RIVERNORTH OPPORTUNITIES FUND, INC. - RIV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 2,488,022 | 29,010 | 0.55% | 0.56% | 1 | -10,000 | -0.4% | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | Reduced | 1,868,969 | 21,792 | 0.0% | 0.0% | 2 | -24,027 | -1.27% | Q2 2026 | Aug 13, 2026 |
| Penserra Capital Management LLC | History | Added to | 775,986 | 9,047 | 0.07% | 0.1% | 3 | +29,612 | 3.97% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Added to | 595,638 | 6,945 | 0.0% | 0.0% | 4 | +60,965 | 11.4% | Q2 2026 | Aug 07, 2026 |
| Arete Wealth Advisors, LLC | History | Added to | 440,153 | 5,132 | 0.34% | 0.36% | 5 | +2,888 | 0.66% | Q2 2026 | Aug 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 331,846 | 3,869 | 0.0% | 0.0% | 6 | +9,600 | 2.98% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 292,223 | 3,407 | 0.0% | 0.0% | 7 | +971 | 0.33% | Q2 2026 | Aug 14, 2026 |
| Yakira Capital Management, Inc. | History | Reduced | 232,717 | 2,713 | 0.77% | 0.87% | 8 | -34,489 | -12.91% | Q2 2026 | Aug 13, 2026 |
| Everstar Asset Management, LLC | History | Added to | 213,685 | 2,491 | 1.2% | 1.0% | 9 | +45,159 | 26.8% | Q2 2026 | Aug 03, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 199,892 | 2,331 | 0.0% | 0.0% | 10 | -5,249 | -2.56% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 177,189 | 2,066 | 0.0% | 0.0% | 11 | +4,571 | 2.65% | Q2 2026 | Sep 23, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 169,706 | 1,978 | 0.0% | 0.0% | 12 | +109,817 | 183.37% | Q2 2026 | Aug 14, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 168,674 | 1,966 | 0.02% | 0.03% | 13 | +4,571 | 2.79% | Q2 2026 | Aug 04, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 118,791 | 1,385 | 0.0% | 0.0% | 14 | -3,885 | -3.17% | Q2 2026 | Aug 12, 2026 |
| Tennessee Valley Asset Management Partners | History | Reduced | 114,169 | 1,331 | 0.15% | 0.19% | 15 | -16,955 | -12.93% | Q2 2026 | Aug 10, 2026 |
| Marks Group Wealth Management, Inc | History | No change | 107,869 | 1,257 | 0.11% | 0.12% | 16 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 99,572 | 1,161 | 0.0% | 0.0% | 17 | -3,129 | -3.05% | Q2 2026 | Aug 14, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 85,337 | 995 | 0.05% | 0.05% | 18 | -1,349 | -1.56% | Q2 2026 | Jul 23, 2026 |
| Advisory Solutions Group, LLC | History | New | 84,470 | 984 | 0.33% | — | 19 | +84,470 | New | Q2 2026 | Jul 29, 2026 |
| NOMURA HOLDINGS INC | History | No change | 83,864 | 977 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisor OS, LLC | History | Added to | 71,289 | 831 | 0.06% | 0.05% | 21 | +12,318 | 20.89% | Q2 2026 | Aug 05, 2026 |
| Opal Wealth Advisors, LLC | History | Added to | 68,882 | 803 | 0.17% | 0.17% | 22 | +305 | 0.44% | Q2 2026 | Jul 20, 2026 |
| Creative Planning | History | New | 68,138 | 794 | 0.0% | — | 23 | +68,138 | New | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | Added to | 66,047 | 770 | 0.0% | 0.0% | 24 | +1,419 | 2.2% | Q2 2026 | Aug 11, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 56,867 | 663 | 0.0% | 0.0% | 25 | -4,779 | -7.75% | Q2 2026 | Aug 12, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 53,779 | 627 | 0.01% | 0.01% | 26 | +830 | 1.57% | Q2 2026 | Aug 03, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 44,527 | 519 | 0.05% | 0.06% | 27 | -6,400 | -12.57% | Q2 2026 | Jul 29, 2026 |
| CSS LLC/IL | History | No change | 43,915 | 512 | 0.02% | 0.02% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kovack Advisors, Inc. | History | Added to | 40,468 | 471 | 0.02% | 0.02% | 29 | +3,083 | 8.25% | Q2 2026 | Jul 28, 2026 |
| CoreCap Advisors, LLC | History | Added to | 35,436 | 413 | 0.01% | 0.01% | 30 | +15,303 | 76.01% | Q2 2026 | Jul 06, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 32,288 | 376 | 0.0% | 0.0% | 31 | +294 | 0.92% | Q2 2026 | Aug 05, 2026 |
| Total Wealth Planning & Management, Inc. | History | Added to | 31,437 | 366 | 0.25% | 0.25% | 32 | +928 | 3.04% | Q2 2026 | Jul 28, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 26,456 | 308 | 0.01% | 0.01% | 33 | -33 | -0.12% | Q2 2026 | Jul 28, 2026 |
| Private Advisor Group, LLC | History | Reduced | 25,978 | 302 | 0.0% | 0.0% | 34 | -290 | -1.1% | Q2 2026 | Jul 27, 2026 |
| CHOREO, LLC | History | New | 24,362 | 284 | 0.0% | — | 35 | +24,362 | New | Q2 2026 | Aug 04, 2026 |
| UBS Group AG | History | No change | 21,707 | 253 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 21,593 | 251 | 0.03% | 0.02% | 37 | +840 | 4.05% | Q2 2026 | Jul 09, 2026 |
| HighTower Advisors, LLC | History | No change | 19,280 | 224 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 18,849 | 219 | 0.0% | 0.0% | 39 | +64 | 0.34% | Q2 2026 | Jul 29, 2026 |
| NewEdge Advisors, LLC | History | No change | 18,700 | 218 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Clear Street Group Inc. | History | New | 17,516 | 204 | 0.0% | — | 41 | +17,516 | New | Q2 2026 | Aug 12, 2026 |
| BlackRock, Inc. | History | No change | 15,373 | 179 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Westside Investment Management, Inc. | History | Reduced | 15,000 | 174 | 0.02% | 0.03% | 43 | -5,000 | -25.0% | Q2 2026 | Jul 27, 2026 |
| WealthTrust Asset Management, LLC | History | Reduced | 14,454 | 168 | 0.09% | 0.1% | 44 | -669 | -4.42% | Q2 2026 | Jul 27, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 14,000 | 163 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 13,833 | 161 | 0.01% | 0.01% | 46 | -12,333 | -47.13% | Q2 2026 | Aug 04, 2026 |
| CWM, LLC | History | No change | 14,277 | 158 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | New | 12,973 | 151 | 0.0% | — | 48 | +12,973 | New | Q2 2026 | Sep 02, 2026 |
| Cetera Investment Advisers | History | Added to | 12,445 | 145 | 0.0% | 0.0% | 49 | +163 | 1.33% | Q2 2026 | Aug 12, 2026 |
| CHANNEL WEALTH LLC | History | Reduced | 11,121 | 129 | 0.03% | 0.03% | 50 | -500 | -4.3% | Q2 2026 | Aug 04, 2026 |
| ALTERNA WEALTH MANAGEMENT, INC | History | New | 11,007 | 128 | 0.07% | — | 52 | +11,007 | New | Q2 2026 | Jul 15, 2026 |
| CIBC Bancorp USA Inc. | History | No change | 11,000 | 128 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 2,000 | 23 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| 10Elms LLP | History | No change | 500 | 11 | 0.0% | 0.01% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Larson Financial Group LLC | History | New | 930 | 10 | 0.0% | — | 55 | +930 | New | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 856 | 9 | 0.0% | 0.0% | 56 | +318 | 59.11% | Q2 2026 | Aug 12, 2026 |
| Luminist Capital LLC | History | New | 537 | 6 | 0.01% | — | 57 | +537 | New | Q2 2026 | Aug 07, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 500 | 5 | 0.0% | — | 58 | +500 | New | Q2 2026 | Aug 12, 2026 |
| Geneos Wealth Management Inc. | History | No change | 310 | 3 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 180 | 2 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Ameritas Advisory Services, LLC | History | New | 100 | 1 | 0.0% | — | 61 | +100 | New | Q2 2026 | Aug 14, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -274,406 | -100.0% | Q2 2026 | Jul 21, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.24% | — | -119,886 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -61,335 | -100.0% | Q2 2026 | Jul 15, 2026 |
| TCP Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -11,875 | -100.0% | Q2 2026 | Jul 15, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,639 | -100.0% | Q2 2026 | Aug 10, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,396 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Farther Finance Advisors, LLC | History | No change | 83 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |