Innovator ETFs Trust - NOCT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | History | No change | 332,809 | 20,809 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 247,975 | 15,989 | 0.02% | 0.02% | 2 | -7,151 | -2.8% | Q3 2026 | Nov 02, 2026 |
| INVESTMENT MANAGEMENT CORP /VA/ /ADV | History | Reduced | 182,699 | 11,780 | 9.28% | 9.61% | 3 | -1,422 | -0.77% | Q3 2026 | Nov 03, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 122,987 | 7,930 | 0.02% | 0.02% | 4 | +47,284 | 62.46% | Q3 2026 | Nov 02, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 124,009 | 7,753 | 0.09% | 0.09% | 5 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Janney Montgomery Scott LLC | History | No change | 109,507 | 6,847 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Element Squared LLC | History | No change | 105,583 | 6,601 | 3.28% | 3.28% | 7 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Cetera Investment Advisers | History | No change | 85,764 | 5,362 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 79,851 | 5,148 | 0.01% | 0.01% | 9 | -8,786 | -9.91% | Q3 2026 | Oct 30, 2026 |
| LPL Financial LLC | History | No change | 81,991 | 5,126 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 51,995 | 3,250 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 35,789 | 2,308 | 0.01% | 0.01% | 12 | -5,176 | -12.64% | Q3 2026 | Nov 02, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 36,236 | 2,265 | 0.04% | 0.04% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Hofer & Associates. Inc | History | New | 33,424 | 2,155 | 1.5% | — | 15 | +33,424 | New | Q3 2026 | Oct 13, 2026 |
| RED CRANE WEALTH MANAGEMENT, LLC | History | Reduced | 33,424 | 2,155 | 1.5% | 1.56% | 14 | -542 | -1.6% | Q3 2026 | Oct 13, 2026 |
| MAI Capital Management | History | No change | 32,591 | 2,037 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Certified Advisory Corp | History | Reduced | 30,217 | 1,948 | 0.16% | 0.16% | 17 | -1,031 | -3.3% | Q3 2026 | Oct 29, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 29,906 | 1,869 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Diligent Investors, LLC | History | No change | 28,198 | 1,818 | 0.4% | 0.39% | 19 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Focus Partners Wealth | History | No change | 28,710 | 1,795 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cornerstone Wealth, LLC/TN | History | Added to | 28,522 | 1,793 | 0.86% | 0.74% | 21 | +5,137 | 21.97% | Q3 2026 | Oct 27, 2026 |
| JPMORGAN CHASE & CO | History | No change | 26,292 | 1,636 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Jacobi Capital Management LLC | History | No change | 24,886 | 1,555 | 0.08% | 0.08% | 23 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| HighTower Advisors, LLC | History | No change | 24,692 | 1,543 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| World Investment Advisors | History | No change | 26,840 | 1,512 | 0.03% | 0.03% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CreativeOne Wealth, LLC | History | No change | 24,074 | 1,505 | 0.03% | 0.03% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Valtinson Bruner Financial Planning LLC | History | Reduced | 22,906 | 1,476 | 0.37% | 0.36% | 27 | -48 | -0.21% | Q3 2026 | Nov 02, 2026 |
| Brookstone Capital Management | History | Added to | 22,203 | 1,431 | 0.01% | 0.01% | 28 | +301 | 1.37% | Q3 2026 | Oct 22, 2026 |
| First Heartland Consultants, Inc. | History | Reduced | 21,716 | 1,400 | 0.09% | 0.1% | 29 | -2,982 | -12.07% | Q3 2026 | Oct 08, 2026 |
| Ascentis Independent Advisors | History | New | 21,050 | 1,357 | 0.08% | — | 30 | +21,050 | New | Q3 2026 | Nov 03, 2026 |
| BIP Wealth, LLC | History | Reduced | 20,960 | 1,351 | 0.04% | 0.04% | 31 | -2,206 | -9.52% | Q3 2026 | Oct 22, 2026 |
| Merit Financial Group, LLC | History | No change | 21,536 | 1,346 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Mid-American Wealth Advisory Group, Inc. | History | Added to | 20,121 | 1,297 | 0.45% | 0.37% | 33 | +3,595 | 21.75% | Q3 2026 | Oct 21, 2026 |
| GWN SECURITIES INC. | History | No change | 19,377 | 1,211 | 0.2% | 0.2% | 34 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CoreCap Advisors, LLC | History | Added to | 17,988 | 1,159 | 0.03% | 0.03% | 35 | +2,222 | 14.09% | Q3 2026 | Oct 08, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 17,036 | 1,098 | 0.31% | 0.32% | 36 | -839 | -4.69% | Q3 2026 | Oct 23, 2026 |
| JANE STREET GROUP, LLC | History | No change | 17,237 | 1,077 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 16,400 | 1,057 | 0.05% | 0.05% | 38 | -20 | -0.12% | Q3 2026 | Nov 04, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 16,219 | 1,014 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 15,377 | 991 | 0.01% | — | 40 | +15,377 | New | Q3 2026 | Oct 16, 2026 |
| CRA Financial Services, LLC | History | Reduced | 14,025 | 904 | 0.1% | 0.11% | 41 | -1,250 | -8.18% | Q3 2026 | Oct 16, 2026 |
| Focus Financial Network, Inc. | History | No change | 13,582 | 875 | 0.03% | 0.03% | 42 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 13,680 | 855 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 12,750 | 826 | 0.0% | 0.0% | 44 | +1,990 | 18.49% | Q3 2026 | Oct 13, 2026 |
| Arax Advisory Partners | History | No change | 13,199 | 825 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SECURED RETIREMENT ADVISORS, LLC | History | No change | 12,600 | 787 | 0.4% | 0.4% | 46 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 10,704 | 690 | 0.02% | 0.02% | 47 | -4 | -0.04% | Q3 2026 | Oct 23, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 10,392 | 649 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Advisory Services Network, LLC | History | No change | 9,861 | 616 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Freedom Investment Management, Inc. | History | No change | 9,619 | 601 | 0.17% | 0.17% | 50 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Advisory Alpha, LLC | History | No change | 9,040 | 565 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 8,929 | 558 | 0.07% | 0.07% | 52 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| IFP Advisors, Inc | History | Reduced | 8,468 | 546 | 0.01% | 0.01% | 53 | -1,897 | -18.3% | Q3 2026 | Oct 16, 2026 |
| CORRADO ADVISORS, LLC | History | Added to | 8,457 | 545 | 0.27% | 0.23% | 54 | +528 | 6.66% | Q3 2026 | Oct 27, 2026 |
| Liberty Atlantic Advisors LLC | History | No change | 8,292 | 534 | 0.34% | 0.37% | 55 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| FSA Advisors, Inc. | History | No change | 8,358 | 522 | 0.24% | 0.24% | 56 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 8,141 | 521 | 0.02% | 0.02% | 57 | +298 | 3.8% | Q3 2026 | Oct 15, 2026 |
| PlanVest Financial, Inc | History | No change | 8,327 | 520 | 0.35% | 0.35% | 58 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | No change | 8,142 | 509 | 0.02% | 0.02% | 59 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Reduced | 7,271 | 468 | 0.02% | 0.01% | 60 | -97 | -1.32% | Q3 2026 | Oct 21, 2026 |
| Prime Capital Investment Advisors, LLC | History | Added to | 7,027 | 453 | 0.0% | 0.0% | 61 | +1,432 | 25.59% | Q3 2026 | Oct 20, 2026 |
| Advus Financial Partners, LLC | History | No change | 6,399 | 412 | 0.12% | 0.11% | 62 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Outlook Wealth Advisors, LLC | History | No change | 6,213 | 400 | 0.09% | 0.08% | 63 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Trek Financial, LLC | History | Reduced | 5,913 | 381 | 0.02% | 0.02% | 64 | -59 | -0.99% | Q3 2026 | Oct 29, 2026 |
| Visionary Wealth Advisors | History | No change | 5,674 | 365 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| TrustBank | History | Added to | 5,585 | 360 | 0.11% | 0.1% | 67 | +850 | 17.95% | Q3 2026 | Oct 20, 2026 |
| Advisor OS, LLC | History | Reduced | 5,589 | 360 | 0.02% | 0.03% | 66 | -750 | -11.83% | Q3 2026 | Nov 03, 2026 |
| Triumph Capital Management | History | Added to | 5,567 | 358 | 0.06% | 0.06% | 69 | +249 | 4.68% | Q3 2026 | Oct 14, 2026 |
| LYNX CAPITAL GROUP LTD /ADV | History | No change | 5,565 | 358 | 0.14% | 0.14% | 68 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Global Trust Wealth Management LLC | History | No change | 5,550 | 357 | 0.26% | 0.24% | 70 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | History | Reduced | 5,100 | 328 | 0.0% | 0.0% | 71 | -3,900 | -43.33% | Q3 2026 | Oct 15, 2026 |
| Seven Hills Financial, LLC | History | New | 4,722 | 304 | 0.18% | — | 72 | +4,722 | New | Q3 2026 | Oct 13, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 4,857 | 303 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Allworth Financial LP | History | No change | 4,756 | 297 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Todd Wealth Management, LLC | History | No change | 4,579 | 295 | 0.23% | 0.22% | 75 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Carmel Capital Partners, LLC | History | Added to | 4,550 | 293 | 0.1% | 0.07% | 76 | +1,000 | 28.17% | Q3 2026 | Nov 02, 2026 |
| Tradition Wealth Management, LLC | History | No change | 4,498 | 281 | 0.02% | 0.02% | 77 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| TopTier Wealth Management, LLC | History | No change | 4,261 | 274 | 0.16% | 0.16% | 78 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Vantage Point Financial LLC | History | No change | 4,370 | 273 | 0.08% | 0.08% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sound View Wealth Advisors Group, LLC | History | No change | 4,233 | 264 | 0.02% | 0.02% | 80 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HRT FINANCIAL LP | History | No change | 4,181 | 261 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Archer Investment Corp | History | No change | 4,025 | 259 | 0.05% | 0.05% | 82 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 3,850 | 248 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Michels Family Financial, LLC | History | No change | 3,809 | 245 | 0.15% | 0.15% | 84 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 3,914 | 244 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Capital Analysts, LLC | History | No change | 3,862 | 242 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 3,834 | 239 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Dynamic Advisor Solutions LLC | History | New | 3,700 | 238 | 0.01% | — | 89 | +3,700 | New | Q3 2026 | Oct 13, 2026 |
| CALTON & ASSOCIATES, INC. | History | No change | 3,809 | 238 | 0.03% | 0.03% | 88 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Clear Point Advisors Inc. | History | New | 3,601 | 232 | 0.16% | — | 90 | +3,601 | New | Q3 2026 | Oct 30, 2026 |
| Keystone Wealth Services, LLC | History | No change | 3,557 | 228 | 0.04% | 0.04% | 91 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Phoenix Financial Ltd. | History | No change | 3,515 | 219 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MTM FINANCIAL GROUP, LLC | History | No change | 3,404 | 212 | 0.09% | 0.09% | 93 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 3,251 | 210 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| MMA ASSET MANAGEMENT LLC | History | Reduced | 3,145 | 202 | 0.06% | 0.11% | 95 | -2,148 | -40.58% | Q3 2026 | Nov 02, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 3,104 | 194 | 0.02% | 0.02% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | No change | 3,023 | 189 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Noble Wealth Management PBC | History | Reduced | 2,403 | 154 | 0.07% | 0.08% | 98 | -455 | -15.92% | Q3 2026 | Oct 01, 2026 |
| WealthShield Partners, LLC | History | No change | 1,990 | 124 | 0.02% | 0.02% | 99 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| James T. Borello RIA | History | No change | 1,824 | 117 | 0.02% | 0.02% | 100 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 1,800 | 113 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 1,459 | 94 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,335 | 83 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 1,201 | 77 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| IFS Advisors, LLC | History | New | 592 | 38 | 0.01% | — | 105 | +592 | New | Q3 2026 | Oct 14, 2026 |
| MORGAN STANLEY | History | No change | 568 | 35 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 450 | 29 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| PRIVATE TRUST CO NA | History | No change | 440 | 28 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Vision Retirement, LLC | History | No change | 213 | 13 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Luminist Capital LLC | History | No change | 199 | 12 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 189 | 11 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Caitlin John, LLC | History | No change | 157 | 9 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| PFS Partners, LLC | History | No change | 70 | 4 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| PFG Advisors | History | Closed out | 0 | 0 | — | 0.02% | — | -7,427 | -100.0% | Q3 2026 | Oct 15, 2026 |