ALPS ETF Trust - SBIO
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Added to | 419,459 | 27,117 | 0.0% | 0.0% | 1 | +320,780 | 325.07% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 178,799 | 11,559 | 0.0% | 0.0% | 2 | +132,610 | 287.1% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 65,540 | 4,237 | 0.0% | 0.0% | 3 | +4,770 | 7.85% | Q2 2026 | Aug 14, 2026 |
| CONNORS INVESTOR SERVICES INC | History | Added to | 48,137 | 3,112 | 0.27% | 0.2% | 4 | +6,933 | 16.83% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Reduced | 39,956 | 2,583 | 0.0% | 0.0% | 5 | -1,762 | -4.22% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Reduced | 37,700 | 2,437 | 0.0% | 0.0% | 6 | -8,308 | -18.06% | Q2 2026 | Aug 07, 2026 |
| Moran Wealth Management, LLC | History | Added to | 34,030 | 2,200 | 0.06% | 0.05% | 7 | +4,682 | 15.95% | Q2 2026 | Aug 05, 2026 |
| GRIFFIN ASSET MANAGEMENT, INC. | History | Reduced | 28,699 | 1,855 | 0.2% | 0.18% | 8 | -2,000 | -6.51% | Q2 2026 | Jul 23, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 27,244 | 1,761 | 0.0% | 0.0% | 9 | -26,586 | -49.39% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 25,648 | 1,658 | 0.0% | 0.0% | 10 | +2,519 | 10.89% | Q2 2026 | Aug 12, 2026 |
| FIG FINANCIAL ADVISORY SERVICES INC /ADV | History | New | 25,106 | 1,623 | 0.95% | — | 11 | +25,106 | New | Q2 2026 | Aug 10, 2026 |
| Sterling Investment Advisors, Ltd. | History | Added to | 23,800 | 1,538 | 0.26% | 0.21% | 12 | +1,775 | 8.06% | Q2 2026 | Jul 28, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 20,680 | 1,336 | 0.08% | 0.06% | 13 | +4,091 | 24.66% | Q2 2026 | Aug 07, 2026 |
| NTV ASSET MANAGEMENT LLC | History | Reduced | 17,083 | 1,104 | 0.11% | 0.11% | 14 | -1,235 | -6.74% | Q2 2026 | Aug 05, 2026 |
| Equitable Holdings, Inc. | History | New | 15,327 | 990 | 0.01% | — | 15 | +15,327 | New | Q2 2026 | Aug 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 13,057 | 844 | 0.0% | 0.0% | 16 | -1,640 | -11.16% | Q2 2026 | Jul 29, 2026 |
| BOK Financial Private Wealth, Inc. | History | No change | 13,000 | 840 | 0.04% | 0.04% | 17 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 11,571 | 748 | 0.0% | 0.0% | 18 | -20 | -0.17% | Q2 2026 | Aug 14, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Added to | 11,225 | 725 | 0.01% | 0.01% | 19 | +2,310 | 25.91% | Q2 2026 | Aug 12, 2026 |
| DAVENPORT & Co LLC | History | No change | 11,100 | 717 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Added to | 8,898 | 575 | 0.01% | 0.01% | 21 | +56 | 0.63% | Q2 2026 | Aug 14, 2026 |
| Prospera Financial Services Inc | History | New | 8,872 | 573 | 0.01% | — | 22 | +8,872 | New | Q2 2026 | Jul 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 8,774 | 567 | 0.0% | — | 23 | +8,774 | New | Q2 2026 | Jul 27, 2026 |
| Range Advisory, LLC | History | Added to | 8,464 | 547 | 0.07% | 0.08% | 24 | +70 | 0.83% | Q2 2026 | Sep 02, 2026 |
| Phoenix Wealth Advisors | History | Reduced | 8,390 | 542 | 0.18% | 0.17% | 25 | -42 | -0.5% | Q2 2026 | Jul 31, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 8,282 | 535 | 0.0% | 0.0% | 26 | +96 | 1.17% | Q2 2026 | Jul 28, 2026 |
| Savant Capital, LLC | History | New | 8,035 | 526 | 0.0% | — | 27 | +8,035 | New | Q2 2026 | Aug 10, 2026 |
| McGuire Investment Group, LLC | History | Reduced | 7,550 | 488 | 0.04% | 0.05% | 28 | -1,248 | -14.19% | Q2 2026 | Jul 27, 2026 |
| CARLSON FINANCIAL, INC. | History | Reduced | 7,448 | 481 | 0.25% | 0.23% | 29 | -3 | -0.04% | Q2 2026 | Aug 24, 2026 |
| BROWN ADVISORY INC | History | New | 7,250 | 468 | 0.0% | — | 30 | +7,250 | New | Q2 2026 | Aug 14, 2026 |
| MSH Capital Advisors LLC | History | New | 7,140 | 461 | 0.08% | — | 31 | +7,140 | New | Q2 2026 | Aug 10, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 7,090 | 458 | 0.0% | 0.0% | 32 | -1,849 | -20.68% | Q2 2026 | Aug 14, 2026 |
| EXENCIAL WEALTH ADVISORS, LLC | History | No change | 8,334 | 436 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 6,190 | 400 | 0.01% | 0.01% | 34 | +194 | 3.24% | Q2 2026 | Jul 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 6,000 | 387 | 0.0% | — | 35 | +6,000 | New | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 5,468 | 353 | 0.0% | 0.0% | 36 | +803 | 17.21% | Q2 2026 | Aug 13, 2026 |
| BlackDiamond Wealth Management, LLC | History | New | 5,082 | 341 | 0.14% | — | 37 | +5,082 | New | Q2 2026 | Aug 11, 2026 |
| Jaffetilchin Investment Partners, LLC | History | No change | 6,492 | 339 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Farther Finance Advisors, LLC | History | No change | 4,978 | 321 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Beacon Pointe Advisors, LLC | History | New | 4,949 | 319 | 0.0% | — | 40 | +4,949 | New | Q2 2026 | Aug 18, 2026 |
| Retirement Planning Co of New England, Inc. | History | Reduced | 4,438 | 286 | 0.1% | 0.1% | 41 | -124 | -2.72% | Q2 2026 | Jul 30, 2026 |
| Intrepid Financial Planning Group LLC | History | New | 4,139 | 267 | 0.09% | — | 42 | +4,139 | New | Q2 2026 | Aug 12, 2026 |
| Fulcrum Equity Management | History | New | 4,074 | 263 | 0.19% | — | 43 | +4,074 | New | Q2 2026 | Jul 09, 2026 |
| Keystone Financial Group | History | No change | 4,000 | 258 | 0.02% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Ally Invest Advisors Inc. | History | Reduced | 3,581 | 231 | 0.01% | 0.01% | 45 | -643 | -15.22% | Q2 2026 | Aug 13, 2026 |
| Cherry Creek Investment Advisors, Inc. | History | New | 3,447 | 222 | 0.09% | — | 46 | +3,447 | New | Q2 2026 | Jul 30, 2026 |
| CDKV HOLDINGS LLC | History | Reduced | 2,580 | 166 | 0.13% | 0.12% | 47 | -100 | -3.73% | Q2 2026 | Jul 30, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 1,086 | 70 | 0.0% | — | 48 | +1,086 | New | Q2 2026 | Jul 29, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 1,034 | 66 | 0.0% | 0.0% | 49 | -22 | -2.08% | Q2 2026 | Aug 13, 2026 |
| US BANCORP \DE\ | History | No change | 1,000 | 64 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | New | 450 | 29 | 0.0% | — | 51 | +450 | New | Q2 2026 | Jul 07, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 350 | 22 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 265 | 17 | 0.0% | 0.0% | 53 | +65 | 32.5% | Q2 2026 | Aug 07, 2026 |
| Arax Advisory Partners | History | New | 210 | 13 | 0.0% | — | 54 | +210 | New | Q2 2026 | Aug 10, 2026 |
| Axiom Investment Management LLC | History | New | 180 | 11 | 0.01% | — | 56 | +180 | New | Q2 2026 | Jul 30, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 180 | 11 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Asset Dedication, LLC | History | No change | 167 | 10 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 100 | 6 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| First Command Advisory Services, Inc. | History | No change | 100 | 6 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Salomon & Ludwin, LLC | History | No change | 100 | 6 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Institute for Wealth Management, LLC. | History | New | 66 | 4 | 0.0% | — | 61 | +66 | New | Q2 2026 | Jul 28, 2026 |
| Global Retirement Partners, LLC | History | New | 60 | 3 | 0.0% | — | 64 | +60 | New | Q2 2026 | Aug 06, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 59 | 3 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Spire Wealth Management | History | No change | 53 | 3 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -60,686 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Strategic Financial Services, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -24,869 | -100.0% | Q2 2026 | Aug 24, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -19,027 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -17,712 | -100.0% | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,680 | -100.0% | Q2 2026 | Sep 02, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,904 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,207 | -100.0% | Q2 2026 | Aug 05, 2026 |
| Rossby Financial, LCC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,380 | -100.0% | Q2 2026 | Aug 04, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -180 | -100.0% | Q2 2026 | Aug 12, 2026 |
| SouthState Bank Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -140 | -100.0% | Q2 2026 | Aug 06, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -115 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Mosley Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -37 | -100.0% | Q2 2026 | Jul 23, 2026 |
| Pacific Center for Financial Services | History | Closed out | 0 | 0 | — | 0.0% | — | -23 | -100.0% | Q2 2026 | Aug 05, 2026 |
| AE Wealth Management LLC | History | New | 15 | 0 | — | — | — | +15 | New | Q2 2026 | Aug 03, 2026 |
| Triumph Capital Management | History | New | 10 | 0 | — | — | — | +10 | New | Q2 2026 | Jul 20, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | New | 4 | 0 | — | — | — | +4 | New | Q2 2026 | Aug 13, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q2 2026 | Aug 03, 2026 |
| CWM, LLC | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |