ALPS ETF Trust - OUSM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | History | Reduced | 1,927,787 | 84,324 | 0.02% | 0.02% | 1 | -64,926 | -3.26% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 1,648,414 | 72,101 | 0.0% | 0.0% | 2 | -36,939 | -2.19% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,421,293 | 62,167 | 0.02% | 0.02% | 3 | +53,541 | 3.91% | Q4 2025 | Feb 18, 2026 |
| Cetera Investment Advisers | History | Added to | 1,091,216 | 47,729 | 0.05% | 0.06% | 4 | +9,509 | 0.88% | Q4 2025 | Feb 17, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 884,770 | 38,699 | 0.21% | 0.19% | 5 | +103,793 | 13.29% | Q4 2025 | Jan 29, 2026 |
| LPL Financial LLC | History | Added to | 610,970 | 26,723 | 0.01% | 0.01% | 6 | +15,298 | 2.57% | Q4 2025 | Feb 11, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 544,423 | 23,935 | 0.04% | 0.02% | 7 | +269,054 | 97.71% | Q4 2025 | Feb 05, 2026 |
| UBS Group AG | History | Added to | 513,933 | 22,479 | 0.0% | 0.0% | 8 | +28,461 | 5.86% | Q4 2025 | Jan 29, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 395,437 | 17,296 | 0.0% | 0.0% | 9 | -138,756 | -25.97% | Q4 2025 | Feb 13, 2026 |
| Stonehearth Capital Management, LLC | History | Added to | 368,002 | 16,096 | 5.95% | 6.16% | 10 | +12,720 | 3.58% | Q4 2025 | Jan 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 349,482 | 15,286 | 0.0% | 0.0% | 11 | -39,603 | -10.18% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 208,524 | 9,121 | 0.0% | — | 12 | +208,524 | New | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 184,024 | 8,048 | 0.01% | 0.01% | 13 | -4,942 | -2.62% | Q4 2025 | Feb 13, 2026 |
| FSA WEALTH PARTNERS, INC. | History | Reduced | 165,463 | 7,237 | 2.6% | 2.88% | 14 | -1,185 | -0.71% | Q4 2025 | Jan 30, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 160,409 | 7,016 | 0.23% | 0.25% | 15 | +25 | 0.02% | Q4 2025 | Feb 13, 2026 |
| Mason & Associates Inc | History | Reduced | 130,273 | 5,698 | 1.07% | 1.2% | 16 | -2,257 | -1.7% | Q4 2025 | Feb 05, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 125,900 | 5,506 | 0.01% | 0.01% | 17 | +49,900 | 65.66% | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 117,314 | 5,131 | 0.0% | 0.0% | 18 | -1,266 | -1.07% | Q4 2025 | Feb 10, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 116,308 | 5,087 | 0.01% | 0.02% | 19 | -9,326 | -7.42% | Q4 2025 | Feb 13, 2026 |
| KICKSTAND VENTURES, LLC. | History | Added to | 112,936 | 4,939 | 1.04% | 1.09% | 20 | +2,823 | 2.56% | Q4 2025 | Jan 29, 2026 |
| CASTLE WEALTH MANAGEMENT LLC | History | Reduced | 98,399 | 4,303 | 1.43% | 1.49% | 21 | -107 | -0.11% | Q4 2025 | Jan 22, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 93,035 | 4,069 | 0.0% | 0.0% | 22 | -28,841 | -23.66% | Q4 2025 | Feb 10, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 90,202 | 3,945 | 0.0% | 0.0% | 23 | -10,709 | -10.61% | Q4 2025 | Feb 17, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | Reduced | 88,122 | 3,854 | 0.42% | 0.47% | 24 | -4,455 | -4.81% | Q4 2025 | Jan 20, 2026 |
| Premier Path Wealth Partners, LLC | History | Reduced | 82,095 | 3,590 | 0.46% | 0.49% | 25 | -3,150 | -3.7% | Q4 2025 | Jan 22, 2026 |
| Secure Asset Management, LLC | History | Added to | 80,708 | 3,530 | 0.55% | 0.57% | 26 | +3,775 | 4.91% | Q4 2025 | Jan 20, 2026 |
| Hamrick Investment Counsel, llc | History | New | 77,061 | 3,370 | 2.51% | — | 27 | +77,061 | New | Q4 2025 | Mar 31, 2026 |
| BEAM WEALTH ADVISORS, INC. | History | Added to | 68,603 | 3,000 | 0.82% | 0.78% | 28 | +5,060 | 7.96% | Q4 2025 | Feb 04, 2026 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | History | Reduced | 68,533 | 2,997 | 1.48% | 1.69% | 29 | -395 | -0.57% | Q4 2025 | Jan 30, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 64,759 | 2,832 | 0.04% | 0.04% | 30 | -2,745 | -4.07% | Q4 2025 | Jan 29, 2026 |
| Wealthspire Advisors, LLC | History | No change | 64,638 | 2,827 | 0.02% | 0.02% | 31 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 62,824 | 2,748 | 0.01% | 0.01% | 32 | +19,707 | 45.71% | Q4 2025 | Feb 05, 2026 |
| Park Edge Advisors, LLC | History | Added to | 58,436 | 2,556 | 0.58% | 0.6% | 33 | +882 | 1.53% | Q4 2025 | Jan 16, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 57,595 | 2,519 | 0.02% | 0.03% | 34 | -21,111 | -26.82% | Q4 2025 | Feb 17, 2026 |
| Advisory Services Network, LLC | History | Added to | 56,410 | 2,467 | 0.03% | 0.03% | 35 | +9,752 | 20.9% | Q4 2025 | Feb 17, 2026 |
| Axiom Financial Strategies, LLC | History | Reduced | 51,012 | 2,231 | 0.94% | 1.01% | 36 | -1,390 | -2.65% | Q4 2025 | Jan 23, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Added to | 50,013 | 2,187 | 0.76% | 1.73% | 37 | +30,538 | 156.81% | Q4 2025 | Jan 20, 2026 |
| Summit Financial Wealth Advisors, LLC | History | New | 48,140 | 2,105 | 0.3% | — | 38 | +48,140 | New | Q4 2025 | Jan 27, 2026 |
| &PARTNERS | History | Added to | 47,769 | 2,089 | 0.01% | 0.01% | 39 | +484 | 1.02% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Reduced | 46,860 | 2,049 | 0.01% | 0.01% | 40 | -119 | -0.25% | Q4 2025 | Feb 17, 2026 |
| BROWN ADVISORY INC | History | No change | 44,300 | 1,937 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Haverford Trust Co | History | No change | 44,255 | 1,935 | 0.02% | 0.02% | 42 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | Reduced | 41,442 | 1,812 | 0.11% | 0.12% | 43 | -3,657 | -8.11% | Q4 2025 | Feb 10, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 37,280 | 1,630 | 0.0% | 0.0% | 44 | -45,672 | -55.06% | Q4 2025 | Feb 10, 2026 |
| WealthPlan Investment Management, LLC | History | Added to | 36,553 | 1,598 | 0.1% | 0.11% | 45 | +1,124 | 3.17% | Q4 2025 | Feb 05, 2026 |
| Clay Northam Wealth Management, LLC | History | Added to | 33,388 | 1,460 | 0.81% | 0.57% | 46 | +11,009 | 49.19% | Q4 2025 | Feb 17, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 31,815 | 1,392 | 0.01% | 0.02% | 47 | -17,726 | -35.78% | Q4 2025 | Jan 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 27,497 | 1,203 | 0.0% | 0.0% | 48 | -8,425 | -23.45% | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 26,621 | 1,164 | 0.0% | 0.0% | 49 | -35 | -0.13% | Q4 2025 | Feb 11, 2026 |
| Fiduciary Planning LLC | History | Reduced | 26,052 | 1,139 | 0.35% | 0.4% | 50 | -3,001 | -10.33% | Q4 2025 | Jan 22, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 23,735 | 1,038 | 0.01% | 0.01% | 51 | +783 | 3.41% | Q4 2025 | Jan 20, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 23,291 | 1,018 | 0.04% | 0.04% | 52 | +1,150 | 5.19% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 22,665 | 991 | 0.0% | 0.0% | 53 | -1,344 | -5.6% | Q4 2025 | Feb 11, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 21,690 | 948 | 0.0% | 0.0% | 54 | -14,618 | -40.26% | Q4 2025 | Feb 02, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 21,224 | 928 | 0.01% | 0.01% | 55 | -501 | -2.31% | Q4 2025 | Feb 12, 2026 |
| Beacon Financial Advisory LLC | History | Reduced | 20,733 | 906 | 0.21% | 0.24% | 56 | -2,265 | -9.85% | Q4 2025 | Feb 17, 2026 |
| Arkadios Wealth Advisors | History | New | 20,571 | 899 | 0.02% | — | 57 | +20,571 | New | Q4 2025 | Feb 13, 2026 |
| Sigma Planning Corp | History | Reduced | 20,450 | 894 | 0.02% | 0.03% | 58 | -1,974 | -8.8% | Q4 2025 | Jan 30, 2026 |
| Acorn Wealth Advisors, LLC | History | Reduced | 19,505 | 853 | 0.25% | 0.28% | 59 | -147 | -0.75% | Q4 2025 | Feb 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 19,413 | 849 | 0.0% | 0.0% | 60 | -25,303 | -56.59% | Q4 2025 | Feb 12, 2026 |
| Mutual Advisors, LLC | History | Reduced | 18,335 | 801 | 0.02% | 0.02% | 61 | -546 | -2.89% | Q4 2025 | Feb 02, 2026 |
| VestGen Advisors, LLC | History | Reduced | 16,691 | 730 | 0.03% | 0.03% | 62 | -98 | -0.58% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 15,905 | 695 | 0.0% | 0.0% | 63 | +2,572 | 19.29% | Q4 2025 | Feb 17, 2026 |
| FLAGSTAR ADVISORS INC | History | Reduced | 15,593 | 682 | 0.23% | 0.23% | 64 | -872 | -5.3% | Q4 2025 | Jan 13, 2026 |
| TFO Wealth Partners, LLC | History | No change | 15,528 | 679 | 0.1% | 0.11% | 65 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Berkeley, Inc | History | Reduced | 15,465 | 676 | 0.21% | 0.34% | 66 | -7,848 | -33.66% | Q4 2025 | Jan 26, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 15,198 | 664 | 0.01% | 0.01% | 67 | +43 | 0.28% | Q4 2025 | Jan 22, 2026 |
| National Wealth Management Group, LLC | History | Added to | 14,272 | 624 | 0.22% | 0.24% | 68 | +228 | 1.62% | Q4 2025 | Jan 12, 2026 |
| HORAN Wealth, LLC | History | Added to | 13,597 | 594 | 0.09% | 0.09% | 69 | +724 | 5.62% | Q4 2025 | Feb 04, 2026 |
| EVERPAR ADVISORS LLC | History | Reduced | 12,885 | 563 | 0.21% | 0.61% | 70 | -21,798 | -62.85% | Q4 2025 | Jan 07, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Reduced | 11,113 | 486 | 0.01% | 0.01% | 71 | -520 | -4.47% | Q4 2025 | Feb 09, 2026 |
| OneAscent Wealth Management LLC | History | Reduced | 10,579 | 462 | 0.15% | 0.19% | 72 | -1,868 | -15.01% | Q4 2025 | Feb 11, 2026 |
| Royal Palms Capital LLC | History | New | 10,395 | 454 | 0.54% | — | 73 | +10,395 | New | Q4 2025 | Feb 09, 2026 |
| Nova Wealth Management, Inc. | History | Reduced | 10,231 | 447 | 0.31% | 0.33% | 74 | -271 | -2.58% | Q4 2025 | Jan 14, 2026 |
| Focus Partners Advisor Solutions, LLC | History | New | 9,994 | 437 | 0.01% | — | 75 | +9,994 | New | Q4 2025 | Feb 11, 2026 |
| BXM Wealth LLC | History | New | 9,750 | 426 | 0.33% | — | 77 | +9,750 | New | Q4 2025 | Jan 20, 2026 |
| Intrepid Financial Planning Group LLC | History | Added to | 9,761 | 426 | 0.16% | 0.14% | 76 | +1,456 | 17.53% | Q4 2025 | Feb 13, 2026 |
| Cambridge Advisors Inc. | History | No change | 9,737 | 425 | 0.08% | 0.09% | 78 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 9,668 | 422 | 0.01% | 0.02% | 79 | -1,912 | -16.51% | Q4 2025 | Jan 09, 2026 |
| Brady Martz Wealth Solutions, LLC | History | New | 9,561 | 418 | 0.07% | — | 80 | +9,561 | New | Q4 2025 | Jan 15, 2026 |
| Ellsworth Advisors, LLC | History | Reduced | 8,515 | 390 | 0.08% | 0.08% | 81 | -283 | -3.22% | Q4 2025 | Jan 16, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 7,851 | 352 | 0.0% | 0.0% | 82 | -329 | -4.02% | Q4 2025 | Jan 08, 2026 |
| Prasad Wealth Partners, LLC | History | Reduced | 7,980 | 349 | 0.09% | 2.83% | 83 | -218,888 | -96.48% | Q4 2025 | Jan 27, 2026 |
| USA FINANCIAL FORMULAS | History | Added to | 7,815 | 341 | 0.06% | 0.06% | 84 | +237 | 3.13% | Q4 2025 | Jan 14, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 7,760 | 339 | 0.02% | 0.02% | 85 | +499 | 6.87% | Q4 2025 | Feb 13, 2026 |
| Cresset Asset Management, LLC | History | No change | 7,711 | 337 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | No change | 7,608 | 332 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Capital Advisors, Ltd. LLC | History | Added to | 7,242 | 317 | 0.04% | 0.04% | 88 | +8 | 0.11% | Q4 2025 | Jan 21, 2026 |
| Signature Equity Partners, LLC | History | New | 6,771 | 296 | 0.16% | — | 89 | +6,771 | New | Q4 2025 | Feb 17, 2026 |
| Blue Chip Partners, LLC | History | Added to | 6,709 | 293 | 0.02% | 0.02% | 90 | +19 | 0.28% | Q4 2025 | Feb 18, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Added to | 6,621 | 289 | 0.19% | 0.15% | 91 | +1,800 | 37.34% | Q4 2025 | Feb 09, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 6,422 | 280 | 0.0% | — | 92 | +6,422 | New | Q4 2025 | Mar 25, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 5,534 | 241 | 0.0% | 0.0% | 93 | +306 | 5.85% | Q4 2025 | Feb 11, 2026 |
| Diligent Investors, LLC | History | No change | 5,480 | 239 | 0.06% | 0.06% | 94 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Aptus Capital Advisors, LLC | History | New | 5,182 | 226 | 0.0% | — | 95 | +5,182 | New | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 4,734 | 207 | 0.0% | 0.0% | 96 | +1,621 | 52.07% | Q4 2025 | Mar 16, 2026 |
| Kestra Advisory Services, LLC | History | New | 3,780 | 165 | 0.0% | — | 97 | +3,780 | New | Q4 2025 | Feb 13, 2026 |
| Richardson Capital Management LLC | History | No change | 3,750 | 164 | 0.08% | 0.08% | 98 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| MORGAN DEMPSEY CAPITAL MANAGEMENT LLC | History | No change | 3,291 | 143 | 0.07% | 0.07% | 99 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| FMR LLC | History | Added to | 3,105 | 135 | 0.0% | 0.0% | 100 | +545 | 21.29% | Q4 2025 | Feb 17, 2026 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | Reduced | 2,821 | 123 | 0.0% | 0.0% | 101 | -250 | -8.14% | Q4 2025 | Feb 03, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 2,472 | 108 | 0.0% | 0.0% | 102 | +1,022 | 70.48% | Q4 2025 | Feb 09, 2026 |
| ORG Partners LLC | History | Added to | 1,663 | 72 | 0.01% | 0.01% | 103 | +12 | 0.73% | Q4 2025 | Jan 14, 2026 |
| COMERICA BANK | History | Reduced | 1,572 | 68 | 0.0% | 0.0% | 104 | -24 | -1.5% | Q4 2025 | Jan 29, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 1,400 | 61 | 0.0% | 0.0% | 105 | +1,318 | 1607.32% | Q4 2025 | Feb 06, 2026 |
| Miller Capital Partners, Inc. | History | New | 1,124 | 49 | 0.02% | — | 106 | +1,124 | New | Q4 2025 | Feb 17, 2026 |
| Triumph Capital Management | History | New | 1,087 | 47 | 0.01% | — | 107 | +1,087 | New | Q4 2025 | Feb 12, 2026 |
| IFP Advisors, Inc | History | No change | 1,013 | 44 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Canton Hathaway, LLC | History | No change | 1,000 | 43 | 0.01% | 0.01% | 109 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Capital Analysts, LLC | History | Reduced | 845 | 37 | 0.0% | 0.81% | 110 | -622,054 | -99.86% | Q4 2025 | Feb 11, 2026 |
| Sunrise Financial Services, LLC | History | New | 821 | 35 | 0.03% | — | 111 | +821 | New | Q4 2025 | Feb 11, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | Added to | 738 | 32 | 0.0% | 0.0% | 112 | +122 | 19.81% | Q4 2025 | Feb 09, 2026 |
| Golden State Wealth Management, LLC | History | No change | 700 | 30 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 603 | 26 | 0.0% | 0.0% | 114 | +175 | 40.89% | Q4 2025 | Jan 23, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 561 | 24 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| AlphaCore Capital LLC | History | New | 190 | 8 | 0.0% | — | 117 | +190 | New | Q4 2025 | Feb 05, 2026 |
| Johnson Financial Group, Inc. | History | No change | 190 | 8 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| NewEdge Advisors, LLC | History | No change | 167 | 7 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Quent Capital, LLC | History | New | 154 | 6 | 0.0% | — | 119 | +154 | New | Q4 2025 | Jan 29, 2026 |
| Global Retirement Partners, LLC | History | Added to | 126 | 5 | 0.0% | 0.0% | 120 | +1 | 0.8% | Q4 2025 | Feb 06, 2026 |
| ASSETMARK, INC | History | Added to | 63 | 2 | 0.0% | 0.0% | 121 | +9 | 16.67% | Q4 2025 | Jan 23, 2026 |
| CoreCap Advisors, LLC | History | No change | 64 | 2 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| MAI Capital Management | History | No change | 40 | 1 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Qube Research & Technologies Ltd | History | No change | 31 | 1 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,427 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,352 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Strategic Financial Concepts, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -13,403 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Regal Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,441 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Kingsview Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,564 | -100.0% | Q3 2025 | Nov 12, 2025 |
| MGO ONE SEVEN LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,664 | -100.0% | Q3 2025 | Oct 24, 2025 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.01% | — | -4,095 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GoalVest Advisory LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,217 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -817 | -100.0% | Q3 2025 | Nov 06, 2025 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -684 | -100.0% | Q3 2025 | Oct 07, 2025 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2025 | Oct 09, 2025 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -126 | -100.0% | Q3 2025 | Oct 15, 2025 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -96 | -100.0% | Q3 2025 | Nov 03, 2025 |