PIMCO Dynamic Income Opportunities Fund - PDO
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 5,397,465 | 74,700 | 0.0% | 0.0% | 1 | +698,797 | 14.87% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 3,521,827 | 48,742 | 0.01% | 0.01% | 2 | +164,530 | 4.9% | Q4 2025 | Jan 29, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 2,401,365 | 33,234 | 0.01% | 0.01% | 3 | -49,704 | -2.03% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 2,194,483 | 30,371 | 0.0% | — | 4 | +2,194,483 | New | Q4 2025 | Feb 17, 2026 |
| SOL Capital Management CO | History | Added to | 1,698,816 | 23,512 | 2.11% | 2.13% | 5 | +19,013 | 1.13% | Q4 2025 | Jan 30, 2026 |
| COHEN & STEERS, INC. | History | Reduced | 1,230,570 | 17,031 | 0.03% | 0.03% | 6 | -17,431 | -1.4% | Q4 2025 | Feb 13, 2026 |
| Invesco Ltd. | History | Reduced | 929,247 | 12,860 | 0.0% | 0.0% | 7 | -35,687 | -3.7% | Q4 2025 | Feb 19, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 804,732 | 11,137 | 0.08% | 0.08% | 8 | -10,207 | -1.25% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 799,983 | 11,071 | 0.0% | 0.0% | 9 | +48,896 | 6.51% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 706,009 | 9,771 | 0.0% | 0.0% | 10 | +81,431 | 13.04% | Q4 2025 | Feb 18, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 650,442 | 9,002 | 0.01% | 0.01% | 11 | +103 | 0.02% | Q4 2025 | Feb 12, 2026 |
| HighTower Advisors, LLC | History | Added to | 586,052 | 8,110 | 0.01% | 0.01% | 12 | +5,605 | 0.97% | Q4 2025 | Feb 06, 2026 |
| LEAVELL INVESTMENT MANAGEMENT, INC. | History | Added to | 385,552 | 5,384 | 0.22% | 0.19% | 13 | +66,194 | 20.73% | Q4 2025 | Feb 09, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 356,203 | 4,927 | 0.12% | 0.1% | 14 | -27,603 | -7.19% | Q4 2025 | Feb 11, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 345,432 | 4,780 | 1.62% | 1.54% | 15 | +27,307 | 8.58% | Q4 2025 | Feb 13, 2026 |
| Cornerstone Advisory, LLC | History | Reduced | 322,492 | 4,463 | 0.43% | 0.47% | 16 | -20,000 | -5.84% | Q4 2025 | Jan 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 320,807 | 4,439 | 0.0% | 0.0% | 17 | -60,693 | -15.91% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Added to | 306,502 | 4,241 | 0.0% | 0.0% | 18 | +30,762 | 11.16% | Q4 2025 | Feb 11, 2026 |
| Private Advisor Group, LLC | History | Added to | 284,440 | 3,936 | 0.02% | 0.02% | 19 | +47,259 | 19.93% | Q4 2025 | Feb 17, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 272,738 | 3,774 | 0.26% | — | 20 | +111,905 | 69.58% | Q4 2025 | Feb 03, 2026 |
| Element Wealth, LLC | History | Reduced | 224,418 | 3,105 | 1.28% | 1.39% | 21 | -2,468 | -1.09% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 223,932 | 3,099 | 0.0% | 0.0% | 22 | +50,794 | 29.34% | Q4 2025 | Feb 17, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 204,148 | 2,825 | 0.04% | 0.05% | 23 | -7,760 | -3.66% | Q4 2025 | Jan 13, 2026 |
| &PARTNERS | History | Reduced | 189,584 | 2,623 | 0.01% | 0.02% | 24 | -30,416 | -13.83% | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | Added to | 183,484 | 2,539 | 0.01% | 0.01% | 25 | +49,340 | 36.78% | Q4 2025 | Feb 18, 2026 |
| Cetera Investment Advisers | History | Reduced | 169,446 | 2,345 | 0.0% | 0.0% | 26 | -4,855 | -2.79% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 140,995 | 1,951 | 0.01% | 0.01% | 27 | -5,912 | -4.02% | Q4 2025 | Feb 05, 2026 |
| Anchor Capital Management Group Inc | History | No change | 134,500 | 1,899 | 0.96% | 0.96% | 28 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| Venture Visionary Partners LLC | History | No change | 127,532 | 1,765 | 0.06% | 0.06% | 29 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 117,742 | 1,629 | 0.06% | 0.07% | 30 | -9,323 | -7.34% | Q4 2025 | Jan 27, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 101,330 | 1,402 | 0.0% | 0.0% | 31 | +35,502 | 53.93% | Q4 2025 | Feb 12, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 98,845 | 1,368 | 0.04% | 0.05% | 32 | -5,046 | -4.86% | Q4 2025 | Feb 12, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 92,725 | 1,283 | 0.01% | 0.02% | 33 | +4,050 | 4.57% | Q4 2025 | Jan 29, 2026 |
| Palogic Value Management, L.P. | History | No change | 90,184 | 1,248 | 0.52% | 0.51% | 34 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Triumph Capital Management | History | Added to | 81,195 | 1,123 | 0.24% | 0.31% | 35 | +190 | 0.23% | Q4 2025 | Feb 12, 2026 |
| Americana Partners, LLC | History | No change | 79,317 | 1,097 | 0.03% | 0.03% | 36 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 73,233 | 1,013 | 0.36% | 0.37% | 37 | -2,995 | -3.93% | Q4 2025 | Jan 30, 2026 |
| COMERICA BANK | History | Added to | 72,112 | 998 | 0.0% | 0.0% | 38 | +58,312 | 422.55% | Q4 2025 | Jan 29, 2026 |
| Goldstone Financial Group, LLC | History | Added to | 66,735 | 923 | 0.1% | 0.11% | 39 | +246 | 0.37% | Q4 2025 | Feb 13, 2026 |
| RFG Advisory, LLC | History | Added to | 53,273 | 737 | 0.01% | 0.01% | 40 | +7,495 | 16.37% | Q4 2025 | Feb 03, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 53,027 | 733 | 0.0% | 0.0% | 41 | -21,746 | -29.08% | Q4 2025 | Feb 13, 2026 |
| Bramshill Investments, LLC | History | Added to | 52,448 | 725 | 0.04% | 0.05% | 42 | +337 | 0.65% | Q4 2025 | Feb 17, 2026 |
| AlphaCore Capital LLC | History | Added to | 48,624 | 679 | 0.02% | 0.02% | 43 | +14,189 | 41.21% | Q4 2025 | Feb 05, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 46,657 | 645 | 0.0% | 0.0% | 44 | +13,253 | 39.67% | Q4 2025 | Feb 10, 2026 |
| MCDONALD PARTNERS LLC | History | Added to | 46,000 | 636 | 0.2% | 0.16% | 45 | +7,000 | 17.95% | Q4 2025 | Feb 02, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 44,820 | 620 | 0.0% | 0.0% | 46 | +8,393 | 23.04% | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 44,362 | 613 | 0.0% | 0.0% | 47 | +766 | 1.76% | Q4 2025 | Feb 13, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 35,500 | 491 | 0.01% | 0.02% | 48 | -8,250 | -18.86% | Q4 2025 | Feb 13, 2026 |
| Maridea Wealth Management LLC | History | Added to | 35,389 | 489 | 0.07% | 0.07% | 49 | +97 | 0.27% | Q4 2025 | Jan 08, 2026 |
| Sunbelt Securities, Inc. | History | Reduced | 34,584 | 478 | 0.03% | 0.04% | 50 | -8,439 | -19.62% | Q4 2025 | Feb 20, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 34,021 | 470 | 0.0% | 0.0% | 51 | +26,132 | 331.25% | Q4 2025 | Mar 16, 2026 |
| CHOREO, LLC | History | Reduced | 32,839 | 460 | 0.01% | 0.01% | 52 | -9,169 | -21.83% | Q4 2025 | Jan 23, 2026 |
| Meadowbrook Wealth Management, LLC | History | Added to | 32,970 | 456 | 0.52% | 0.48% | 53 | +100 | 0.3% | Q4 2025 | Jan 12, 2026 |
| DAVENPORT & Co LLC | History | No change | 31,350 | 433 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 31,234 | 432 | 0.0% | 0.0% | 55 | +2,470 | 8.59% | Q4 2025 | Jan 20, 2026 |
| PFG Investments, LLC | History | Added to | 30,363 | 420 | 0.02% | 0.02% | 56 | +1,551 | 5.38% | Q4 2025 | Jan 26, 2026 |
| Gridiron Partners, LLC | History | Reduced | 29,970 | 414 | 0.24% | 0.24% | 57 | -97,754 | -76.54% | Q4 2025 | Jan 08, 2026 |
| Fund Advisors of America Inc/FL | History | New | 29,356 | 406 | 0.37% | — | 58 | +29,356 | New | Q4 2025 | Mar 13, 2026 |
| FIRST FOUNDATION ADVISORS | History | No change | 24,928 | 345 | 0.01% | 0.01% | 59 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Brookwood Investment Group LLC | History | Reduced | 24,540 | 339 | 0.04% | 0.05% | 60 | -1,681 | -6.41% | Q4 2025 | Jan 22, 2026 |
| Williams Jones Wealth Management, LLC. | History | No change | 22,807 | 315 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| TECTONIC ADVISORS LLC | History | Reduced | 22,557 | 312 | 0.02% | 0.02% | 62 | -1,500 | -6.24% | Q4 2025 | Jan 23, 2026 |
| Buska Wealth Management, LLC | History | Added to | 21,838 | 302 | 0.11% | 0.07% | 63 | +5,057 | 30.14% | Q4 2025 | Jan 22, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 21,633 | 299 | 0.0% | 0.0% | 64 | -2,131 | -8.97% | Q4 2025 | Jan 29, 2026 |
| HBK Sorce Advisory LLC | History | Added to | 21,000 | 295 | 0.01% | 0.01% | 65 | +1,000 | 5.0% | Q4 2025 | Feb 09, 2026 |
| Jaffetilchin Investment Partners, LLC | History | New | 21,206 | 293 | 0.02% | — | 66 | +21,206 | New | Q4 2025 | Jan 15, 2026 |
| LOWE BROCKENBROUGH & CO INC | History | Reduced | 21,000 | 290 | 0.01% | 0.02% | 67 | -3,400 | -13.93% | Q4 2025 | Feb 11, 2026 |
| Creative Planning | History | Added to | 20,884 | 289 | 0.0% | 0.0% | 68 | +5,498 | 35.73% | Q4 2025 | Feb 17, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 20,740 | 287 | 0.0% | — | 69 | +20,740 | New | Q4 2025 | Feb 18, 2026 |
| Private Wealth Asset Management, LLC | History | New | 19,932 | 275 | 0.03% | — | 70 | +19,932 | New | Q4 2025 | Feb 10, 2026 |
| VestGen Advisors, LLC | History | Added to | 19,236 | 266 | 0.01% | 0.01% | 71 | +3,236 | 20.23% | Q4 2025 | Feb 17, 2026 |
| World Investment Advisors | History | New | 17,406 | 240 | 0.0% | — | 72 | +17,406 | New | Q4 2025 | Mar 12, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Added to | 17,281 | 239 | 0.03% | 0.02% | 73 | +5,544 | 47.24% | Q4 2025 | Feb 17, 2026 |
| SCOTIA CAPITAL INC. | History | Added to | 17,077 | 236 | 0.0% | 0.0% | 74 | +719 | 4.4% | Q4 2025 | Feb 12, 2026 |
| COURIER CAPITAL LLC | History | No change | 16,269 | 225 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 16,228 | 224 | 0.0% | 0.0% | 76 | +173 | 1.08% | Q4 2025 | Jan 16, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 16,008 | 221 | 0.02% | 0.04% | 77 | -8,245 | -34.0% | Q4 2025 | Mar 03, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 15,937 | 220 | 0.0% | 0.0% | 78 | +136 | 0.86% | Q4 2025 | Feb 13, 2026 |
| Tennessee Valley Asset Management Partners | History | No change | 15,778 | 218 | 0.03% | 0.03% | 79 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| StoneX Group Inc. | History | Reduced | 15,301 | 213 | 0.01% | 0.01% | 80 | -4,386 | -22.28% | Q4 2025 | Feb 12, 2026 |
| AE Wealth Management LLC | History | Added to | 15,030 | 208 | 0.0% | 0.0% | 81 | +809 | 5.69% | Q4 2025 | Jan 26, 2026 |
| Crumly & Associates Inc. | History | Added to | 15,000 | 207 | 0.04% | 0.04% | 83 | +2,500 | 20.0% | Q4 2025 | Jan 14, 2026 |
| Carnegie Investment Counsel | History | No change | 15,000 | 207 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| CWM, LLC | History | Added to | 13,178 | 182 | 0.0% | 0.0% | 84 | +2,184 | 19.87% | Q4 2025 | Jan 26, 2026 |
| Onyx Bridge Wealth Group LLC | History | No change | 13,167 | 182 | 0.02% | 0.02% | 85 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 12,130 | 167 | 0.01% | 0.01% | 86 | +1,500 | 14.11% | Q4 2025 | Jan 28, 2026 |
| Clearstead Advisors, LLC | History | New | 11,768 | 162 | 0.0% | — | 87 | +11,768 | New | Q4 2025 | Feb 09, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 11,328 | 157 | 0.0% | 0.0% | 88 | +29 | 0.26% | Q4 2025 | Jan 08, 2026 |
| PARK NATIONAL CORP /OH/ | History | No change | 10,974 | 151 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| BlackRock, Inc. | History | Added to | 10,762 | 148 | 0.0% | — | 90 | +10,718 | 24359.09% | Q4 2025 | Feb 12, 2026 |
| BURNEY CO/ | History | New | 10,600 | 146 | 0.0% | — | 91 | +10,600 | New | Q4 2025 | Jan 23, 2026 |
| Beacon Financial Advisory LLC | History | New | 10,593 | 146 | 0.03% | — | 92 | +10,593 | New | Q4 2025 | Feb 17, 2026 |
| Ethos Financial Group, LLC | History | No change | 10,000 | 139 | 0.01% | 0.01% | 93 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 10,022 | 138 | 0.01% | 0.01% | 94 | -8,245 | -45.14% | Q4 2025 | Feb 17, 2026 |
| Noble Wealth Management PBC | History | Added to | 8,283 | 114 | 0.06% | 0.05% | 95 | +1,769 | 27.16% | Q4 2025 | Jan 05, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 8,030 | 111 | 0.0% | 0.0% | 96 | -2,970 | -27.0% | Q4 2025 | Feb 17, 2026 |
| Camelot Portfolios, LLC | History | New | 8,000 | 110 | 0.07% | — | 97 | +8,000 | New | Q4 2025 | Jan 29, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 7,800 | 108 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Anfield Capital Management, LLC | History | No change | 7,147 | 98 | 0.03% | 0.03% | 99 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 6,974 | 96 | 0.0% | 0.0% | 101 | -178 | -2.49% | Q4 2025 | Jan 13, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 7,000 | 96 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 6,134 | 84 | 0.0% | 0.0% | 102 | +524 | 9.34% | Q4 2025 | Feb 09, 2026 |
| IFP Advisors, Inc | History | No change | 5,100 | 70 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Activest Wealth Management | History | Added to | 4,945 | 68 | 0.01% | — | 104 | +4,930 | 32866.67% | Q4 2025 | Jan 30, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 3,780 | 52 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Bank of New Hampshire | History | New | 3,725 | 51 | 0.01% | — | 107 | +3,725 | New | Q4 2025 | Mar 16, 2026 |
| Spire Wealth Management | History | Reduced | 3,733 | 51 | 0.0% | 0.0% | 106 | -2,000 | -34.89% | Q4 2025 | Jan 14, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 2,300 | 31 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Financial Management Professionals, Inc. | History | Added to | 1,926 | 26 | 0.0% | 0.0% | 110 | +51 | 2.72% | Q4 2025 | Jan 27, 2026 |
| ASSETMARK, INC | History | Added to | 1,896 | 26 | 0.0% | 0.0% | 109 | +15 | 0.8% | Q4 2025 | Jan 23, 2026 |
| Larson Financial Group LLC | History | No change | 1,932 | 26 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| FNY Investment Advisers, LLC | History | No change | 1,600 | 22 | 0.01% | 0.01% | 112 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 1,400 | 19 | 0.0% | 0.0% | 113 | -1,690 | -54.69% | Q4 2025 | Feb 12, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,440 | 19 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Aspect Partners, LLC | History | Reduced | 1,233 | 17 | 0.01% | 0.02% | 115 | -1,754 | -58.72% | Q4 2025 | Jan 23, 2026 |
| Allworth Financial LP | History | New | 1,029 | 14 | 0.0% | — | 116 | +1,029 | New | Q4 2025 | Feb 05, 2026 |
| SHP Wealth Management | History | New | 1,021 | 14 | 0.0% | — | 117 | +1,021 | New | Q4 2025 | Mar 04, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 725 | 10 | 0.0% | — | 118 | +725 | New | Q4 2025 | Jan 21, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 500 | 6 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Arax Advisory Partners | History | No change | 500 | 6 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | No change | 400 | 5 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 200 | 2 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 75 | 1 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 80 | 1 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Cercano Management LLC | History | Closed out | 0 | 0 | — | 0.9% | — | -1,666,651 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Consolidated Portfolio Review Corp | History | Closed out | 0 | 0 | — | 0.42% | — | -238,702 | -100.0% | Q3 2025 | Nov 12, 2025 |
| LEIGH BALDWIN & CO., LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -12,280 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,422 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Closed out | 0 | 0 | — | 0.02% | — | -11,049 | -100.0% | Q3 2025 | Oct 24, 2025 |
| Vivaldi Capital Management LP | History | Closed out | 0 | 0 | — | 0.02% | — | -10,100 | -100.0% | Q3 2025 | Nov 17, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,127 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Tanglewood Legacy Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -3,655 | -100.0% | Q3 2025 | Nov 07, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,435 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,700 | -100.0% | Q3 2025 | Nov 06, 2025 |
| AllSquare Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,200 | -100.0% | Q3 2025 | Jan 12, 2026 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2025 | Nov 13, 2025 |
| SOA Wealth Advisors, LLC. | History | New | 870 | 0 | — | — | — | +870 | New | Q4 2025 | Jan 20, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | Closed out | 0 | 0 | — | 0.0% | — | -580 | -100.0% | Q3 2025 | Dec 03, 2025 |
| PIN OAK INVESTMENT ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -484 | -100.0% | Q3 2025 | Nov 17, 2025 |
| Russell Investments Group, Ltd. | History | Reduced | 1 | 0 | — | 0.0% | — | -249 | -99.6% | Q4 2025 | Feb 17, 2026 |
| WHITTIER TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -142 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -70 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | — | — | -25 | -100.0% | Q3 2025 | Oct 16, 2025 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 26, 2025 |