COHEN & STEERS REIT & PREFERRED & INCOME FUND INC - RNP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ellis Investment Partners, LLC | History | Added to | 1,341,379 | 25,016 | 3.74% | 4.01% | 1 | +37,913 | 2.91% | Q3 2026 | Oct 21, 2026 |
| MORGAN STANLEY | History | No change | 1,131,723 | 22,973 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 769,904 | 15,629 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 745,719 | 15,138 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 616,337 | 12,511 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| XML Financial, LLC | History | Added to | 613,861 | 11,448 | 0.82% | 0.88% | 6 | +15,114 | 2.52% | Q3 2026 | Oct 29, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 403,050 | 8,184 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 295,247 | 5,993 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 285,252 | 5,790 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 283,644 | 5,757 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 203,023 | 3,786 | 0.03% | 0.03% | 11 | +7,292 | 3.73% | Q3 2026 | Nov 02, 2026 |
| Cetera Investment Advisers | History | No change | 176,293 | 3,578 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 186,900 | 3,486 | 0.01% | 0.01% | 13 | +27,505 | 17.26% | Q3 2026 | Nov 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 147,035 | 2,984 | 0.04% | 0.04% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 145,876 | 2,961 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Johnson Financial Group, Inc. | History | No change | 143,872 | 2,920 | 0.1% | 0.1% | 16 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | No change | 136,023 | 2,761 | 0.18% | 0.18% | 17 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 103,208 | 1,924 | 0.01% | 0.01% | 18 | -3,364 | -3.16% | Q3 2026 | Nov 02, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 103,025 | 1,921 | 0.06% | 0.07% | 19 | -23,853 | -18.8% | Q3 2026 | Oct 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 98,605 | 1,838 | 0.0% | 0.0% | 20 | -2,170 | -2.15% | Q3 2026 | Nov 02, 2026 |
| SHUFRO ROSE & CO LLC | History | No change | 62,000 | 1,258 | 0.07% | 0.07% | 21 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 47,925 | 972 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Private Advisor Group, LLC | History | No change | 47,157 | 957 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| JANE STREET GROUP, LLC | History | No change | 44,878 | 911 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Future Financial Wealth Managment LLC | History | Added to | 47,068 | 877 | 0.54% | 0.59% | 25 | +298 | 0.64% | Q3 2026 | Oct 15, 2026 |
| OARSMAN CAPITAL, INC. | History | No change | 42,350 | 859 | 0.09% | 0.09% | 26 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 45,360 | 845 | 0.01% | 0.01% | 27 | -104 | -0.23% | Q3 2026 | Oct 22, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 45,232 | 843 | 0.69% | 0.72% | 28 | -109 | -0.24% | Q3 2026 | Oct 16, 2026 |
| Focus Partners Wealth | History | No change | 39,255 | 796 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| &PARTNERS | History | No change | 38,158 | 774 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 41,239 | 769 | 0.01% | 0.02% | 31 | -1,795 | -4.17% | Q3 2026 | Oct 13, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 36,807 | 747 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 39,509 | 736 | 0.04% | 0.06% | 33 | -11,584 | -22.67% | Q3 2026 | Oct 29, 2026 |
| Logan Stone Capital, LLC | History | No change | 35,922 | 729 | 0.15% | 0.15% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 28,136 | 571 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| FIFTH THIRD BANCORP | History | No change | 27,135 | 550 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Invesco Ltd. | History | No change | 27,004 | 548 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Everstar Asset Management, LLC | History | No change | 26,560 | 539 | 0.26% | 0.26% | 38 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 24,979 | 507 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 27,102 | 491 | 0.02% | 0.03% | 40 | -695 | -2.5% | Q3 2026 | Oct 09, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 23,800 | 483 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | No change | 23,480 | 476 | 0.02% | 0.02% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 23,069 | 468 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| EP Wealth Advisors, LLC | History | No change | 22,938 | 465 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HighTower Advisors, LLC | History | No change | 20,770 | 421 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Magnus Financial Group LLC | History | Added to | 22,218 | 414 | 0.03% | 0.03% | 46 | +31 | 0.14% | Q3 2026 | Oct 21, 2026 |
| AlphaCore Capital LLC | History | Reduced | 22,099 | 412 | 0.01% | 0.01% | 47 | -684 | -3.0% | Q3 2026 | Nov 04, 2026 |
| XTX Topco Ltd | History | No change | 19,474 | 395 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Intellus Advisors LLC | History | No change | 19,356 | 392 | 0.05% | 0.05% | 49 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Abel Hall, LLC | History | No change | 20,000 | 373 | 0.07% | 0.07% | 50 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 18,319 | 371 | 0.02% | 0.02% | 51 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| BFC Planning, Inc. | History | No change | 18,210 | 369 | 0.02% | 0.02% | 52 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| NORTHERN TRUST CORP | History | No change | 16,871 | 342 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 18,577 | 337 | 0.0% | 0.0% | 54 | -24 | -0.13% | Q3 2026 | Oct 13, 2026 |
| Creative Planning | History | Reduced | 17,718 | 330 | 0.0% | 0.0% | 55 | -6 | -0.03% | Q3 2026 | Nov 02, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 16,123 | 327 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Janney Montgomery Scott LLC | History | No change | 16,126 | 327 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 15,932 | 323 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Investment Planning Advisors, Inc. | History | Added to | 17,188 | 320 | 0.07% | 0.08% | 59 | +43 | 0.25% | Q3 2026 | Oct 14, 2026 |
| WEST MICHIGAN ADVISORS, LLC | History | No change | 15,457 | 313 | 0.06% | 0.06% | 60 | 0 | 0.0% | Q2 2026 | Aug 21, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 15,383 | 312 | 0.02% | 0.02% | 61 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Advisory Services Network, LLC | History | No change | 15,385 | 312 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 16,296 | 303 | 0.09% | 0.2% | 63 | -14,911 | -47.78% | Q3 2026 | Oct 23, 2026 |
| WealthBridge Capital Management, LLC | History | Reduced | 16,300 | 303 | 0.06% | 0.07% | 64 | -750 | -4.4% | Q3 2026 | Oct 16, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 15,810 | 294 | 0.0% | 0.0% | 66 | -5,107 | -24.42% | Q3 2026 | Oct 08, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 15,783 | 294 | 0.01% | 0.01% | 65 | -59 | -0.37% | Q3 2026 | Nov 04, 2026 |
| Secure Asset Management, LLC | History | Reduced | 15,667 | 292 | 0.04% | 0.07% | 67 | -10,236 | -39.52% | Q3 2026 | Oct 19, 2026 |
| Sanctuary Advisors, LLC | History | No change | 13,010 | 264 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HUB Investment Partners, LLC | History | No change | 14,000 | 261 | 0.0% | 0.01% | 69 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Mariner, LLC | History | No change | 12,652 | 256 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RB Capital Management, LLC | History | No change | 11,968 | 242 | 0.05% | 0.05% | 71 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 11,920 | 241 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| one8zero8, LLC | History | No change | 11,000 | 223 | 0.04% | 0.04% | 73 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 10,725 | 217 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NWF Advisory Services Inc. | History | No change | 11,502 | 214 | 0.02% | 0.02% | 75 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| WEALTH EFFECTS LLC | History | No change | 11,300 | 210 | 0.06% | 0.06% | 76 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| M Holdings Securities, Inc. | History | New | 10,904 | 206 | 0.01% | — | 77 | +10,904 | New | Q3 2026 | Nov 03, 2026 |
| NOMURA HOLDINGS INC | History | No change | 10,000 | 203 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 10,133 | 188 | 0.0% | 0.0% | 79 | -500 | -4.7% | Q3 2026 | Oct 27, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 6,351 | 128 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | No change | 6,153 | 124 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CGC Financial Services, LLC | History | New | 6,579 | 122 | 0.03% | — | 82 | +6,579 | New | Q3 2026 | Oct 13, 2026 |
| Triumph Capital Management | History | No change | 4,225 | 78 | 0.01% | 0.02% | 83 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 3,808 | 77 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Manchester Capital Management LLC | History | No change | 4,000 | 75 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. | History | No change | 3,000 | 55 | 0.01% | 0.02% | 86 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 2,550 | 51 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 2,709 | 50 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Allworth Financial LP | History | No change | 2,214 | 44 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Investors Research Corp | History | No change | 2,200 | 41 | 0.01% | 0.01% | 90 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| SIGNATUREFD, LLC | History | Added to | 2,000 | 37 | 0.0% | 0.0% | 91 | +350 | 21.21% | Q3 2026 | Oct 23, 2026 |
| Next Level Wealth Planning, LLC | History | New | 1,915 | 35 | 0.01% | — | 93 | +1,915 | New | Q3 2026 | Oct 29, 2026 |
| Heritage Wealth Advisors | History | No change | 1,758 | 35 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Parkside Financial Bank & Trust | History | No change | 1,796 | 33 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Spire Wealth Management | History | Added to | 1,672 | 31 | 0.0% | 0.0% | 95 | +33 | 2.01% | Q3 2026 | Oct 30, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 1,600 | 29 | 0.0% | 0.01% | 97 | -4,519 | -73.85% | Q3 2026 | Oct 20, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 1,466 | 29 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| US BANCORP \DE\ | History | No change | 1,261 | 25 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 1,300 | 24 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Kilter Group LLC | History | No change | 1,200 | 24 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | Added to | 1,025 | 19 | 0.0% | 0.0% | 101 | +105 | 11.41% | Q3 2026 | Oct 08, 2026 |
| Main Street Group, LTD | History | No change | 1,040 | 19 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Hurley Capital, LLC | History | No change | 1,000 | 18 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Truvestments Capital LLC | History | No change | 916 | 18 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | No change | 818 | 16 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Global Retirement Partners, LLC | History | No change | 768 | 15 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JPMORGAN CHASE & CO | History | No change | 664 | 13 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Fortis Group Advisors, LLC | History | No change | 600 | 12 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Balance Wealth Partners LLC | History | New | 600 | 11 | 0.0% | — | 110 | +600 | New | Q3 2026 | Oct 27, 2026 |
| Bogart Wealth, LLC | History | No change | 560 | 11 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Hartford Financial Management Inc. | History | No change | 444 | 8 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Buck Wealth Strategies, LLC | History | No change | 446 | 8 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Financial Network Wealth Advisors LLC | History | No change | 397 | 7 | 0.01% | 0.01% | 113 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Allied Private Wealth LLC | History | No change | 359 | 7 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 375 | 6 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Added to | 264 | 5 | 0.0% | 0.0% | 116 | +4 | 1.54% | Q3 2026 | Nov 04, 2026 |
| Cape Investment Advisory, Inc. | History | No change | 300 | 5 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| JDM Financial Group LLC | History | No change | 271 | 5 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| IFP Advisors, Inc | History | No change | 259 | 4 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| SBK Financial, Inc. | History | No change | 200 | 3 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 150 | 2 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Aventura Private Wealth, LLC | History | No change | 137 | 2 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 79 | 1 | 0.0% | 0.0% | 123 | +2 | 2.6% | Q3 2026 | Nov 04, 2026 |
| Godfrey Financial Associates, Inc. | History | No change | 95 | 1 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| LexAurum Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -12,257 | -100.0% | Q3 2026 | Oct 19, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,442 | -100.0% | Q3 2026 | Nov 02, 2026 |
| ISLAY CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,000 | -100.0% | Q3 2026 | Oct 20, 2026 |
| Plante Moran Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -666 | -100.0% | Q3 2026 | Nov 04, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -181 | -100.0% | Q3 2026 | Oct 21, 2026 |
| JFS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -71 | -100.0% | Q3 2026 | Nov 03, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 28 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |