ALPS ETF Trust - OUSM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | History | No change | 1,505,621 | 71,509 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 1,391,063 | 66,103 | 0.02% | 0.02% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 1,261,048 | 59,925 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cetera Investment Advisers | History | No change | 1,099,240 | 52,235 | 0.05% | 0.05% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Sanctuary Advisors, LLC | History | No change | 898,228 | 42,683 | 0.2% | 0.2% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 537,450 | 25,539 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Stonehearth Capital Management, LLC | History | Added to | 383,052 | 17,593 | 6.03% | 6.13% | 7 | +5,269 | 1.39% | Q3 2026 | Oct 13, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 306,034 | 14,543 | 0.02% | 0.02% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 303,822 | 14,437 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 254,059 | 12,072 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 234,116 | 11,125 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FSA WEALTH PARTNERS, INC. | History | No change | 210,010 | 9,979 | 2.5% | 2.5% | 12 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| ROYAL BANK OF CANADA | History | No change | 191,660 | 9,107 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mason & Associates Inc | History | No change | 138,643 | 6,588 | 1.06% | 1.06% | 14 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Hamrick Investment Counsel, llc | History | No change | 135,722 | 6,449 | 4.28% | 4.28% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 129,166 | 6,137 | 0.03% | 0.03% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Park Edge Advisors, LLC | History | No change | 127,116 | 6,040 | 1.27% | 1.27% | 17 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 114,497 | 5,440 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CASTLE WEALTH MANAGEMENT LLC | History | No change | 105,822 | 5,028 | 1.49% | 1.49% | 19 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 101,025 | 4,810 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 97,113 | 4,614 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 94,447 | 4,488 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 88,604 | 4,210 | 0.12% | 0.12% | 23 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Premier Path Wealth Partners, LLC | History | No change | 84,732 | 4,026 | 0.46% | 0.46% | 24 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 83,028 | 3,945 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BEAM WEALTH ADVISORS, INC. | History | No change | 82,292 | 3,910 | 0.86% | 0.86% | 26 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | No change | 79,555 | 3,780 | 0.38% | 0.38% | 27 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | History | No change | 71,173 | 3,382 | 1.06% | 1.06% | 28 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | No change | 67,551 | 3,210 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 65,544 | 3,114 | 0.03% | 0.03% | 30 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Brady Martz Wealth Solutions, LLC | History | No change | 65,107 | 3,093 | 0.47% | 0.47% | 31 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Wealthspire Advisors, LLC | History | No change | 64,638 | 3,071 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Advisory Services Network, LLC | History | No change | 58,715 | 2,790 | 0.03% | 0.03% | 33 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Summit Financial Wealth Advisors, LLC | History | No change | 54,068 | 2,569 | 0.33% | 0.33% | 34 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Private Advisor Group, LLC | History | No change | 52,003 | 2,471 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Secure Asset Management, LLC | History | No change | 49,849 | 2,368 | 0.33% | 0.33% | 36 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Clay Northam Wealth Management, LLC | History | Added to | 49,773 | 2,286 | 1.07% | 1.08% | 37 | +3,505 | 7.58% | Q3 2026 | Oct 13, 2026 |
| BROWN ADVISORY INC | History | No change | 44,300 | 2,105 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Haverford Trust Co | History | No change | 44,255 | 2,102 | 0.02% | 0.02% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| &PARTNERS | History | No change | 41,287 | 1,961 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | No change | 40,178 | 1,909 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 38,226 | 1,816 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bank of New York Mellon Corp | History | No change | 37,715 | 1,792 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 31,658 | 1,504 | 0.55% | 0.55% | 44 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 30,838 | 1,465 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 26,401 | 1,255 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 25,571 | 1,215 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 25,372 | 1,205 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 24,351 | 1,157 | 0.04% | 0.04% | 49 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | No change | 24,295 | 1,154 | 0.06% | 0.06% | 50 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Schorn Wealth LLC | History | No change | 24,046 | 1,142 | 0.3% | 0.3% | 51 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 21,924 | 1,041 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Beacon Financial Advisory LLC | History | No change | 21,162 | 1,005 | 0.2% | 0.2% | 53 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Equitable Holdings, Inc. | History | No change | 20,415 | 970 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Sigma Planning Corp | History | No change | 19,394 | 921 | 0.02% | 0.02% | 55 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Acorn Wealth Advisors, LLC | History | No change | 19,253 | 914 | 0.22% | 0.22% | 56 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Virtu Financial LLC | History | No change | 16,522 | 785 | 0.02% | 0.02% | 57 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 16,095 | 764 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 15,476 | 735 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 15,290 | 723 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| VestGen Advisors, LLC | History | No change | 15,234 | 723 | 0.02% | 0.02% | 61 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Strategic Financial Concepts, LLC | History | No change | 14,825 | 704 | 0.21% | 0.21% | 62 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Apollon Wealth Management, LLC | History | No change | 14,635 | 695 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Mutual Advisors, LLC | History | No change | 14,425 | 685 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 13,790 | 655 | 0.03% | 0.03% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HORAN Wealth, LLC | History | No change | 13,045 | 619 | 0.08% | 0.08% | 66 | 0 | 0.0% | Q2 2026 | Aug 26, 2026 |
| National Wealth Management Group, LLC | History | No change | 11,565 | 549 | 0.17% | 0.17% | 67 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| BXM Wealth LLC | History | No change | 10,940 | 519 | 0.28% | 0.28% | 68 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Royal Palms Capital LLC | History | No change | 10,830 | 514 | 0.45% | 0.45% | 69 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Intrepid Financial Planning Group LLC | History | No change | 10,632 | 505 | 0.17% | 0.17% | 70 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cambridge Advisors Inc. | History | No change | 9,737 | 462 | 0.08% | 0.08% | 71 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| HRT FINANCIAL LP | History | No change | 9,014 | 428 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nova Wealth Management, Inc. | History | No change | 8,780 | 417 | 0.23% | 0.23% | 73 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Ellsworth Advisors, LLC | History | No change | 8,270 | 394 | 0.06% | 0.06% | 74 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| HighTower Advisors, LLC | History | No change | 7,608 | 361 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | No change | 7,157 | 340 | 0.19% | 0.19% | 76 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Sunrise Financial Services, LLC | History | No change | 7,157 | 340 | 0.2% | 0.2% | 77 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FMR LLC | History | No change | 6,953 | 330 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OneAscent Wealth Management LLC | History | No change | 6,681 | 317 | 0.09% | 0.09% | 79 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 6,857 | 314 | 0.01% | 0.01% | 80 | -1,718 | -20.03% | Q3 2026 | Oct 13, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 6,544 | 311 | 0.03% | 0.03% | 81 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Blue Chip Partners, LLC | History | No change | 6,094 | 289 | 0.02% | 0.02% | 82 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| USA FINANCIAL FORMULAS | History | No change | 5,960 | 283 | 0.05% | 0.05% | 83 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 5,608 | 266 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JMG Financial Group, Ltd. | History | No change | 5,579 | 265 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| MISSION WEALTH MANAGEMENT, LP | History | No change | 5,393 | 256 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| EVERPAR ADVISORS LLC | History | No change | 5,363 | 254 | 0.07% | 0.07% | 87 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Diligent Investors, LLC | History | No change | 5,280 | 250 | 0.06% | 0.06% | 88 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Prasad Wealth Partners, LLC | History | No change | 5,167 | 245 | 0.06% | 0.06% | 89 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Signature Equity Partners, LLC | History | No change | 4,784 | 227 | 0.1% | 0.1% | 90 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 4,755 | 226 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 4,535 | 215 | 0.01% | 0.01% | 92 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 4,517 | 214 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 4,383 | 208 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 3,972 | 188 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Richardson Capital Management LLC | History | No change | 3,750 | 178 | 0.08% | 0.08% | 96 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| MORGAN DEMPSEY CAPITAL MANAGEMENT LLC | History | No change | 3,291 | 156 | 0.07% | 0.07% | 97 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 2,721 | 129 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| IFG Advisory, LLC | History | No change | 1,783 | 84 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,400 | 66 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| FIFTH THIRD BANCORP | History | No change | 1,302 | 61 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Miller Capital Partners, Inc. | History | No change | 1,124 | 53 | 0.02% | 0.02% | 102 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Triumph Capital Management | History | No change | 1,097 | 52 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 1,052 | 50 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | No change | 1,013 | 48 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Canton Hathaway, LLC | History | No change | 1,000 | 47 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CoreCap Advisors, LLC | History | Added to | 919 | 42 | 0.0% | 0.0% | 107 | +855 | 1335.94% | Q3 2026 | Oct 08, 2026 |
| Atlatl Advisers LLC | History | No change | 890 | 42 | 0.01% | 0.01% | 108 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Capital Analysts, LLC | History | No change | 804 | 38 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Golden State Wealth Management, LLC | History | No change | 700 | 33 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 561 | 25 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 428 | 19 | 0.0% | 0.0% | 112 | -175 | -29.02% | Q3 2026 | Oct 08, 2026 |
| Qube Research & Technologies Ltd | History | No change | 343 | 16 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 217 | 10 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Quent Capital, LLC | History | No change | 221 | 10 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Johnson Financial Group, Inc. | History | No change | 190 | 9 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Mosley Wealth Management | History | No change | 209 | 9 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| NewEdge Advisors, LLC | History | No change | 167 | 7 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 141 | 6 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 127 | 6 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| VANGUARD ADVISERS INC | History | No change | 34 | 1 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ASSETMARK, INC | History | No change | 27 | 1 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| GAMMA Investing LLC | History | New | 16 | 0 | — | — | — | +16 | New | Q3 2026 | Oct 08, 2026 |
| Arax Advisory Partners | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |