RING ENERGY, INC. - REI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 7,511,851 | 11,493 | 0.0% | — | 1 | +7,511,851 | New | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 6,670,183 | 10,205 | 0.0% | 0.0% | 2 | +1,657,320 | 33.06% | Q1 2026 | May 15, 2026 |
| VANGUARD GROUP INC | History | No change | 11,248,939 | 9,786 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 6,055,623 | 9,265 | 0.01% | 0.0% | 4 | +4,735,140 | 358.59% | Q1 2026 | May 15, 2026 |
| BARCLAYS PLC | History | Reduced | 5,675,001 | 8,682 | 0.0% | 0.0% | 5 | -2,325,000 | -29.06% | Q1 2026 | May 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 3,808,459 | 5,826 | 0.0% | 0.0% | 6 | +1,631,718 | 74.96% | Q1 2026 | May 15, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | New | 3,500,904 | 5,356 | 0.0% | — | 7 | +3,500,904 | New | Q1 2026 | May 08, 2026 |
| CDC Financial, Inc. | History | Reduced | 3,459,562 | 5,293 | 3.37% | 1.7% | 8 | -718,308 | -17.19% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 3,298,569 | 5,046 | 0.0% | 0.0% | 9 | +15,346 | 0.47% | Q1 2026 | May 05, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 3,099,997 | 4,742 | 0.0% | 0.0% | 10 | +2,913,132 | 1558.95% | Q1 2026 | May 15, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Added to | 2,628,942 | 4,022 | 0.01% | 0.0% | 11 | +1,195,772 | 83.44% | Q1 2026 | May 11, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 2,510,097 | 3,836 | 0.01% | 0.0% | 12 | +1,668,969 | 198.42% | Q1 2026 | May 13, 2026 |
| CITIGROUP INC | History | New | 2,214,694 | 3,388 | 0.0% | — | 13 | +2,214,694 | New | Q1 2026 | May 11, 2026 |
| Truffle Hound Capital, LLC | History | New | 2,000,000 | 3,060 | 0.79% | — | 14 | +2,000,000 | New | Q1 2026 | May 07, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 1,992,362 | 3,049 | 0.0% | 0.0% | 15 | +224,676 | 12.71% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 1,969,405 | 3,013 | 0.0% | 0.0% | 16 | +1,212,479 | 160.18% | Q1 2026 | May 12, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Added to | 1,857,802 | 2,842 | 0.06% | 0.03% | 17 | +103,740 | 5.91% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | Reduced | 1,686,268 | 2,579 | 0.0% | 0.0% | 18 | -1,739 | -0.1% | Q1 2026 | May 13, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 1,620,250 | 2,478 | 0.0% | 0.0% | 19 | -130,457 | -7.45% | Q1 2026 | May 14, 2026 |
| CastleKnight Management LP | History | New | 1,361,217 | 2,082 | 0.03% | — | 20 | +1,361,217 | New | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 1,175,932 | 1,799 | 0.0% | 0.0% | 21 | +1,134,190 | 2717.14% | Q1 2026 | May 15, 2026 |
| Empowered Funds, LLC | History | Added to | 1,167,286 | 1,785 | 0.01% | 0.02% | 22 | +103,740 | 9.75% | Q1 2026 | May 14, 2026 |
| PEAK6 LLC | History | Reduced | 1,150,000 | 1,759 | 0.0% | 0.0% | 23 | -750,000 | -39.47% | Q1 2026 | May 13, 2026 |
| MARSHALL WACE, LLP | History | Added to | 1,088,738 | 1,665 | 0.0% | 0.0% | 24 | +11,169 | 1.04% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 1,067,683 | 1,633 | 0.0% | 0.0% | 25 | +715,709 | 203.34% | Q1 2026 | May 15, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Added to | 1,007,921 | 1,542 | 0.0% | 0.0% | 26 | +431,549 | 74.87% | Q1 2026 | May 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 990,759 | 1,515 | 0.0% | — | 27 | +990,759 | New | Q1 2026 | May 08, 2026 |
| WINTON GROUP Ltd | History | Reduced | 948,912 | 1,451 | 0.05% | 0.03% | 28 | -20,817 | -2.15% | Q1 2026 | May 12, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 915,400 | 1,400 | 0.0% | 0.0% | 29 | -699,200 | -43.3% | Q1 2026 | May 13, 2026 |
| RBF Capital, LLC | History | No change | 907,417 | 1,388 | 0.07% | 0.04% | 30 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| STATE STREET CORP | History | Added to | 806,087 | 1,233 | 0.0% | 0.0% | 31 | +83,100 | 11.49% | Q1 2026 | May 15, 2026 |
| De Lisle Partners LLP | History | Added to | 693,961 | 1,058 | 0.13% | 0.06% | 32 | +158,004 | 29.48% | Q1 2026 | May 13, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 682,364 | 1,044 | 0.0% | 0.0% | 33 | -76,216 | -10.05% | Q1 2026 | May 05, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 875,200 | 761 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| IMC-Chicago, LLC | History | New | 470,400 | 719 | 0.0% | — | 35 | +470,400 | New | Q1 2026 | May 05, 2026 |
| Quadrature Capital Ltd | History | New | 426,759 | 652 | 0.01% | — | 36 | +426,759 | New | Q1 2026 | May 15, 2026 |
| Quantbot Technologies LP | History | New | 401,212 | 613 | 0.03% | — | 37 | +401,212 | New | Q1 2026 | May 13, 2026 |
| Invesco Ltd. | History | Added to | 399,556 | 611 | 0.0% | 0.0% | 38 | +41,861 | 11.7% | Q1 2026 | May 12, 2026 |
| Voleon Capital Management LP | History | New | 392,990 | 601 | 0.01% | — | 39 | +392,990 | New | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Added to | 347,772 | 532 | 0.0% | 0.0% | 40 | +17,758 | 5.38% | Q1 2026 | May 14, 2026 |
| HRT FINANCIAL LP | History | Added to | 303,588 | 464 | 0.0% | 0.0% | 41 | +267,455 | 740.2% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 286,013 | 437 | 0.0% | 0.0% | 42 | +231,962 | 429.15% | Q1 2026 | May 15, 2026 |
| SPROTT INC. | History | No change | 285,000 | 436 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| MORGAN STANLEY | History | Added to | 267,457 | 409 | 0.0% | 0.0% | 44 | +57,549 | 27.42% | Q1 2026 | May 15, 2026 |
| State of Wyoming | History | Reduced | 259,026 | 396 | 0.05% | 0.03% | 45 | -81,617 | -23.96% | Q1 2026 | May 13, 2026 |
| Point72 Asset Management, L.P. | History | Added to | 248,012 | 379 | 0.0% | 0.0% | 46 | +185,289 | 295.41% | Q1 2026 | May 15, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 235,178 | 359 | 0.0% | 0.0% | 47 | -249,838 | -51.51% | Q1 2026 | May 14, 2026 |
| ALGERT GLOBAL LLC | History | Added to | 227,812 | 349 | 0.01% | 0.0% | 48 | +100,052 | 78.31% | Q1 2026 | May 14, 2026 |
| OMERS ADMINISTRATION Corp | History | Reduced | 208,800 | 319 | 0.0% | 0.0% | 49 | -62,800 | -23.12% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | Reduced | 194,867 | 298 | 0.01% | 0.01% | 50 | -38,382 | -16.46% | Q1 2026 | May 15, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 190,157 | 290 | 0.05% | — | 51 | +190,157 | New | Q1 2026 | May 11, 2026 |
| Catalyst Funds Management Pty Ltd | History | No change | 168,500 | 257 | 0.04% | 0.03% | 52 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | New | 162,001 | 247 | 0.0% | — | 53 | +162,001 | New | Q1 2026 | Apr 20, 2026 |
| MANGROVE PARTNERS IM, LLC | History | Reduced | 145,771 | 223 | 0.02% | 0.01% | 54 | -20,824 | -12.5% | Q1 2026 | May 15, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Reduced | 140,500 | 214 | 0.0% | 0.0% | 55 | -66,800 | -32.22% | Q1 2026 | May 15, 2026 |
| Metis Global Partners, LLC | History | Reduced | 124,709 | 190 | 0.0% | 0.0% | 56 | -85,641 | -40.71% | Q1 2026 | May 07, 2026 |
| Schonfeld Strategic Advisors LLC | History | New | 122,721 | 187 | 0.0% | — | 57 | +122,721 | New | Q1 2026 | May 15, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | Reduced | 118,871 | 181 | 0.0% | 0.0% | 58 | -294 | -0.25% | Q1 2026 | May 14, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | New | 110,938 | 169 | 0.0% | — | 59 | +110,938 | New | Q1 2026 | May 15, 2026 |
| Graham Capital Management, L.P. | History | Reduced | 102,801 | 157 | 0.0% | 0.01% | 60 | -497,241 | -82.87% | Q1 2026 | May 15, 2026 |
| INVESTMENT ADVISORY SERVICES INC /TX /ADV | History | No change | 100,000 | 153 | 0.05% | 0.03% | 61 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 97,041 | 148 | 0.0% | 0.0% | 62 | -50 | -0.05% | Q1 2026 | May 15, 2026 |
| Linscomb Wealth, Inc. | History | No change | 92,272 | 141 | 0.01% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Vanguard Global Advisers, LLC | History | New | 88,956 | 136 | 0.0% | — | 64 | +88,956 | New | Q1 2026 | May 08, 2026 |
| FMR LLC | History | Reduced | 84,373 | 129 | 0.0% | 0.0% | 65 | -593 | -0.7% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 75,765 | 121 | 0.0% | 0.0% | 66 | +2,119 | 2.88% | Q1 2026 | May 13, 2026 |
| LPL Financial LLC | History | Reduced | 78,337 | 119 | 0.0% | 0.0% | 67 | -20,573 | -20.8% | Q1 2026 | May 06, 2026 |
| Cetera Investment Advisers | History | Reduced | 55,955 | 85 | 0.0% | 0.0% | 68 | -3,200 | -5.41% | Q1 2026 | May 13, 2026 |
| Founders Capital Management | History | Added to | 55,200 | 84 | 0.04% | 0.02% | 69 | +8,000 | 16.95% | Q1 2026 | Apr 21, 2026 |
| VAN DEN BERG MANAGEMENT I, INC | History | Reduced | 53,191 | 81 | 0.02% | 0.01% | 70 | -4,693 | -8.11% | Q1 2026 | May 15, 2026 |
| R Squared Ltd | History | Added to | 51,950 | 79 | 0.04% | 0.01% | 71 | +26,798 | 106.54% | Q1 2026 | Apr 29, 2026 |
| Centiva Capital, LP | History | New | 49,682 | 76 | 0.0% | — | 72 | +49,682 | New | Q1 2026 | May 14, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 47,005 | 71 | 0.01% | — | 73 | +47,005 | New | Q1 2026 | May 15, 2026 |
| Vident Advisory, LLC | History | Reduced | 44,359 | 67 | 0.0% | 0.0% | 74 | -812 | -1.8% | Q1 2026 | May 14, 2026 |
| Callahan Advisors, LLC | History | Reduced | 40,061 | 61 | 0.01% | 0.0% | 75 | -3,000 | -6.97% | Q1 2026 | May 12, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 37,300 | 57 | 0.0% | — | 76 | +37,300 | New | Q1 2026 | May 13, 2026 |
| Abel Hall, LLC | History | No change | 35,380 | 54 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| MINDSET WEALTH MANAGEMENT, LLC | History | Reduced | 34,500 | 52 | 0.01% | 0.02% | 79 | -32,900 | -48.81% | Q1 2026 | Apr 22, 2026 |
| Mariner, LLC | History | Added to | 34,500 | 52 | 0.0% | 0.0% | 78 | +535 | 1.58% | Q1 2026 | May 13, 2026 |
| Cresset Asset Management, LLC | History | New | 31,668 | 48 | 0.0% | — | 80 | +31,668 | New | Q1 2026 | May 15, 2026 |
| Barry Investment Advisors, LLC | History | Added to | 30,000 | 45 | 0.01% | 0.0% | 81 | +15,000 | 100.0% | Q1 2026 | Apr 23, 2026 |
| Royal Fund Management, LLC | History | No change | 30,000 | 45 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| Brevan Howard Capital Management LP | History | New | 27,610 | 42 | 0.0% | — | 83 | +27,610 | New | Q1 2026 | May 15, 2026 |
| Integrated Wealth Concepts LLC | History | New | 27,150 | 41 | 0.0% | — | 86 | +27,150 | New | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 26,900 | 41 | 0.0% | 0.0% | 84 | +13,900 | 106.92% | Q1 2026 | May 11, 2026 |
| Jefferies Financial Group Inc. | History | Reduced | 27,309 | 41 | 0.0% | 0.0% | 85 | -9,552 | -25.91% | Q1 2026 | May 07, 2026 |
| Sigma Planning Corp | History | New | 25,605 | 39 | 0.0% | — | 88 | +25,605 | New | Q1 2026 | May 04, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 25,995 | 39 | 0.0% | 0.0% | 87 | -1,250 | -4.59% | Q1 2026 | Apr 14, 2026 |
| Verdad Advisers, LP | History | New | 25,058 | 38 | 0.04% | — | 89 | +25,058 | New | Q1 2026 | May 15, 2026 |
| CreativeOne Wealth, LLC | History | No change | 22,667 | 34 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Ullmann Wealth Partners Group, LLC | History | New | 21,486 | 32 | 0.0% | — | 91 | +21,486 | New | Q1 2026 | Apr 13, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | Reduced | 20,439 | 31 | 0.0% | 0.0% | 92 | -511,531 | -96.16% | Q1 2026 | May 15, 2026 |
| Mraz, Amerine & Associates, Inc. | History | No change | 20,000 | 30 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Tradition Wealth Management, LLC | History | New | 18,000 | 27 | 0.0% | — | 94 | +18,000 | New | Q1 2026 | May 15, 2026 |
| TRB Wealth Management, LLC | History | New | 17,726 | 27 | 0.0% | — | 95 | +17,726 | New | Q1 2026 | May 14, 2026 |
| DGS Capital Management, LLC | History | Reduced | 17,064 | 26 | 0.0% | 0.0% | 97 | -14,132 | -45.3% | Q1 2026 | Apr 28, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 17,100 | 26 | 0.0% | 0.0% | 96 | +5,300 | 44.92% | Q1 2026 | May 15, 2026 |
| Hidden Cove Wealth Management, LLC | History | No change | 17,300 | 26 | 0.02% | 0.01% | 98 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Prospera Financial Services Inc | History | No change | 16,450 | 25 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 15,941 | 24 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Private Advisor Group, LLC | History | No change | 15,000 | 22 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| SmartHarvest Portfolios, LLC | History | No change | 14,764 | 22 | 0.01% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Arkadios Wealth Advisors | History | Added to | 12,885 | 19 | 0.0% | 0.0% | 103 | +1,333 | 11.54% | Q1 2026 | May 18, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 11,985 | 18 | 0.0% | 0.0% | 104 | +576 | 5.05% | Q1 2026 | May 07, 2026 |
| Corient Private Wealth LLC | History | Added to | 12,132 | 18 | 0.0% | 0.0% | 105 | +132 | 1.1% | Q1 2026 | May 15, 2026 |
| CTC Alternative Strategies, Ltd. | History | New | 11,278 | 17 | 0.04% | — | 108 | +11,278 | New | Q1 2026 | May 21, 2026 |
| ACT Advisors, LLC. | History | New | 11,136 | 17 | 0.01% | — | 109 | +11,136 | New | Q1 2026 | Apr 14, 2026 |
| Traynor Capital Management, Inc. | History | Added to | 10,830 | 17 | 0.0% | 0.0% | 106 | +330 | 3.14% | Q1 2026 | May 14, 2026 |
| EPG Wealth Management LLC | History | No change | 11,552 | 17 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | Reduced | 10,569 | 16 | 0.0% | 0.0% | 110 | -891 | -7.77% | Q1 2026 | May 08, 2026 |
| ExodusPoint Capital Management, LP | History | New | 10,098 | 15 | 0.0% | — | 113 | +10,098 | New | Q1 2026 | May 14, 2026 |
| UMB Bank, n.a. | History | New | 10,000 | 15 | 0.0% | — | 112 | +10,000 | New | Q1 2026 | May 11, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 10,000 | 15 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Baader Bank Aktiengesellschaft | History | New | 14,371 | 14 | 0.0% | — | 114 | +14,371 | New | Q1 2026 | May 08, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 4,530 | 6 | 0.0% | — | 115 | +4,530 | New | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | No change | 3,000 | 4 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 3,000 | 4 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 1,356 | 2 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Parallel Advisors, LLC | History | New | 1,000 | 1 | 0.0% | — | 123 | +1,000 | New | Q1 2026 | May 07, 2026 |
| US BANCORP \DE\ | History | New | 950 | 1 | 0.0% | — | 122 | +950 | New | Q1 2026 | May 14, 2026 |
| THOMPSON INVESTMENT MANAGEMENT, INC. | History | No change | 734 | 1 | 0.0% | — | 119 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Avion Wealth | History | No change | 665 | 1 | 0.0% | — | 120 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Rialto Wealth Management, LLC | History | No change | 667 | 1 | 0.0% | — | 121 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.05% | — | -604,791 | -100.0% | Q1 2026 | May 08, 2026 |
| Caption Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -553,573 | -100.0% | Q1 2026 | May 15, 2026 |
| Watchman Group, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -500,000 | -100.0% | Q1 2026 | Apr 20, 2026 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -80,849 | -100.0% | Q1 2026 | Apr 16, 2026 |
| NINE MASTS CAPITAL Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -20,491 | -100.0% | Q1 2026 | May 12, 2026 |
| CHOREO, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,800 | -100.0% | Q1 2026 | May 12, 2026 |
| Amicus Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,884 | -100.0% | Q1 2026 | Apr 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,392 | -100.0% | Q1 2026 | May 15, 2026 |
| Jackson Hole Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2026 | May 08, 2026 |
| Plante Moran Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,000 | -100.0% | Q1 2026 | May 05, 2026 |
| WINNOW WEALTH LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,365 | -100.0% | Q1 2026 | May 19, 2026 |
| OPTIMA CAPITAL LLC | History | Closed out | 0 | 0 | — | — | — | -568 | -100.0% | Q1 2026 | May 04, 2026 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -444 | -100.0% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | — | — | -320 | -100.0% | Q1 2026 | May 06, 2026 |
| CWM, LLC | History | Reduced | 15 | 0 | — | — | — | -157 | -91.28% | Q1 2026 | May 14, 2026 |
| Advisory Services Network, LLC | History | New | 128 | 0 | — | — | — | +128 | New | Q1 2026 | May 15, 2026 |
| SBI Securities Co., Ltd. | History | New | 101 | 0 | — | — | — | +101 | New | Q1 2026 | Apr 27, 2026 |
| IFP Advisors, Inc | History | Closed out | 0 | 0 | — | — | — | -11 | -100.0% | Q1 2026 | Apr 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 260 | 0 | — | — | — | +10 | 4.0% | Q1 2026 | May 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 492 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 68 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | No change | 125 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Motiv8 Investments LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |