Northern Lights Fund Trust IV - PTL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Inspire Advisors, LLC | History | No change | 328,811 | 93,954 | 6.53% | 6.53% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OneAscent Financial Services LLC | History | No change | 292,463 | 83,670 | 4.0% | 4.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| LPL Financial LLC | History | No change | 179,978 | 51,489 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Plan A Wealth LLC | History | No change | 159,100 | 45,516 | 19.36% | 19.36% | 4 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 117,590 | 33,641 | 1.6% | 1.6% | 5 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Christian Investment Advisors, Inc. | History | No change | 92,153 | 26,364 | 15.54% | 15.54% | 6 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Strategic Equity Management | History | No change | 80,533 | 23,039 | 7.74% | 7.74% | 7 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 64,685 | 18,505 | 1.12% | 1.12% | 8 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 52,732 | 15,086 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Geneos Wealth Management Inc. | History | No change | 49,316 | 14,108 | 0.29% | 0.29% | 10 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | No change | 45,067 | 12,904 | 0.07% | 0.07% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MONEYWISE, INC. | History | No change | 44,863 | 12,834 | 4.79% | 4.79% | 12 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Inspire Investing, LLC | History | No change | 42,022 | 12,022 | 0.49% | 0.49% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Belpointe Asset Management LLC | History | No change | 41,088 | 11,754 | 0.38% | 0.38% | 14 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Investment Research Partners LLC | History | No change | 30,037 | 8,593 | 2.91% | 2.91% | 15 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Legacy Wealth Asset Management, LLC | History | No change | 28,803 | 8,240 | 1.81% | 1.81% | 16 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 29,088 | 8,162 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GTS SECURITIES LLC | History | No change | 28,254 | 8,083 | 0.17% | 0.17% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Orgel Wealth Management, LLC | History | No change | 27,785 | 7,949 | 0.15% | 0.15% | 19 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 26,542 | 7,593 | 0.26% | 0.26% | 20 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 25,052 | 7,167 | 0.06% | 0.06% | 21 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FAMILY WEALTH PARTNERS, LLC | History | No change | 24,931 | 7,132 | 2.19% | 2.19% | 22 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| PAX Financial Group, LLC | History | No change | 24,286 | 6,947 | 1.03% | 1.03% | 23 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 22,998 | 6,579 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Focus Partners Wealth | History | No change | 22,133 | 6,332 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Frontier Asset Management, LLC | History | No change | 21,000 | 6,007 | 1.08% | 1.08% | 26 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 19,707 | 5,637 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 18,202 | 5,207 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| AE Wealth Management LLC | History | No change | 17,692 | 5,061 | 0.02% | 0.02% | 29 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| CITADEL ADVISORS LLC | History | No change | 15,262 | 4,366 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Pettinga Financial Advisors LLC | History | No change | 15,017 | 4,296 | 0.69% | 0.69% | 31 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Sound Financial Strategies Group, LLC | History | No change | 14,456 | 4,135 | 2.63% | 2.63% | 32 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Equitable Holdings, Inc. | History | No change | 13,075 | 3,740 | 0.02% | 0.02% | 33 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Tulsa Wealth Advisors, INC | History | No change | 11,979 | 3,427 | 0.48% | 0.48% | 34 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | No change | 11,689 | 3,344 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| LifeGuide Financial Advisors, LLC | History | No change | 10,532 | 3,013 | 0.86% | 0.86% | 36 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 10,240 | 2,930 | 0.11% | 0.11% | 37 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Valmark Advisers, Inc. | History | No change | 10,234 | 2,927 | 0.03% | 0.03% | 38 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Cetera Investment Advisers | History | No change | 9,452 | 2,704 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HRT FINANCIAL LP | History | No change | 8,527 | 2,439 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kovack Advisors, Inc. | History | No change | 8,492 | 2,428 | 0.12% | 0.12% | 41 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 7,780 | 2,225 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Fiduciary Alliance LLC | History | No change | 7,312 | 2,091 | 0.14% | 0.14% | 43 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Optivise Advisory Services LLC | History | No change | 6,703 | 1,917 | 0.97% | 0.97% | 44 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Simplicity Wealth,LLC | History | No change | 6,193 | 1,771 | 0.06% | 0.06% | 45 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| IFG Advisory, LLC | History | No change | 5,929 | 1,696 | 0.06% | 0.06% | 46 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 5,928 | 1,695 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| VICUS CAPITAL | History | No change | 5,893 | 1,685 | 0.11% | 0.11% | 48 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Pioneer Wealth Management Group | History | No change | 5,625 | 1,609 | 0.39% | 0.39% | 49 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| SageOak Financial, LLC | History | No change | 5,454 | 1,560 | 1.01% | 1.01% | 50 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 5,430 | 1,553 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Revisor Wealth Management LLC | History | No change | 5,300 | 1,520 | 0.37% | 0.37% | 52 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| JANE STREET GROUP, LLC | History | No change | 5,271 | 1,507 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CARLSON FINANCIAL, INC. | History | No change | 5,244 | 1,501 | 0.77% | 0.77% | 54 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 4,729 | 1,353 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gambit Capital Management, LLC | History | No change | 4,112 | 1,176 | 0.68% | 0.68% | 56 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Schwallier Wealth Management LLC | History | No change | 3,866 | 1,106 | 0.7% | 0.7% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Van Diest Capital, LLC | History | No change | 3,815 | 1,091 | 0.98% | 0.98% | 58 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Delta Investment Management, LLC | History | No change | 3,736 | 1,068 | 0.18% | 0.18% | 59 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WorthPointe, LLC | History | No change | 3,710 | 1,061 | 0.27% | 0.27% | 60 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 3,643 | 1,042 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | No change | 3,596 | 1,028 | 0.02% | 0.02% | 62 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| BROWN ADVISORY INC | History | No change | 3,545 | 1,014 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | No change | 3,506 | 1,003 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Plan Group Financial, LLC | History | No change | 3,500 | 1,001 | 0.21% | 0.21% | 65 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Sowell Financial Services LLC | History | No change | 3,313 | 947 | 0.03% | 0.03% | 66 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| World Investment Advisors | History | No change | 3,378 | 846 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| First Heartland Consultants, Inc. | History | No change | 2,844 | 813 | 0.05% | 0.05% | 68 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Larry Mathis Financial Planning, LLC | History | No change | 2,840 | 812 | 0.62% | 0.62% | 69 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Brookstone Capital Management | History | No change | 2,771 | 792 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| OneAscent Wealth Management LLC | History | No change | 2,728 | 780 | 0.23% | 0.23% | 71 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Sterling Investment Advisors, Ltd. | History | No change | 2,700 | 772 | 0.13% | 0.13% | 72 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| LITTLEJOHN FINANCIAL SERVICES, INC. | History | No change | 2,464 | 704 | 0.51% | 0.51% | 73 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Independent Advisor Alliance | History | No change | 2,410 | 689 | 0.02% | 0.02% | 74 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Whitaker-Myers Wealth Managers, LTD. | History | No change | 2,315 | 662 | 0.11% | 0.11% | 75 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| WIN ADVISORS, INC | History | No change | 2,256 | 645 | 0.23% | 0.23% | 76 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Sanctuary Advisors, LLC | History | No change | 2,203 | 630 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tandem Investment Partners LLC | History | No change | 1,715 | 490 | 0.38% | 0.38% | 78 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| McAdam, LLC | History | No change | 1,706 | 488 | 0.02% | 0.02% | 79 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| AlphaStar Capital Management, LLC | History | No change | 1,627 | 465 | 0.03% | 0.03% | 80 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| GWN SECURITIES INC. | History | No change | 1,600 | 457 | 0.08% | 0.08% | 81 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | No change | 1,578 | 451 | 0.03% | 0.03% | 82 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 1,513 | 432 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| HOWARD BAILEY SECURITIES, LLC | History | No change | 1,402 | 401 | 0.15% | 0.15% | 84 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MRA Advisory Group | History | No change | 1,400 | 400 | 0.15% | 0.15% | 85 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| PFG Investments, LLC | History | No change | 1,388 | 397 | 0.02% | 0.02% | 86 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Strategic Blueprint, LLC | History | No change | 1,307 | 373 | 0.02% | 0.02% | 87 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Bedel Financial Consulting, Inc. | History | No change | 1,295 | 370 | 0.03% | 0.03% | 88 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Betterment LLC | History | No change | 1,228 | 351 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Continuum Advisory, LLC | History | No change | 1,223 | 349 | 0.03% | 0.03% | 90 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| COURIER CAPITAL LLC | History | No change | 1,187 | 339 | 0.02% | 0.02% | 91 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Stewardship Advisors, LLC | History | No change | 1,185 | 339 | 0.07% | 0.07% | 92 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Abundance Wealth Counselors | History | No change | 1,112 | 318 | 0.02% | 0.02% | 93 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | No change | 1,013 | 289 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| CX Institutional | History | Reduced | 994 | 271 | 0.01% | 0.01% | 95 | -68 | -6.4% | Q3 2026 | Oct 02, 2026 |
| Signal Advisors Wealth, LLC | History | No change | 867 | 247 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Private Advisor Group, LLC | History | No change | 813 | 232 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Forge Financial Services LLC | History | No change | 811 | 232 | 0.02% | 0.02% | 98 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Hilltop Holdings Inc. | History | No change | 766 | 219 | 0.02% | 0.02% | 99 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Mountain Capital Investment Advisors Inc. | History | No change | 762 | 218 | 0.03% | 0.03% | 100 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 753 | 215 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Range Financial Group LLC | History | No change | 729 | 208 | 0.06% | 0.06% | 102 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| JPMORGAN CHASE & CO | History | No change | 554 | 156 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AdvisorNet Financial, Inc | History | No change | 466 | 133 | 0.01% | 0.01% | 104 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 337 | 96 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | No change | 320 | 91 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | No change | 267 | 76 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Blue Trust, Inc. | History | No change | 205 | 58 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Bare Financial Services, Inc | History | No change | 193 | 55 | 0.01% | 0.01% | 109 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 173 | 49 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 169 | 48 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Go Invest LLC | History | No change | 165 | 47 | 0.01% | 0.01% | 112 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Arax Advisory Partners | History | No change | 157 | 44 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| PEOPLES FINANCIAL SERVICES CORP. | History | No change | 133 | 38 | 0.02% | 0.02% | 114 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Qube Research & Technologies Ltd | History | No change | 87 | 24 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD ADVISERS INC | History | No change | 43 | 12 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 31 | 8 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 27 | 7 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| FMR LLC | History | No change | 20 | 5 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Main Street Group, LTD | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Cornerstone Financial Management LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 28, 2026 |