COHEN & STEERS REIT & PREFERRED & INCOME FUND INC - RNP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ellis Investment Partners, LLC | History | Added to | 1,259,914 | 24,895 | 4.32% | 4.25% | 1 | +33,153 | 2.7% | Q1 2026 | May 12, 2026 |
| MORGAN STANLEY | History | Reduced | 1,161,453 | 22,950 | 0.0% | 0.0% | 2 | -179,691 | -13.4% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 743,010 | 14,681 | 0.0% | 0.0% | 3 | -10,486 | -1.39% | Q1 2026 | May 06, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 689,438 | 13,620 | 0.0% | 0.0% | 4 | -145,387 | -17.42% | Q1 2026 | Jul 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 678,179 | 13,400 | 0.0% | 0.0% | 5 | -7,851 | -1.14% | Q1 2026 | Jul 08, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 600,823 | 11,872 | 0.0% | 0.0% | 6 | +51,660 | 9.41% | Q1 2026 | May 15, 2026 |
| XML Financial, LLC | History | Added to | 561,075 | 11,086 | 0.89% | 0.68% | 7 | +144,035 | 34.54% | Q1 2026 | Apr 16, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 318,964 | 6,302 | 0.0% | 0.0% | 8 | +35,282 | 12.44% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 313,200 | 6,189 | 0.0% | 0.0% | 9 | +7,430 | 2.43% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 254,023 | 5,019 | 0.0% | 0.0% | 10 | -5,024 | -1.94% | Q1 2026 | May 05, 2026 |
| Cetera Investment Advisers | History | Reduced | 157,517 | 3,112 | 0.0% | 0.0% | 11 | -1,245 | -0.78% | Q1 2026 | May 13, 2026 |
| Johnson Financial Group, Inc. | History | Reduced | 147,273 | 2,910 | 0.11% | 0.11% | 12 | -3,786 | -2.51% | Q1 2026 | May 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 147,240 | 2,909 | 0.04% | 0.05% | 13 | +17,298 | 13.31% | Q1 2026 | May 15, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 138,541 | 2,737 | 0.09% | 0.09% | 14 | +7,983 | 6.11% | Q1 2026 | May 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 128,450 | 2,538 | 0.01% | 0.0% | 15 | +75,143 | 140.96% | Q1 2026 | Apr 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 123,985 | 2,449 | 0.0% | 0.0% | 16 | -63,720 | -33.95% | Q1 2026 | Apr 27, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 121,884 | 2,408 | 0.02% | 0.02% | 17 | -5,342 | -4.2% | Q1 2026 | May 04, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 118,406 | 2,339 | 0.01% | 0.01% | 18 | -48,757 | -29.17% | Q1 2026 | Apr 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 117,587 | 2,323 | 0.0% | 0.0% | 19 | -11,707 | -9.05% | Q1 2026 | May 15, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 71,376 | 1,410 | 0.09% | 0.12% | 20 | -25,334 | -26.2% | Q1 2026 | Apr 27, 2026 |
| SHUFRO ROSE & CO LLC | History | Added to | 62,000 | 1,225 | 0.08% | 0.07% | 21 | +8,000 | 14.81% | Q1 2026 | May 15, 2026 |
| Future Financial Wealth Managment LLC | History | Reduced | 57,270 | 1,182 | 0.76% | 0.78% | 22 | -58 | -0.1% | Q1 2026 | Apr 16, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | Reduced | 46,885 | 982 | 0.01% | 0.01% | 23 | -1,600 | -3.3% | Q1 2026 | May 06, 2026 |
| Capital Investment Advisors, LLC | History | Added to | 47,207 | 932 | 0.01% | 0.01% | 24 | +49 | 0.1% | Q1 2026 | Apr 17, 2026 |
| Private Advisor Group, LLC | History | Added to | 47,110 | 930 | 0.0% | 0.0% | 25 | +397 | 0.85% | Q1 2026 | Apr 24, 2026 |
| Smith Asset Management Co., LLC | History | Added to | 45,170 | 892 | 0.77% | 0.58% | 26 | +9,642 | 27.14% | Q1 2026 | May 14, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 42,836 | 846 | 0.3% | 0.32% | 27 | -2,701 | -5.93% | Q1 2026 | Apr 22, 2026 |
| OARSMAN CAPITAL, INC. | History | No change | 42,350 | 836 | 0.1% | 0.11% | 28 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Atlantic Union Bankshares Corp | History | Reduced | 39,799 | 786 | 0.02% | 0.02% | 29 | -5,585 | -12.31% | Q1 2026 | May 12, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 38,334 | 757 | 0.02% | 0.01% | 30 | +26,936 | 236.32% | Q1 2026 | May 15, 2026 |
| &PARTNERS | History | Added to | 37,583 | 742 | 0.0% | 0.0% | 31 | +18 | 0.05% | Q1 2026 | May 15, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 29,915 | 595 | 0.03% | 0.03% | 32 | -3,070 | -9.31% | Q1 2026 | Apr 27, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 27,879 | 550 | 0.0% | 0.0% | 33 | +2,650 | 10.5% | Q1 2026 | May 08, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Reduced | 27,676 | 546 | 0.02% | 0.19% | 34 | -213,694 | -88.53% | Q1 2026 | May 15, 2026 |
| Everstar Asset Management, LLC | History | Reduced | 26,560 | 524 | 0.28% | 0.3% | 35 | -1,500 | -5.35% | Q1 2026 | Apr 16, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 26,400 | 521 | 0.0% | 0.0% | 36 | +16,487 | 166.32% | Q1 2026 | May 01, 2026 |
| Secure Asset Management, LLC | History | Added to | 25,889 | 511 | 0.08% | 0.08% | 37 | +14 | 0.05% | Q1 2026 | Apr 09, 2026 |
| Creative Planning | History | Added to | 25,324 | 500 | 0.0% | 0.0% | 38 | +6,822 | 36.87% | Q1 2026 | May 12, 2026 |
| Focus Partners Wealth | History | Added to | 24,915 | 492 | 0.0% | 0.0% | 39 | +2,370 | 10.51% | Q1 2026 | May 14, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 23,800 | 470 | 0.03% | 0.03% | 40 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Magnus Financial Group LLC | History | Reduced | 23,158 | 457 | 0.04% | 0.04% | 41 | -5,321 | -18.68% | Q1 2026 | Apr 10, 2026 |
| AlphaCore Capital LLC | History | Added to | 22,553 | 445 | 0.01% | 0.01% | 42 | +192 | 0.86% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | No change | 21,962 | 433 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 21,050 | 415 | 0.0% | 0.0% | 44 | +1,905 | 9.95% | Q1 2026 | May 04, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 20,855 | 415 | 0.0% | 0.0% | 45 | +916 | 4.59% | Q1 2026 | Apr 07, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 18,990 | 382 | 0.0% | 0.0% | 46 | -1,726 | -8.33% | Q1 2026 | Apr 08, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 17,893 | 353 | 0.0% | 0.0% | 47 | +3,078 | 20.78% | Q1 2026 | May 04, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 17,649 | 348 | 0.02% | 0.02% | 48 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Reduced | 17,409 | 344 | 0.02% | 0.11% | 49 | -68,635 | -79.77% | Q1 2026 | May 12, 2026 |
| Investment Planning Advisors, Inc. | History | Reduced | 17,014 | 336 | 0.09% | 0.1% | 50 | -130 | -0.76% | Q1 2026 | Apr 23, 2026 |
| WealthBridge Capital Management, LLC | History | Reduced | 16,950 | 334 | 0.08% | 0.08% | 51 | -1,150 | -6.35% | Q1 2026 | Apr 17, 2026 |
| NORTHERN TRUST CORP | History | Added to | 16,814 | 332 | 0.0% | 0.0% | 52 | +55 | 0.33% | Q1 2026 | May 14, 2026 |
| Intellus Advisors LLC | History | Added to | 16,451 | 325 | 0.04% | 0.04% | 53 | +211 | 1.3% | Q1 2026 | May 07, 2026 |
| COMERICA BANK | History | No change | 15,932 | 316 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 15,434 | 305 | 0.0% | 0.0% | 55 | -1,034 | -6.28% | Q1 2026 | Apr 22, 2026 |
| WEST MICHIGAN ADVISORS, LLC | History | Added to | 15,402 | 304 | 0.07% | 0.07% | 56 | +56 | 0.36% | Q1 2026 | May 05, 2026 |
| RB Capital Management, LLC | History | Reduced | 15,159 | 299 | 0.06% | 0.08% | 57 | -4,643 | -23.45% | Q1 2026 | May 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 14,934 | 295 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 14,728 | 291 | 0.0% | 0.0% | 59 | -275 | -1.83% | Q1 2026 | May 07, 2026 |
| DAVENPORT & Co LLC | History | No change | 14,586 | 288 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 14,357 | 283 | 0.0% | 0.0% | 61 | -30,451 | -67.96% | Q1 2026 | May 12, 2026 |
| LexAurum Advisors, LLC | History | New | 14,117 | 278 | 0.04% | — | 62 | +14,117 | New | Q1 2026 | Apr 13, 2026 |
| HUB Investment Partners, LLC | History | No change | 14,000 | 276 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 13,503 | 266 | 0.02% | 0.02% | 64 | +1 | 0.01% | Q1 2026 | Apr 20, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 13,427 | 265 | 0.0% | 0.0% | 65 | +114 | 0.86% | Q1 2026 | May 05, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 12,072 | 238 | 0.01% | 0.01% | 66 | +1,379 | 12.9% | Q1 2026 | Apr 23, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 11,920 | 235 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Mariner, LLC | History | Reduced | 11,550 | 228 | 0.0% | 0.0% | 68 | -26,026 | -69.26% | Q1 2026 | May 13, 2026 |
| WEALTH EFFECTS LLC | History | No change | 11,300 | 223 | 0.08% | 0.07% | 69 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Advisory Services Network, LLC | History | Reduced | 11,263 | 222 | 0.0% | 0.0% | 70 | -139 | -1.22% | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 10,952 | 218 | 0.02% | 0.02% | 71 | -2,076 | -15.93% | Q1 2026 | May 01, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 11,025 | 217 | 0.0% | 0.0% | 72 | +271 | 2.52% | Q1 2026 | May 05, 2026 |
| one8zero8, LLC | History | No change | 11,000 | 217 | 0.05% | 0.05% | 73 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Z3 Capital Partners, LLC | History | Reduced | 10,749 | 212 | 0.05% | 0.06% | 74 | -800 | -6.93% | Q1 2026 | May 07, 2026 |
| Venture Visionary Partners LLC | History | Added to | 10,224 | 202 | 0.01% | 0.01% | 75 | +16 | 0.16% | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 6,845 | 133 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| PRIVATE TRUST CO NA | History | No change | 6,119 | 120 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 5,659 | 111 | 0.0% | 0.0% | 78 | -279 | -4.7% | Q1 2026 | May 14, 2026 |
| Triumph Capital Management | History | No change | 4,425 | 87 | 0.02% | 0.02% | 79 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Manchester Capital Management LLC | History | No change | 4,000 | 79 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| MAI Capital Management | History | Reduced | 3,945 | 77 | 0.0% | 0.0% | 81 | -100 | -2.47% | Q1 2026 | May 15, 2026 |
| Keating Financial Advisory Services, Inc. | History | Added to | 3,734 | 73 | 0.01% | 0.01% | 82 | +74 | 2.02% | Q1 2026 | May 15, 2026 |
| ISLAY CAPITAL MANAGEMENT, LLC | History | No change | 3,000 | 59 | 0.03% | 0.03% | 83 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CWM, LLC | History | Added to | 2,907 | 57 | 0.0% | 0.0% | 84 | +689 | 31.06% | Q1 2026 | May 14, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 2,709 | 53 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 2,550 | 50 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Allworth Financial LP | History | No change | 2,214 | 43 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Investors Research Corp | History | No change | 2,200 | 43 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q1 2026 | Apr 03, 2026 |
| Clearstead Advisors, LLC | History | No change | 2,000 | 39 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Parkside Financial Bank & Trust | History | Reduced | 1,796 | 35 | 0.0% | 0.0% | 90 | -704 | -28.16% | Q1 2026 | May 13, 2026 |
| Heritage Wealth Advisors | History | No change | 1,758 | 34 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,701 | 33 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CX Institutional | History | Added to | 1,643 | 32 | 0.0% | 0.0% | 93 | +28 | 1.73% | Q1 2026 | Apr 06, 2026 |
| Spire Wealth Management | History | Added to | 1,607 | 31 | 0.0% | 0.0% | 94 | +32 | 2.03% | Q1 2026 | Apr 22, 2026 |
| SIGNATUREFD, LLC | History | Added to | 1,500 | 29 | 0.0% | 0.0% | 95 | +700 | 87.5% | Q1 2026 | Apr 07, 2026 |
| Osbon Capital Management LLC | History | New | 1,347 | 26 | 0.02% | — | 96 | +1,347 | New | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | Reduced | 1,261 | 24 | 0.0% | 0.0% | 97 | -2,296 | -64.55% | Q1 2026 | May 14, 2026 |
| Kilter Group LLC | History | New | 1,200 | 23 | 0.01% | — | 99 | +1,200 | New | Q1 2026 | May 14, 2026 |
| NBC SECURITIES, INC. | History | No change | 1,200 | 23 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Main Street Group, LTD | History | New | 1,040 | 20 | 0.01% | — | 100 | +1,040 | New | Q1 2026 | May 06, 2026 |
| Hurley Capital, LLC | History | No change | 1,000 | 19 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | No change | 920 | 18 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Truvestments Capital LLC | History | No change | 916 | 18 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 818 | 16 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| Bogart Wealth, LLC | History | No change | 560 | 11 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Fortis Group Advisors, LLC | History | No change | 600 | 11 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Hartford Financial Management Inc. | History | No change | 444 | 8 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 375 | 7 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Added to | 255 | 5 | 0.0% | 0.0% | 109 | +4 | 1.59% | Q1 2026 | May 14, 2026 |
| IFP Advisors, Inc | History | No change | 259 | 5 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| JDM Financial Group LLC | History | No change | 271 | 5 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | May 20, 2026 |
| Aventura Private Wealth, LLC | History | New | 135 | 2 | 0.0% | — | 114 | +135 | New | Q1 2026 | May 05, 2026 |
| Sunbelt Securities, Inc. | History | No change | 150 | 2 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 150 | 2 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Beaird Harris Wealth Management, LLC | History | New | 98 | 1 | 0.0% | — | 117 | +98 | New | Q1 2026 | May 14, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 76 | 1 | 0.0% | 0.0% | 115 | +2 | 2.7% | Q1 2026 | May 15, 2026 |
| Godfrey Financial Associates, Inc. | History | No change | 95 | 1 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -40,372 | -100.0% | Q1 2026 | May 12, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -20,283 | -100.0% | Q1 2026 | May 14, 2026 |
| Oregon Pacific Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -13,702 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Equitable Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,308 | -100.0% | Q1 2026 | May 15, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -9,319 | -100.0% | Q1 2026 | May 08, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -3,385 | -100.0% | Q1 2026 | May 13, 2026 |
| Murphy, Middleton, Hinkle & Parker, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -2,986 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Capital Advisors, Ltd. LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,987 | -100.0% | Q1 2026 | Apr 16, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,218 | -100.0% | Q1 2026 | May 05, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2026 | May 15, 2026 |
| TD Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -409 | -100.0% | Q1 2026 | May 11, 2026 |
| Trust Co | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2026 | Apr 13, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q1 2026 | May 15, 2026 |
| Rossby Financial, LCC | History | Closed out | 0 | 0 | — | 0.0% | — | -283 | -100.0% | Q1 2026 | May 11, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | Closed out | 0 | 0 | — | 0.0% | — | -218 | -100.0% | Q1 2026 | Apr 23, 2026 |
| EXCHANGE TRADED CONCEPTS, LLC | History | Closed out | 0 | 0 | — | — | — | -50 | -100.0% | Q1 2026 | Apr 14, 2026 |
| Russell Investments Group, Ltd. | History | New | 44 | 0 | — | — | — | +44 | New | Q1 2026 | May 08, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q1 2026 | May 06, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 11 | 0 | — | — | — | -2 | -15.38% | Q1 2026 | May 15, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 28 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |