Principal Exchange-Traded Funds - PIEQ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 31,482,097 | 1,034,145 | 0.53% | 0.38% | 1 | +7,822,100 | 33.06% | Q4 2025 | Feb 02, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 3,724,528 | 122,760 | 1.89% | 1.63% | 2 | +589,289 | 18.8% | Q4 2025 | Feb 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 3,388,991 | 111,701 | 0.03% | 0.03% | 3 | +521,774 | 18.2% | Q4 2025 | Feb 10, 2026 |
| JANE STREET GROUP, LLC | History | New | 100,000 | 3,296 | 0.0% | — | 4 | +100,000 | New | Q4 2025 | Feb 12, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 80,432 | 2,651 | 0.19% | 0.16% | 5 | +15,540 | 23.95% | Q4 2025 | Jan 21, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 54,495 | 1,799 | 0.07% | 0.09% | 6 | +10,006 | 22.49% | Q4 2025 | Feb 13, 2026 |
| Private Advisor Group, LLC | History | New | 26,316 | 867 | 0.0% | — | 7 | +26,316 | New | Q4 2025 | Feb 17, 2026 |
| Next Level Private LLC | History | New | 24,765 | 816 | 0.21% | — | 8 | +24,765 | New | Q4 2025 | Jan 07, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 8,411 | 277 | 0.0% | — | 9 | +8,411 | New | Q4 2025 | Feb 12, 2026 |
| Cape Investment Advisory, Inc. | History | New | 2,627 | 86 | 0.03% | — | 10 | +2,627 | New | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | New | 770 | 25 | 0.0% | — | 11 | +770 | New | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | New | 615 | 20 | 0.0% | — | 12 | +615 | New | Q4 2025 | Feb 13, 2026 |
| ASSETMARK, INC | History | New | 136 | 4 | 0.0% | — | 13 | +136 | New | Q4 2025 | Jan 23, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 58 | 1 | 0.0% | — | 14 | +58 | New | Q4 2025 | Feb 13, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,161 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -26,400 | -100.0% | Q3 2025 | Nov 14, 2025 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -44 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MCGUIRE CAPITAL ADVISORS INC | History | New | 17 | 0 | — | — | — | +17 | New | Q4 2025 | Feb 19, 2026 |
| UBS Group AG | History | New | 9 | 0 | — | — | — | +9 | New | Q4 2025 | Jan 29, 2026 |