Northern Lights Fund Trust IV - PTL
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Inspire Advisors, LLC | History | Added to | 240,047 | 59,577 | 5.48% | 5.18% | 1 | +22,903 | 10.55% | Q4 2025 | Feb 13, 2026 |
| Plan A Wealth LLC | History | Added to | 141,890 | 35,215 | 17.23% | 17.24% | 2 | +5,936 | 4.37% | Q4 2025 | Feb 06, 2026 |
| LPL Financial LLC | History | Added to | 113,050 | 28,057 | 0.01% | 0.01% | 3 | +22,576 | 24.95% | Q4 2025 | Feb 11, 2026 |
| OneAscent Financial Services LLC | History | Reduced | 102,526 | 25,446 | 2.34% | 5.68% | 4 | -82,841 | -44.69% | Q4 2025 | Feb 11, 2026 |
| Christian Investment Advisors, Inc. | History | Added to | 92,425 | 22,939 | 18.59% | 17.43% | 5 | +5,396 | 6.2% | Q4 2025 | Jan 22, 2026 |
| Strategic Equity Management | History | Added to | 63,078 | 15,655 | 5.31% | 5.04% | 6 | +8,512 | 15.6% | Q4 2025 | Feb 09, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 59,930 | 15,003 | 1.01% | 1.01% | 7 | +5,557 | 10.22% | Q4 2025 | Jan 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 54,661 | 13,566 | 0.01% | 0.01% | 8 | +8,143 | 17.51% | Q4 2025 | Feb 13, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 46,630 | 11,572 | 0.28% | 0.07% | 9 | +36,296 | 351.23% | Q4 2025 | Jan 28, 2026 |
| Inspire Investing, LLC | History | Reduced | 42,925 | 10,653 | 0.96% | 1.07% | 10 | -1,082 | -2.46% | Q4 2025 | Feb 17, 2026 |
| Belpointe Asset Management LLC | History | Added to | 37,186 | 9,229 | 0.33% | 0.34% | 11 | +1,107 | 3.07% | Q4 2025 | Jan 27, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | Added to | 35,837 | 8,894 | 0.05% | 0.05% | 12 | +8,731 | 32.21% | Q4 2025 | Feb 17, 2026 |
| MONEYWISE, INC. | History | Added to | 35,292 | 8,759 | 3.64% | 3.62% | 13 | +3,219 | 10.04% | Q4 2025 | Feb 05, 2026 |
| Investment Research Partners LLC | History | Reduced | 28,309 | 7,025 | 3.02% | 3.28% | 14 | -433 | -1.51% | Q4 2025 | Feb 12, 2026 |
| Legacy Wealth Asset Management, LLC | History | Added to | 26,636 | 6,610 | 1.62% | 1.59% | 15 | +322 | 1.22% | Q4 2025 | Jan 12, 2026 |
| PAX Financial Group, LLC | History | Reduced | 23,996 | 5,955 | 1.03% | 1.09% | 16 | -282 | -1.16% | Q4 2025 | Feb 05, 2026 |
| Focus Partners Wealth | History | Reduced | 20,061 | 4,979 | 0.01% | 0.01% | 17 | -126 | -0.62% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 18,989 | 4,712 | 0.01% | 0.01% | 18 | +1,335 | 7.56% | Q4 2025 | Feb 12, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 17,946 | 4,454 | 0.23% | 0.22% | 19 | +3,510 | 24.31% | Q4 2025 | Jan 26, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 17,364 | 4,309 | 0.0% | 0.0% | 20 | +8,868 | 104.38% | Q4 2025 | Mar 25, 2026 |
| CWM, LLC | History | Added to | 17,196 | 4,268 | 0.01% | 0.01% | 21 | +7,871 | 84.41% | Q4 2025 | Jan 26, 2026 |
| Frontier Asset Management, LLC | History | Added to | 16,946 | 4,205 | 0.98% | 0.85% | 22 | +3,369 | 24.81% | Q4 2025 | Feb 04, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 15,741 | 3,906 | 0.25% | 0.16% | 23 | +6,411 | 68.71% | Q4 2025 | Feb 06, 2026 |
| FAMILY WEALTH PARTNERS, LLC | History | Added to | 14,208 | 3,526 | 1.27% | 0.6% | 24 | +7,818 | 122.35% | Q4 2025 | Jan 14, 2026 |
| Focus Partners Advisor Solutions, LLC | History | Reduced | 14,174 | 3,517 | 0.04% | 0.07% | 25 | -9,346 | -39.74% | Q4 2025 | Feb 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 13,881 | 3,445 | 0.0% | 0.0% | 26 | +7,027 | 102.52% | Q4 2025 | Feb 17, 2026 |
| AE Wealth Management LLC | History | Added to | 13,719 | 3,404 | 0.02% | 0.01% | 27 | +5,394 | 64.79% | Q4 2025 | Jan 26, 2026 |
| Pettinga Financial Advisors LLC | History | Added to | 13,323 | 3,306 | 0.63% | 0.64% | 28 | +217 | 1.66% | Q4 2025 | Feb 12, 2026 |
| GTS SECURITIES LLC | History | Added to | 11,784 | 2,924 | 0.1% | 0.01% | 29 | +10,801 | 1098.78% | Q4 2025 | Feb 13, 2026 |
| Sound Financial Strategies Group, LLC | History | Added to | 11,777 | 2,922 | 2.06% | 2.14% | 30 | +3 | 0.03% | Q4 2025 | Feb 03, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 11,773 | 2,921 | 0.0% | 0.0% | 31 | +4,058 | 52.6% | Q4 2025 | Feb 10, 2026 |
| XY Planning Network, Inc. | History | Added to | 11,131 | 2,762 | 0.48% | 0.82% | 32 | +576 | 5.46% | Q4 2025 | Jan 26, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 9,986 | 2,478 | 0.0% | 0.0% | 33 | +5,581 | 126.7% | Q4 2025 | Feb 12, 2026 |
| Valmark Advisers, Inc. | History | Reduced | 9,860 | 2,447 | 0.03% | 0.03% | 34 | -148 | -1.48% | Q4 2025 | Jan 26, 2026 |
| LifeGuide Financial Advisors, LLC | History | New | 9,702 | 2,420 | 0.8% | — | 35 | +9,702 | New | Q4 2025 | Jan 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 9,738 | 2,417 | 0.01% | 0.01% | 36 | +1,844 | 23.36% | Q4 2025 | Feb 05, 2026 |
| WorthPointe, LLC | History | New | 8,817 | 2,188 | 0.57% | — | 37 | +8,817 | New | Q4 2025 | Jan 26, 2026 |
| Sowell Financial Services LLC | History | Reduced | 7,259 | 1,801 | 0.07% | 0.08% | 38 | -1,228 | -14.47% | Q4 2025 | Jan 21, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 7,037 | 1,746 | 0.06% | 0.0% | 39 | +6,756 | 2404.27% | Q4 2025 | Feb 06, 2026 |
| Optivise Advisory Services LLC | History | New | 7,018 | 1,741 | 1.0% | — | 40 | +7,018 | New | Q4 2025 | Jan 12, 2026 |
| Cetera Investment Advisers | History | Added to | 6,618 | 1,642 | 0.0% | 0.0% | 41 | +1,963 | 42.17% | Q4 2025 | Feb 17, 2026 |
| SageOak Financial, LLC | History | Added to | 5,710 | 1,417 | 1.03% | 1.04% | 42 | +27 | 0.48% | Q4 2025 | Feb 13, 2026 |
| Fiduciary Alliance LLC | History | Added to | 4,515 | 1,120 | 0.07% | 0.02% | 43 | +3,091 | 217.06% | Q4 2025 | Jan 22, 2026 |
| Pioneer Wealth Management Group | History | Reduced | 4,460 | 1,106 | 0.34% | 0.36% | 44 | -18 | -0.4% | Q4 2025 | Jan 12, 2026 |
| Sanctuary Advisors, LLC | History | New | 4,162 | 1,032 | 0.01% | — | 45 | +4,162 | New | Q4 2025 | Jan 29, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 4,110 | 1,020 | 0.0% | 0.0% | 46 | +974 | 31.06% | Q4 2025 | Feb 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 3,810 | 945 | 0.0% | 0.0% | 47 | -8,605 | -69.31% | Q4 2025 | Feb 18, 2026 |
| IFG Advisory, LLC | History | Added to | 3,721 | 923 | 0.04% | 0.03% | 48 | +918 | 32.75% | Q4 2025 | Feb 10, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 3,596 | 893 | 0.0% | 0.0% | 49 | -632 | -14.95% | Q4 2025 | Feb 17, 2026 |
| IFP Advisors, Inc | History | Added to | 3,537 | 877 | 0.02% | 0.02% | 50 | +13 | 0.37% | Q4 2025 | Feb 06, 2026 |
| World Investment Advisors | History | Added to | 3,290 | 816 | 0.01% | 0.02% | 51 | +244 | 8.01% | Q4 2025 | Mar 12, 2026 |
| Schwallier Wealth Management LLC | History | Added to | 3,030 | 772 | 0.49% | 0.41% | 52 | +386 | 14.6% | Q4 2025 | Feb 11, 2026 |
| Sterling Investment Advisors, Ltd. | History | No change | 3,075 | 763 | 0.14% | 0.15% | 53 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| OneAscent Wealth Management LLC | History | Added to | 2,959 | 734 | 0.24% | 0.21% | 54 | +478 | 19.27% | Q4 2025 | Feb 11, 2026 |
| Larry Mathis Financial Planning, LLC | History | New | 2,900 | 719 | 0.63% | — | 55 | +2,900 | New | Q4 2025 | Mar 11, 2026 |
| First Heartland Consultants, Inc. | History | Reduced | 2,879 | 714 | 0.05% | 0.07% | 56 | -559 | -16.26% | Q4 2025 | Jan 09, 2026 |
| PFG Investments, LLC | History | Reduced | 2,863 | 710 | 0.03% | 0.04% | 57 | -217 | -7.05% | Q4 2025 | Jan 26, 2026 |
| Plan Group Financial, LLC | History | Added to | 2,650 | 657 | 0.17% | 0.11% | 58 | +1,050 | 65.63% | Q4 2025 | Feb 03, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | Added to | 2,602 | 645 | 0.07% | 0.07% | 59 | +66 | 2.6% | Q4 2025 | Feb 13, 2026 |
| Golden State Equity Partners | History | Added to | 2,039 | 506 | 0.08% | 0.07% | 60 | +353 | 20.94% | Q4 2025 | Jan 29, 2026 |
| Whitaker-Myers Wealth Managers, LTD. | History | Added to | 1,830 | 454 | 0.09% | 0.1% | 61 | +7 | 0.38% | Q4 2025 | Jan 22, 2026 |
| CX Institutional | History | Added to | 1,750 | 434 | 0.01% | 0.0% | 62 | +1,522 | 667.54% | Q4 2025 | Feb 02, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 1,640 | 407 | 0.02% | 0.01% | 63 | +880 | 115.79% | Q4 2025 | Feb 13, 2026 |
| GWN SECURITIES INC. | History | No change | 1,500 | 372 | 0.08% | 0.09% | 64 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Continuum Advisory, LLC | History | Added to | 1,229 | 305 | 0.03% | 0.03% | 65 | +23 | 1.91% | Q4 2025 | Feb 11, 2026 |
| Tandem Investment Partners LLC | History | Added to | 1,225 | 304 | 0.26% | 0.24% | 66 | +45 | 3.81% | Q4 2025 | Jan 21, 2026 |
| Strategic Blueprint, LLC | History | Added to | 1,216 | 301 | 0.02% | 0.01% | 67 | +392 | 47.57% | Q4 2025 | Jan 30, 2026 |
| COURIER CAPITAL LLC | History | Added to | 1,187 | 294 | 0.02% | 0.02% | 68 | +98 | 9.0% | Q4 2025 | Jan 29, 2026 |
| Pinnacle Financial Partners, Inc. | History | New | 1,074 | 266 | 0.0% | — | 69 | +1,074 | New | Q4 2025 | Feb 18, 2026 |
| MRA Advisory Group | History | Added to | 1,033 | 256 | 0.11% | 0.1% | 70 | +81 | 8.51% | Q4 2025 | Jan 16, 2026 |
| CITADEL ADVISORS LLC | History | New | 1,003 | 248 | 0.0% | — | 71 | +1,003 | New | Q4 2025 | Feb 17, 2026 |
| HOWARD BAILEY SECURITIES, LLC | History | Reduced | 914 | 226 | 0.09% | 0.07% | 72 | -39 | -4.09% | Q4 2025 | Feb 11, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 898 | 222 | 0.0% | 0.0% | 73 | +260 | 40.75% | Q4 2025 | Feb 12, 2026 |
| AlphaStar Capital Management, LLC | History | No change | 879 | 218 | 0.02% | 0.02% | 74 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Equitable Holdings, Inc. | History | New | 842 | 208 | 0.0% | — | 75 | +842 | New | Q4 2025 | Feb 17, 2026 |
| Forge Financial Services LLC | History | New | 825 | 204 | 0.09% | — | 76 | +825 | New | Q4 2025 | Feb 12, 2026 |
| Mountain Capital Investment Advisors Inc. | History | New | 790 | 202 | 0.03% | — | 77 | +790 | New | Q4 2025 | Jan 28, 2026 |
| Revisor Wealth Management LLC | History | New | 783 | 202 | 0.05% | — | 78 | +783 | New | Q4 2025 | Jan 27, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 225 | 55 | 0.0% | 0.0% | 79 | +59 | 35.54% | Q4 2025 | Feb 09, 2026 |
| Bare Financial Services, Inc | History | Added to | 192 | 47 | 0.01% | 0.01% | 80 | +1 | 0.52% | Q4 2025 | Feb 06, 2026 |
| Blue Trust, Inc. | History | No change | 162 | 40 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| MORGAN STANLEY | History | No change | 138 | 34 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | New | 127 | 31 | 0.0% | — | 83 | +127 | New | Q4 2025 | Feb 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 106 | 26 | 0.0% | 0.0% | 84 | +16 | 17.78% | Q4 2025 | Feb 10, 2026 |
| UBS Group AG | History | New | 31 | 7 | 0.0% | — | 85 | +31 | New | Q4 2025 | Jan 29, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 31 | 7 | 0.0% | — | 86 | +31 | New | Q4 2025 | Feb 13, 2026 |
| AdvisorNet Financial, Inc | History | No change | 26 | 6 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| FMR LLC | History | Reduced | 10 | 2 | 0.0% | 0.0% | 88 | -1 | -9.09% | Q4 2025 | Feb 17, 2026 |
| RMG Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -2,827 | -100.0% | Q3 2025 | Oct 30, 2025 |
| Arete Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,214 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Advisory Alpha, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,804 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -310 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Clarity Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -285 | -100.0% | Q3 2025 | Oct 27, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -249 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -9 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Cornerstone Financial Management LLC | History | New | 3 | 0 | — | — | — | +3 | New | Q4 2025 | Feb 13, 2026 |