Lattice Strategies Trust - ROAM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 672,986 | 20,867 | 0.01% | 0.0% | 1 | +74,923 | 12.53% | Q1 2026 | May 06, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 558,556 | 17,319 | 0.2% | 0.16% | 2 | +68,476 | 13.97% | Q1 2026 | Apr 28, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 283,569 | 8,792 | 0.03% | 0.03% | 3 | +11,742 | 4.32% | Q1 2026 | Apr 30, 2026 |
| Private Advisor Group, LLC | History | New | 235,107 | 7,289 | 0.03% | — | 4 | +235,107 | New | Q1 2026 | Apr 24, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 109,230 | 3,386 | 0.02% | 0.02% | 5 | -6,256 | -5.42% | Q1 2026 | May 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 78,843 | 2,444 | 0.0% | — | 6 | +78,843 | New | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 66,515 | 2,062 | 0.0% | — | 7 | +66,515 | New | Q1 2026 | Apr 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 54,399 | 1,686 | 0.0% | 0.0% | 8 | +52,366 | 2575.8% | Q1 2026 | May 15, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 47,059 | 1,459 | 0.05% | — | 9 | +47,059 | New | Q1 2026 | May 15, 2026 |
| Fermata Advisors, LLC | History | Added to | 45,574 | 1,413 | 0.32% | 0.26% | 10 | +7,743 | 20.47% | Q1 2026 | Apr 08, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 32,394 | 1,004 | 0.0% | 0.0% | 11 | -41,650 | -56.25% | Q1 2026 | May 15, 2026 |
| Empirical Asset Management, LLC | History | Reduced | 31,074 | 963 | 0.25% | 0.28% | 12 | -2,669 | -7.91% | Q1 2026 | May 11, 2026 |
| Cetera Investment Advisers | History | Added to | 28,753 | 891 | 0.0% | 0.0% | 13 | +3,033 | 11.79% | Q1 2026 | May 13, 2026 |
| Mariner, LLC | History | Added to | 27,132 | 841 | 0.0% | 0.0% | 14 | +1,766 | 6.96% | Q1 2026 | May 13, 2026 |
| Independent Advisor Alliance | History | New | 26,552 | 823 | 0.01% | — | 15 | +26,552 | New | Q1 2026 | May 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 26,541 | 822 | 0.0% | 0.0% | 16 | -11,704 | -30.6% | Q1 2026 | May 14, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 19,591 | 607 | 0.02% | 0.02% | 17 | -1,317 | -6.3% | Q1 2026 | Apr 08, 2026 |
| Prospera Financial Services Inc | History | Added to | 18,067 | 560 | 0.01% | 0.01% | 18 | +3,620 | 25.06% | Q1 2026 | Apr 14, 2026 |
| Tempus Wealth Planning, LLC | History | New | 16,500 | 511 | 0.12% | — | 19 | +16,500 | New | Q1 2026 | Apr 28, 2026 |
| JANE STREET GROUP, LLC | History | New | 13,863 | 429 | 0.0% | — | 20 | +13,863 | New | Q1 2026 | May 12, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 10,932 | 338 | 0.01% | — | 21 | +10,932 | New | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 10,572 | 328 | 0.0% | 0.0% | 22 | +746 | 7.59% | Q1 2026 | Apr 30, 2026 |
| Blueprint Investment Partners LLC | History | New | 10,282 | 318 | 0.03% | — | 23 | +10,282 | New | Q1 2026 | May 15, 2026 |
| Blueprint Financial Advisors LLC | History | New | 10,282 | 318 | 0.05% | — | 24 | +10,282 | New | Q1 2026 | May 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 8,825 | 273 | 0.0% | — | 25 | +8,825 | New | Q1 2026 | May 04, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 2,826 | 87 | 0.01% | 0.01% | 26 | -1,665 | -37.07% | Q1 2026 | Apr 30, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 1,633 | 50 | 0.01% | — | 27 | +1,633 | New | Q1 2026 | May 08, 2026 |
| Torren Management, LLC | History | New | 1,389 | 43 | 0.02% | — | 28 | +1,389 | New | Q1 2026 | Apr 30, 2026 |
| Western Wealth Management, LLC | History | New | 1,155 | 35 | 0.0% | — | 29 | +1,155 | New | Q1 2026 | May 19, 2026 |
| Wagner Wealth Management, LLC | History | No change | 358 | 11 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| VANGUARD ADVISERS INC | History | New | 260 | 8 | 0.0% | — | 31 | +260 | New | Q1 2026 | May 08, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 49 | 1 | 0.0% | 0.0% | 32 | -129 | -72.47% | Q1 2026 | May 15, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -9,138 | -100.0% | Q1 2026 | Apr 23, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -4,550 | -100.0% | Q1 2026 | May 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -49 | -100.0% | Q1 2026 | May 07, 2026 |
| MORGAN STANLEY | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |