Lattice Strategies Trust - ROAM
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 598,063 | 17,423 | 0.0% | 0.0% | 1 | +138,600 | 30.17% | Q4 2025 | Feb 11, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 490,080 | 14,277 | 0.16% | 0.13% | 2 | +96,293 | 24.45% | Q4 2025 | Jan 20, 2026 |
| Kestra Advisory Services, LLC | History | New | 271,827 | 7,919 | 0.03% | — | 3 | +271,827 | New | Q4 2025 | Feb 13, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 115,486 | 3,364 | 0.02% | 0.02% | 4 | +1,246 | 1.09% | Q4 2025 | Jan 29, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 74,044 | 2,157 | 0.0% | 0.0% | 5 | +45,442 | 158.88% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 38,245 | 1,114 | 0.0% | 0.0% | 6 | +13,185 | 52.61% | Q4 2025 | Feb 18, 2026 |
| Fermata Advisors, LLC | History | Added to | 37,831 | 1,102 | 0.26% | 0.25% | 7 | +2,799 | 7.99% | Q4 2025 | Jan 08, 2026 |
| Empirical Asset Management, LLC | History | Added to | 33,743 | 983 | 0.28% | 0.17% | 8 | +11,849 | 54.12% | Q4 2025 | Feb 06, 2026 |
| Cetera Investment Advisers | History | New | 25,720 | 749 | 0.0% | — | 9 | +25,720 | New | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | Added to | 25,366 | 739 | 0.0% | 0.0% | 10 | +377 | 1.51% | Q4 2025 | Feb 13, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 20,908 | 609 | 0.02% | 0.02% | 11 | -414 | -1.94% | Q4 2025 | Jan 09, 2026 |
| Prospera Financial Services Inc | History | Added to | 14,447 | 420 | 0.01% | 0.01% | 12 | +112 | 0.78% | Q4 2025 | Feb 09, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 9,826 | 286 | 0.0% | 0.0% | 13 | +386 | 4.09% | Q4 2025 | Feb 05, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 9,138 | 266 | 0.01% | 0.01% | 14 | -421 | -4.4% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 4,550 | 132 | 0.0% | 0.0% | 15 | -9,134 | -66.75% | Q4 2025 | Feb 13, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 4,491 | 130 | 0.01% | 0.0% | 16 | +3,066 | 215.16% | Q4 2025 | Jan 26, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 2,033 | 59 | 0.0% | 0.0% | 17 | +1,164 | 133.95% | Q4 2025 | Feb 17, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 358 | 10 | 0.0% | 0.0% | 18 | +235 | 191.06% | Q4 2025 | Jan 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 178 | 5 | 0.0% | — | 19 | +178 | New | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 49 | 1 | 0.0% | — | 20 | +49 | New | Q4 2025 | Feb 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -16,301 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MORGAN STANLEY | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |