LMP CAPITAL & INCOME FUND INC. - SCD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 2,779,833 | 41,503 | 0.84% | 0.84% | 1 | -57,876 | -2.04% | Q1 2026 | May 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 1,766,470 | 26,373 | 0.01% | 0.01% | 2 | -12,504 | -0.7% | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Reduced | 432,943 | 6,463 | 0.0% | 0.0% | 3 | -22,484 | -4.94% | Q1 2026 | May 15, 2026 |
| Z3 Capital Partners, LLC | History | Added to | 420,339 | 6,275 | 1.59% | 1.42% | 4 | +21,354 | 5.35% | Q1 2026 | May 07, 2026 |
| Penserra Capital Management LLC | History | New | 385,415 | 5,754 | 0.07% | — | 5 | +385,415 | New | Q1 2026 | May 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 300,667 | 4,488 | 0.0% | 0.0% | 6 | +35,847 | 13.54% | Q1 2026 | May 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 250,760 | 3,743 | 0.02% | 0.01% | 7 | +84,346 | 50.68% | Q1 2026 | May 08, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 145,578 | 2,176 | 0.0% | 0.0% | 8 | -57,113 | -28.18% | Q1 2026 | Apr 08, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 124,673 | 1,861 | 0.03% | 0.05% | 9 | -62,655 | -33.45% | Q1 2026 | May 15, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Reduced | 97,544 | 1,456 | 0.17% | 0.28% | 10 | -67,013 | -40.72% | Q1 2026 | Apr 22, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 83,098 | 1,240 | 0.01% | 0.02% | 11 | -108,137 | -56.55% | Q1 2026 | May 04, 2026 |
| LPL Financial LLC | History | Added to | 81,959 | 1,223 | 0.0% | 0.0% | 12 | +14,787 | 22.01% | Q1 2026 | May 06, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 80,692 | 1,205 | 0.0% | 0.0% | 13 | +3,630 | 4.71% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 80,437 | 1,200 | 0.0% | 0.0% | 14 | +12,049 | 17.62% | Q1 2026 | May 15, 2026 |
| Yakira Capital Management, Inc. | History | Reduced | 73,285 | 1,094 | 0.32% | 0.45% | 15 | -17,937 | -19.66% | Q1 2026 | May 14, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 66,697 | 995 | 0.0% | 0.0% | 16 | +1,200 | 1.83% | Q1 2026 | May 05, 2026 |
| Quarry LP | History | Reduced | 58,119 | 867 | 0.16% | 0.14% | 17 | -240 | -0.41% | Q1 2026 | May 15, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Reduced | 54,028 | 806 | 0.05% | 0.08% | 18 | -29,861 | -35.6% | Q1 2026 | May 12, 2026 |
| CHAPIN DAVIS, INC. | History | Reduced | 52,016 | 776 | 0.17% | 0.21% | 19 | -9,800 | -15.85% | Q1 2026 | Apr 21, 2026 |
| Wealth Care LLC | History | New | 49,294 | 735 | 0.65% | — | 20 | +49,294 | New | Q1 2026 | Apr 24, 2026 |
| Calamos Advisors LLC | History | Added to | 41,404 | 618 | 0.0% | 0.0% | 21 | +4,930 | 13.52% | Q1 2026 | May 04, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 33,749 | 503 | 0.0% | 0.0% | 22 | -1,107 | -3.18% | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 30,626 | 458 | 0.03% | 0.03% | 23 | -200 | -0.65% | Q1 2026 | May 01, 2026 |
| AlphaStar Capital Management, LLC | History | Reduced | 29,567 | 441 | 0.03% | 0.06% | 24 | -26,038 | -46.83% | Q1 2026 | Apr 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 26,024 | 388 | 0.0% | 0.0% | 25 | +661 | 2.61% | Q1 2026 | May 15, 2026 |
| NWF Advisory Services Inc. | History | Added to | 25,888 | 386 | 0.04% | 0.04% | 26 | +1,600 | 6.59% | Q1 2026 | May 04, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 24,583 | 367 | 0.0% | 0.0% | 27 | +207 | 0.85% | Q1 2026 | Apr 27, 2026 |
| PFG Advisors | History | No change | 22,708 | 339 | 0.02% | 0.02% | 28 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Invesco Ltd. | History | Reduced | 22,148 | 330 | 0.0% | 0.0% | 29 | -3,200 | -12.62% | Q1 2026 | May 12, 2026 |
| XML Financial, LLC | History | No change | 20,523 | 306 | 0.02% | 0.02% | 30 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Private Advisor Group, LLC | History | Reduced | 20,097 | 300 | 0.0% | 0.0% | 31 | -2,437 | -10.81% | Q1 2026 | Apr 24, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 19,958 | 298 | 0.0% | 0.0% | 32 | -1,176 | -5.56% | Q1 2026 | Apr 30, 2026 |
| FIFTH THIRD BANCORP | History | New | 18,500 | 276 | 0.0% | — | 33 | +18,500 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 18,500 | 273 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| ECLECTIC ASSOCIATES INC /ADV | History | New | 16,125 | 240 | 0.03% | — | 35 | +16,125 | New | Q1 2026 | Apr 08, 2026 |
| World Investment Advisors | History | Added to | 14,727 | 219 | 0.0% | 0.0% | 36 | +1,139 | 8.38% | Q1 2026 | Apr 27, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 14,032 | 209 | 0.0% | 0.0% | 37 | +48 | 0.34% | Q1 2026 | Apr 27, 2026 |
| Harbour Wealth Management Group, Inc. | History | Added to | 13,212 | 197 | 0.15% | 0.15% | 38 | +50 | 0.38% | Q1 2026 | Apr 17, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | New | 12,192 | 182 | 0.01% | — | 39 | +12,192 | New | Q1 2026 | May 14, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | No change | 12,053 | 179 | 0.08% | 0.08% | 40 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| MGB Wealth Management, LLC | History | No change | 11,999 | 177 | 0.05% | 0.05% | 41 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Aurora Private Wealth, Inc. | History | No change | 11,311 | 168 | 0.12% | 0.11% | 42 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | No change | 10,000 | 149 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 9,965 | 148 | 0.0% | 0.0% | 44 | -32,211 | -76.37% | Q1 2026 | May 05, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 5,962 | 89 | 0.01% | 0.02% | 46 | -1,854 | -23.72% | Q1 2026 | May 11, 2026 |
| MAI Capital Management | History | No change | 6,000 | 89 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Added to | 46,179 | 46 | 0.0% | 0.0% | 47 | +4,172 | 9.93% | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,200 | 17 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Geneos Wealth Management Inc. | History | No change | 800 | 11 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Farther Finance Advisors, LLC | History | No change | 650 | 9 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Allworth Financial LP | History | No change | 503 | 7 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 250 | 3 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Osbon Capital Management LLC | History | New | 168 | 2 | 0.0% | — | 54 | +168 | New | Q1 2026 | May 15, 2026 |
| FNY Investment Advisers, LLC | History | Added to | 200 | 2 | 0.0% | 0.0% | 53 | +100 | 100.0% | Q1 2026 | Apr 15, 2026 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -100,773 | -100.0% | Q1 2026 | May 08, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.39% | — | -83,807 | -100.0% | Q1 2026 | May 12, 2026 |
| Logan Stone Capital, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -50,132 | -100.0% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,655 | -100.0% | Q1 2026 | May 04, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -21,530 | -100.0% | Q1 2026 | May 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -17,898 | -100.0% | Q1 2026 | May 15, 2026 |
| ASHTON THOMAS SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -11,300 | -100.0% | Q1 2026 | May 18, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,769 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Navalign, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,105 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Beaird Harris Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -225 | -100.0% | Q1 2026 | May 14, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -210 | -100.0% | Q1 2026 | Apr 20, 2026 |
| JPMORGAN CHASE & CO | History | No change | 45 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |