SARATOGA INVESTMENT CORP. - SAR
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Lido Advisors, LLC | History | Reduced | 181,518 | 4,049 | 0.01% | 0.01% | 1 | -17,620 | -8.85% | Q2 2026 | Aug 07, 2026 |
| Private Advisor Group, LLC | History | Reduced | 146,681 | 3,272 | 0.01% | 0.02% | 2 | -18,458 | -11.18% | Q2 2026 | Jul 27, 2026 |
| Legal & General Group Plc | History | Added to | 141,229 | 3,156 | 0.0% | 0.0% | 3 | +18,288 | 14.88% | Q2 2026 | Aug 14, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 127,040 | 2,834 | 0.08% | 0.1% | 4 | -10,635 | -7.72% | Q2 2026 | Jul 08, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 121,635 | 2,713 | 0.04% | 0.04% | 5 | +15,010 | 14.08% | Q2 2026 | Aug 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 116,012 | 2,614 | 0.16% | 0.12% | 6 | +33,605 | 40.78% | Q2 2026 | Jul 22, 2026 |
| LPL Financial LLC | History | Reduced | 111,909 | 2,496 | 0.0% | 0.0% | 7 | -2,086 | -1.83% | Q2 2026 | Aug 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 85,079 | 1,898 | 0.0% | 0.0% | 8 | -188 | -0.22% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 69,907 | 1,559 | 0.0% | 0.0% | 9 | +7,304 | 11.67% | Q2 2026 | Sep 02, 2026 |
| Ethos Financial Group, LLC | History | Added to | 56,533 | 1,261 | 0.08% | 0.09% | 10 | +3,687 | 6.98% | Q2 2026 | Aug 07, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 56,157 | 1,253 | 0.0% | 0.0% | 11 | +45,901 | 447.55% | Q2 2026 | Aug 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 55,300 | 1,233 | 0.0% | 0.0% | 12 | -10,800 | -16.34% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | Reduced | 53,261 | 1,188 | 0.0% | 0.0% | 13 | -1,335 | -2.45% | Q2 2026 | Aug 07, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 49,141 | 1,096 | 0.02% | 0.02% | 15 | -1,432 | -2.83% | Q2 2026 | Jul 09, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 49,143 | 1,096 | 0.0% | 0.0% | 14 | +689 | 1.42% | Q2 2026 | Aug 14, 2026 |
| Palogic Value Management, L.P. | History | No change | 46,680 | 1,041 | 0.34% | 0.43% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Next Level Private LLC | History | No change | 43,527 | 971 | 0.19% | 0.21% | 17 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| MORGAN STANLEY | History | Added to | 41,713 | 930 | 0.0% | 0.0% | 18 | +13,427 | 47.47% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | New | 39,200 | 874 | 0.0% | — | 19 | +39,200 | New | Q2 2026 | Aug 14, 2026 |
| JB CAPITAL PARTNERS LP | History | No change | 33,847 | 737 | 0.11% | 0.13% | 20 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Focus Partners Wealth | History | Added to | 31,441 | 701 | 0.0% | 0.0% | 21 | +3,732 | 13.47% | Q2 2026 | Aug 12, 2026 |
| Focus Financial Network, Inc. | History | Added to | 25,218 | 562 | 0.02% | 0.02% | 22 | +4,042 | 19.09% | Q2 2026 | Jul 09, 2026 |
| XTX Topco Ltd | History | Added to | 24,939 | 556 | 0.01% | 0.0% | 23 | +14,860 | 147.44% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 23,199 | 518 | 0.0% | 0.0% | 24 | -777 | -3.24% | Q2 2026 | Jul 27, 2026 |
| Cetera Investment Advisers | History | Added to | 23,001 | 513 | 0.0% | 0.0% | 25 | +700 | 3.14% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 22,747 | 507 | 0.0% | 0.0% | 26 | +53 | 0.23% | Q2 2026 | Aug 14, 2026 |
| GREENWOOD GEARHART LLC | History | Added to | 21,500 | 479 | 0.02% | 0.02% | 27 | +3,700 | 20.79% | Q2 2026 | Jul 24, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 20,757 | 463 | 0.11% | 0.16% | 28 | -4,995 | -19.4% | Q2 2026 | Aug 11, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 19,238 | 429 | 0.0% | 0.0% | 29 | +1,288 | 7.18% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 17,419 | 388 | 0.0% | 0.0% | 30 | -37,327 | -68.18% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 14,895 | 332 | 0.0% | 0.0% | 31 | -3,408 | -18.62% | Q2 2026 | Jul 24, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 14,782 | 329 | 0.0% | 0.0% | 32 | -3,349 | -18.47% | Q2 2026 | Aug 14, 2026 |
| Sunbelt Securities, Inc. | History | No change | 13,726 | 300 | 0.02% | 0.02% | 33 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 11,122 | 248 | 0.0% | 0.0% | 34 | -6,060 | -35.27% | Q2 2026 | Jul 29, 2026 |
| DAVIDSON TRUST CO | History | No change | 11,000 | 245 | 0.1% | 0.1% | 35 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 10,200 | 228 | 0.01% | 0.01% | 36 | -500 | -4.67% | Q2 2026 | Jul 28, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 9,851 | 219 | 0.0% | 0.0% | 37 | +2,374 | 31.75% | Q2 2026 | Aug 13, 2026 |
| VestGen Advisors, LLC | History | Reduced | 9,719 | 216 | 0.01% | 0.01% | 38 | -9,531 | -49.51% | Q2 2026 | Aug 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 9,580 | 213 | 0.0% | 0.0% | 39 | -15,447 | -61.72% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 6,929 | 154 | 0.0% | 0.0% | 40 | -92 | -1.31% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | Reduced | 6,665 | 148 | 0.0% | 0.0% | 41 | -20,615 | -75.57% | Q2 2026 | Aug 13, 2026 |
| Register Financial Advisors LLC | History | Added to | 6,027 | 134 | 0.04% | 0.05% | 42 | +24 | 0.4% | Q2 2026 | Jul 15, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Reduced | 4,984 | 111 | 0.0% | 0.01% | 43 | -22,043 | -81.56% | Q2 2026 | Aug 10, 2026 |
| Triumph Capital Management | History | Added to | 2,950 | 65 | 0.01% | 0.01% | 44 | +1,175 | 66.2% | Q2 2026 | Jul 20, 2026 |
| Aquatic Capital Management LLC | History | Reduced | 1,014 | 22 | 0.0% | 0.0% | 46 | -4,711 | -82.29% | Q2 2026 | Aug 14, 2026 |
| IFG Advisory, LLC | History | New | 1,000 | 22 | 0.0% | — | 47 | +1,000 | New | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | No change | 1,000 | 22 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 809 | 18 | 0.0% | 0.0% | 48 | +125 | 18.27% | Q2 2026 | Aug 13, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 701 | 15 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| State of Alaska, Department of Revenue | History | No change | 630 | 14 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| PFS Partners, LLC | History | No change | 503 | 11 | 0.0% | 0.01% | 51 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 285 | 6 | 0.0% | 0.0% | 52 | -43 | -13.11% | Q2 2026 | Aug 06, 2026 |
| Avion Wealth | History | Added to | 218 | 4 | 0.0% | 0.0% | 53 | +7 | 3.32% | Q2 2026 | Jul 31, 2026 |
| NewEdge Advisors, LLC | History | New | 100 | 2 | 0.0% | — | 56 | +100 | New | Q2 2026 | Aug 12, 2026 |
| Strategic Investment Solutions, Inc. /IL | History | No change | 100 | 2 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| MJT & Associates Financial Advisory Group, Inc. | History | No change | 94 | 2 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| West Financial Advisors, LLC | History | Added to | 57 | 1 | 0.0% | 0.0% | 58 | +1 | 1.79% | Q2 2026 | Jul 08, 2026 |
| Larson Financial Group LLC | History | No change | 49 | 1 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PFG Advisors | History | Closed out | 0 | 0 | — | 0.02% | — | -21,704 | -100.0% | Q2 2026 | Jul 16, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -21,519 | -100.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,221 | -100.0% | Q2 2026 | Aug 05, 2026 |
| Daytona Street Capital LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,999 | -100.0% | Q2 2026 | Aug 03, 2026 |
| Wilmington Savings Fund Society, FSB | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q2 2026 | Jul 28, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -241 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Fortitude Family Office, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -140 | -100.0% | Q2 2026 | Jul 20, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -125 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Quarry LP | History | New | 20 | 0 | — | — | — | +20 | New | Q2 2026 | Aug 14, 2026 |
| Frazier Financial Advisors, LLC | History | New | 10 | 0 | — | — | — | +10 | New | Q2 2026 | Aug 10, 2026 |
| Hurley Capital, LLC | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |