Principal Exchange-Traded Funds - PSC
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 11,734,663 | 676,557 | 0.35% | 0.17% | 1 | +5,885,091 | 100.61% | Q4 2025 | Feb 02, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 2,319,425 | 133,900 | 2.07% | 2.08% | 2 | +99,982 | 4.5% | Q4 2025 | Feb 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 2,287,125 | 132,035 | 0.04% | 0.04% | 3 | +98,684 | 4.51% | Q4 2025 | Feb 10, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 1,806,063 | 104,260 | 0.02% | 0.02% | 4 | +482,398 | 36.44% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 1,251,857 | 72,269 | 0.0% | 0.0% | 5 | -188,808 | -13.11% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,030,728 | 59,503 | 0.01% | 0.01% | 6 | +289,331 | 39.03% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 940,584 | 54,299 | 0.02% | 0.01% | 7 | +380,076 | 67.81% | Q4 2025 | Feb 18, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 796,011 | 47,529 | 0.06% | 0.07% | 8 | +7,655 | 0.97% | Q4 2025 | Jan 08, 2026 |
| LPL Financial LLC | History | Added to | 810,402 | 46,784 | 0.01% | 0.01% | 9 | +297,560 | 58.02% | Q4 2025 | Feb 11, 2026 |
| ROYAL BANK OF CANADA | History | New | 382,276 | 22,069 | 0.0% | — | 10 | +382,276 | New | Q4 2025 | Feb 17, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 333,045 | 19,226 | 0.03% | 0.02% | 11 | +9,582 | 2.96% | Q4 2025 | Feb 02, 2026 |
| Veracity Capital LLC | History | New | 264,512 | 15,270 | 4.49% | — | 12 | +264,512 | New | Q4 2025 | Jan 29, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 237,011 | 13,682 | 0.01% | 0.01% | 13 | +79,617 | 50.58% | Q4 2025 | Feb 10, 2026 |
| &PARTNERS | History | Reduced | 199,854 | 11,537 | 0.06% | 0.07% | 14 | -3,024 | -1.49% | Q4 2025 | Feb 17, 2026 |
| Hudson Capital Management LLC | History | Added to | 182,891 | 10,558 | 2.65% | 2.71% | 15 | +3,821 | 2.13% | Q4 2025 | Jan 21, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 169,096 | 9,762 | 0.01% | 0.01% | 16 | +5,579 | 3.41% | Q4 2025 | Feb 13, 2026 |
| PSI Advisors, LLC | History | Reduced | 134,848 | 7,784 | 1.96% | 2.1% | 17 | -8,446 | -5.89% | Q4 2025 | Feb 09, 2026 |
| RFG - Bristol Wealth Advisors, LLC | History | Added to | 128,134 | 7,397 | 2.06% | 1.95% | 18 | +9,888 | 8.36% | Q4 2025 | Jan 23, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 125,427 | 7,242 | 0.01% | 0.01% | 19 | +18,075 | 16.84% | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 117,276 | 6,770 | 0.01% | 0.01% | 20 | +3,881 | 3.42% | Q4 2025 | Mar 16, 2026 |
| HRT FINANCIAL LP | History | New | 90,809 | 5,242 | 0.02% | — | 21 | +90,809 | New | Q4 2025 | Feb 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 87,836 | 5,070 | 0.0% | 0.0% | 22 | +39,499 | 81.72% | Q4 2025 | Feb 17, 2026 |
| Wealth Advisors of Tampa Bay, LLC | History | Added to | 75,577 | 4,363 | 1.51% | 1.4% | 23 | +2,022 | 2.75% | Q4 2025 | Feb 09, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 73,049 | 4,217 | 0.08% | 0.08% | 24 | +1,053 | 1.46% | Q4 2025 | Feb 12, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | New | 63,432 | 3,662 | 0.01% | — | 25 | +63,432 | New | Q4 2025 | Feb 05, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 62,400 | 3,602 | 0.22% | 0.21% | 26 | +2,524 | 4.22% | Q4 2025 | Feb 13, 2026 |
| 360 Financial, Inc. | History | New | 54,467 | 3,144 | 0.95% | — | 27 | +54,467 | New | Q4 2025 | Feb 13, 2026 |
| Greenwich Wealth Management LLC | History | Added to | 43,169 | 2,492 | 0.11% | 0.07% | 28 | +17,159 | 65.97% | Q4 2025 | Feb 10, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 40,990 | 2,366 | 0.15% | 0.15% | 29 | +585 | 1.45% | Q4 2025 | Feb 06, 2026 |
| Kraft, Davis & Associates, LLC | History | Reduced | 36,007 | 2,169 | 0.49% | 0.5% | 30 | -272 | -0.75% | Q4 2025 | Jan 14, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 37,277 | 2,152 | 0.01% | 0.02% | 31 | -38,205 | -50.61% | Q4 2025 | Feb 18, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 37,113 | 2,142 | 0.0% | 0.0% | 32 | +5,506 | 17.42% | Q4 2025 | Feb 12, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 35,130 | 2,028 | 0.0% | 0.0% | 33 | +21,433 | 156.48% | Q4 2025 | Feb 12, 2026 |
| Northwest Wealth Advisors, LLC | History | New | 33,147 | 1,913 | 1.49% | — | 34 | +33,147 | New | Q4 2025 | Feb 06, 2026 |
| Integrity Financial Corp /WA | History | Added to | 32,626 | 1,883 | 0.95% | 0.87% | 35 | +722 | 2.26% | Q4 2025 | Feb 13, 2026 |
| Turning Point Benefit Group, Inc. | History | Added to | 32,173 | 1,857 | 0.97% | 0.86% | 36 | +7,082 | 28.23% | Q4 2025 | Jan 30, 2026 |
| Private Advisor Group, LLC | History | Added to | 31,744 | 1,832 | 0.01% | 0.01% | 37 | +7,825 | 32.71% | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 25,424 | 1,467 | 0.01% | 0.01% | 38 | +3,034 | 13.55% | Q4 2025 | Feb 12, 2026 |
| CITADEL ADVISORS LLC | History | New | 25,012 | 1,443 | 0.0% | — | 39 | +25,012 | New | Q4 2025 | Feb 17, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 23,353 | 1,348 | 0.1% | 0.09% | 40 | +3,759 | 19.18% | Q4 2025 | Jan 21, 2026 |
| Sigma Planning Corp | History | Reduced | 21,317 | 1,257 | 0.03% | 0.04% | 41 | -427 | -1.96% | Q4 2025 | Jan 30, 2026 |
| Global Retirement Partners, LLC | History | Added to | 21,299 | 1,229 | 0.02% | — | 42 | +21,298 | 2129800.0% | Q4 2025 | Feb 06, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 19,636 | 1,133 | 0.0% | 0.0% | 43 | +4,132 | 26.65% | Q4 2025 | Feb 13, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 18,768 | 1,093 | 0.04% | 0.05% | 44 | +3,718 | 24.7% | Q4 2025 | Feb 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 17,505 | 1,011 | 0.0% | 0.0% | 45 | +1,588 | 9.98% | Q4 2025 | Feb 05, 2026 |
| Brookwood Investment Group LLC | History | New | 17,182 | 991 | 0.12% | — | 46 | +17,182 | New | Q4 2025 | Jan 22, 2026 |
| WealthCare Investment Partners, LLC | History | Added to | 16,994 | 986 | 0.29% | 0.19% | 47 | +6,447 | 61.13% | Q4 2025 | Jan 06, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 16,135 | 931 | 0.05% | 0.05% | 48 | -21 | -0.13% | Q4 2025 | Feb 05, 2026 |
| Venture Visionary Partners LLC | History | Added to | 12,346 | 749 | 0.02% | 0.02% | 49 | +79 | 0.64% | Q4 2025 | Feb 13, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | Added to | 11,877 | 685 | 0.08% | 0.07% | 50 | +517 | 4.55% | Q4 2025 | Jan 20, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 11,673 | 673 | 0.0% | 0.0% | 51 | +236 | 2.06% | Q4 2025 | Feb 13, 2026 |
| Stonebridge Financial Group, LLC / MO | History | New | 10,482 | 605 | 0.52% | — | 52 | +10,482 | New | Q4 2025 | Feb 04, 2026 |
| Gilliland Jeter Wealth Management LLC | History | Added to | 9,256 | 534 | 0.16% | 0.16% | 53 | +14 | 0.15% | Q4 2025 | Jan 23, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 7,815 | 451 | 0.04% | 0.04% | 54 | -275 | -3.4% | Q4 2025 | Jan 26, 2026 |
| Advisory Services Network, LLC | History | Added to | 7,334 | 423 | 0.01% | 0.0% | 55 | +1,846 | 33.64% | Q4 2025 | Feb 17, 2026 |
| COMERICA BANK | History | No change | 7,251 | 418 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 6,997 | 417 | 0.04% | 0.04% | 57 | +877 | 14.33% | Q4 2025 | Jan 12, 2026 |
| COZAD ASSET MANAGEMENT INC | History | Added to | 6,329 | 365 | 0.03% | 0.02% | 58 | +1,418 | 28.87% | Q4 2025 | Feb 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 5,979 | 345 | 0.0% | 0.0% | 59 | +1,948 | 48.33% | Q4 2025 | Jan 23, 2026 |
| KPP Advisory Services LLC | History | New | 5,170 | 298 | 0.04% | — | 60 | +5,170 | New | Q4 2025 | Feb 02, 2026 |
| Round Rock Advisors LLC | History | New | 4,739 | 273 | 0.04% | — | 61 | +4,739 | New | Q4 2025 | Apr 07, 2026 |
| Mariner, LLC | History | Added to | 4,689 | 270 | 0.0% | 0.0% | 62 | +19 | 0.41% | Q4 2025 | Feb 13, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 4,399 | 253 | 0.02% | 0.02% | 63 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| truNorth Financial Services, Inc. | History | New | 4,087 | 235 | 0.25% | — | 64 | +4,087 | New | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 4,002 | 231 | 0.0% | — | 65 | +4,002 | New | Q4 2025 | Mar 25, 2026 |
| Redwood Financial Network Corp | History | New | 3,775 | 217 | 0.14% | — | 66 | +3,775 | New | Q4 2025 | Feb 10, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 2,376 | 137 | 0.0% | 0.0% | 67 | +796 | 50.38% | Q4 2025 | Feb 06, 2026 |
| CWM, LLC | History | No change | 1,875 | 108 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Capital Analysts, LLC | History | No change | 1,235 | 71 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Cape Investment Advisory, Inc. | History | New | 812 | 46 | 0.01% | — | 70 | +812 | New | Q4 2025 | Feb 17, 2026 |
| ASSETMARK, INC | History | New | 234 | 13 | 0.0% | — | 71 | +234 | New | Q4 2025 | Jan 23, 2026 |
| CoreCap Advisors, LLC | History | No change | 213 | 12 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | New | 164 | 9 | 0.0% | — | 73 | +164 | New | Q4 2025 | Feb 17, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 114 | 6 | 0.0% | 0.0% | 74 | -69 | -37.7% | Q4 2025 | Feb 17, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 117 | 6 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Arax Advisory Partners | History | New | 101 | 5 | 0.0% | — | 76 | +101 | New | Q4 2025 | Feb 13, 2026 |
| Larson Financial Group LLC | History | No change | 100 | 5 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| EverSource Wealth Advisors, LLC | History | New | 47 | 2 | 0.0% | — | 79 | +47 | New | Q4 2025 | Feb 06, 2026 |
| Allworth Financial LP | History | New | 43 | 2 | 0.0% | — | 78 | +43 | New | Q4 2025 | Feb 05, 2026 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,566 | -100.0% | Q3 2025 | Nov 14, 2025 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -383 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Clearstead Trust, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -342 | -100.0% | Q3 2025 | Nov 10, 2025 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | — | — | -13 | -100.0% | Q3 2025 | Nov 03, 2025 |
| MCGUIRE CAPITAL ADVISORS INC | History | New | 8 | 0 | — | — | — | +8 | New | Q4 2025 | Feb 19, 2026 |
| FMR LLC | History | Added to | 12 | 0 | — | — | — | +5 | 71.43% | Q4 2025 | Feb 17, 2026 |
| Global Wealth Strategies & Associates | History | New | 2 | 0 | — | — | — | +2 | New | Q4 2025 | Jan 02, 2026 |
| Investment Research & Advisory Group, Inc. | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |