ALPS ETF Trust - SBIO
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 6 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phoenix Financial Ltd. | History | No change | 1,465,173 | 38,270 | 0.41% | 0.43% | 1 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Delta Investment Management, LLC | History | New | 119,333 | 6,112 | 1.06% | — | 2 | +119,333 | New | Q4 2025 | Jan 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | New | 96,019 | 4,918 | 0.0% | — | 3 | +96,019 | New | Q4 2025 | Feb 18, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 60,486 | 3,098 | 0.0% | 0.0% | 4 | +9,596 | 18.86% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Added to | 53,101 | 2,719 | 0.0% | 0.0% | 5 | +4,437 | 9.12% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 42,755 | 2,189 | 0.0% | 0.0% | 6 | +34,819 | 438.75% | Q4 2025 | Feb 11, 2026 |
| UBS Group AG | History | Added to | 34,194 | 1,751 | 0.0% | 0.0% | 7 | +581 | 1.73% | Q4 2025 | Jan 29, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 33,100 | 1,695 | 0.0% | — | 8 | +33,100 | New | Q4 2025 | Feb 17, 2026 |
| Strategic Financial Services, Inc. | History | Reduced | 33,103 | 1,687 | 0.08% | 0.07% | 9 | -4,490 | -11.94% | Q4 2025 | Feb 09, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 32,288 | 1,653 | 0.0% | 0.0% | 10 | -99,025 | -75.41% | Q4 2025 | Feb 13, 2026 |
| GRIFFIN ASSET MANAGEMENT, INC. | History | Added to | 30,699 | 1,572 | 0.17% | 0.13% | 11 | +564 | 1.87% | Q4 2025 | Feb 06, 2026 |
| Moran Wealth Management, LLC | History | Added to | 21,084 | 1,079 | 0.03% | 0.02% | 12 | +3,897 | 22.67% | Q4 2025 | Jan 26, 2026 |
| STIFEL FINANCIAL CORP | History | New | 19,869 | 1,017 | 0.0% | — | 13 | +19,869 | New | Q4 2025 | Feb 13, 2026 |
| NTV ASSET MANAGEMENT LLC | History | Reduced | 19,034 | 974 | 0.1% | 0.08% | 14 | -502 | -2.57% | Q4 2025 | Jan 20, 2026 |
| Virtu Financial LLC | History | Added to | 17,967 | 920 | 0.04% | 0.04% | 15 | +1,229 | 7.34% | Q4 2025 | Feb 23, 2026 |
| Sterling Investment Advisors, Ltd. | History | Added to | 14,675 | 751 | 0.14% | 0.06% | 16 | +6,575 | 81.17% | Q4 2025 | Feb 09, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | New | 13,335 | 677 | 0.05% | — | 17 | +13,335 | New | Q4 2025 | Jan 15, 2026 |
| ROYAL BANK OF CANADA | History | New | 12,269 | 628 | 0.0% | — | 18 | +12,269 | New | Q4 2025 | Feb 17, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 11,100 | 568 | 0.0% | 0.1% | 19 | -474,312 | -97.71% | Q4 2025 | Jan 12, 2026 |
| Phoenix Wealth Advisors | History | Reduced | 9,656 | 494 | 0.19% | 0.15% | 20 | -246 | -2.48% | Q4 2025 | Jan 22, 2026 |
| CITADEL ADVISORS LLC | History | New | 8,978 | 459 | 0.0% | — | 21 | +8,978 | New | Q4 2025 | Feb 17, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | New | 8,963 | 459 | 0.02% | — | 22 | +8,963 | New | Q4 2025 | Feb 12, 2026 |
| Vestmark Advisory Solutions, Inc. | History | New | 8,890 | 455 | 0.01% | — | 23 | +8,890 | New | Q4 2025 | Feb 06, 2026 |
| McGuire Investment Group, LLC | History | Added to | 8,798 | 450 | 0.05% | 0.04% | 24 | +488 | 5.87% | Q4 2025 | Jan 26, 2026 |
| EXENCIAL WEALTH ADVISORS, LLC | History | Added to | 8,101 | 414 | 0.01% | 0.01% | 25 | +248 | 3.16% | Q4 2025 | Jan 30, 2026 |
| Fulcrum Equity Management | History | New | 7,498 | 384 | 0.37% | — | 26 | +7,498 | New | Q4 2025 | Jan 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 7,050 | 360 | 0.0% | 0.0% | 27 | +6,462 | 1098.98% | Q4 2025 | Feb 17, 2026 |
| CONNORS INVESTOR SERVICES INC | History | New | 6,596 | 337 | 0.03% | — | 28 | +6,596 | New | Q4 2025 | Feb 09, 2026 |
| Kestra Advisory Services, LLC | History | No change | 6,414 | 328 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | New | 5,026 | 257 | 0.0% | — | 30 | +5,026 | New | Q4 2025 | Feb 12, 2026 |
| Farther Finance Advisors, LLC | History | No change | 4,978 | 254 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Retirement Planning Co of New England, Inc. | History | New | 4,635 | 237 | 0.1% | — | 32 | +4,635 | New | Q4 2025 | Jan 28, 2026 |
| Rossby Financial, LCC | History | Reduced | 4,480 | 229 | 0.07% | 0.06% | 33 | -200 | -4.27% | Q4 2025 | Feb 12, 2026 |
| Ally Invest Advisors Inc. | History | Reduced | 4,469 | 228 | 0.02% | 0.02% | 34 | -1,846 | -29.23% | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | New | 4,299 | 220 | 0.0% | — | 35 | +4,299 | New | Q4 2025 | Feb 11, 2026 |
| Keystone Financial Group | History | New | 4,000 | 204 | 0.02% | — | 36 | +4,000 | New | Q4 2025 | Feb 06, 2026 |
| CDKV HOLDINGS LLC | History | New | 2,680 | 137 | 0.11% | — | 37 | +2,680 | New | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 1,115 | 57 | 0.0% | 0.0% | 38 | +20 | 1.83% | Q4 2025 | Mar 16, 2026 |
| MGB Wealth Management, LLC | History | New | 1,000 | 51 | 0.01% | — | 40 | +1,000 | New | Q4 2025 | Feb 17, 2026 |
| US BANCORP \DE\ | History | No change | 1,000 | 51 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Global Retirement Partners, LLC | History | New | 661 | 33 | 0.0% | — | 41 | +661 | New | Q4 2025 | Feb 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 500 | 25 | 0.0% | — | 42 | +500 | New | Q4 2025 | Feb 12, 2026 |
| AE Wealth Management LLC | History | New | 280 | 14 | 0.0% | — | 43 | +280 | New | Q4 2025 | Jan 26, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 200 | 10 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Aptus Capital Advisors, LLC | History | New | 180 | 9 | 0.0% | — | 45 | +180 | New | Q4 2025 | Feb 13, 2026 |
| Asset Dedication, LLC | History | No change | 167 | 8 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| SouthState Bank Corp | History | No change | 140 | 7 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Garton & Associates Financial Advisors LLC | History | New | 105 | 5 | 0.0% | — | 50 | +105 | New | Q4 2025 | Feb 18, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 100 | 5 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| First Command Advisory Services, Inc. | History | No change | 100 | 5 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Salomon & Ludwin, LLC | History | No change | 100 | 4 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Motiv8 Investments LLC | History | New | 60 | 3 | 0.0% | — | 53 | +60 | New | Q4 2025 | Feb 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 59 | 3 | 0.0% | — | 52 | +59 | New | Q4 2025 | Feb 13, 2026 |
| Wealth Watch Advisors, INC | History | New | 50 | 2 | 0.0% | — | 55 | +50 | New | Q4 2025 | Feb 17, 2026 |
| Spire Wealth Management | History | New | 44 | 2 | 0.0% | — | 54 | +44 | New | Q4 2025 | Jan 14, 2026 |
| CWM, LLC | History | No change | 15 | 1 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -38,376 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -7,886 | -100.0% | Q3 2025 | Nov 14, 2025 |
| AllSquare Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,092 | -100.0% | Q3 2025 | Jan 12, 2026 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -180 | -100.0% | Q3 2025 | Nov 18, 2025 |
| CITIGROUP INC | History | Reduced | 1 | 0 | — | 0.0% | — | -44 | -97.78% | Q4 2025 | Feb 13, 2026 |
| Perkins Coie Trust Co | History | Closed out | 0 | 0 | — | 0.0% | — | -37 | -100.0% | Q3 2025 | Oct 09, 2025 |