PIMCO Dynamic Income Opportunities Fund - PDO
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 5,089,711 | 65,809 | 0.0% | 0.0% | 1 | -307,754 | -5.7% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 3,565,457 | 46,101 | 0.01% | 0.01% | 2 | +43,630 | 1.24% | Q1 2026 | May 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 2,374,387 | 30,700 | 0.01% | 0.01% | 3 | -26,978 | -1.12% | Q1 2026 | May 11, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 2,347,194 | 30,348 | 0.01% | 0.0% | 4 | +152,711 | 6.96% | Q1 2026 | May 15, 2026 |
| Cerity Partners LLC | History | New | 1,745,837 | 22,573 | 0.03% | — | 5 | +1,745,837 | New | Q1 2026 | May 15, 2026 |
| COHEN & STEERS, INC. | History | Added to | 1,267,824 | 16,393 | 0.03% | 0.03% | 6 | +37,254 | 3.03% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Added to | 983,369 | 12,714 | 0.0% | 0.0% | 7 | +54,122 | 5.82% | Q1 2026 | May 12, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 865,387 | 11,189 | 0.09% | 0.08% | 8 | +60,655 | 7.54% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 840,793 | 10,871 | 0.0% | 0.0% | 9 | +40,810 | 5.1% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 657,563 | 8,502 | 0.0% | 0.0% | 10 | -48,446 | -6.86% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 656,529 | 8,488 | 0.01% | 0.01% | 11 | +6,087 | 0.94% | Q1 2026 | Apr 27, 2026 |
| HighTower Advisors, LLC | History | Reduced | 566,992 | 7,331 | 0.01% | 0.01% | 12 | -19,060 | -3.25% | Q1 2026 | May 05, 2026 |
| LEAVELL INVESTMENT MANAGEMENT, INC. | History | Added to | 392,835 | 5,129 | 0.21% | 0.22% | 13 | +7,283 | 1.89% | Q1 2026 | May 12, 2026 |
| LPL Financial LLC | History | Added to | 365,731 | 4,728 | 0.0% | 0.0% | 14 | +59,229 | 19.32% | Q1 2026 | May 06, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 327,028 | 4,316 | 0.3% | 0.26% | 15 | +54,290 | 19.91% | Q1 2026 | May 01, 2026 |
| Cornerstone Advisory, LLC | History | Reduced | 306,042 | 3,957 | 0.37% | 0.43% | 16 | -16,450 | -5.1% | Q1 2026 | May 04, 2026 |
| Private Advisor Group, LLC | History | Added to | 286,227 | 3,700 | 0.02% | 0.02% | 17 | +1,787 | 0.63% | Q1 2026 | Apr 24, 2026 |
| Integrity Wealth Partners, LLC | History | New | 233,197 | 3,015 | 2.71% | — | 18 | +233,197 | New | Q1 2026 | Apr 27, 2026 |
| Element Wealth, LLC | History | Added to | 224,499 | 2,902 | 1.2% | 1.28% | 19 | +81 | 0.04% | Q1 2026 | May 04, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 220,773 | 2,854 | 0.0% | 0.0% | 20 | -3,159 | -1.41% | Q1 2026 | May 15, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 196,990 | 2,547 | 0.04% | 0.04% | 21 | -7,158 | -3.51% | Q1 2026 | Apr 17, 2026 |
| Cetera Investment Advisers | History | Added to | 195,582 | 2,528 | 0.0% | 0.0% | 22 | +26,136 | 15.42% | Q1 2026 | May 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 187,823 | 2,429 | 0.01% | 0.01% | 23 | +46,828 | 33.21% | Q1 2026 | Apr 30, 2026 |
| Venture Visionary Partners LLC | History | Added to | 187,532 | 2,424 | 0.08% | 0.06% | 24 | +60,000 | 47.05% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 175,425 | 2,268 | 0.0% | 0.0% | 25 | +74,095 | 73.12% | Q1 2026 | May 12, 2026 |
| Estate Planners Group, LLC | History | Reduced | 151,178 | 1,954 | 0.94% | 0.96% | 26 | -8,666 | -5.42% | Q1 2026 | May 11, 2026 |
| Anchor Capital Management Group Inc | History | No change | 134,500 | 1,739 | 1.21% | 0.96% | 27 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| &PARTNERS | History | Reduced | 132,772 | 1,716 | 0.01% | 0.01% | 28 | -56,812 | -29.97% | Q1 2026 | May 15, 2026 |
| Shaker Financial Services, LLC | History | New | 128,530 | 1,661 | 0.58% | — | 29 | +128,530 | New | Q1 2026 | May 12, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 124,157 | 1,605 | 0.04% | 0.04% | 30 | -1,407 | -1.12% | Q1 2026 | May 15, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 107,372 | 1,388 | 0.05% | 0.06% | 31 | -10,370 | -8.81% | Q1 2026 | Apr 28, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 99,325 | 1,284 | 0.04% | 0.04% | 32 | +480 | 0.49% | Q1 2026 | Apr 21, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 97,775 | 1,264 | 0.01% | 0.01% | 33 | +5,050 | 5.45% | Q1 2026 | Apr 20, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | New | 95,649 | 1,236 | 0.06% | — | 34 | +95,649 | New | Q1 2026 | May 15, 2026 |
| Navis Wealth Advisors, LLC | History | New | 90,524 | 1,170 | 0.6% | — | 36 | +90,524 | New | Q1 2026 | May 15, 2026 |
| Triumph Capital Management | History | Added to | 89,634 | 1,170 | 0.24% | 0.24% | 35 | +8,439 | 10.39% | Q1 2026 | May 13, 2026 |
| Palogic Value Management, L.P. | History | No change | 90,184 | 1,166 | 0.49% | 0.52% | 37 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Americana Partners, LLC | History | No change | 79,317 | 1,025 | 0.03% | 0.03% | 38 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| COMERICA BANK | History | No change | 72,112 | 998 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 68,998 | 892 | 0.0% | 0.0% | 40 | +22,341 | 47.88% | Q1 2026 | May 07, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 66,751 | 863 | 0.29% | 1.62% | 41 | -278,681 | -80.68% | Q1 2026 | May 12, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 65,560 | 847 | 0.3% | 0.36% | 42 | -7,673 | -10.48% | Q1 2026 | Apr 22, 2026 |
| Goldstone Financial Group, LLC | History | Reduced | 64,610 | 835 | 0.09% | 0.1% | 43 | -2,125 | -3.18% | Q1 2026 | Apr 24, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 63,535 | 821 | 0.0% | — | 44 | +63,535 | New | Q1 2026 | May 15, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | New | 60,514 | 782 | 0.02% | — | 45 | +60,514 | New | Q1 2026 | May 13, 2026 |
| XTX Topco Ltd | History | New | 60,268 | 779 | 0.01% | — | 46 | +60,268 | New | Q1 2026 | May 15, 2026 |
| RFG Advisory, LLC | History | Reduced | 52,073 | 673 | 0.01% | 0.01% | 48 | -1,200 | -2.25% | Q1 2026 | Apr 17, 2026 |
| Bramshill Investments, LLC | History | Reduced | 52,116 | 673 | 0.06% | 0.04% | 47 | -332 | -0.63% | Q1 2026 | May 15, 2026 |
| HBK Sorce Advisory LLC | History | Added to | 50,000 | 664 | 0.01% | 0.01% | 49 | +29,000 | 138.1% | Q1 2026 | May 11, 2026 |
| AlphaCore Capital LLC | History | Added to | 49,833 | 650 | 0.02% | 0.02% | 50 | +1,209 | 2.49% | Q1 2026 | May 15, 2026 |
| Boreal Capital Management LLC | History | New | 1 | 647 | 0.53% | 0.76% | 51 | +1 | New | Q1 2026 | May 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 47,146 | 609 | 0.0% | 0.0% | 52 | -273,661 | -85.3% | Q1 2026 | May 04, 2026 |
| MCDONALD PARTNERS LLC | History | No change | 46,000 | 594 | 0.14% | 0.2% | 53 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 45,224 | 584 | 0.0% | 0.0% | 54 | -7,803 | -14.72% | Q1 2026 | May 13, 2026 |
| Logan Stone Capital, LLC | History | New | 44,056 | 569 | 0.16% | — | 55 | +44,056 | New | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 43,814 | 566 | 0.0% | 0.0% | 56 | -548 | -1.24% | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 43,158 | 558 | 0.0% | 0.0% | 57 | -1,662 | -3.71% | Q1 2026 | Apr 30, 2026 |
| Maridea Wealth Management LLC | History | Added to | 37,428 | 483 | 0.07% | 0.07% | 58 | +2,039 | 5.76% | Q1 2026 | Apr 21, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 35,742 | 462 | 0.0% | 0.0% | 59 | +1,721 | 5.06% | Q1 2026 | May 14, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 35,631 | 460 | 0.01% | 0.01% | 60 | +131 | 0.37% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 33,589 | 444 | 0.0% | 0.0% | 61 | +22,261 | 196.51% | Q1 2026 | Apr 08, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 31,555 | 408 | 0.0% | 0.0% | 62 | +321 | 1.03% | Q1 2026 | Apr 28, 2026 |
| CENTRAL TRUST Co | History | New | 31,500 | 407 | 0.01% | — | 63 | +31,500 | New | Q1 2026 | Apr 17, 2026 |
| Fund Advisors of America Inc/FL | History | Added to | 30,241 | 391 | 0.4% | 0.37% | 64 | +885 | 3.01% | Q1 2026 | May 13, 2026 |
| PFG Investments, LLC | History | Reduced | 30,136 | 389 | 0.02% | 0.02% | 65 | -227 | -0.75% | Q1 2026 | Apr 27, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 28,350 | 366 | 0.0% | 0.0% | 66 | -3,000 | -9.57% | Q1 2026 | Apr 15, 2026 |
| Shay Capital LLC | History | New | 27,720 | 358 | 0.03% | — | 67 | +27,720 | New | Q1 2026 | May 15, 2026 |
| Gridiron Partners, LLC | History | Reduced | 26,433 | 341 | 0.21% | 0.24% | 68 | -3,537 | -11.8% | Q1 2026 | Apr 13, 2026 |
| WEST MICHIGAN ADVISORS, LLC | History | New | 25,000 | 326 | 0.07% | — | 69 | +25,000 | New | Q1 2026 | May 05, 2026 |
| Crumly & Associates Inc. | History | Added to | 25,000 | 323 | 0.07% | 0.04% | 70 | +10,000 | 66.67% | Q1 2026 | Apr 02, 2026 |
| FIRST FOUNDATION ADVISORS | History | No change | 24,928 | 322 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| FIFTH THIRD BANCORP | History | New | 23,796 | 307 | 0.0% | — | 72 | +23,796 | New | Q1 2026 | May 01, 2026 |
| CWM, LLC | History | Added to | 23,236 | 300 | 0.0% | 0.0% | 73 | +10,058 | 76.32% | Q1 2026 | May 14, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 22,773 | 294 | 0.0% | 0.0% | 74 | +1,140 | 5.27% | Q1 2026 | May 05, 2026 |
| Creative Planning | History | Added to | 22,518 | 291 | 0.0% | 0.0% | 75 | +1,634 | 7.82% | Q1 2026 | May 12, 2026 |
| Brookwood Investment Group LLC | History | Reduced | 22,371 | 289 | 0.04% | 0.04% | 76 | -2,169 | -8.84% | Q1 2026 | May 04, 2026 |
| StoneX Group Inc. | History | Added to | 21,155 | 275 | 0.01% | 0.01% | 77 | +5,854 | 38.26% | Q1 2026 | May 14, 2026 |
| Buska Wealth Management, LLC | History | Reduced | 21,147 | 273 | 0.11% | 0.11% | 78 | -691 | -3.16% | Q1 2026 | Apr 13, 2026 |
| Private Wealth Asset Management, LLC | History | Added to | 20,484 | 264 | 0.03% | 0.03% | 79 | +552 | 2.77% | Q1 2026 | May 06, 2026 |
| VestGen Advisors, LLC | History | Added to | 19,790 | 256 | 0.01% | 0.01% | 80 | +554 | 2.88% | Q1 2026 | May 14, 2026 |
| Williams Jones Wealth Management, LLC. | History | Reduced | 19,275 | 249 | 0.0% | 0.0% | 81 | -3,532 | -15.49% | Q1 2026 | May 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 18,251 | 235 | 0.0% | 0.0% | 82 | +2,314 | 14.52% | Q1 2026 | May 04, 2026 |
| World Investment Advisors | History | Added to | 18,059 | 233 | 0.0% | 0.0% | 83 | +653 | 3.75% | Q1 2026 | Apr 27, 2026 |
| SCOTIA CAPITAL INC. | History | Reduced | 17,012 | 219 | 0.0% | 0.0% | 84 | -65 | -0.38% | Q1 2026 | May 13, 2026 |
| Clearview Wealth Management LLC | History | New | 16,354 | 211 | 0.15% | — | 85 | +16,354 | New | Q1 2026 | May 15, 2026 |
| COURIER CAPITAL LLC | History | No change | 16,269 | 210 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| NWF Advisory Services Inc. | History | Added to | 16,115 | 208 | 0.02% | 0.02% | 87 | +107 | 0.67% | Q1 2026 | May 04, 2026 |
| IHT Wealth Management, LLC | History | New | 15,982 | 206 | 0.0% | — | 88 | +15,982 | New | Q1 2026 | May 15, 2026 |
| Tennessee Valley Asset Management Partners | History | No change | 15,778 | 204 | 0.03% | 0.03% | 89 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| AE Wealth Management LLC | History | Added to | 15,502 | 200 | 0.0% | 0.0% | 90 | +472 | 3.14% | Q1 2026 | May 13, 2026 |
| Carnegie Investment Counsel | History | No change | 15,000 | 193 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Sovran Advisors, LLC | History | New | 13,785 | 184 | 0.01% | — | 92 | +13,785 | New | Q1 2026 | May 01, 2026 |
| Perigon Wealth Management, LLC | History | Reduced | 13,677 | 176 | 0.0% | 0.0% | 93 | -2,551 | -15.72% | Q1 2026 | Apr 10, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 175,873 | 175 | 0.01% | 0.01% | 94 | -7,611 | -4.15% | Q1 2026 | May 15, 2026 |
| Onyx Bridge Wealth Group LLC | History | No change | 13,167 | 170 | 0.02% | 0.02% | 95 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 12,553 | 162 | 0.0% | 0.0% | 96 | -8,187 | -39.47% | Q1 2026 | May 15, 2026 |
| LOWE BROCKENBROUGH & CO INC | History | Reduced | 12,050 | 155 | 0.01% | 0.01% | 97 | -8,950 | -42.62% | Q1 2026 | May 07, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 11,430 | 147 | 0.01% | 0.01% | 98 | -700 | -5.77% | Q1 2026 | Apr 28, 2026 |
| Equitable Holdings, Inc. | History | New | 10,631 | 146 | 0.0% | — | 99 | +10,631 | New | Q1 2026 | May 15, 2026 |
| Gateway Wealth Partners, LLC | History | New | 11,222 | 145 | 0.01% | — | 100 | +11,222 | New | Q1 2026 | May 15, 2026 |
| Sanctuary Advisors, LLC | History | New | 11,000 | 142 | 0.0% | — | 101 | +11,000 | New | Q1 2026 | May 05, 2026 |
| BlackRock, Inc. | History | Reduced | 10,721 | 138 | 0.0% | 0.0% | 102 | -41 | -0.38% | Q1 2026 | May 13, 2026 |
| Beacon Financial Advisory LLC | History | Added to | 10,639 | 137 | 0.03% | 0.03% | 104 | +46 | 0.43% | Q1 2026 | Apr 27, 2026 |
| BURNEY CO/ | History | No change | 10,600 | 137 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| HUB Investment Partners, LLC | History | New | 10,205 | 131 | 0.0% | — | 105 | +10,205 | New | Q1 2026 | May 15, 2026 |
| Ethos Financial Group, LLC | History | No change | 10,000 | 130 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Noble Wealth Management PBC | History | Added to | 9,931 | 128 | 0.06% | 0.06% | 107 | +1,648 | 19.9% | Q1 2026 | Apr 02, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 8,030 | 105 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 7,800 | 102 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Anfield Capital Management, LLC | History | No change | 7,147 | 92 | 0.03% | 0.03% | 110 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 7,000 | 90 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | Added to | 5,500 | 71 | 0.0% | 0.0% | 112 | +400 | 7.84% | Q1 2026 | Apr 13, 2026 |
| Activest Wealth Management | History | No change | 4,945 | 63 | 0.01% | 0.01% | 113 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 3,750 | 48 | 0.0% | 0.0% | 115 | +2,350 | 167.86% | Q1 2026 | May 08, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 3,780 | 48 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | No change | 3,733 | 48 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Bank of New Hampshire | History | No change | 3,725 | 48 | 0.01% | 0.01% | 117 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Osbon Capital Management LLC | History | New | 3,604 | 46 | 0.04% | — | 118 | +3,604 | New | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 3,377 | 43 | 0.0% | — | 119 | +3,377 | New | Q1 2026 | May 15, 2026 |
| Sunbelt Securities, Inc. | History | Reduced | 3,000 | 38 | 0.0% | 0.03% | 120 | -31,584 | -91.33% | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 2,803 | 36 | 0.0% | 0.0% | 121 | -4,171 | -59.81% | Q1 2026 | Apr 07, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 2,300 | 31 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Financial Management Professionals, Inc. | History | Added to | 1,980 | 25 | 0.0% | 0.0% | 123 | +54 | 2.8% | Q1 2026 | Apr 15, 2026 |
| Larson Financial Group LLC | History | No change | 1,932 | 24 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| FNY Investment Advisers, LLC | History | No change | 1,600 | 20 | 0.01% | 0.01% | 125 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 1,533 | 19 | 0.0% | 0.0% | 126 | -4,601 | -75.01% | Q1 2026 | May 15, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,440 | 18 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Aspect Partners, LLC | History | Added to | 1,269 | 16 | 0.01% | 0.01% | 128 | +36 | 2.92% | Q1 2026 | Apr 02, 2026 |
| Allworth Financial LP | History | No change | 1,029 | 13 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| SHP Wealth Management | History | Reduced | 842 | 10 | 0.0% | 0.0% | 130 | -179 | -17.53% | Q1 2026 | May 08, 2026 |
| Beaird Harris Wealth Management, LLC | History | New | 547 | 7 | 0.0% | — | 131 | +547 | New | Q1 2026 | May 14, 2026 |
| Arax Advisory Partners | History | No change | 500 | 6 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | No change | 400 | 5 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | New | 330 | 4 | 0.0% | — | 134 | +330 | New | Q1 2026 | May 05, 2026 |
| Sound Income Strategies, LLC | History | New | 300 | 3 | 0.0% | — | 135 | +300 | New | Q1 2026 | Apr 27, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 200 | 2 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 80 | 1 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| SOL Capital Management CO | History | Closed out | 0 | 0 | — | 2.11% | — | -1,698,816 | -100.0% | Q1 2026 | Apr 24, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.12% | — | -356,203 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Meadowbrook Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.52% | — | -32,970 | -100.0% | Q1 2026 | Apr 14, 2026 |
| CHOREO, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,839 | -100.0% | Q1 2026 | May 12, 2026 |
| TECTONIC ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -22,557 | -100.0% | Q1 2026 | Apr 17, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -21,206 | -100.0% | Q1 2026 | May 13, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -17,281 | -100.0% | Q1 2026 | May 15, 2026 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,768 | -100.0% | Q1 2026 | May 06, 2026 |
| PARK NATIONAL CORP /OH/ | History | Closed out | 0 | 0 | — | 0.0% | — | -10,974 | -100.0% | Q1 2026 | Apr 16, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,022 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -8,000 | -100.0% | Q1 2026 | May 08, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,896 | -100.0% | Q1 2026 | May 06, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -725 | -100.0% | Q1 2026 | Apr 28, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2026 | May 08, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -75 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | May 08, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 870 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 20, 2026 |