COHEN & STEERS REIT & PREFERRED & INCOME FUND INC - RNP
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 23 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 1,341,144 | 26,635 | 0.0% | 0.0% | 1 | +4,041 | 0.3% | Q4 2025 | Feb 13, 2026 |
| Ellis Investment Partners, LLC | History | Added to | 1,226,761 | 24,363 | 4.25% | 4.92% | 2 | +13,699 | 1.13% | Q4 2025 | Feb 02, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 834,825 | 16,577 | 0.0% | 0.0% | 3 | +89,731 | 12.04% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Reduced | 753,496 | 14,964 | 0.0% | 0.0% | 4 | -3,358 | -0.44% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 686,030 | 13,624 | 0.0% | 0.0% | 5 | +200,429 | 41.27% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 549,163 | 10,906 | 0.0% | 0.0% | 6 | -43,322 | -7.31% | Q4 2025 | Feb 17, 2026 |
| XML Financial, LLC | History | Added to | 417,040 | 8,282 | 0.68% | 0.63% | 7 | +70,824 | 20.46% | Q4 2025 | Feb 11, 2026 |
| ROYAL BANK OF CANADA | History | New | 305,770 | 6,072 | 0.0% | — | 8 | +305,770 | New | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 283,682 | 5,633 | 0.0% | 0.0% | 9 | -299,798 | -51.38% | Q4 2025 | Feb 18, 2026 |
| UBS Group AG | History | Reduced | 259,047 | 5,144 | 0.0% | 0.0% | 10 | -12,864 | -4.73% | Q4 2025 | Jan 29, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 241,370 | 4,793 | 0.19% | — | 11 | +241,370 | New | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 187,705 | 3,727 | 0.0% | 0.01% | 12 | -54,395 | -22.47% | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 167,163 | 3,319 | 0.01% | 0.02% | 13 | +12,911 | 8.37% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Reduced | 158,762 | 3,153 | 0.0% | 0.0% | 14 | -21,865 | -12.11% | Q4 2025 | Feb 17, 2026 |
| Johnson Financial Group, Inc. | History | Reduced | 151,059 | 3,000 | 0.11% | 0.13% | 15 | -4,734 | -3.04% | Q4 2025 | Feb 12, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 130,558 | 2,592 | 0.09% | 0.09% | 16 | +18,552 | 16.56% | Q4 2025 | Jan 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 129,942 | 2,580 | 0.05% | 0.06% | 17 | +5,514 | 4.43% | Q4 2025 | Feb 09, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 129,294 | 2,568 | 0.0% | 0.0% | 18 | +12,581 | 10.78% | Q4 2025 | Feb 17, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 127,226 | 2,526 | 0.02% | — | 19 | +127,226 | New | Q4 2025 | Feb 02, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 96,710 | 1,920 | 0.12% | 0.31% | 20 | -108,258 | -52.82% | Q4 2025 | Feb 03, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 86,044 | 1,708 | 0.11% | — | 21 | +86,044 | New | Q4 2025 | Feb 13, 2026 |
| Future Financial Wealth Managment LLC | History | Added to | 57,328 | 1,153 | 0.78% | 0.17% | 22 | +45,578 | 387.9% | Q4 2025 | Jan 21, 2026 |
| SHUFRO ROSE & CO LLC | History | Added to | 54,000 | 1,072 | 0.07% | 0.09% | 23 | +4,700 | 9.53% | Q4 2025 | Feb 09, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 53,307 | 1,059 | 0.0% | 0.0% | 24 | +3,977 | 8.06% | Q4 2025 | Feb 05, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 48,485 | 962 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 47,158 | 936 | 0.01% | 0.02% | 26 | -2,558 | -5.15% | Q4 2025 | Jan 13, 2026 |
| Private Advisor Group, LLC | History | Added to | 46,713 | 927 | 0.0% | 0.0% | 27 | +1,670 | 3.71% | Q4 2025 | Feb 17, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 45,537 | 904 | 0.32% | 0.35% | 28 | -72 | -0.16% | Q4 2025 | Jan 30, 2026 |
| Atlantic Union Bankshares Corp | History | Reduced | 45,384 | 901 | 0.02% | 0.02% | 29 | -2,550 | -5.32% | Q4 2025 | Feb 04, 2026 |
| JANE STREET GROUP, LLC | History | New | 44,808 | 889 | 0.0% | — | 30 | +44,808 | New | Q4 2025 | Feb 12, 2026 |
| OARSMAN CAPITAL, INC. | History | No change | 42,350 | 841 | 0.11% | 0.13% | 31 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Shaker Financial Services, LLC | History | New | 40,372 | 801 | 0.25% | — | 32 | +40,372 | New | Q4 2025 | Jan 26, 2026 |
| Mariner, LLC | History | Added to | 37,576 | 746 | 0.0% | 0.0% | 34 | +27,344 | 267.24% | Q4 2025 | Feb 13, 2026 |
| &PARTNERS | History | Added to | 37,565 | 746 | 0.0% | 0.01% | 33 | +2,180 | 6.16% | Q4 2025 | Feb 17, 2026 |
| Smith Asset Management Co., LLC | History | Added to | 35,528 | 705 | 0.58% | 0.59% | 35 | +4,663 | 15.11% | Q4 2025 | Feb 19, 2026 |
| Sound Income Strategies, LLC | History | Added to | 32,985 | 669 | 0.03% | 0.04% | 36 | +262 | 0.8% | Q4 2025 | Jan 21, 2026 |
| Magnus Financial Group LLC | History | Reduced | 28,479 | 565 | 0.04% | 0.05% | 37 | -302 | -1.05% | Q4 2025 | Jan 07, 2026 |
| Everstar Asset Management, LLC | History | No change | 28,060 | 557 | 0.3% | 0.36% | 38 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Secure Asset Management, LLC | History | Added to | 25,875 | 513 | 0.08% | 0.1% | 39 | +51 | 0.2% | Q4 2025 | Jan 20, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 25,229 | 501 | 0.0% | 0.0% | 40 | -6,442 | -20.34% | Q4 2025 | Feb 12, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 23,800 | 472 | 0.03% | 0.04% | 41 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Focus Partners Wealth | History | Added to | 22,545 | 447 | 0.0% | 0.0% | 42 | +4,364 | 24.0% | Q4 2025 | Feb 13, 2026 |
| AlphaCore Capital LLC | History | Reduced | 22,361 | 444 | 0.01% | 0.03% | 43 | -11,381 | -33.73% | Q4 2025 | Feb 05, 2026 |
| HighTower Advisors, LLC | History | Added to | 21,962 | 436 | 0.0% | 0.0% | 44 | +48 | 0.22% | Q4 2025 | Feb 06, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 20,716 | 419 | 0.0% | 0.0% | 45 | +1,850 | 9.81% | Q4 2025 | Jan 08, 2026 |
| Virtu Financial LLC | History | New | 20,283 | 403 | 0.02% | — | 46 | +20,283 | New | Q4 2025 | Feb 23, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 19,939 | 395 | 0.0% | 0.0% | 47 | +15,977 | 403.26% | Q4 2025 | Jan 23, 2026 |
| RB Capital Management, LLC | History | Reduced | 19,802 | 393 | 0.08% | 0.11% | 48 | -3,052 | -13.35% | Q4 2025 | Feb 03, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 19,145 | 380 | 0.0% | 0.0% | 49 | +6,059 | 46.3% | Q4 2025 | Feb 13, 2026 |
| Creative Planning | History | Added to | 18,502 | 367 | 0.0% | 0.0% | 50 | +113 | 0.61% | Q4 2025 | Feb 17, 2026 |
| WealthBridge Capital Management, LLC | History | Reduced | 18,100 | 359 | 0.08% | 0.12% | 51 | -4,350 | -19.38% | Q4 2025 | Jan 21, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 17,649 | 350 | 0.02% | 0.02% | 52 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Investment Planning Advisors, Inc. | History | Added to | 17,144 | 340 | 0.1% | 0.1% | 53 | +3,606 | 26.64% | Q4 2025 | Jan 20, 2026 |
| NORTHERN TRUST CORP | History | Added to | 16,759 | 332 | 0.0% | 0.0% | 54 | +56 | 0.34% | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 16,468 | 327 | 0.0% | 0.0% | 55 | +1,356 | 8.97% | Q4 2025 | Feb 11, 2026 |
| Intellus Advisors LLC | History | Added to | 16,240 | 322 | 0.04% | 0.04% | 56 | +3,702 | 29.53% | Q4 2025 | Feb 06, 2026 |
| COMERICA BANK | History | Reduced | 15,932 | 316 | 0.0% | 0.0% | 57 | -518 | -3.15% | Q4 2025 | Jan 29, 2026 |
| WEST MICHIGAN ADVISORS, LLC | History | Added to | 15,346 | 304 | 0.07% | 0.08% | 58 | +53 | 0.35% | Q4 2025 | Jan 28, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 15,003 | 297 | 0.0% | 0.0% | 59 | -90 | -0.6% | Q4 2025 | Feb 10, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 14,934 | 296 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 14,815 | 294 | 0.0% | 0.0% | 61 | -1,556 | -9.5% | Q4 2025 | Feb 10, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 14,586 | 289 | 0.0% | 0.0% | 62 | -1,100 | -7.01% | Q4 2025 | Jan 12, 2026 |
| HUB Investment Partners, LLC | History | New | 14,000 | 278 | 0.01% | — | 63 | +14,000 | New | Q4 2025 | Feb 17, 2026 |
| Oregon Pacific Wealth Management, LLC | History | Reduced | 13,702 | 272 | 0.28% | 0.27% | 64 | -247 | -1.77% | Q4 2025 | Jan 16, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 13,502 | 270 | 0.02% | 0.02% | 65 | +415 | 3.17% | Q4 2025 | Jan 15, 2026 |
| Sanctuary Advisors, LLC | History | New | 13,313 | 264 | 0.0% | — | 66 | +13,313 | New | Q4 2025 | Jan 29, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 13,028 | 258 | 0.02% | 0.03% | 67 | -815 | -5.89% | Q4 2025 | Feb 03, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 11,920 | 236 | 0.0% | — | 68 | +11,920 | New | Q4 2025 | Feb 17, 2026 |
| Advisory Services Network, LLC | History | Reduced | 11,402 | 226 | 0.0% | 0.0% | 69 | -431 | -3.64% | Q4 2025 | Feb 17, 2026 |
| Equitable Holdings, Inc. | History | New | 11,308 | 224 | 0.0% | — | 70 | +11,308 | New | Q4 2025 | Feb 17, 2026 |
| WEALTH EFFECTS LLC | History | Reduced | 11,300 | 224 | 0.07% | 0.1% | 71 | -2,500 | -18.12% | Q4 2025 | Jan 26, 2026 |
| one8zero8, LLC | History | No change | 11,000 | 218 | 0.05% | 0.05% | 72 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Murphy, Middleton, Hinkle & Parker, Inc. | History | New | 2,986 | 214 | 0.1% | — | 73 | +2,986 | New | Q4 2025 | Jan 09, 2026 |
| D.A. DAVIDSON & CO. | History | No change | 10,754 | 213 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 10,693 | 212 | 0.01% | 0.01% | 75 | +1,347 | 14.41% | Q4 2025 | Feb 05, 2026 |
| Venture Visionary Partners LLC | History | Reduced | 10,208 | 202 | 0.01% | 0.07% | 76 | -79,599 | -88.63% | Q4 2025 | Feb 13, 2026 |
| FIFTH THIRD BANCORP | History | No change | 9,913 | 196 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Camelot Portfolios, LLC | History | Reduced | 9,319 | 185 | 0.11% | 0.13% | 78 | -851 | -8.37% | Q4 2025 | Jan 29, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 6,845 | 135 | 0.0% | 0.0% | 79 | +5,839 | 580.42% | Q4 2025 | Feb 11, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 6,119 | 121 | 0.01% | 0.01% | 80 | -1,100 | -15.24% | Q4 2025 | Jan 26, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 5,938 | 117 | 0.0% | 0.0% | 81 | +445 | 8.1% | Q4 2025 | Mar 16, 2026 |
| Triumph Capital Management | History | New | 4,425 | 87 | 0.02% | — | 82 | +4,425 | New | Q4 2025 | Feb 12, 2026 |
| MAI Capital Management | History | No change | 4,045 | 80 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Manchester Capital Management LLC | History | No change | 4,000 | 79 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 3,660 | 72 | 0.01% | — | 85 | +3,660 | New | Q4 2025 | Feb 09, 2026 |
| US BANCORP \DE\ | History | No change | 3,557 | 70 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Arax Advisory Partners | History | No change | 3,385 | 67 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ISLAY CAPITAL MANAGEMENT, LLC | History | No change | 3,000 | 59 | 0.03% | 0.04% | 88 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 2,709 | 53 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Parkside Financial Bank & Trust | History | No change | 2,500 | 49 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | Added to | 2,218 | 44 | 0.0% | 0.0% | 91 | +337 | 17.92% | Q4 2025 | Jan 26, 2026 |
| Allworth Financial LP | History | New | 2,214 | 43 | 0.0% | — | 92 | +2,214 | New | Q4 2025 | Feb 05, 2026 |
| Investors Research Corp | History | No change | 2,200 | 43 | 0.01% | 0.01% | 93 | 0 | 0.0% | Q4 2025 | Jan 06, 2026 |
| Clearstead Advisors, LLC | History | No change | 2,000 | 39 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 1,987 | 39 | 0.0% | 0.01% | 95 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Heritage Wealth Advisors | History | New | 1,758 | 34 | 0.0% | — | 96 | +1,758 | New | Q4 2025 | Feb 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,701 | 33 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CX Institutional | History | Reduced | 1,615 | 32 | 0.0% | 0.0% | 98 | -1,388 | -46.22% | Q4 2025 | Feb 02, 2026 |
| Spire Wealth Management | History | Reduced | 1,575 | 31 | 0.0% | 0.0% | 99 | -392 | -19.93% | Q4 2025 | Jan 14, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 1,218 | 24 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| NBC SECURITIES, INC. | History | No change | 1,200 | 23 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Hurley Capital, LLC | History | No change | 1,000 | 19 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | Added to | 920 | 18 | 0.0% | 0.0% | 103 | +40 | 4.55% | Q4 2025 | Jan 20, 2026 |
| Truvestments Capital LLC | History | No change | 916 | 18 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 818 | 16 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| SIGNATUREFD, LLC | History | Added to | 800 | 15 | 0.0% | 0.0% | 106 | +600 | 300.0% | Q4 2025 | Jan 20, 2026 |
| Bogart Wealth, LLC | History | No change | 560 | 11 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Fortis Group Advisors, LLC | History | No change | 600 | 11 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| FMR LLC | History | New | 500 | 9 | 0.0% | — | 109 | +500 | New | Q4 2025 | Feb 17, 2026 |
| Hartford Financial Management Inc. | History | No change | 444 | 8 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| TD Capital Management LLC | History | No change | 409 | 8 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Feb 26, 2026 |
| Physician Wealth Advisors, Inc. | History | New | 375 | 7 | 0.0% | — | 113 | +375 | New | Q4 2025 | Jan 29, 2026 |
| Trust Co | History | No change | 400 | 7 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| JDM Financial Group LLC | History | Reduced | 271 | 5 | 0.0% | 0.0% | 117 | -24 | -8.14% | Q4 2025 | Feb 02, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Added to | 251 | 5 | 0.0% | 0.0% | 114 | +4 | 1.62% | Q4 2025 | Feb 10, 2026 |
| IFP Advisors, Inc | History | No change | 259 | 5 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Cape Investment Advisory, Inc. | History | No change | 300 | 5 | 0.0% | 0.01% | 116 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Rossby Financial, LCC | History | No change | 283 | 5 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 218 | 4 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Sunbelt Securities, Inc. | History | No change | 150 | 2 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 150 | 2 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Godfrey Financial Associates, Inc. | History | New | 95 | 1 | 0.0% | — | 123 | +95 | New | Q4 2025 | Feb 10, 2026 |
| EverSource Wealth Advisors, LLC | History | New | 74 | 1 | 0.0% | — | 122 | +74 | New | Q4 2025 | Feb 06, 2026 |
| Consolidated Portfolio Review Corp | History | Closed out | 0 | 0 | — | 0.27% | — | -94,445 | -100.0% | Q3 2025 | Nov 12, 2025 |
| CAMPBELL CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.49% | — | -56,478 | -100.0% | Q3 2025 | Nov 19, 2025 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -42,228 | -100.0% | Q3 2025 | Nov 06, 2025 |
| QTR Family Wealth, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -17,000 | -100.0% | Q3 2025 | Oct 29, 2025 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -16,859 | -100.0% | Q3 2025 | Nov 13, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,312 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,725 | -100.0% | Q3 2025 | Nov 06, 2025 |
| NWF Advisory Services Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -9,867 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Lakeridge Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -9,770 | -100.0% | Q3 2025 | Oct 17, 2025 |
| Modern Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,520 | -100.0% | Q3 2025 | Nov 12, 2025 |
| IHT Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,305 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,037 | -100.0% | Q3 2025 | Oct 22, 2025 |
| TD Waterhouse Canada Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q3 2025 | Nov 03, 2025 |
| EASTERN BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -2,420 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Main Street Group, LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -1,040 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -736 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Costello Asset Management, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -416 | -100.0% | Q3 2025 | Nov 06, 2025 |
| KERR FINANCIAL PLANNING Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -400 | -100.0% | Q3 2025 | Nov 25, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -228 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2025 | Nov 13, 2025 |
| ASSETMARK, INC | History | New | 12 | 0 | — | — | — | +12 | New | Q4 2025 | Jan 23, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 13 | 0 | — | — | — | +11 | 550.0% | Q4 2025 | Feb 17, 2026 |
| EXCHANGE TRADED CONCEPTS, LLC | History | Reduced | 50 | 0 | — | 0.0% | — | -9 | -15.25% | Q4 2025 | Jan 14, 2026 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Kozak & Associates, Inc. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 18, 2025 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 28 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |