RIVERNORTH OPPORTUNITIES FUND, INC. - RIV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 2,771,040 | 32,532 | 39.89% | 0.05% | 1 | +2,583,139 | 1374.73% | Q4 2025 | Feb 25, 2026 |
| MORGAN STANLEY | History | Reduced | 1,732,561 | 20,340 | 0.0% | 0.0% | 2 | -48,649 | -2.73% | Q4 2025 | Feb 13, 2026 |
| Penserra Capital Management LLC | History | Added to | 664,632 | 7,802 | 0.09% | 0.09% | 3 | +61,482 | 10.19% | Q4 2025 | Feb 12, 2026 |
| LPL Financial LLC | History | Reduced | 501,019 | 5,881 | 0.0% | 0.0% | 4 | -15,111 | -2.93% | Q4 2025 | Feb 11, 2026 |
| Yakira Capital Management, Inc. | History | New | 446,668 | 5,243 | 1.76% | — | 5 | +446,668 | New | Q4 2025 | Feb 13, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | New | 384,389 | 4,558 | 0.52% | — | 6 | +384,389 | New | Q4 2025 | Jan 28, 2026 |
| Arete Wealth Advisors, LLC | History | New | 377,169 | 4,428 | 0.27% | — | 7 | +377,169 | New | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 311,461 | 3,656 | 0.0% | 0.0% | 8 | +264,473 | 562.85% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 276,789 | 3,249 | 0.0% | 0.0% | 9 | +20,241 | 7.89% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 197,925 | 2,324 | 0.0% | — | 10 | +197,925 | New | Q4 2025 | Feb 17, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 194,655 | 2,285 | 0.09% | — | 11 | +194,655 | New | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 184,890 | 2,170 | 0.0% | 0.0% | 12 | -7,823 | -4.06% | Q4 2025 | Feb 10, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Reduced | 175,883 | 2,064 | 0.03% | 0.04% | 13 | -7,823 | -4.26% | Q4 2025 | Feb 12, 2026 |
| Quarry LP | History | Added to | 153,570 | 1,802 | 0.28% | 0.21% | 14 | +75,570 | 96.88% | Q4 2025 | Feb 13, 2026 |
| Tennessee Valley Asset Management Partners | History | Reduced | 137,835 | 1,618 | 0.21% | 0.24% | 15 | -7,603 | -5.23% | Q4 2025 | Feb 05, 2026 |
| Everstar Asset Management, LLC | History | Added to | 135,467 | 1,590 | 0.85% | 0.79% | 16 | +19,902 | 17.22% | Q4 2025 | Feb 05, 2026 |
| Baird Financial Group, Inc. | History | Added to | 120,777 | 1,417 | 0.0% | 0.0% | 17 | +6,125 | 5.34% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 119,803 | 1,406 | 0.0% | 0.0% | 18 | +6,159 | 5.42% | Q4 2025 | Feb 17, 2026 |
| Marks Group Wealth Management, Inc | History | No change | 115,399 | 1,354 | 0.13% | 0.13% | 19 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 87,852 | 1,031 | 0.05% | 0.07% | 20 | -315 | -0.36% | Q4 2025 | Jan 26, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 87,299 | 1,024 | 0.0% | 0.0% | 21 | -39,738 | -31.28% | Q4 2025 | Feb 13, 2026 |
| NOMURA HOLDINGS INC | History | Reduced | 83,864 | 984 | 0.0% | 0.0% | 22 | -16,136 | -16.14% | Q4 2025 | Feb 17, 2026 |
| Opal Wealth Advisors, LLC | History | Added to | 69,843 | 819 | 0.21% | 0.14% | 23 | +28,057 | 67.14% | Q4 2025 | Jan 26, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 59,710 | 700 | 0.0% | 0.0% | 24 | -7,507 | -11.17% | Q4 2025 | Feb 18, 2026 |
| Advisor OS, LLC | History | Added to | 59,496 | 698 | 0.06% | 0.06% | 25 | +6,023 | 11.26% | Q4 2025 | Feb 04, 2026 |
| CSS LLC/IL | History | New | 59,275 | 695 | 0.03% | — | 26 | +59,275 | New | Q4 2025 | Feb 17, 2026 |
| Allworth Financial LP | History | New | 51,793 | 608 | 0.0% | — | 27 | +51,793 | New | Q4 2025 | Feb 05, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 51,569 | 605 | 0.01% | 0.01% | 28 | +1,304 | 2.59% | Q4 2025 | Feb 02, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 51,227 | 601 | 0.07% | 0.08% | 29 | -5,800 | -10.17% | Q4 2025 | Mar 03, 2026 |
| Shaker Financial Services, LLC | History | New | 38,476 | 451 | 0.14% | — | 30 | +38,476 | New | Q4 2025 | Jan 26, 2026 |
| Kovack Advisors, Inc. | History | New | 37,385 | 438 | 0.02% | — | 31 | +37,385 | New | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 31,279 | 367 | 0.0% | 0.0% | 32 | -199 | -0.63% | Q4 2025 | Feb 11, 2026 |
| Total Wealth Planning & Management, Inc. | History | New | 28,705 | 336 | 0.25% | — | 33 | +28,705 | New | Q4 2025 | Feb 11, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 26,489 | 311 | 0.01% | 0.01% | 34 | +1,579 | 6.34% | Q4 2025 | Feb 12, 2026 |
| Private Advisor Group, LLC | History | Added to | 26,130 | 306 | 0.0% | 0.0% | 35 | +57 | 0.22% | Q4 2025 | Feb 17, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 21,885 | 259 | 0.03% | 0.03% | 36 | -127 | -0.58% | Q4 2025 | Jan 12, 2026 |
| UBS Group AG | History | Added to | 21,707 | 254 | 0.0% | 0.0% | 37 | +1,821 | 9.16% | Q4 2025 | Jan 29, 2026 |
| Westside Investment Management, Inc. | History | No change | 20,000 | 234 | 0.04% | 0.04% | 38 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| HighTower Advisors, LLC | History | No change | 19,280 | 226 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 19,100 | 224 | 0.0% | 0.0% | 40 | -600 | -3.05% | Q4 2025 | Feb 18, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 18,723 | 219 | 0.0% | 0.0% | 41 | -5,422 | -22.46% | Q4 2025 | Feb 12, 2026 |
| CoreCap Advisors, LLC | History | Added to | 15,652 | 183 | 0.01% | 0.01% | 42 | +267 | 1.74% | Q4 2025 | Jan 13, 2026 |
| BlackRock, Inc. | History | Added to | 15,373 | 180 | 0.0% | 0.0% | 43 | +12,609 | 456.19% | Q4 2025 | Feb 12, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 14,000 | 164 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| WealthTrust Asset Management, LLC | History | Added to | 13,302 | 156 | 0.11% | 0.11% | 45 | +365 | 2.82% | Q4 2025 | Feb 04, 2026 |
| Cetera Investment Advisers | History | Added to | 12,424 | 145 | 0.0% | 0.0% | 46 | +687 | 5.85% | Q4 2025 | Feb 17, 2026 |
| Tactive Advisors, LLC | History | New | 11,908 | 139 | 0.04% | — | 47 | +11,908 | New | Q4 2025 | Jan 09, 2026 |
| CHANNEL WEALTH LLC | History | Reduced | 11,621 | 136 | 0.03% | 0.04% | 48 | -750 | -6.06% | Q4 2025 | Feb 03, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 11,132 | 130 | 0.0% | 0.0% | 49 | -8,936 | -44.53% | Q4 2025 | Feb 12, 2026 |
| CIBC Private Wealth Group LLC | History | Reduced | 11,000 | 129 | 0.0% | 0.0% | 50 | -300 | -2.65% | Q4 2025 | Feb 12, 2026 |
| Gateway Wealth Partners, LLC | History | New | 10,123 | 118 | 0.01% | — | 51 | +10,123 | New | Q4 2025 | Feb 11, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 2,639 | 30 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 2,000 | 23 | 0.0% | — | 53 | +2,000 | New | Q4 2025 | Feb 13, 2026 |
| 10Elms LLP | History | No change | 500 | 11 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | No change | 623 | 7 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Luminist Capital LLC | History | No change | 537 | 6 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 310 | 3 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 180 | 2 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -120,500 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Alpine Global Management, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -118,000 | -100.0% | Q3 2025 | Nov 21, 2025 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -58,603 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Strategic Financial Concepts, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,800 | -100.0% | Q3 2025 | Nov 13, 2025 |
| SOA Wealth Advisors, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,021 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Farther Finance Advisors, LLC | History | No change | 83 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |