Principal Exchange-Traded Funds - PSC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 12,549,404 | 719,094 | 0.38% | 0.35% | 1 | +814,741 | 6.94% | Q1 2026 | May 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 2,734,313 | 156,742 | 0.04% | 0.04% | 2 | +447,188 | 19.55% | Q1 2026 | May 04, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 2,536,322 | 145,392 | 2.13% | 2.07% | 3 | +216,897 | 9.35% | Q1 2026 | May 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 2,212,182 | 126,826 | 0.03% | 0.02% | 4 | +406,119 | 22.49% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 1,691,249 | 96,949 | 0.01% | 0.0% | 5 | +439,392 | 35.1% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,401,136 | 80,319 | 0.02% | 0.02% | 6 | +460,552 | 48.96% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,351,032 | 77,447 | 0.01% | 0.01% | 7 | +320,304 | 31.08% | Q1 2026 | May 11, 2026 |
| LPL Financial LLC | History | Added to | 1,076,319 | 61,699 | 0.02% | 0.01% | 8 | +265,917 | 32.81% | Q1 2026 | May 06, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 433,869 | 25,107 | 0.05% | 0.06% | 9 | -362,142 | -45.49% | Q1 2026 | Apr 08, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 406,744 | 23,316 | 0.0% | 0.0% | 10 | +24,468 | 6.4% | Q1 2026 | May 15, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 338,542 | 19,406 | 0.03% | 0.03% | 11 | +5,497 | 1.65% | Q1 2026 | Apr 27, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 252,845 | 14,494 | 0.01% | 0.01% | 12 | +15,834 | 6.68% | Q1 2026 | May 07, 2026 |
| Veracity Capital LLC | History | Reduced | 238,497 | 13,671 | 4.88% | 4.49% | 13 | -26,015 | -9.84% | Q1 2026 | Apr 09, 2026 |
| Hudson Capital Management LLC | History | Added to | 196,714 | 11,276 | 2.91% | 2.65% | 14 | +13,823 | 7.56% | Q1 2026 | Apr 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 194,189 | 11,131 | 0.02% | 0.0% | 15 | +157,076 | 423.24% | Q1 2026 | Apr 27, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 179,376 | 10,282 | 0.01% | 0.01% | 16 | +10,280 | 6.08% | Q1 2026 | May 12, 2026 |
| Henderson Brothers Financial Partners, LLC | History | New | 170,472 | 9,772 | 2.47% | — | 17 | +170,472 | New | Q1 2026 | May 04, 2026 |
| PSI Advisors, LLC | History | Added to | 150,561 | 8,630 | 2.07% | 1.96% | 18 | +15,713 | 11.65% | Q1 2026 | May 14, 2026 |
| &PARTNERS | History | Reduced | 143,327 | 8,220 | 0.04% | 0.06% | 19 | -56,527 | -28.28% | Q1 2026 | May 15, 2026 |
| RFG - Bristol Wealth Advisors, LLC | History | Added to | 139,728 | 8,009 | 2.16% | 2.06% | 20 | +11,594 | 9.05% | Q1 2026 | May 05, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 129,907 | 7,446 | 0.01% | 0.01% | 21 | +12,631 | 10.77% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 122,268 | 7,008 | 0.01% | 0.01% | 22 | -3,159 | -2.52% | Q1 2026 | May 15, 2026 |
| SAGESPRING WEALTH PARTNERS, LLC | History | New | 102,054 | 5,850 | 0.11% | — | 23 | +102,054 | New | Q1 2026 | May 07, 2026 |
| JPMORGAN CHASE & CO | History | New | 99,474 | 5,536 | 0.0% | — | 24 | +99,474 | New | Q1 2026 | May 13, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 79,739 | 4,570 | 0.08% | 0.08% | 25 | +6,690 | 9.16% | Q1 2026 | May 11, 2026 |
| Wealth Advisors of Tampa Bay, LLC | History | Reduced | 74,284 | 4,258 | 1.41% | 1.51% | 26 | -1,293 | -1.71% | Q1 2026 | May 14, 2026 |
| Advisory Services Network, LLC | History | Added to | 68,045 | 3,900 | 0.05% | 0.01% | 27 | +60,711 | 827.8% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 67,575 | 3,873 | 0.01% | 0.0% | 28 | +55,902 | 478.9% | Q1 2026 | Apr 30, 2026 |
| Greenwich Wealth Management LLC | History | Added to | 66,484 | 3,811 | 0.16% | 0.11% | 29 | +23,315 | 54.01% | Q1 2026 | May 12, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 65,093 | 3,726 | 0.28% | 0.22% | 30 | +2,693 | 4.32% | Q1 2026 | May 20, 2026 |
| 360 Financial, Inc. | History | Reduced | 52,871 | 3,030 | 0.91% | 0.95% | 31 | -1,596 | -2.93% | Q1 2026 | May 07, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | History | New | 48,333 | 2,770 | 0.88% | — | 32 | +48,333 | New | Q1 2026 | May 04, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 43,862 | 2,514 | 0.0% | 0.0% | 33 | +18,850 | 75.36% | Q1 2026 | May 15, 2026 |
| Northwest Wealth Advisors, LLC | History | Added to | 37,661 | 2,158 | 1.54% | 1.49% | 34 | +4,514 | 13.62% | Q1 2026 | Apr 29, 2026 |
| Private Advisor Group, LLC | History | Added to | 36,705 | 2,104 | 0.01% | 0.01% | 35 | +4,961 | 15.63% | Q1 2026 | Apr 24, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 35,256 | 2,021 | 0.12% | 0.15% | 36 | -5,734 | -13.99% | Q1 2026 | Apr 13, 2026 |
| Integrity Financial Corp /WA | History | Added to | 32,845 | 1,882 | 0.94% | 0.95% | 37 | +219 | 0.67% | Q1 2026 | May 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 31,783 | 1,821 | 0.0% | 0.0% | 38 | +27,781 | 694.18% | Q1 2026 | May 15, 2026 |
| WealthCare Investment Partners, LLC | History | Added to | 28,029 | 1,629 | 0.45% | 0.29% | 39 | +11,035 | 64.93% | Q1 2026 | Apr 08, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 27,954 | 1,602 | 0.12% | 0.1% | 40 | +4,601 | 19.7% | Q1 2026 | May 05, 2026 |
| GTS FINANCIAL, LLC | History | New | 31,511 | 1,530 | 1.21% | — | 41 | +31,511 | New | Q1 2026 | May 19, 2026 |
| Brookwood Investment Group LLC | History | Added to | 24,069 | 1,379 | 0.17% | 0.12% | 42 | +6,887 | 40.08% | Q1 2026 | May 04, 2026 |
| Sigma Planning Corp | History | Added to | 22,519 | 1,290 | 0.04% | 0.03% | 43 | +1,202 | 5.64% | Q1 2026 | May 04, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 22,308 | 1,278 | 0.0% | 0.0% | 44 | +2,672 | 13.61% | Q1 2026 | May 04, 2026 |
| Round Rock Advisors LLC | History | Added to | 21,492 | 1,232 | 0.19% | 0.04% | 45 | +16,753 | 353.51% | Q1 2026 | May 15, 2026 |
| Global Retirement Partners, LLC | History | No change | 21,299 | 1,229 | 0.02% | 0.02% | 46 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 20,732 | 1,188 | 0.0% | 0.0% | 47 | +3,227 | 18.43% | Q1 2026 | Apr 30, 2026 |
| Spartan Wealth Advisory Services LLC | History | New | 20,585 | 1,180 | 0.1% | — | 48 | +20,585 | New | Q1 2026 | May 06, 2026 |
| Walleye Partners, LLC | History | New | 20,367 | 1,167 | 1.43% | — | 49 | +20,367 | New | Q1 2026 | Apr 23, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 20,632 | 1,148 | 0.04% | 0.04% | 50 | +1,864 | 9.93% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 19,983 | 1,145 | 0.01% | 0.01% | 51 | -5,441 | -21.4% | Q1 2026 | May 08, 2026 |
| Venture Visionary Partners LLC | History | Added to | 17,866 | 1,024 | 0.03% | 0.02% | 52 | +5,520 | 44.71% | Q1 2026 | May 14, 2026 |
| Ameritas Investment Partners, Inc. | History | New | 16,995 | 974 | 0.03% | — | 53 | +16,995 | New | Q1 2026 | May 13, 2026 |
| Janney Montgomery Scott LLC | History | New | 16,697 | 957 | 0.0% | — | 54 | +16,697 | New | Q1 2026 | Apr 22, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 16,355 | 937 | 0.05% | 0.05% | 55 | +220 | 1.36% | Q1 2026 | Apr 23, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | Added to | 12,819 | 734 | 0.08% | 0.08% | 56 | +942 | 7.93% | Q1 2026 | Apr 16, 2026 |
| Turning Point Benefit Group, Inc. | History | Reduced | 12,516 | 729 | 0.46% | 0.97% | 57 | -19,657 | -61.1% | Q1 2026 | May 12, 2026 |
| KPP Advisory Services LLC | History | Added to | 11,234 | 643 | 0.09% | 0.04% | 58 | +6,064 | 117.29% | Q1 2026 | Apr 24, 2026 |
| Stonebridge Financial Group, LLC / MO | History | No change | 10,482 | 600 | 0.51% | 0.52% | 59 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Gilliland Jeter Wealth Management LLC | History | Added to | 9,278 | 531 | 0.16% | 0.16% | 60 | +22 | 0.24% | Q1 2026 | Apr 24, 2026 |
| COMERICA BANK | History | No change | 7,251 | 418 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 6,946 | 398 | 0.04% | 0.04% | 62 | -51 | -0.73% | Q1 2026 | Apr 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 6,633 | 382 | 0.0% | 0.0% | 63 | +654 | 10.94% | Q1 2026 | Apr 07, 2026 |
| D. E. Shaw & Co., Inc. | History | New | 6,398 | 366 | 0.0% | — | 64 | +6,398 | New | Q1 2026 | May 15, 2026 |
| COZAD ASSET MANAGEMENT INC | History | No change | 6,329 | 365 | 0.03% | 0.03% | 65 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 6,051 | 346 | 0.03% | 0.04% | 66 | -1,764 | -22.57% | Q1 2026 | Apr 30, 2026 |
| truNorth Financial Services, Inc. | History | Added to | 5,434 | 311 | 0.32% | 0.25% | 67 | +1,347 | 32.96% | Q1 2026 | May 05, 2026 |
| Redwood Financial Network Corp | History | Added to | 5,423 | 310 | 0.2% | 0.14% | 68 | +1,648 | 43.66% | Q1 2026 | May 14, 2026 |
| Mariner, LLC | History | Reduced | 4,677 | 268 | 0.0% | 0.0% | 69 | -12 | -0.26% | Q1 2026 | May 13, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 4,399 | 252 | 0.02% | 0.02% | 70 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | New | 3,123 | 179 | 0.0% | — | 71 | +3,123 | New | Q1 2026 | May 01, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 1,940 | 111 | 0.0% | 0.0% | 72 | -436 | -18.35% | Q1 2026 | May 08, 2026 |
| CWM, LLC | History | Added to | 1,939 | 111 | 0.0% | 0.0% | 73 | +64 | 3.41% | Q1 2026 | May 14, 2026 |
| Capital Analysts, LLC | History | No change | 1,235 | 71 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 612 | 35 | 0.0% | — | 75 | +612 | New | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | New | 504 | 28 | 0.0% | — | 76 | +504 | New | Q1 2026 | May 14, 2026 |
| FMR LLC | History | Added to | 273 | 15 | 0.0% | — | 77 | +261 | 2175.0% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | Added to | 254 | 14 | 0.0% | 0.0% | 78 | +20 | 8.55% | Q1 2026 | May 06, 2026 |
| Parallel Advisors, LLC | History | New | 225 | 12 | 0.0% | — | 80 | +225 | New | Q1 2026 | May 07, 2026 |
| CoreCap Advisors, LLC | History | No change | 213 | 12 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| HUNTINGTON NATIONAL BANK | History | New | 164 | 9 | 0.0% | — | 81 | +164 | New | Q1 2026 | May 15, 2026 |
| Pinnacle Bancorp, Inc. | History | Added to | 124 | 7 | 0.0% | 0.0% | 82 | +7 | 5.98% | Q1 2026 | Apr 22, 2026 |
| Larson Financial Group LLC | History | No change | 100 | 5 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 84 | 4 | 0.0% | — | 84 | +84 | New | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | New | 81 | 4 | 0.0% | — | 85 | +81 | New | Q1 2026 | May 05, 2026 |
| VANGUARD ADVISERS INC | History | New | 48 | 2 | 0.0% | — | 87 | +48 | New | Q1 2026 | May 08, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 42 | 2 | 0.0% | — | 89 | +42 | New | Q1 2026 | May 15, 2026 |
| CVA Family Office, LLC | History | New | 41 | 2 | 0.0% | — | 88 | +41 | New | Q1 2026 | Apr 29, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 47 | 2 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.02% | — | -90,809 | -100.0% | Q1 2026 | May 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -87,836 | -100.0% | Q1 2026 | May 15, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.01% | — | -63,432 | -100.0% | Q1 2026 | May 01, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -37,277 | -100.0% | Q1 2026 | May 15, 2026 |
| Kraft, Davis & Associates, LLC | History | Closed out | 0 | 0 | — | 0.49% | — | -36,007 | -100.0% | Q1 2026 | May 01, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,130 | -100.0% | Q1 2026 | May 12, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -812 | -100.0% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -164 | -100.0% | Q1 2026 | May 15, 2026 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -114 | -100.0% | Q1 2026 | May 08, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -101 | -100.0% | Q1 2026 | May 13, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -43 | -100.0% | Q1 2026 | May 14, 2026 |
| AE Wealth Management LLC | History | New | 13 | 0 | — | — | — | +13 | New | Q1 2026 | May 13, 2026 |
| Western Wealth Management, LLC | History | New | 12 | 0 | — | — | — | +12 | New | Q1 2026 | May 19, 2026 |
| Global Wealth Strategies & Associates | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2026 | Apr 03, 2026 |
| Investment Research & Advisory Group, Inc. | History | Added to | 3 | 0 | — | — | — | +1 | 50.0% | Q1 2026 | Apr 20, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |