Roundhill ETF Trust - OZEM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 43,472 | 1,414 | 0.0% | 0.0% | 1 | +9,543 | 28.13% | Q2 2026 | Aug 14, 2026 |
| Cox Capital Mgt LLC | History | New | 40,392 | 1,314 | 0.73% | — | 2 | +40,392 | New | Q2 2026 | Jul 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 36,666 | 1,193 | 0.0% | 0.0% | 3 | +756 | 2.11% | Q2 2026 | Jul 29, 2026 |
| OAK FAMILY ADVISORS, LLC | History | Added to | 29,892 | 972 | 0.25% | 0.25% | 4 | +1,755 | 6.24% | Q2 2026 | Jul 20, 2026 |
| Perigon Wealth Management, LLC | History | New | 25,270 | 822 | 0.01% | — | 5 | +25,270 | New | Q2 2026 | Aug 07, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 25,218 | 820 | 0.01% | 0.01% | 6 | +7,346 | 41.1% | Q2 2026 | Aug 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 23,418 | 762 | 0.0% | 0.0% | 7 | +5,016 | 27.26% | Q2 2026 | Sep 23, 2026 |
| CITADEL ADVISORS LLC | History | New | 19,600 | 637 | 0.0% | — | 8 | +19,600 | New | Q2 2026 | Sep 02, 2026 |
| Summit Financial, LLC | History | New | 17,594 | 572 | 0.01% | — | 9 | +17,594 | New | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 14,578 | 474 | 0.0% | 0.0% | 10 | -194 | -1.31% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 12,060 | 392 | 0.0% | 0.0% | 11 | +2,915 | 31.88% | Q2 2026 | Aug 13, 2026 |
| Arrowroot Family Office, LLC | History | Reduced | 10,709 | 348 | 0.1% | 0.4% | 12 | -28,342 | -72.58% | Q2 2026 | Aug 06, 2026 |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | History | No change | 10,531 | 342 | 0.03% | 0.03% | 13 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| TRUIST FINANCIAL CORP | History | New | 7,169 | 233 | 0.0% | — | 14 | +7,169 | New | Q2 2026 | Jul 28, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 1,090 | 35 | 0.0% | — | 15 | +1,090 | New | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | Reduced | 1,039 | 33 | 0.0% | 0.0% | 16 | -500 | -32.49% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 500 | 16 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CWM, LLC | History | No change | 500 | 15 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | No change | 285 | 9 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 137 | 4 | 0.0% | 0.0% | 20 | +57 | 71.25% | Q2 2026 | Aug 14, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 136 | 4 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Federation des caisses Desjardins du Quebec | History | New | 100 | 3 | 0.0% | — | 22 | +100 | New | Q2 2026 | Aug 13, 2026 |
| Fourth Dimension Wealth, LLC | History | New | 100 | 3 | 0.0% | — | 23 | +100 | New | Q2 2026 | Jul 31, 2026 |
| AdvisorNet Financial, Inc | History | No change | 85 | 2 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 40 | 1 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -83,410 | -100.0% | Q2 2026 | Aug 14, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -20,567 | -100.0% | Q2 2026 | Aug 14, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,503 | -100.0% | Q2 2026 | Aug 14, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,892 | -100.0% | Q2 2026 | Aug 14, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,620 | -100.0% | Q2 2026 | Aug 10, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -216 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -136 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q2 2026 | Aug 14, 2026 |