SCHWAB STRATEGIC TRUST - SCHQ
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 5 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 6,051,210 | 191,823 | 0.06% | 0.03% | 1 | +3,035,529 | 100.66% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Added to | 1,904,417 | 60,370 | 0.02% | 0.01% | 2 | +990,099 | 108.29% | Q4 2025 | Feb 11, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 1,645,892 | 52,174 | 0.13% | 0.07% | 3 | +816,199 | 98.37% | Q4 2025 | Feb 13, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Reduced | 1,283,242 | 40,678 | 0.11% | 0.14% | 4 | -96,854 | -7.02% | Q4 2025 | Jan 26, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 601,927 | 19,081 | 0.0% | 0.0% | 5 | +226,742 | 60.43% | Q4 2025 | Feb 11, 2026 |
| Carolina Wealth Advisors, LLC | History | Reduced | 579,689 | 18,376 | 8.19% | 8.17% | 6 | -6,093 | -1.04% | Q4 2025 | Jan 21, 2026 |
| Cetera Investment Advisers | History | Added to | 497,042 | 15,756 | 0.02% | 0.01% | 7 | +213,942 | 75.57% | Q4 2025 | Feb 17, 2026 |
| Werba Rubin Papier Wealth Management | History | Reduced | 482,748 | 15,303 | 4.15% | 2.65% | 8 | -24,613 | -4.85% | Q4 2025 | Jan 27, 2026 |
| SFMG, LLC | History | Added to | 477,113 | 15,124 | 1.01% | 0.94% | 9 | +58,979 | 14.11% | Q4 2025 | Feb 10, 2026 |
| MORGAN STANLEY | History | Reduced | 473,990 | 15,025 | 0.0% | 0.0% | 10 | -139,510 | -22.74% | Q4 2025 | Feb 13, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 388,612 | 12,319 | 0.1% | 0.05% | 11 | +203,907 | 110.4% | Q4 2025 | Jan 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 337,890 | 10,711 | 0.0% | 0.0% | 12 | +306,270 | 968.6% | Q4 2025 | Feb 13, 2026 |
| Tidal Investments LLC | History | Reduced | 317,293 | 10,058 | 0.02% | 0.03% | 13 | -126,240 | -28.46% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 279,233 | 8,851 | 0.0% | 0.0% | 14 | -239,058 | -46.12% | Q4 2025 | Mar 25, 2026 |
| Quadrature Capital Ltd | History | New | 207,781 | 6,586 | 0.07% | — | 15 | +207,781 | New | Q4 2025 | Feb 17, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | New | 203,304 | 6,445 | 0.01% | — | 16 | +203,304 | New | Q4 2025 | Feb 05, 2026 |
| Beacon Bridge Wealth Partners, LLC | History | Reduced | 174,868 | 5,543 | 1.84% | 2.36% | 17 | -30,781 | -14.97% | Q4 2025 | Jan 27, 2026 |
| L2 Asset Management, LLC | History | Added to | 162,424 | 5,148 | 0.69% | 0.73% | 18 | +5,260 | 3.35% | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 159,077 | 5,042 | 0.0% | 0.0% | 19 | +3,035 | 1.94% | Q4 2025 | Feb 17, 2026 |
| Centric Wealth Management | History | Added to | 154,996 | 4,873 | 1.03% | 1.08% | 20 | +5,992 | 4.02% | Q4 2025 | Feb 04, 2026 |
| ROYAL BANK OF CANADA | History | New | 153,084 | 4,853 | 0.0% | — | 21 | +153,084 | New | Q4 2025 | Feb 17, 2026 |
| GTS SECURITIES LLC | History | New | 152,644 | 4,838 | 0.16% | — | 22 | +152,644 | New | Q4 2025 | Feb 13, 2026 |
| Bank of New York Mellon Corp | History | Added to | 141,066 | 4,471 | 0.0% | 0.0% | 23 | +94,318 | 201.76% | Q4 2025 | Feb 10, 2026 |
| WBH ADVISORY INC | History | Added to | 128,500 | 4,073 | 0.3% | 0.22% | 24 | +41,245 | 47.27% | Q4 2025 | Jan 26, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 127,034 | 4,026 | 0.01% | 0.01% | 25 | +69,700 | 121.57% | Q4 2025 | Feb 06, 2026 |
| Attessa Capital LLC | History | Added to | 124,331 | 3,941 | 2.15% | 2.2% | 26 | +8,905 | 7.71% | Q4 2025 | Jan 06, 2026 |
| Kaizen Financial Strategies | History | Reduced | 120,863 | 3,831 | 1.69% | 1.94% | 27 | -11,805 | -8.9% | Q4 2025 | Jan 21, 2026 |
| WT Wealth Management | History | Added to | 95,197 | 3,017 | 0.87% | 0.87% | 28 | +1,706 | 1.82% | Q4 2025 | Feb 02, 2026 |
| Principia Wealth Advisory, LLC | History | Added to | 88,663 | 2,810 | 1.76% | 1.13% | 29 | +38,146 | 75.51% | Q4 2025 | Feb 10, 2026 |
| Summit Financial, LLC | History | Added to | 87,957 | 2,788 | 0.04% | 0.04% | 30 | +5,822 | 7.09% | Q4 2025 | Feb 13, 2026 |
| COLLECTIVE FAMILY OFFICE LLC | History | Added to | 84,297 | 2,672 | 0.61% | 0.6% | 31 | +7,496 | 9.76% | Q4 2025 | Jan 06, 2026 |
| Sequoia Financial Advisors, LLC | History | Added to | 83,780 | 2,655 | 0.01% | 0.01% | 32 | +25,709 | 44.27% | Q4 2025 | Feb 03, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 81,896 | 2,596 | 0.0% | 0.0% | 33 | -14,444 | -14.99% | Q4 2025 | Feb 17, 2026 |
| Galvin, Gaustad & Stein, LLC | History | Added to | 76,830 | 2,435 | 0.19% | 0.2% | 34 | +928 | 1.22% | Q4 2025 | Jan 23, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 71,819 | 2,276 | 0.01% | 0.01% | 35 | +35,423 | 97.33% | Q4 2025 | Jan 29, 2026 |
| MFG WEALTH MANAGEMENT, INC. | History | Reduced | 70,060 | 2,220 | 1.73% | 1.72% | 36 | -454 | -0.64% | Q4 2025 | Jan 07, 2026 |
| Charles Schwab Trust Co | History | Added to | 68,832 | 2,181 | 0.14% | 0.15% | 37 | +990 | 1.46% | Q4 2025 | Jan 09, 2026 |
| BANK OF NOVA SCOTIA | History | No change | 68,200 | 2,161 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| NorthRock Partners, LLC | History | Added to | 65,689 | 2,082 | 0.04% | 0.02% | 39 | +36,310 | 123.59% | Q4 2025 | Feb 17, 2026 |
| Waverly Advisors, LLC | History | Added to | 62,213 | 1,972 | 0.02% | 0.02% | 40 | +2,967 | 5.01% | Q4 2025 | Feb 17, 2026 |
| Mutual Advisors, LLC | History | Reduced | 59,673 | 1,891 | 0.04% | 0.04% | 41 | -1,444 | -2.36% | Q4 2025 | Feb 02, 2026 |
| Invst, LLC | History | Added to | 52,431 | 1,662 | 0.18% | 0.1% | 42 | +25,559 | 95.11% | Q4 2025 | Feb 11, 2026 |
| Fermata Advisors, LLC | History | Added to | 52,303 | 1,657 | 0.4% | 0.32% | 43 | +13,613 | 35.18% | Q4 2025 | Jan 08, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 51,418 | 1,632 | 0.0% | 0.0% | 44 | +17,733 | 52.64% | Q4 2025 | Jan 08, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 45,969 | 1,457 | 0.0% | 0.0% | 45 | -325,378 | -87.62% | Q4 2025 | Feb 18, 2026 |
| Barden Capital Management, Inc. | History | Added to | 43,853 | 1,390 | 1.14% | 1.1% | 46 | +2,945 | 7.2% | Q4 2025 | Jan 06, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 43,844 | 1,389 | 0.02% | 0.02% | 47 | +5,073 | 13.08% | Q4 2025 | Feb 10, 2026 |
| CWM, LLC | History | Added to | 40,206 | 1,275 | 0.0% | 0.0% | 48 | +25,398 | 171.52% | Q4 2025 | Jan 26, 2026 |
| JANE STREET GROUP, LLC | History | New | 39,813 | 1,262 | 0.0% | — | 49 | +39,813 | New | Q4 2025 | Feb 12, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 35,376 | 1,121 | 0.04% | — | 50 | +35,376 | New | Q4 2025 | Feb 13, 2026 |
| VAN STRUM & TOWNE INC. | History | Reduced | 34,681 | 1,099 | 0.31% | 0.35% | 51 | -2,675 | -7.16% | Q4 2025 | Feb 03, 2026 |
| Seek First Inc. | History | Added to | 34,539 | 1,094 | 0.75% | 0.78% | 52 | +841 | 2.5% | Q4 2025 | Jan 30, 2026 |
| Keystone Global Partners, LLC | History | Reduced | 33,475 | 1,061 | 0.47% | 0.84% | 53 | -17,412 | -34.22% | Q4 2025 | Jan 14, 2026 |
| Regal Investment Advisors LLC | History | Added to | 30,226 | 958 | 0.06% | 0.03% | 54 | +14,508 | 92.3% | Q4 2025 | Feb 17, 2026 |
| Antonelli Financial Advisors, LLC | History | Reduced | 29,955 | 950 | 0.62% | 0.67% | 55 | -471 | -1.55% | Q4 2025 | Jan 27, 2026 |
| Faithward Advisors, LLC | History | Reduced | 28,796 | 912 | 0.13% | 0.16% | 56 | -4,842 | -14.39% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 25,476 | 807 | 0.0% | 0.0% | 57 | +9,186 | 56.39% | Q4 2025 | Feb 12, 2026 |
| Smart Money Group LLC | History | Added to | 23,806 | 754 | 0.22% | 0.18% | 58 | +5,457 | 29.74% | Q4 2025 | Jan 30, 2026 |
| GRANVILLE CAPITAL, INC. | History | New | 23,601 | 748 | 0.4% | — | 59 | +23,601 | New | Q4 2025 | Feb 13, 2026 |
| Strategic Blueprint, LLC | History | Added to | 21,303 | 675 | 0.04% | 0.02% | 60 | +6,344 | 42.41% | Q4 2025 | Jan 30, 2026 |
| IFP Advisors, Inc | History | Reduced | 21,062 | 667 | 0.01% | 0.02% | 61 | -278 | -1.3% | Q4 2025 | Feb 06, 2026 |
| Magnus Financial Group LLC | History | Added to | 20,707 | 656 | 0.05% | 0.03% | 62 | +7,746 | 59.76% | Q4 2025 | Jan 07, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | Added to | 20,631 | 654 | 0.15% | 0.08% | 63 | +9,849 | 91.35% | Q4 2025 | Jan 09, 2026 |
| Downshift Financial, LLC | History | New | 20,614 | 653 | 0.4% | — | 64 | +20,614 | New | Q4 2025 | Mar 11, 2026 |
| Orion Porfolio Solutions, LLC | History | New | 19,536 | 619 | 0.0% | — | 65 | +19,536 | New | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 19,082 | 605 | 0.0% | 0.0% | 66 | -26,119 | -57.78% | Q4 2025 | Feb 17, 2026 |
| Bryn Mawr Trust Advisors, LLC | History | No change | 17,875 | 566 | 0.03% | 0.03% | 67 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Sellwood Investment Partners LLC | History | No change | 17,875 | 566 | 0.22% | 0.23% | 68 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 17,781 | 564 | 0.0% | 0.0% | 69 | +7,143 | 67.15% | Q4 2025 | Feb 05, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 16,955 | 537 | 0.0% | — | 70 | +16,955 | New | Q4 2025 | Feb 11, 2026 |
| MERIDIAN MANAGEMENT CO | History | Added to | 16,507 | 523 | 0.13% | 0.14% | 71 | +241 | 1.48% | Q4 2025 | Feb 10, 2026 |
| EXENCIAL WEALTH ADVISORS, LLC | History | Added to | 16,202 | 513 | 0.02% | 0.02% | 72 | +1,275 | 8.54% | Q4 2025 | Jan 30, 2026 |
| TOTAL INVESTMENT MANAGEMENT INC | History | Reduced | 14,609 | 463 | 0.06% | 0.07% | 73 | -2,830 | -16.23% | Q4 2025 | Feb 03, 2026 |
| Northwest Capital Management Inc | History | Reduced | 13,266 | 420 | 1.82% | 0.61% | 74 | -4,713 | -26.21% | Q4 2025 | Jan 26, 2026 |
| Milestones Private Investment Advisors LLC | History | Reduced | 12,588 | 399 | 0.27% | 0.3% | 75 | -892 | -6.62% | Q4 2025 | Jan 26, 2026 |
| KINTRA WEALTH, LLC | History | New | 11,885 | 376 | 0.05% | — | 76 | +11,885 | New | Q4 2025 | Feb 18, 2026 |
| RDA Financial Network | History | Added to | 11,595 | 367 | 0.09% | 0.06% | 77 | +3,786 | 48.48% | Q4 2025 | Jan 06, 2026 |
| Worth Asset Management, LLC | History | New | 10,684 | 338 | 0.14% | — | 78 | +10,684 | New | Q4 2025 | Jan 14, 2026 |
| GeoWealth Management, LLC | History | Added to | 10,257 | 325 | 0.01% | 0.01% | 79 | +5,011 | 95.52% | Q4 2025 | Feb 17, 2026 |
| HRT FINANCIAL LP | History | New | 9,394 | 297 | 0.0% | — | 80 | +9,394 | New | Q4 2025 | Feb 12, 2026 |
| Transamerica Financial Advisors, LLC | History | Added to | 9,066 | 287 | 0.02% | 0.01% | 81 | +5,912 | 187.44% | Q4 2025 | Feb 13, 2026 |
| WEALTHGARDEN F.S. LLC | History | Added to | 8,128 | 260 | 0.17% | 0.17% | 82 | +930 | 12.92% | Q4 2025 | Feb 11, 2026 |
| Madden Advisory Services, Inc. | History | Added to | 7,473 | 236 | 0.09% | 0.09% | 83 | +40 | 0.54% | Q4 2025 | Feb 11, 2026 |
| Mariner, LLC | History | Reduced | 7,288 | 231 | 0.0% | 0.0% | 84 | -1,247 | -14.61% | Q4 2025 | Feb 13, 2026 |
| Two West Capital Advisors LLC | History | Added to | 7,231 | 229 | 0.13% | 0.12% | 85 | +1,035 | 16.7% | Q4 2025 | Jan 13, 2026 |
| Strategic Advocates LLC | History | Reduced | 7,058 | 225 | 0.06% | 0.06% | 86 | -195 | -2.69% | Q4 2025 | Feb 11, 2026 |
| Jacobs Equity LLC | History | New | 7,060 | 223 | 0.21% | — | 87 | +7,060 | New | Q4 2025 | Feb 19, 2026 |
| Ausdal Financial Partners, Inc. | History | New | 6,499 | 206 | 0.01% | — | 88 | +6,499 | New | Q4 2025 | Feb 13, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 5,003 | 158 | 0.0% | 0.0% | 89 | -20 | -0.4% | Q4 2025 | Jan 23, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 4,833 | 153 | 0.01% | 0.01% | 90 | +29 | 0.6% | Q4 2025 | Feb 06, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 3,851 | 122 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Aptus Capital Advisors, LLC | History | Added to | 3,549 | 112 | 0.0% | 0.0% | 92 | +1,445 | 68.68% | Q4 2025 | Feb 13, 2026 |
| BlackRock, Inc. | History | Added to | 3,516 | 111 | 0.0% | 0.0% | 93 | +1,379 | 64.53% | Q4 2025 | Feb 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 1,704 | 54 | 0.0% | — | 94 | +1,704 | New | Q4 2025 | Feb 17, 2026 |
| ATLAS CAPITAL ADVISORS INC. | History | New | 1,606 | 50 | 0.01% | — | 95 | +1,606 | New | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,426 | 45 | 0.0% | — | 96 | +1,426 | New | Q4 2025 | Feb 13, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 1,406 | 44 | 0.0% | 0.01% | 97 | -1,341 | -48.82% | Q4 2025 | Feb 13, 2026 |
| Versant Capital Management, Inc | History | No change | 1,161 | 36 | 0.0% | 0.01% | 98 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| CARDIFF PARK ADVISORS, LLC | History | No change | 1,139 | 36 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Qube Research & Technologies Ltd | History | New | 821 | 26 | 0.0% | — | 100 | +821 | New | Q4 2025 | Feb 17, 2026 |
| Larson Financial Group LLC | History | Added to | 851 | 26 | 0.0% | 0.0% | 101 | +12 | 1.43% | Q4 2025 | Feb 06, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 797 | 25 | 0.0% | 0.0% | 103 | +555 | 229.34% | Q4 2025 | Feb 06, 2026 |
| FMR LLC | History | Reduced | 789 | 25 | 0.0% | 0.0% | 102 | -121 | -13.3% | Q4 2025 | Feb 17, 2026 |
| Horizons Wealth Management | History | No change | 777 | 24 | 0.02% | 0.02% | 104 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| Sound Income Strategies, LLC | History | Added to | 630 | 20 | 0.0% | 0.0% | 105 | +567 | 900.0% | Q4 2025 | Jan 21, 2026 |
| Signature Equity Partners, LLC | History | New | 617 | 19 | 0.01% | — | 106 | +617 | New | Q4 2025 | Feb 17, 2026 |
| PRIVATE TRUST CO NA | History | New | 573 | 18 | 0.0% | — | 107 | +573 | New | Q4 2025 | Jan 26, 2026 |
| TRUST CO OF VERMONT | History | Reduced | 355 | 11 | 0.0% | 0.0% | 108 | -392 | -52.48% | Q4 2025 | Jan 16, 2026 |
| Park Place Capital Corp | History | Added to | 367 | 11 | 0.0% | 0.0% | 109 | +101 | 37.97% | Q4 2025 | Jan 09, 2026 |
| UBS Group AG | History | Added to | 339 | 10 | 0.0% | 0.0% | 110 | +81 | 31.4% | Q4 2025 | Jan 29, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 246 | 7 | 0.0% | — | 111 | +246 | New | Q4 2025 | Feb 12, 2026 |
| MAI Capital Management | History | No change | 166 | 5 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| AE Wealth Management LLC | History | Added to | 133 | 4 | 0.0% | — | 113 | +126 | 1800.0% | Q4 2025 | Jan 26, 2026 |
| Cornerstone Planning Group LLC | History | Reduced | 121 | 3 | 0.0% | 0.07% | 114 | -16,784 | -99.28% | Q4 2025 | Feb 02, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 70 | 2 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.01% | — | -183,200 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -62,636 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Clear Creek Financial Management, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -28,387 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Trust Point Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -22,037 | -100.0% | Q3 2025 | Oct 10, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -22,014 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,070 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Hayek Kallen Investment Management | History | Closed out | 0 | 0 | — | 0.11% | — | -10,480 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MBE Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -9,663 | -100.0% | Q3 2025 | Oct 28, 2025 |
| Focus Financial Network, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -6,692 | -100.0% | Q3 2025 | Oct 10, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,310 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Tortoise Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,440 | -100.0% | Q3 2025 | Nov 13, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,395 | -100.0% | Q3 2025 | Nov 12, 2025 |
| LGT Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -2,833 | -100.0% | Q3 2025 | Nov 17, 2025 |
| Global Retirement Partners, LLC | History | Reduced | 26 | 0 | — | 0.0% | — | -449 | -94.53% | Q4 2025 | Feb 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q3 2025 | Nov 12, 2025 |
| ASSETMARK, INC | History | New | 18 | 0 | — | — | — | +18 | New | Q4 2025 | Jan 23, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q3 2025 | Nov 14, 2025 |