 | Feb 06, 2026 |
| PFS Partners, LLC | History | No change | 70 | 4 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Gradient Investments LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -31,371 | -100.0% | Q3 2025 | Oct 06, 2025 |
| Strategic Blueprint, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -24,621 | -100.0% | Q3 2025 | Oct 23, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,876 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -5,156 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Keystone Wealth Services, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -3,710 | -100.0% | Q3 2025 | Oct 22, 2025 |