ALPS ETF Trust - SBIO
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | No change | 419,459 | 27,117 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 178,799 | 11,559 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 65,540 | 4,237 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CONNORS INVESTOR SERVICES INC | History | No change | 48,137 | 3,112 | 0.27% | 0.27% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 39,956 | 2,583 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Added to | 38,705 | 2,256 | 0.0% | 0.0% | 6 | +1,005 | 2.67% | Q3 2026 | Nov 06, 2026 |
| Moran Wealth Management, LLC | History | Added to | 36,110 | 2,105 | 0.06% | 0.06% | 7 | +2,080 | 6.11% | Q3 2026 | Oct 22, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 27,244 | 1,761 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIG FINANCIAL ADVISORY SERVICES INC /ADV | History | Added to | 30,165 | 1,758 | 1.06% | 0.95% | 9 | +5,059 | 20.15% | Q3 2026 | Oct 07, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 25,648 | 1,658 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Sterling Investment Advisors, Ltd. | History | Added to | 25,595 | 1,492 | 0.25% | 0.26% | 11 | +1,795 | 7.54% | Q3 2026 | Oct 27, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 20,680 | 1,336 | 0.08% | 0.08% | 12 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NTV ASSET MANAGEMENT LLC | History | Added to | 17,283 | 1,007 | 0.09% | 0.11% | 13 | +200 | 1.17% | Q3 2026 | Oct 23, 2026 |
| Equitable Holdings, Inc. | History | No change | 15,327 | 990 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Savant Capital, LLC | History | Added to | 16,562 | 965 | 0.0% | 0.0% | 15 | +8,527 | 106.12% | Q3 2026 | Nov 05, 2026 |
| BOK Financial Private Wealth, Inc. | History | No change | 13,000 | 840 | 0.04% | 0.04% | 16 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ROYAL BANK OF CANADA | History | No change | 11,571 | 748 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 11,802 | 688 | 0.0% | 0.0% | 18 | -1,255 | -9.61% | Q3 2026 | Nov 02, 2026 |
| Phoenix Wealth Advisors | History | Added to | 11,212 | 653 | 0.2% | 0.18% | 19 | +2,822 | 33.64% | Q3 2026 | Nov 02, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Reduced | 10,952 | 638 | 0.01% | 0.01% | 20 | -273 | -2.43% | Q3 2026 | Nov 04, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 10,500 | 612 | 0.0% | 0.0% | 21 | -600 | -5.41% | Q3 2026 | Oct 14, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 8,898 | 575 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Range Advisory, LLC | History | No change | 8,464 | 547 | 0.07% | 0.07% | 23 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 8,751 | 510 | 0.0% | 0.0% | 24 | -23 | -0.26% | Q3 2026 | Nov 02, 2026 |
| Jaffetilchin Investment Partners, LLC | History | No change | 7,690 | 497 | 0.03% | 0.03% | 25 | 0 | 0.0% | Q2 2026 | Oct 20, 2026 |
| BROWN ADVISORY INC | History | No change | 7,250 | 468 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 7,998 | 466 | 0.0% | 0.0% | 27 | -284 | -3.43% | Q3 2026 | Nov 02, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 7,090 | 458 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| McGuire Investment Group, LLC | History | No change | 7,550 | 440 | 0.04% | 0.04% | 29 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Sowell Financial Services LLC | History | New | 7,479 | 436 | 0.01% | — | 30 | +7,479 | New | Q3 2026 | Oct 23, 2026 |
| CARLSON FINANCIAL, INC. | History | Reduced | 7,297 | 425 | 0.22% | 0.25% | 31 | -151 | -2.03% | Q3 2026 | Nov 05, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 6,665 | 388 | 0.01% | 0.01% | 32 | +475 | 7.67% | Q3 2026 | Oct 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 6,000 | 387 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 5,468 | 353 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BlackDiamond Wealth Management, LLC | History | No change | 5,082 | 341 | 0.14% | 0.14% | 35 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 4,949 | 319 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Cherry Creek Investment Advisors, Inc. | History | Added to | 5,003 | 291 | 0.11% | 0.09% | 37 | +1,556 | 45.14% | Q3 2026 | Oct 14, 2026 |
| Farther Finance Advisors, LLC | History | No change | 4,978 | 290 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Intrepid Financial Planning Group LLC | History | No change | 4,139 | 267 | 0.09% | 0.09% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RHODES INVESTMENT ADVISORS INC /ADV | History | New | 4,555 | 265 | 0.19% | — | 40 | +4,555 | New | Q3 2026 | Oct 07, 2026 |
| Keystone Financial Group | History | No change | 4,000 | 258 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Retirement Planning Co of New England, Inc. | History | Reduced | 4,399 | 256 | 0.1% | 0.1% | 42 | -39 | -0.88% | Q3 2026 | Oct 15, 2026 |
| Fulcrum Equity Management | History | Added to | 4,315 | 251 | 0.2% | 0.19% | 43 | +241 | 5.92% | Q3 2026 | Oct 21, 2026 |
| Ally Invest Advisors Inc. | History | No change | 3,581 | 231 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CDKV HOLDINGS LLC | History | No change | 2,580 | 150 | 0.11% | 0.13% | 45 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| US BANCORP \DE\ | History | Added to | 1,587 | 92 | 0.0% | 0.0% | 46 | +587 | 58.7% | Q3 2026 | Nov 05, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1,034 | 66 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ashton Thomas Private Wealth, LLC | History | No change | 1,086 | 63 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 450 | 26 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 415 | 24 | 0.0% | 0.0% | 50 | +150 | 56.6% | Q3 2026 | Nov 06, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 350 | 22 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 270 | 15 | 0.01% | — | 52 | +270 | New | Q3 2026 | Nov 05, 2026 |
| Arax Advisory Partners | History | No change | 210 | 13 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 180 | 11 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Asset Dedication, LLC | History | No change | 167 | 9 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 100 | 5 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| First Command Advisory Services, Inc. | History | No change | 100 | 5 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Salomon & Ludwin, LLC | History | No change | 100 | 5 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Spire Wealth Management | History | Added to | 57 | 3 | 0.0% | 0.0% | 61 | +4 | 7.55% | Q3 2026 | Oct 30, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 59 | 3 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Global Retirement Partners, LLC | History | No change | 60 | 3 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| GRIFFIN ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.2% | — | -28,699 | -100.0% | Q3 2026 | Oct 22, 2026 |
| Prospera Financial Services Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -8,872 | -100.0% | Q3 2026 | Nov 04, 2026 |
| MSH Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -7,140 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Axiom Investment Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -180 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Institute for Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -66 | -100.0% | Q3 2026 | Nov 06, 2026 |
| Blue Trust, Inc. | History | New | 15 | 0 | — | — | — | +15 | New | Q3 2026 | Oct 15, 2026 |
| AE Wealth Management LLC | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Triumph Capital Management | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |