ALPS ETF Trust - OUSM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,642,739 | 71,853 | 0.0% | 0.0% | 1 | -5,675 | -0.34% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 1,582,414 | 69,208 | 0.02% | 0.02% | 2 | -345,373 | -17.92% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,438,718 | 62,929 | 0.02% | 0.02% | 3 | +17,425 | 1.23% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Reduced | 1,042,102 | 45,581 | 0.05% | 0.05% | 4 | -49,114 | -4.5% | Q1 2026 | May 13, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 880,733 | 38,523 | 0.21% | 0.21% | 5 | -4,037 | -0.46% | Q1 2026 | May 05, 2026 |
| LPL Financial LLC | History | Reduced | 571,141 | 24,981 | 0.01% | 0.01% | 6 | -39,829 | -6.52% | Q1 2026 | May 06, 2026 |
| UBS Group AG | History | Added to | 526,740 | 23,039 | 0.0% | 0.0% | 7 | +12,807 | 2.49% | Q1 2026 | May 05, 2026 |
| Stonehearth Capital Management, LLC | History | Added to | 368,027 | 16,097 | 6.38% | 5.95% | 8 | +25 | 0.01% | Q1 2026 | Apr 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 345,754 | 15,123 | 0.0% | 0.0% | 9 | -3,728 | -1.07% | Q1 2026 | May 15, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 297,014 | 12,991 | 0.02% | 0.04% | 10 | -247,409 | -45.44% | Q1 2026 | May 01, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 272,184 | 11,905 | 0.0% | 0.0% | 11 | -123,253 | -31.17% | Q1 2026 | May 11, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 226,649 | 9,914 | 0.0% | 0.0% | 12 | +18,125 | 8.69% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 141,566 | 6,192 | 0.01% | 0.01% | 13 | -42,458 | -23.07% | Q1 2026 | May 12, 2026 |
| Mason & Associates Inc | History | Added to | 137,923 | 5,927 | 1.15% | 1.07% | 14 | +7,650 | 5.87% | Q1 2026 | Apr 30, 2026 |
| Hamrick Investment Counsel, llc | History | Added to | 119,021 | 5,205 | 2.88% | 2.51% | 15 | +41,960 | 54.45% | Q1 2026 | May 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 118,269 | 5,173 | 0.0% | 0.0% | 16 | +955 | 0.81% | Q1 2026 | May 07, 2026 |
| KICKSTAND VENTURES, LLC. | History | Added to | 115,564 | 5,054 | 1.06% | 1.04% | 17 | +2,628 | 2.33% | Q1 2026 | May 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 105,742 | 4,625 | 0.01% | 0.01% | 18 | -10,566 | -9.08% | Q1 2026 | May 04, 2026 |
| CASTLE WEALTH MANAGEMENT LLC | History | Added to | 104,881 | 4,587 | 1.49% | 1.43% | 19 | +6,482 | 6.59% | Q1 2026 | May 01, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 105,860 | 4,564 | 0.0% | 0.0% | 20 | +15,658 | 17.36% | Q1 2026 | May 15, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Reduced | 98,848 | 4,323 | 0.14% | 0.23% | 21 | -61,561 | -38.38% | Q1 2026 | May 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 98,283 | 4,298 | 0.0% | 0.0% | 22 | +5,248 | 5.64% | Q1 2026 | May 04, 2026 |
| Independent Advisor Alliance | History | New | 96,443 | 4,218 | 0.05% | — | 23 | +96,443 | New | Q1 2026 | May 12, 2026 |
| Secure Asset Management, LLC | History | Added to | 89,685 | 3,922 | 0.62% | 0.55% | 24 | +8,977 | 11.12% | Q1 2026 | Apr 09, 2026 |
| BEAM WEALTH ADVISORS, INC. | History | Added to | 85,552 | 3,742 | 0.93% | 0.82% | 25 | +16,949 | 24.71% | Q1 2026 | Apr 29, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 85,200 | 3,726 | 0.0% | 0.01% | 26 | -40,700 | -32.33% | Q1 2026 | May 15, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | Reduced | 83,640 | 3,658 | 0.41% | 0.42% | 27 | -4,482 | -5.09% | Q1 2026 | Apr 16, 2026 |
| Premier Path Wealth Partners, LLC | History | Reduced | 72,421 | 3,167 | 0.41% | 0.46% | 28 | -9,674 | -11.78% | Q1 2026 | Apr 23, 2026 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | History | Added to | 70,368 | 3,077 | 1.34% | 1.48% | 29 | +1,835 | 2.68% | Q1 2026 | Apr 24, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 66,667 | 2,916 | 0.01% | 0.01% | 30 | +3,843 | 6.12% | Q1 2026 | Apr 30, 2026 |
| Focus Partners Advisor Solutions, LLC | History | Added to | 66,262 | 2,898 | 0.03% | 0.01% | 31 | +56,268 | 563.02% | Q1 2026 | May 13, 2026 |
| Brady Martz Wealth Solutions, LLC | History | Added to | 65,827 | 2,879 | 0.49% | 0.07% | 32 | +56,266 | 588.49% | Q1 2026 | Apr 15, 2026 |
| Wealthspire Advisors, LLC | History | No change | 64,638 | 2,827 | 0.02% | 0.02% | 33 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Willow Financial LLC | History | Reduced | 64,290 | 2,812 | 2.85% | 5.25% | 34 | -53,768 | -45.54% | Q1 2026 | Apr 21, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 59,945 | 2,622 | 0.03% | 0.04% | 35 | -4,814 | -7.43% | Q1 2026 | Apr 20, 2026 |
| Advisory Services Network, LLC | History | Added to | 58,977 | 2,579 | 0.03% | 0.03% | 36 | +2,567 | 4.55% | Q1 2026 | May 15, 2026 |
| Park Edge Advisors, LLC | History | Added to | 58,695 | 2,567 | 0.59% | 0.58% | 37 | +259 | 0.44% | Q1 2026 | Apr 20, 2026 |
| Summit Financial Wealth Advisors, LLC | History | No change | 48,140 | 2,105 | 0.3% | 0.3% | 38 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Clay Northam Wealth Management, LLC | History | Added to | 47,044 | 2,057 | 1.16% | 0.81% | 39 | +13,656 | 40.9% | Q1 2026 | Apr 28, 2026 |
| Private Advisor Group, LLC | History | Reduced | 45,350 | 1,983 | 0.01% | 0.01% | 40 | -1,510 | -3.22% | Q1 2026 | Apr 24, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 44,991 | 1,967 | 0.0% | 0.0% | 41 | +38,569 | 600.58% | Q1 2026 | May 15, 2026 |
| &PARTNERS | History | Reduced | 44,704 | 1,955 | 0.01% | 0.01% | 42 | -3,065 | -6.42% | Q1 2026 | May 15, 2026 |
| BROWN ADVISORY INC | History | No change | 44,300 | 1,937 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Haverford Trust Co | History | No change | 44,255 | 1,935 | 0.02% | 0.02% | 44 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | Added to | 41,725 | 1,825 | 0.11% | 0.11% | 45 | +283 | 0.68% | Q1 2026 | May 12, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Reduced | 39,781 | 1,740 | 0.72% | 0.76% | 46 | -10,232 | -20.46% | Q1 2026 | Apr 14, 2026 |
| Bank of New York Mellon Corp | History | Added to | 37,615 | 1,645 | 0.0% | 0.0% | 47 | +335 | 0.9% | Q1 2026 | May 05, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 30,243 | 1,322 | 0.01% | 0.02% | 48 | -27,352 | -47.49% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 27,323 | 1,195 | 0.0% | 0.0% | 49 | +702 | 2.64% | Q1 2026 | Apr 22, 2026 |
| Ascentis Independent Advisors | History | New | 26,617 | 1,164 | 0.09% | — | 50 | +26,617 | New | Q1 2026 | Apr 28, 2026 |
| Fiduciary Planning LLC | History | Reduced | 24,974 | 1,092 | 0.33% | 0.35% | 51 | -1,078 | -4.14% | Q1 2026 | Apr 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 24,679 | 1,079 | 0.0% | 0.0% | 52 | -2,818 | -10.25% | Q1 2026 | May 15, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 23,694 | 1,036 | 0.04% | 0.04% | 53 | +403 | 1.73% | Q1 2026 | May 14, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 23,557 | 1,030 | 0.01% | 0.01% | 54 | -178 | -0.75% | Q1 2026 | Apr 28, 2026 |
| Beacon Financial Advisory LLC | History | Added to | 21,225 | 928 | 0.21% | 0.21% | 55 | +492 | 2.37% | Q1 2026 | Apr 27, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 19,809 | 866 | 0.0% | 0.01% | 56 | -1,415 | -6.67% | Q1 2026 | May 08, 2026 |
| Sigma Planning Corp | History | Reduced | 19,754 | 864 | 0.02% | 0.02% | 57 | -696 | -3.4% | Q1 2026 | May 04, 2026 |
| Acorn Wealth Advisors, LLC | History | Reduced | 19,414 | 849 | 0.25% | 0.25% | 58 | -91 | -0.47% | Q1 2026 | Apr 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 18,279 | 799 | 0.0% | 0.0% | 59 | -1,134 | -5.84% | Q1 2026 | Apr 27, 2026 |
| Mutual Advisors, LLC | History | Reduced | 16,849 | 736 | 0.02% | 0.02% | 60 | -1,486 | -8.1% | Q1 2026 | May 01, 2026 |
| VestGen Advisors, LLC | History | Reduced | 15,643 | 723 | 0.02% | 0.03% | 61 | -1,048 | -6.28% | Q1 2026 | May 14, 2026 |
| TFO Wealth Partners, LLC | History | No change | 15,528 | 679 | 0.09% | 0.1% | 62 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 15,476 | 676 | 0.0% | — | 63 | +15,476 | New | Q1 2026 | May 13, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 15,225 | 665 | 0.01% | 0.01% | 64 | +27 | 0.18% | Q1 2026 | Apr 22, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 15,045 | 658 | 0.0% | 0.0% | 65 | -6,645 | -30.64% | Q1 2026 | Apr 27, 2026 |
| Strategic Financial Concepts, LLC | History | New | 14,762 | 645 | 0.16% | — | 66 | +14,762 | New | Q1 2026 | May 12, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 14,168 | 608 | 0.0% | 0.0% | 67 | -8,497 | -37.49% | Q1 2026 | May 13, 2026 |
| HORAN Wealth, LLC | History | No change | 13,597 | 594 | 0.06% | 0.09% | 68 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| National Wealth Management Group, LLC | History | Reduced | 11,786 | 515 | 0.19% | 0.22% | 69 | -2,486 | -17.42% | Q1 2026 | May 11, 2026 |
| JANE STREET GROUP, LLC | History | New | 11,130 | 486 | 0.0% | — | 70 | +11,130 | New | Q1 2026 | May 12, 2026 |
| BXM Wealth LLC | History | Added to | 10,940 | 478 | 0.37% | 0.33% | 71 | +1,190 | 12.21% | Q1 2026 | Apr 23, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Reduced | 10,768 | 470 | 0.01% | 0.01% | 72 | -345 | -3.1% | Q1 2026 | Apr 29, 2026 |
| Intrepid Financial Planning Group LLC | History | Added to | 10,669 | 466 | 0.19% | 0.16% | 73 | +908 | 9.3% | Q1 2026 | May 13, 2026 |
| Nova Wealth Management, Inc. | History | Reduced | 10,116 | 442 | 0.29% | 0.31% | 74 | -115 | -1.12% | Q1 2026 | Apr 14, 2026 |
| Mariner, LLC | History | New | 9,930 | 434 | 0.0% | — | 75 | +9,930 | New | Q1 2026 | May 13, 2026 |
| Cambridge Advisors Inc. | History | No change | 9,737 | 425 | 0.08% | 0.08% | 76 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| EVERPAR ADVISORS LLC | History | Reduced | 9,344 | 408 | 0.14% | 0.21% | 77 | -3,541 | -27.48% | Q1 2026 | Apr 21, 2026 |
| Royal Palms Capital LLC | History | Reduced | 9,280 | 405 | 0.4% | 0.54% | 78 | -1,115 | -10.73% | Q1 2026 | May 07, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 9,047 | 395 | 0.01% | 0.01% | 79 | -621 | -6.42% | Q1 2026 | Apr 08, 2026 |
| Ellsworth Advisors, LLC | History | Reduced | 8,079 | 353 | 0.07% | 0.08% | 80 | -436 | -5.12% | Q1 2026 | Apr 16, 2026 |
| OneAscent Wealth Management LLC | History | Reduced | 8,041 | 351 | 0.12% | 0.15% | 81 | -2,538 | -23.99% | Q1 2026 | Apr 21, 2026 |
| CITADEL ADVISORS LLC | History | New | 7,596 | 332 | 0.0% | — | 83 | +7,596 | New | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | No change | 7,608 | 332 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Capital Advisors, Ltd. LLC | History | Added to | 7,248 | 317 | 0.04% | 0.04% | 84 | +6 | 0.08% | Q1 2026 | Apr 16, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Added to | 7,157 | 313 | 0.2% | 0.19% | 85 | +536 | 8.1% | Q1 2026 | Apr 21, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 6,843 | 299 | 0.0% | 0.01% | 86 | -24,972 | -78.49% | Q1 2026 | Apr 07, 2026 |
| Sunrise Financial Services, LLC | History | Added to | 6,251 | 273 | 0.19% | 0.03% | 87 | +5,430 | 661.39% | Q1 2026 | Apr 29, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 6,125 | 267 | 0.01% | 0.02% | 88 | -1,635 | -21.07% | Q1 2026 | May 12, 2026 |
| Blue Chip Partners, LLC | History | Reduced | 6,078 | 265 | 0.02% | 0.02% | 89 | -631 | -9.41% | Q1 2026 | May 15, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 6,046 | 264 | 0.0% | 0.0% | 90 | +512 | 9.25% | Q1 2026 | May 13, 2026 |
| Diligent Investors, LLC | History | No change | 5,480 | 239 | 0.06% | 0.06% | 91 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Prasad Wealth Partners, LLC | History | Reduced | 5,157 | 225 | 0.06% | 0.09% | 92 | -2,823 | -35.38% | Q1 2026 | Apr 27, 2026 |
| Signature Equity Partners, LLC | History | Reduced | 5,037 | 220 | 0.12% | 0.16% | 93 | -1,734 | -25.61% | Q1 2026 | May 13, 2026 |
| Aptus Capital Advisors, LLC | History | Reduced | 4,820 | 210 | 0.0% | 0.0% | 94 | -362 | -6.99% | Q1 2026 | May 11, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 4,745 | 207 | 0.0% | 0.0% | 95 | +11 | 0.23% | Q1 2026 | May 14, 2026 |
| Regal Investment Advisors LLC | History | New | 4,648 | 203 | 0.01% | — | 96 | +4,648 | New | Q1 2026 | May 14, 2026 |
| FMR LLC | History | Added to | 4,301 | 188 | 0.0% | 0.0% | 97 | +1,196 | 38.52% | Q1 2026 | May 15, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 4,194 | 183 | 0.0% | — | 98 | +4,194 | New | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 3,872 | 169 | 0.0% | 0.0% | 99 | +1,400 | 56.63% | Q1 2026 | May 15, 2026 |
| Richardson Capital Management LLC | History | No change | 3,750 | 164 | 0.08% | 0.08% | 100 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| MORGAN DEMPSEY CAPITAL MANAGEMENT LLC | History | No change | 3,291 | 143 | 0.07% | 0.07% | 101 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 2,821 | 123 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Western Wealth Management, LLC | History | New | 2,784 | 121 | 0.0% | — | 103 | +2,784 | New | Q1 2026 | May 19, 2026 |
| ORG Partners LLC | History | No change | 1,663 | 72 | 0.01% | 0.01% | 104 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| COMERICA BANK | History | No change | 1,572 | 68 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 1,523 | 66 | 0.0% | — | 106 | +1,523 | New | Q1 2026 | May 01, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,400 | 61 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Allworth Financial LP | History | New | 1,200 | 52 | 0.0% | — | 108 | +1,200 | New | Q1 2026 | May 14, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | Added to | 1,168 | 51 | 0.0% | 0.0% | 109 | +430 | 58.27% | Q1 2026 | May 01, 2026 |
| Miller Capital Partners, Inc. | History | No change | 1,124 | 49 | 0.02% | 0.02% | 110 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Triumph Capital Management | History | Added to | 1,092 | 47 | 0.01% | 0.01% | 111 | +5 | 0.46% | Q1 2026 | May 13, 2026 |
| IFP Advisors, Inc | History | No change | 1,013 | 44 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Canton Hathaway, LLC | History | No change | 1,000 | 43 | 0.01% | 0.01% | 113 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Capital Analysts, LLC | History | Reduced | 826 | 36 | 0.0% | 0.0% | 114 | -19 | -2.25% | Q1 2026 | May 14, 2026 |
| Golden State Wealth Management, LLC | History | No change | 700 | 30 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Farther Finance Advisors, LLC | History | No change | 603 | 26 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 561 | 24 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Johnson Financial Group, Inc. | History | No change | 190 | 8 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Quent Capital, LLC | History | No change | 154 | 6 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Global Retirement Partners, LLC | History | No change | 126 | 5 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Qube Research & Technologies Ltd | History | Added to | 95 | 4 | 0.0% | 0.0% | 121 | +64 | 206.45% | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | No change | 64 | 2 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| VANGUARD ADVISERS INC | History | New | 38 | 1 | 0.0% | — | 125 | +38 | New | Q1 2026 | May 08, 2026 |
| ASSETMARK, INC | History | Reduced | 27 | 1 | 0.0% | 0.0% | 124 | -36 | -57.14% | Q1 2026 | May 06, 2026 |
| MAI Capital Management | History | No change | 40 | 1 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| FSA WEALTH PARTNERS, INC. | History | Closed out | 0 | 0 | — | 2.6% | — | -165,463 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Axiom Financial Strategies, LLC | History | Closed out | 0 | 0 | — | 0.94% | — | -51,012 | -100.0% | Q1 2026 | Apr 21, 2026 |
| WealthPlan Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -36,553 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.02% | — | -20,571 | -100.0% | Q1 2026 | May 18, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -15,905 | -100.0% | Q1 2026 | May 15, 2026 |
| FLAGSTAR ADVISORS INC | History | Closed out | 0 | 0 | — | 0.23% | — | -15,593 | -100.0% | Q1 2026 | May 12, 2026 |
| Berkeley, Inc | History | Closed out | 0 | 0 | — | 0.21% | — | -15,465 | -100.0% | Q1 2026 | Apr 24, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,851 | -100.0% | Q1 2026 | Apr 08, 2026 |
| USA FINANCIAL FORMULAS | History | Reduced | 1 | 0 | — | 0.06% | — | -7,814 | -99.99% | Q1 2026 | Apr 14, 2026 |
| Cresset Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,711 | -100.0% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,780 | -100.0% | Q1 2026 | Apr 30, 2026 |
| AlphaCore Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -190 | -100.0% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -167 | -100.0% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | New | 13 | 0 | — | — | — | +13 | New | Q1 2026 | May 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | New | 12 | 0 | — | — | — | +12 | New | Q1 2026 | Apr 09, 2026 |