Northern Lights Fund Trust IV - PTL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OneAscent Financial Services LLC | History | Added to | 285,074 | 71,426 | 3.87% | 2.34% | 1 | +182,548 | 178.05% | Q1 2026 | Apr 21, 2026 |
| Inspire Advisors, LLC | History | Added to | 266,885 | 66,869 | 5.45% | 5.48% | 2 | +26,838 | 11.18% | Q1 2026 | May 15, 2026 |
| Plan A Wealth LLC | History | Added to | 151,974 | 38,077 | 18.24% | 17.23% | 3 | +10,084 | 7.11% | Q1 2026 | May 15, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 146,614 | 36,734 | 2.23% | 0.25% | 4 | +130,873 | 831.41% | Q1 2026 | Apr 13, 2026 |
| LPL Financial LLC | History | Added to | 132,129 | 33,105 | 0.01% | 0.01% | 5 | +19,079 | 16.88% | Q1 2026 | May 06, 2026 |
| Christian Investment Advisors, Inc. | History | Added to | 92,946 | 23,711 | 14.98% | 18.59% | 6 | +521 | 0.56% | Q1 2026 | May 08, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 62,611 | 15,687 | 1.15% | 1.01% | 7 | +2,681 | 4.47% | Q1 2026 | Apr 20, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 51,362 | 12,869 | 0.01% | 0.01% | 8 | -3,299 | -6.04% | Q1 2026 | May 12, 2026 |
| Strategic Equity Management | History | Reduced | 50,874 | 12,746 | 4.79% | 5.31% | 9 | -12,204 | -19.35% | Q1 2026 | Apr 21, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 44,892 | 11,248 | 0.26% | 0.28% | 10 | -1,738 | -3.73% | Q1 2026 | May 04, 2026 |
| Belpointe Asset Management LLC | History | Added to | 41,039 | 10,282 | 0.38% | 0.33% | 11 | +3,853 | 10.36% | Q1 2026 | Apr 28, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | Added to | 39,704 | 9,950 | 0.06% | 0.05% | 12 | +3,867 | 10.79% | Q1 2026 | May 15, 2026 |
| Inspire Investing, LLC | History | Reduced | 38,613 | 9,674 | 0.8% | 0.96% | 13 | -4,312 | -10.05% | Q1 2026 | Apr 23, 2026 |
| MONEYWISE, INC. | History | Reduced | 30,750 | 7,704 | 3.36% | 3.64% | 14 | -4,542 | -12.87% | Q1 2026 | Apr 27, 2026 |
| Investment Research Partners LLC | History | Added to | 29,949 | 7,503 | 3.05% | 3.02% | 15 | +1,640 | 5.79% | Q1 2026 | Apr 29, 2026 |
| Legacy Wealth Asset Management, LLC | History | Added to | 28,291 | 7,088 | 1.72% | 1.62% | 16 | +1,655 | 6.21% | Q1 2026 | Apr 08, 2026 |
| PAX Financial Group, LLC | History | Added to | 24,092 | 6,036 | 1.03% | 1.03% | 17 | +96 | 0.4% | Q1 2026 | Apr 27, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 23,454 | 5,876 | 0.18% | 0.06% | 18 | +16,417 | 233.3% | Q1 2026 | May 15, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 22,738 | 5,697 | 0.29% | 0.23% | 19 | +4,792 | 26.7% | Q1 2026 | Apr 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 23,119 | 5,692 | 0.0% | 0.0% | 20 | +9,238 | 66.55% | Q1 2026 | May 15, 2026 |
| Focus Partners Advisor Solutions, LLC | History | Added to | 22,413 | 5,615 | 0.06% | 0.04% | 21 | +8,239 | 58.13% | Q1 2026 | May 13, 2026 |
| FAMILY WEALTH PARTNERS, LLC | History | Added to | 22,288 | 5,584 | 1.91% | 1.27% | 22 | +8,080 | 56.87% | Q1 2026 | Apr 14, 2026 |
| Focus Partners Wealth | History | Added to | 21,227 | 5,318 | 0.01% | 0.01% | 23 | +1,166 | 5.81% | Q1 2026 | May 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 20,416 | 5,115 | 0.0% | 0.0% | 24 | +3,052 | 17.58% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 19,308 | 4,837 | 0.01% | 0.01% | 25 | +319 | 1.68% | Q1 2026 | Apr 27, 2026 |
| Frontier Asset Management, LLC | History | Added to | 17,189 | 4,306 | 0.9% | 0.98% | 26 | +243 | 1.43% | Q1 2026 | May 06, 2026 |
| AE Wealth Management LLC | History | Added to | 16,342 | 4,094 | 0.02% | 0.02% | 27 | +2,623 | 19.12% | Q1 2026 | May 13, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 14,754 | 3,696 | 0.0% | 0.0% | 28 | +13,751 | 1370.99% | Q1 2026 | May 15, 2026 |
| Sound Financial Strategies Group, LLC | History | Added to | 14,242 | 3,568 | 2.43% | 2.06% | 29 | +2,465 | 20.93% | Q1 2026 | May 08, 2026 |
| Pettinga Financial Advisors LLC | History | Added to | 13,988 | 3,504 | 0.66% | 0.63% | 30 | +665 | 4.99% | Q1 2026 | Apr 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 13,392 | 3,355 | 0.0% | 0.0% | 31 | +1,619 | 13.75% | Q1 2026 | May 04, 2026 |
| XY Planning Network, Inc. | History | Added to | 12,652 | 3,184 | 0.51% | 0.48% | 32 | +1,521 | 13.66% | Q1 2026 | Apr 14, 2026 |
| Independent Advisor Alliance | History | New | 12,425 | 3,113 | 0.03% | — | 33 | +12,425 | New | Q1 2026 | May 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 12,252 | 3,070 | 0.01% | 0.01% | 34 | +2,514 | 25.82% | Q1 2026 | Apr 30, 2026 |
| Tulsa Wealth Advisors, INC | History | New | 10,902 | 2,731 | 0.48% | — | 35 | +10,902 | New | Q1 2026 | May 11, 2026 |
| LifeGuide Financial Advisors, LLC | History | Added to | 10,547 | 2,642 | 0.84% | 0.8% | 36 | +845 | 8.71% | Q1 2026 | Apr 08, 2026 |
| Valmark Advisers, Inc. | History | Added to | 10,114 | 2,534 | 0.03% | 0.03% | 37 | +254 | 2.58% | Q1 2026 | May 01, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 9,278 | 2,324 | 0.0% | 0.0% | 38 | -708 | -7.09% | Q1 2026 | May 12, 2026 |
| Fiduciary Alliance LLC | History | Added to | 7,261 | 1,948 | 0.12% | 0.07% | 39 | +2,746 | 60.82% | Q1 2026 | Apr 20, 2026 |
| Cetera Investment Advisers | History | Added to | 7,746 | 1,940 | 0.0% | 0.0% | 40 | +1,128 | 17.04% | Q1 2026 | May 13, 2026 |
| Optivise Advisory Services LLC | History | Reduced | 6,753 | 1,691 | 1.02% | 1.0% | 41 | -265 | -3.78% | Q1 2026 | Apr 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 6,381 | 1,598 | 0.0% | 0.0% | 42 | +2,571 | 67.48% | Q1 2026 | May 14, 2026 |
| SageOak Financial, LLC | History | Reduced | 5,670 | 1,420 | 1.0% | 1.03% | 43 | -40 | -0.7% | Q1 2026 | May 11, 2026 |
| VICUS CAPITAL | History | New | 5,455 | 1,366 | 0.1% | — | 44 | +5,455 | New | Q1 2026 | Apr 22, 2026 |
| Pioneer Wealth Management Group | History | Added to | 5,332 | 1,335 | 0.37% | 0.34% | 45 | +872 | 19.55% | Q1 2026 | Apr 08, 2026 |
| WorthPointe, LLC | History | Reduced | 5,265 | 1,319 | 0.36% | 0.57% | 46 | -3,552 | -40.29% | Q1 2026 | May 12, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 4,673 | 1,170 | 0.01% | 0.0% | 47 | +563 | 13.7% | Q1 2026 | Apr 29, 2026 |
| CWM, LLC | History | Reduced | 4,551 | 1,140 | 0.0% | 0.01% | 48 | -12,645 | -73.53% | Q1 2026 | May 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 4,426 | 1,108 | 0.0% | 0.0% | 49 | +4,320 | 4075.47% | Q1 2026 | May 07, 2026 |
| GTS SECURITIES LLC | History | Reduced | 4,416 | 1,106 | 0.04% | 0.1% | 50 | -7,368 | -62.53% | Q1 2026 | May 14, 2026 |
| Sowell Financial Services LLC | History | Reduced | 4,145 | 1,038 | 0.04% | 0.07% | 51 | -3,114 | -42.9% | Q1 2026 | Apr 20, 2026 |
| Schwallier Wealth Management LLC | History | Added to | 3,878 | 971 | 0.71% | 0.49% | 52 | +848 | 27.99% | Q1 2026 | May 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 3,728 | 934 | 0.0% | 0.0% | 53 | +132 | 3.67% | Q1 2026 | May 15, 2026 |
| RMG Wealth Management LLC | History | New | 3,283 | 920 | 0.11% | — | 54 | +3,283 | New | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | New | 3,642 | 916 | 0.01% | — | 55 | +3,642 | New | Q1 2026 | Apr 07, 2026 |
| IFP Advisors, Inc | History | Added to | 3,565 | 893 | 0.02% | 0.02% | 56 | +28 | 0.79% | Q1 2026 | Apr 13, 2026 |
| World Investment Advisors | History | Added to | 3,378 | 846 | 0.01% | 0.01% | 57 | +88 | 2.67% | Q1 2026 | Apr 27, 2026 |
| OneAscent Wealth Management LLC | History | Added to | 3,308 | 828 | 0.27% | 0.24% | 58 | +349 | 11.79% | Q1 2026 | Apr 21, 2026 |
| Sterling Investment Advisors, Ltd. | History | No change | 3,075 | 770 | 0.14% | 0.14% | 59 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Plan Group Financial, LLC | History | Added to | 2,950 | 739 | 0.17% | 0.17% | 60 | +300 | 11.32% | Q1 2026 | Apr 13, 2026 |
| Larry Mathis Financial Planning, LLC | History | No change | 2,900 | 726 | 0.65% | 0.63% | 61 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| PFG Investments, LLC | History | Reduced | 2,841 | 711 | 0.03% | 0.03% | 62 | -22 | -0.77% | Q1 2026 | Apr 27, 2026 |
| First Heartland Consultants, Inc. | History | Reduced | 2,789 | 698 | 0.05% | 0.05% | 63 | -90 | -3.13% | Q1 2026 | Apr 08, 2026 |
| Van Diest Capital, LLC | History | New | 2,658 | 665 | 0.52% | — | 64 | +2,658 | New | Q1 2026 | May 15, 2026 |
| Revisor Wealth Management LLC | History | Added to | 2,626 | 660 | 0.18% | 0.05% | 65 | +1,843 | 235.38% | Q1 2026 | Apr 27, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 2,312 | 579 | 0.0% | 0.01% | 66 | -1,850 | -44.45% | Q1 2026 | May 05, 2026 |
| Ascentis Independent Advisors | History | Added to | 2,314 | 579 | 0.04% | 0.08% | 67 | +275 | 13.49% | Q1 2026 | Apr 28, 2026 |
| WIN ADVISORS, INC | History | New | 2,294 | 574 | 0.26% | — | 68 | +2,294 | New | Q1 2026 | May 01, 2026 |
| Whitaker-Myers Wealth Managers, LTD. | History | Added to | 2,151 | 538 | 0.11% | 0.09% | 69 | +321 | 17.54% | Q1 2026 | Apr 09, 2026 |
| GWN SECURITIES INC. | History | Added to | 1,600 | 400 | 0.08% | 0.08% | 70 | +100 | 6.67% | Q1 2026 | May 14, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | Reduced | 1,468 | 367 | 0.04% | 0.07% | 71 | -1,134 | -43.58% | Q1 2026 | Apr 30, 2026 |
| Tandem Investment Partners LLC | History | Added to | 1,420 | 355 | 0.3% | 0.26% | 72 | +195 | 15.92% | Q1 2026 | May 13, 2026 |
| Pinnacle Financial Partners, Inc. | History | Added to | 1,405 | 352 | 0.0% | 0.0% | 73 | +331 | 30.82% | Q1 2026 | May 14, 2026 |
| HOWARD BAILEY SECURITIES, LLC | History | Added to | 1,402 | 351 | 0.14% | 0.09% | 74 | +488 | 53.39% | Q1 2026 | Apr 23, 2026 |
| MRA Advisory Group | History | Added to | 1,308 | 327 | 0.13% | 0.11% | 75 | +275 | 26.62% | Q1 2026 | Apr 22, 2026 |
| Continuum Advisory, LLC | History | Added to | 1,289 | 322 | 0.03% | 0.03% | 76 | +60 | 4.88% | Q1 2026 | Apr 22, 2026 |
| Strategic Blueprint, LLC | History | Reduced | 1,200 | 300 | 0.02% | 0.02% | 77 | -16 | -1.32% | Q1 2026 | Apr 29, 2026 |
| COURIER CAPITAL LLC | History | No change | 1,187 | 297 | 0.02% | 0.02% | 78 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 1,127 | 282 | 0.0% | 0.0% | 79 | +229 | 25.5% | Q1 2026 | May 13, 2026 |
| CX Institutional | History | Reduced | 1,111 | 278 | 0.01% | 0.01% | 80 | -639 | -36.51% | Q1 2026 | Apr 06, 2026 |
| Delta Investment Management, LLC | History | New | 1,093 | 273 | 0.05% | — | 81 | +1,093 | New | Q1 2026 | May 12, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 1,027 | 257 | 0.01% | 0.0% | 82 | +149 | 16.97% | Q1 2026 | May 15, 2026 |
| Equitable Holdings, Inc. | History | Added to | 1,008 | 250 | 0.0% | 0.0% | 83 | +166 | 19.71% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | New | 997 | 242 | 0.0% | — | 84 | +997 | New | Q1 2026 | May 13, 2026 |
| AlphaStar Capital Management, LLC | History | No change | 879 | 220 | 0.02% | 0.02% | 85 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Mountain Capital Investment Advisors Inc. | History | Added to | 791 | 218 | 0.03% | 0.03% | 86 | +1 | 0.13% | Q1 2026 | May 11, 2026 |
| Forge Financial Services LLC | History | Added to | 829 | 207 | 0.02% | 0.09% | 87 | +4 | 0.48% | Q1 2026 | May 08, 2026 |
| Simplicity Wealth,LLC | History | New | 823 | 206 | 0.01% | — | 88 | +823 | New | Q1 2026 | Apr 30, 2026 |
| Bedel Financial Consulting, Inc. | History | New | 816 | 204 | 0.02% | — | 89 | +816 | New | Q1 2026 | May 04, 2026 |
| Advisory Services Network, LLC | History | New | 378 | 94 | 0.0% | — | 90 | +378 | New | Q1 2026 | May 15, 2026 |
| Root Financial Partners, LLC | History | New | 370 | 92 | 0.0% | — | 91 | +370 | New | Q1 2026 | Apr 24, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 331 | 82 | 0.0% | 0.0% | 92 | +305 | 1173.08% | Q1 2026 | Apr 17, 2026 |
| Western Wealth Management, LLC | History | New | 325 | 81 | 0.0% | — | 93 | +325 | New | Q1 2026 | May 19, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 269 | 67 | 0.0% | 0.0% | 94 | +44 | 19.56% | Q1 2026 | May 15, 2026 |
| Wall Street Financial Group, Inc. | History | New | 240 | 60 | 0.04% | — | 95 | +240 | New | Q1 2026 | May 05, 2026 |
| Bare Financial Services, Inc | History | No change | 192 | 48 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Blue Trust, Inc. | History | No change | 162 | 40 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| MORGAN STANLEY | History | No change | 138 | 34 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| PEOPLES FINANCIAL SERVICES CORP. | History | New | 69 | 17 | 0.01% | — | 99 | +69 | New | Q1 2026 | Apr 20, 2026 |
| MATHER GROUP, LLC. | History | New | 53 | 13 | 0.0% | — | 100 | +53 | New | Q1 2026 | Apr 13, 2026 |
| FMR LLC | History | Added to | 40 | 10 | 0.0% | 0.0% | 101 | +30 | 300.0% | Q1 2026 | May 15, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 31 | 7 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| IFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,721 | -100.0% | Q1 2026 | May 12, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -1,640 | -100.0% | Q1 2026 | May 18, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -127 | -100.0% | Q1 2026 | Apr 30, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -31 | -100.0% | Q1 2026 | May 05, 2026 |
| Cornerstone Financial Management LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |