LMP CAPITAL & INCOME FUND INC. - SCD
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 2,837,709 | 42,026 | 51.54% | 0.97% | 1 | -247,327 | -8.02% | Q4 2025 | Feb 25, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,778,974 | 26,346 | 0.01% | 0.01% | 2 | +47,088 | 2.72% | Q4 2025 | Feb 18, 2026 |
| MORGAN STANLEY | History | Added to | 455,427 | 6,744 | 0.0% | 0.0% | 3 | +44,075 | 10.71% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 264,820 | 3,921 | 0.0% | 0.0% | 4 | +69,084 | 35.29% | Q4 2025 | Feb 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 202,691 | 3,074 | 0.0% | 0.0% | 5 | +66,224 | 48.53% | Q4 2025 | Jan 08, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 191,235 | 2,832 | 0.02% | 0.0% | 6 | +165,675 | 648.18% | Q4 2025 | Feb 02, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 187,328 | 2,774 | 0.05% | 0.07% | 7 | -87,448 | -31.83% | Q4 2025 | Feb 12, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Reduced | 164,557 | 2,489 | 0.28% | 0.34% | 8 | -8,813 | -5.08% | Q4 2025 | Jan 28, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 166,414 | 2,464 | 0.01% | 0.02% | 9 | -8,802 | -5.02% | Q4 2025 | Feb 12, 2026 |
| Cornerstone Advisors, LLC | History | Reduced | 100,773 | 1,492 | 0.05% | 0.15% | 10 | -198,513 | -66.33% | Q4 2025 | Feb 13, 2026 |
| Yakira Capital Management, Inc. | History | Added to | 91,222 | 1,350 | 0.45% | 0.39% | 11 | +18,568 | 25.56% | Q4 2025 | Feb 13, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Reduced | 83,889 | 1,242 | 0.08% | 0.09% | 12 | -7,605 | -8.31% | Q4 2025 | Feb 13, 2026 |
| Shaker Financial Services, LLC | History | Added to | 83,807 | 1,241 | 0.39% | 0.1% | 13 | +64,807 | 341.09% | Q4 2025 | Jan 26, 2026 |
| ROYAL BANK OF CANADA | History | New | 77,062 | 1,141 | 0.0% | — | 14 | +77,062 | New | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 68,388 | 1,012 | 0.0% | 0.0% | 15 | +14,938 | 27.95% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 67,172 | 994 | 0.0% | 0.0% | 16 | +25,977 | 63.06% | Q4 2025 | Feb 11, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 65,497 | 970 | 0.0% | — | 17 | +65,497 | New | Q4 2025 | Jan 15, 2026 |
| CHAPIN DAVIS, INC. | History | Added to | 61,816 | 915 | 0.21% | 0.21% | 18 | +5,429 | 9.63% | Q4 2025 | Jan 30, 2026 |
| Quarry LP | History | Reduced | 58,359 | 864 | 0.14% | 0.22% | 19 | -6,368 | -9.84% | Q4 2025 | Feb 13, 2026 |
| AlphaStar Capital Management, LLC | History | Added to | 55,605 | 823 | 0.06% | 0.07% | 20 | +1,691 | 3.14% | Q4 2025 | Feb 02, 2026 |
| Logan Stone Capital, LLC | History | New | 50,132 | 742 | 0.18% | — | 21 | +50,132 | New | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 42,176 | 624 | 0.0% | 0.0% | 22 | +32,417 | 332.18% | Q4 2025 | Jan 29, 2026 |
| NewEdge Advisors, LLC | History | Added to | 42,007 | 622 | 0.0% | 0.0% | 23 | +2,382 | 6.01% | Q4 2025 | Feb 18, 2026 |
| Calamos Advisors LLC | History | New | 36,474 | 540 | 0.0% | — | 24 | +36,474 | New | Q4 2025 | Jan 29, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 34,856 | 516 | 0.0% | 0.0% | 25 | +8,072 | 30.14% | Q4 2025 | Feb 17, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 30,826 | 456 | 0.03% | 0.02% | 26 | +17,600 | 133.07% | Q4 2025 | Feb 03, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 25,363 | 375 | 0.0% | 0.0% | 27 | -3,986 | -13.58% | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Reduced | 25,348 | 375 | 0.0% | 0.0% | 28 | -274 | -1.07% | Q4 2025 | Feb 19, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 24,376 | 361 | 0.0% | 0.0% | 29 | +2,802 | 12.99% | Q4 2025 | Feb 12, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 24,288 | 359 | 0.04% | 0.05% | 30 | -4,000 | -14.14% | Q4 2025 | Mar 03, 2026 |
| PFG Advisors | History | Reduced | 22,708 | 336 | 0.02% | 0.02% | 31 | -2,929 | -11.42% | Q4 2025 | Jan 27, 2026 |
| Private Advisor Group, LLC | History | Added to | 22,534 | 333 | 0.0% | 0.0% | 32 | +597 | 2.72% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 21,655 | 320 | 0.0% | 0.0% | 33 | +2,615 | 13.73% | Q4 2025 | Feb 10, 2026 |
| Cetera Investment Advisers | History | Added to | 21,530 | 318 | 0.0% | 0.0% | 34 | +3,532 | 19.62% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 21,134 | 313 | 0.0% | 0.0% | 35 | +263 | 1.26% | Q4 2025 | Feb 05, 2026 |
| XML Financial, LLC | History | Reduced | 20,523 | 303 | 0.02% | 0.03% | 36 | -4,945 | -19.42% | Q4 2025 | Feb 11, 2026 |
| COMERICA BANK | History | No change | 18,500 | 273 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 17,898 | 265 | 0.0% | 0.0% | 38 | +1,726 | 10.67% | Q4 2025 | Feb 18, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 13,984 | 207 | 0.0% | 0.0% | 39 | -437 | -3.03% | Q4 2025 | Feb 02, 2026 |
| World Investment Advisors | History | New | 13,588 | 201 | 0.0% | — | 40 | +13,588 | New | Q4 2025 | Mar 12, 2026 |
| Harbour Wealth Management Group, Inc. | History | New | 13,162 | 194 | 0.15% | — | 41 | +13,162 | New | Q4 2025 | Feb 19, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | No change | 12,053 | 178 | 0.08% | 0.09% | 42 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| MGB Wealth Management, LLC | History | No change | 11,999 | 177 | 0.05% | 0.05% | 43 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Aurora Private Wealth, Inc. | History | New | 11,311 | 168 | 0.11% | — | 44 | +11,311 | New | Q4 2025 | Feb 02, 2026 |
| ASHTON THOMAS SECURITIES, LLC | History | Reduced | 11,300 | 167 | 0.03% | 0.03% | 45 | -2,400 | -17.52% | Q4 2025 | Feb 02, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 10,000 | 148 | 0.01% | — | 46 | +10,000 | New | Q4 2025 | Feb 17, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 7,816 | 115 | 0.02% | — | 47 | +7,816 | New | Q4 2025 | Feb 09, 2026 |
| MAI Capital Management | History | No change | 6,000 | 88 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | New | 3,769 | 55 | 0.0% | — | 49 | +3,769 | New | Q4 2025 | Feb 13, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,200 | 17 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Navalign, LLC | History | New | 1,105 | 16 | 0.0% | — | 51 | +1,105 | New | Q4 2025 | Feb 05, 2026 |
| Geneos Wealth Management Inc. | History | New | 800 | 11 | 0.0% | — | 52 | +800 | New | Q4 2025 | Jan 28, 2026 |
| Farther Finance Advisors, LLC | History | No change | 650 | 9 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Allworth Financial LP | History | New | 503 | 7 | 0.0% | — | 54 | +503 | New | Q4 2025 | Feb 05, 2026 |
| Blue Trust, Inc. | History | New | 210 | 3 | 0.0% | — | 55 | +210 | New | Q4 2025 | Jan 16, 2026 |
| Beaird Harris Wealth Management, LLC | History | No change | 225 | 3 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Feb 23, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 250 | 3 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| FNY Investment Advisers, LLC | History | Reduced | 100 | 1 | 0.0% | 0.0% | 58 | -700 | -87.5% | Q4 2025 | Jan 16, 2026 |
| Astoria Portfolio Advisors LLC. | History | Closed out | 0 | 0 | — | 0.27% | — | -64,889 | -100.0% | Q3 2025 | Oct 09, 2025 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -53,700 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Second Line Capital, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -53,700 | -100.0% | Q3 2025 | Nov 19, 2025 |
| J.Safra Asset Management Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2025 | Oct 29, 2025 |
| JPMORGAN CHASE & CO | History | No change | 45 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |