ALPS ETF Trust - SBIO
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Added to | 98,679 | 5,164 | 0.0% | 0.0% | 1 | +38,193 | 63.14% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 60,770 | 3,180 | 0.0% | 0.0% | 2 | +28,482 | 88.21% | Q1 2026 | May 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 60,686 | 3,176 | 0.0% | — | 3 | +60,686 | New | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 53,830 | 2,817 | 0.0% | 0.0% | 4 | -42,189 | -43.94% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Added to | 46,189 | 2,417 | 0.0% | 0.0% | 5 | +11,995 | 35.08% | Q1 2026 | May 05, 2026 |
| LPL Financial LLC | History | Added to | 46,008 | 2,408 | 0.0% | 0.0% | 6 | +3,253 | 7.61% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Reduced | 41,718 | 2,183 | 0.0% | 0.0% | 7 | -11,383 | -21.44% | Q1 2026 | May 15, 2026 |
| CONNORS INVESTOR SERVICES INC | History | Added to | 41,204 | 2,156 | 0.2% | 0.03% | 8 | +34,608 | 524.68% | Q1 2026 | May 15, 2026 |
| GRIFFIN ASSET MANAGEMENT, INC. | History | No change | 30,699 | 1,606 | 0.18% | 0.17% | 9 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Moran Wealth Management, LLC | History | Added to | 29,348 | 1,536 | 0.05% | 0.03% | 10 | +8,264 | 39.2% | Q1 2026 | Apr 27, 2026 |
| Strategic Financial Services, Inc. | History | Reduced | 24,869 | 1,301 | 0.06% | 0.08% | 11 | -8,234 | -24.87% | Q1 2026 | May 08, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 23,129 | 1,210 | 0.0% | 0.0% | 12 | +3,260 | 16.41% | Q1 2026 | May 12, 2026 |
| Sterling Investment Advisors, Ltd. | History | Added to | 22,025 | 1,152 | 0.21% | 0.14% | 13 | +7,350 | 50.09% | Q1 2026 | May 04, 2026 |
| GTS SECURITIES LLC | History | New | 19,027 | 995 | 0.04% | — | 14 | +19,027 | New | Q1 2026 | May 14, 2026 |
| NTV ASSET MANAGEMENT LLC | History | Reduced | 18,318 | 958 | 0.11% | 0.1% | 15 | -716 | -3.76% | Q1 2026 | Apr 28, 2026 |
| Virtu Financial LLC | History | Reduced | 17,712 | 927 | 0.04% | 0.04% | 16 | -255 | -1.42% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 17,680 | 925 | 0.0% | 0.0% | 17 | +8,702 | 96.93% | Q1 2026 | May 15, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 16,589 | 868 | 0.06% | 0.05% | 18 | +3,254 | 24.4% | Q1 2026 | Apr 20, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 14,697 | 769 | 0.0% | — | 19 | +14,697 | New | Q1 2026 | Apr 27, 2026 |
| BOK Financial Private Wealth, Inc. | History | New | 13,000 | 680 | 0.04% | — | 20 | +13,000 | New | Q1 2026 | May 12, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 11,591 | 607 | 0.0% | 0.0% | 21 | -678 | -5.53% | Q1 2026 | May 15, 2026 |
| DAVENPORT & Co LLC | History | No change | 11,100 | 580 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 8,939 | 467 | 0.0% | 0.0% | 23 | +1,889 | 26.79% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 8,904 | 466 | 0.0% | — | 25 | +8,904 | New | Q1 2026 | May 15, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Reduced | 8,915 | 466 | 0.01% | 0.02% | 24 | -48 | -0.54% | Q1 2026 | Apr 27, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Reduced | 8,842 | 462 | 0.01% | 0.01% | 26 | -48 | -0.54% | Q1 2026 | May 15, 2026 |
| McGuire Investment Group, LLC | History | No change | 8,798 | 460 | 0.05% | 0.05% | 27 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Phoenix Wealth Advisors | History | Reduced | 8,432 | 441 | 0.17% | 0.19% | 28 | -1,224 | -12.68% | Q1 2026 | Apr 22, 2026 |
| EXENCIAL WEALTH ADVISORS, LLC | History | Added to | 8,334 | 436 | 0.01% | 0.01% | 29 | +233 | 2.88% | Q1 2026 | Apr 27, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 8,186 | 428 | 0.0% | 0.0% | 30 | +1,772 | 27.63% | Q1 2026 | Apr 30, 2026 |
| Jaffetilchin Investment Partners, LLC | History | New | 6,492 | 339 | 0.02% | — | 31 | +6,492 | New | Q1 2026 | May 13, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 5,996 | 313 | 0.01% | 0.01% | 32 | +110 | 1.87% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | No change | 4,978 | 263 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 4,665 | 244 | 0.0% | 0.0% | 34 | +4,165 | 833.0% | Q1 2026 | May 08, 2026 |
| Retirement Planning Co of New England, Inc. | History | Reduced | 4,562 | 238 | 0.1% | 0.1% | 35 | -73 | -1.57% | Q1 2026 | May 08, 2026 |
| Ally Invest Advisors Inc. | History | Reduced | 4,224 | 221 | 0.01% | 0.02% | 36 | -245 | -5.48% | Q1 2026 | May 12, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 4,207 | 220 | 0.0% | 0.0% | 37 | -92 | -2.14% | Q1 2026 | Apr 22, 2026 |
| Keystone Financial Group | History | No change | 4,000 | 209 | 0.01% | 0.02% | 38 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| CDKV HOLDINGS LLC | History | No change | 2,680 | 140 | 0.12% | 0.11% | 39 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Rossby Financial, LCC | History | Reduced | 1,380 | 72 | 0.01% | 0.07% | 40 | -3,100 | -69.2% | Q1 2026 | May 11, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 1,056 | 55 | 0.0% | 0.0% | 41 | -59 | -5.29% | Q1 2026 | May 14, 2026 |
| US BANCORP \DE\ | History | No change | 1,000 | 52 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MGB Wealth Management, LLC | History | No change | 1,000 | 51 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Global Retirement Partners, LLC | History | No change | 661 | 33 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 350 | 18 | 0.0% | — | 45 | +350 | New | Q1 2026 | May 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 200 | 10 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Advisory Services Network, LLC | History | New | 180 | 9 | 0.0% | — | 48 | +180 | New | Q1 2026 | May 15, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 180 | 9 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Asset Dedication, LLC | History | No change | 167 | 8 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | May 29, 2026 |
| SouthState Bank Corp | History | No change | 140 | 7 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| FMR LLC | History | New | 115 | 6 | 0.0% | — | 51 | +115 | New | Q1 2026 | May 15, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 100 | 5 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| First Command Advisory Services, Inc. | History | No change | 100 | 5 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Salomon & Ludwin, LLC | History | No change | 100 | 5 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 59 | 3 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Motiv8 Investments LLC | History | No change | 60 | 3 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Spire Wealth Management | History | Added to | 53 | 2 | 0.0% | 0.0% | 57 | +9 | 20.45% | Q1 2026 | Apr 22, 2026 |
| Mosley Wealth Management | History | New | 37 | 1 | 0.0% | — | 59 | +37 | New | Q1 2026 | Apr 27, 2026 |
| Pacific Center for Financial Services | History | New | 23 | 1 | 0.0% | — | 58 | +23 | New | Q1 2026 | May 12, 2026 |
| Phoenix Financial Ltd. | History | Closed out | 0 | 0 | — | 0.41% | — | -1,465,173 | -100.0% | Q1 2026 | May 11, 2026 |
| Delta Investment Management, LLC | History | Closed out | 0 | 0 | — | 1.06% | — | -119,333 | -100.0% | Q1 2026 | May 12, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -33,100 | -100.0% | Q1 2026 | May 15, 2026 |
| Fulcrum Equity Management | History | Closed out | 0 | 0 | — | 0.37% | — | -7,498 | -100.0% | Q1 2026 | Apr 02, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,026 | -100.0% | Q1 2026 | May 12, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -280 | -100.0% | Q1 2026 | May 13, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -105 | -100.0% | Q1 2026 | May 11, 2026 |
| Wealth Watch Advisors, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q1 2026 | May 15, 2026 |
| Western Wealth Management, LLC | History | New | 19 | 0 | — | — | — | +19 | New | Q1 2026 | May 19, 2026 |
| Physician Wealth Advisors, Inc. | History | New | 10 | 0 | — | — | — | +10 | New | Q1 2026 | Apr 24, 2026 |
| CITIGROUP INC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| CWM, LLC | History | No change | 15 | 0 | — | 0.0% | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |