SCHWAB STRATEGIC TRUST - SCHQ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 3,988,690 | 125,364 | 0.03% | 0.06% | 1 | -2,062,520 | -34.08% | Q1 2026 | May 04, 2026 |
| LPL Financial LLC | History | Reduced | 1,360,175 | 42,750 | 0.01% | 0.02% | 2 | -544,242 | -28.58% | Q1 2026 | May 06, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Reduced | 977,627 | 30,726 | 0.01% | 0.11% | 3 | -305,615 | -23.82% | Q1 2026 | May 04, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 976,422 | 30,688 | 0.09% | 0.13% | 4 | -669,470 | -40.68% | Q1 2026 | May 04, 2026 |
| Tidal Investments LLC | History | Added to | 676,157 | 21,179 | 0.04% | 0.02% | 5 | +358,864 | 113.1% | Q1 2026 | May 15, 2026 |
| Carolina Wealth Advisors, LLC | History | Reduced | 564,266 | 17,734 | 7.38% | 8.19% | 6 | -15,423 | -2.66% | Q1 2026 | Apr 07, 2026 |
| SFMG, LLC | History | Added to | 540,812 | 16,997 | 1.15% | 1.01% | 7 | +63,699 | 13.35% | Q1 2026 | May 12, 2026 |
| Werba Rubin Papier Wealth Management | History | Reduced | 478,692 | 15,045 | 2.1% | 4.15% | 8 | -4,056 | -0.84% | Q1 2026 | May 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 469,286 | 14,749 | 0.0% | 0.0% | 9 | +131,396 | 38.89% | Q1 2026 | May 11, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 419,782 | 13,197 | 0.0% | 0.0% | 10 | -182,145 | -30.26% | Q1 2026 | May 13, 2026 |
| Cetera Investment Advisers | History | Reduced | 372,644 | 11,712 | 0.01% | 0.02% | 11 | -124,398 | -25.03% | Q1 2026 | May 13, 2026 |
| L2 Asset Management, LLC | History | Added to | 324,933 | 10,212 | 0.97% | 0.69% | 12 | +162,509 | 100.05% | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Reduced | 312,529 | 9,822 | 0.0% | 0.0% | 13 | -161,461 | -34.06% | Q1 2026 | May 15, 2026 |
| Bank of New York Mellon Corp | History | Added to | 285,707 | 8,979 | 0.0% | 0.0% | 14 | +144,641 | 102.53% | Q1 2026 | May 05, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 249,508 | 7,842 | 0.06% | 0.1% | 15 | -139,104 | -35.8% | Q1 2026 | Apr 07, 2026 |
| Summit Financial, LLC | History | Added to | 189,078 | 5,942 | 0.08% | 0.04% | 16 | +101,121 | 114.97% | Q1 2026 | May 15, 2026 |
| Beacon Bridge Wealth Partners, LLC | History | Added to | 176,856 | 5,558 | 1.86% | 1.84% | 17 | +1,988 | 1.14% | Q1 2026 | May 05, 2026 |
| Centric Wealth Management | History | Added to | 164,686 | 5,083 | 1.01% | 1.03% | 18 | +9,690 | 6.25% | Q1 2026 | May 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 160,810 | 5,054 | 0.0% | 0.0% | 19 | +1,733 | 1.09% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 150,316 | 4,724 | 0.0% | 0.0% | 20 | -2,768 | -1.81% | Q1 2026 | May 15, 2026 |
| Attessa Capital LLC | History | Reduced | 123,516 | 3,882 | 2.11% | 2.15% | 21 | -815 | -0.66% | Q1 2026 | Apr 07, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 118,727 | 3,731 | 0.0% | 0.0% | 22 | -160,506 | -57.48% | Q1 2026 | May 15, 2026 |
| Professional Financial Management, Inc. | History | Added to | 102,093 | 3,208 | 3.34% | 3.45% | 23 | +6,059 | 6.31% | Q1 2026 | May 12, 2026 |
| WBH ADVISORY INC | History | Reduced | 95,285 | 2,981 | 0.22% | 0.3% | 24 | -33,215 | -25.85% | Q1 2026 | Apr 27, 2026 |
| WT Wealth Management | History | Reduced | 91,052 | 2,861 | 0.85% | 0.87% | 25 | -4,145 | -4.35% | Q1 2026 | Apr 21, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 90,524 | 2,845 | 0.02% | 0.01% | 26 | -36,510 | -28.74% | Q1 2026 | Apr 29, 2026 |
| Principia Wealth Advisory, LLC | History | No change | 88,663 | 2,810 | 1.76% | 1.76% | 27 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Charles Schwab Trust Co | History | Added to | 85,315 | 2,681 | 0.17% | 0.14% | 28 | +16,483 | 23.95% | Q1 2026 | Apr 10, 2026 |
| COLLECTIVE FAMILY OFFICE LLC | History | Reduced | 79,316 | 2,492 | 0.56% | 0.61% | 29 | -4,981 | -5.91% | Q1 2026 | Apr 02, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 77,508 | 2,436 | 0.0% | 0.0% | 30 | -4,388 | -5.36% | Q1 2026 | May 15, 2026 |
| MFG WEALTH MANAGEMENT, INC. | History | Added to | 73,332 | 2,304 | 1.91% | 1.73% | 31 | +3,272 | 4.67% | Q1 2026 | Apr 09, 2026 |
| GTS SECURITIES LLC | History | Reduced | 69,653 | 2,189 | 0.08% | 0.16% | 32 | -82,991 | -54.37% | Q1 2026 | May 14, 2026 |
| BANK OF NOVA SCOTIA | History | No change | 68,200 | 2,143 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Sequoia Financial Advisors, LLC | History | Reduced | 62,304 | 1,958 | 0.01% | 0.01% | 34 | -21,476 | -25.63% | Q1 2026 | Apr 30, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 57,655 | 1,812 | 0.01% | 0.01% | 35 | -14,164 | -19.72% | Q1 2026 | May 05, 2026 |
| Waverly Advisors, LLC | History | Reduced | 55,220 | 1,735 | 0.01% | 0.02% | 36 | -6,993 | -11.24% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 53,745 | 1,689 | 0.0% | 0.0% | 37 | +7,776 | 16.92% | Q1 2026 | May 14, 2026 |
| Mutual Advisors, LLC | History | Reduced | 53,398 | 1,678 | 0.04% | 0.04% | 38 | -6,275 | -10.52% | Q1 2026 | May 01, 2026 |
| Fermata Advisors, LLC | History | Added to | 52,565 | 1,652 | 0.37% | 0.4% | 39 | +262 | 0.5% | Q1 2026 | Apr 08, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 49,840 | 1,566 | 0.04% | — | 40 | +49,840 | New | Q1 2026 | May 15, 2026 |
| NorthRock Partners, LLC | History | Reduced | 49,130 | 1,544 | 0.02% | 0.04% | 41 | -16,559 | -25.21% | Q1 2026 | May 15, 2026 |
| Galvin, Gaustad & Stein, LLC | History | Reduced | 48,045 | 1,510 | 0.12% | 0.19% | 42 | -28,785 | -37.47% | Q1 2026 | May 14, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 47,753 | 1,500 | 0.02% | 0.02% | 43 | +3,909 | 8.92% | Q1 2026 | May 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 47,683 | 1,498 | 0.0% | — | 44 | +47,683 | New | Q1 2026 | May 15, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 44,930 | 1,412 | 0.01% | 0.0% | 45 | +27,975 | 165.0% | Q1 2026 | May 13, 2026 |
| Barden Capital Management, Inc. | History | Added to | 44,165 | 1,388 | 1.19% | 1.14% | 46 | +312 | 0.71% | Q1 2026 | Apr 07, 2026 |
| CWM, LLC | History | Reduced | 38,846 | 1,220 | 0.0% | 0.0% | 47 | -1,360 | -3.38% | Q1 2026 | May 14, 2026 |
| Seek First Inc. | History | Added to | 37,207 | 1,169 | 0.82% | 0.75% | 48 | +2,668 | 7.72% | Q1 2026 | Apr 23, 2026 |
| Faithward Advisors, LLC | History | Added to | 36,545 | 1,148 | 0.16% | 0.13% | 49 | +7,749 | 26.91% | Q1 2026 | Apr 17, 2026 |
| World Investment Advisors | History | New | 35,703 | 1,122 | 0.02% | — | 50 | +35,703 | New | Q1 2026 | Apr 27, 2026 |
| Smart Money Group LLC | History | Added to | 34,937 | 1,098 | 0.32% | 0.22% | 51 | +11,131 | 46.76% | Q1 2026 | May 05, 2026 |
| Antonelli Financial Advisors, LLC | History | Added to | 32,301 | 1,015 | 0.7% | 0.62% | 52 | +2,346 | 7.83% | Q1 2026 | Apr 28, 2026 |
| Frisch Financial Group, Inc. | History | New | 31,820 | 1,000 | 0.21% | — | 53 | +31,820 | New | Q1 2026 | May 05, 2026 |
| IFP Advisors, Inc | History | Added to | 31,088 | 977 | 0.02% | 0.01% | 54 | +10,026 | 47.6% | Q1 2026 | Apr 13, 2026 |
| Invst, LLC | History | Reduced | 30,063 | 944 | 0.11% | 0.18% | 55 | -22,368 | -42.66% | Q1 2026 | May 13, 2026 |
| GRANVILLE CAPITAL, INC. | History | Added to | 24,157 | 759 | 0.4% | 0.4% | 56 | +556 | 2.36% | Q1 2026 | May 11, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 22,644 | 711 | 0.0% | 0.0% | 57 | -17,169 | -43.12% | Q1 2026 | May 12, 2026 |
| Integrated Wealth Concepts LLC | History | New | 21,914 | 688 | 0.01% | — | 58 | +21,914 | New | Q1 2026 | May 15, 2026 |
| Sellwood Investment Partners LLC | History | Added to | 21,423 | 673 | 0.27% | 0.22% | 59 | +3,548 | 19.85% | Q1 2026 | Apr 23, 2026 |
| Regal Investment Advisors LLC | History | Reduced | 21,400 | 672 | 0.04% | 0.06% | 60 | -8,826 | -29.2% | Q1 2026 | May 14, 2026 |
| Downshift Financial, LLC | History | Added to | 21,048 | 657 | 0.34% | 0.4% | 61 | +434 | 2.11% | Q1 2026 | Apr 29, 2026 |
| Strategic Blueprint, LLC | History | Reduced | 20,713 | 651 | 0.04% | 0.04% | 62 | -590 | -2.77% | Q1 2026 | Apr 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 19,641 | 617 | 0.0% | 0.0% | 63 | +559 | 2.93% | Q1 2026 | May 15, 2026 |
| EXENCIAL WEALTH ADVISORS, LLC | History | Added to | 16,253 | 510 | 0.02% | 0.02% | 64 | +51 | 0.31% | Q1 2026 | Apr 27, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | Reduced | 14,894 | 468 | 0.1% | 0.15% | 65 | -5,737 | -27.81% | Q1 2026 | Apr 15, 2026 |
| Bryn Mawr Trust Advisors, LLC | History | Reduced | 14,747 | 463 | 0.02% | 0.03% | 66 | -3,128 | -17.5% | Q1 2026 | May 04, 2026 |
| TOTAL INVESTMENT MANAGEMENT INC | History | Added to | 14,610 | 459 | 0.05% | 0.06% | 67 | +1 | 0.01% | Q1 2026 | Apr 13, 2026 |
| Northwest Capital Management Inc | History | No change | 13,266 | 420 | 1.82% | 1.82% | 68 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Milestones Private Investment Advisors LLC | History | No change | 12,588 | 395 | 0.35% | 0.27% | 69 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Rockefeller Capital Management L.P. | History | New | 12,520 | 393 | 0.0% | — | 70 | +12,520 | New | Q1 2026 | May 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 12,046 | 379 | 0.0% | 0.0% | 71 | -5,735 | -32.25% | Q1 2026 | Apr 30, 2026 |
| Keystone Global Partners, LLC | History | Reduced | 11,106 | 349 | 0.15% | 0.47% | 72 | -22,369 | -66.82% | Q1 2026 | Apr 24, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | New | 10,777 | 338 | 0.01% | — | 74 | +10,777 | New | Q1 2026 | Apr 20, 2026 |
| Transamerica Financial Advisors, LLC | History | Added to | 10,767 | 338 | 0.03% | 0.02% | 73 | +1,701 | 18.76% | Q1 2026 | May 15, 2026 |
| Hayek Kallen Investment Management | History | New | 10,590 | 333 | 0.11% | — | 75 | +10,590 | New | Q1 2026 | May 15, 2026 |
| WEALTHGARDEN F.S. LLC | History | Added to | 9,648 | 303 | 0.21% | 0.17% | 76 | +1,520 | 18.7% | Q1 2026 | May 04, 2026 |
| HRT FINANCIAL LP | History | Added to | 9,587 | 301 | 0.0% | 0.0% | 77 | +193 | 2.05% | Q1 2026 | May 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 9,377 | 294 | 0.0% | 0.0% | 78 | -42,041 | -81.76% | Q1 2026 | Apr 08, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 8,379 | 263 | 0.02% | 0.01% | 79 | +3,546 | 73.37% | Q1 2026 | Apr 13, 2026 |
| XTX Topco Ltd | History | New | 8,162 | 256 | 0.0% | — | 80 | +8,162 | New | Q1 2026 | May 15, 2026 |
| Independent Advisor Alliance | History | New | 8,126 | 255 | 0.0% | — | 81 | +8,126 | New | Q1 2026 | May 12, 2026 |
| Madden Advisory Services, Inc. | History | Added to | 8,106 | 254 | 0.1% | 0.09% | 82 | +633 | 8.47% | Q1 2026 | May 11, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 7,933 | 249 | 0.0% | 0.0% | 83 | -11,603 | -59.39% | Q1 2026 | May 13, 2026 |
| Strategic Advocates LLC | History | Added to | 7,608 | 239 | 1.06% | 0.06% | 84 | +550 | 7.79% | Q1 2026 | May 15, 2026 |
| Jacobs Equity LLC | History | Added to | 7,435 | 233 | 0.21% | 0.21% | 85 | +375 | 5.31% | Q1 2026 | May 14, 2026 |
| Compound Planning, Inc. | History | New | 7,375 | 231 | 0.01% | — | 86 | +7,375 | New | Q1 2026 | May 14, 2026 |
| RDA Financial Network | History | Reduced | 7,234 | 227 | 0.06% | 0.09% | 87 | -4,361 | -37.61% | Q1 2026 | Apr 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 7,209 | 226 | 0.0% | 0.0% | 88 | -18,267 | -71.7% | Q1 2026 | Apr 27, 2026 |
| Triumph Capital Management | History | New | 6,328 | 198 | 0.04% | — | 89 | +6,328 | New | Q1 2026 | May 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 5,969 | 186 | 0.0% | 0.0% | 90 | +966 | 19.31% | Q1 2026 | Apr 07, 2026 |
| United Financial Planning Group LLC | History | New | 5,718 | 179 | 0.11% | — | 91 | +5,718 | New | Q1 2026 | May 08, 2026 |
| GeoWealth Management, LLC | History | Reduced | 5,684 | 178 | 0.01% | 0.01% | 92 | -4,573 | -44.58% | Q1 2026 | May 13, 2026 |
| Advisory Services Network, LLC | History | New | 5,165 | 162 | 0.0% | — | 93 | +5,165 | New | Q1 2026 | May 15, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 3,851 | 121 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Scarborough Advisors, LLC | History | New | 3,490 | 109 | 0.01% | — | 95 | +3,490 | New | Q1 2026 | May 07, 2026 |
| SouthState Bank Corp | History | New | 2,990 | 93 | 0.0% | — | 96 | +2,990 | New | Q1 2026 | May 05, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 2,792 | 87 | 0.0% | — | 97 | +2,792 | New | Q1 2026 | May 07, 2026 |
| Aptus Capital Advisors, LLC | History | Reduced | 2,246 | 70 | 0.0% | 0.0% | 98 | -1,303 | -36.71% | Q1 2026 | May 11, 2026 |
| BlackRock, Inc. | History | Reduced | 2,010 | 63 | 0.0% | 0.0% | 99 | -1,506 | -42.83% | Q1 2026 | May 13, 2026 |
| Atlantic Union Bankshares Corp | History | New | 1,879 | 59 | 0.0% | — | 100 | +1,879 | New | Q1 2026 | May 12, 2026 |
| ATLAS CAPITAL ADVISORS INC. | History | No change | 1,606 | 50 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 1,354 | 42 | 0.0% | 0.0% | 102 | -52 | -3.7% | Q1 2026 | May 15, 2026 |
| Versant Capital Management, Inc | History | No change | 1,161 | 36 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| CARDIFF PARK ADVISORS, LLC | History | No change | 1,139 | 35 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Qube Research & Technologies Ltd | History | Added to | 988 | 31 | 0.0% | 0.0% | 105 | +167 | 20.34% | Q1 2026 | May 15, 2026 |
| Windsor Advisory Group, LLC | History | New | 880 | 27 | 0.02% | — | 106 | +880 | New | Q1 2026 | May 15, 2026 |
| Larson Financial Group LLC | History | Added to | 858 | 26 | 0.0% | 0.0% | 107 | +7 | 0.82% | Q1 2026 | May 15, 2026 |
| Horizons Wealth Management | History | No change | 777 | 24 | 0.02% | 0.02% | 108 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 750 | 23 | 0.0% | 0.0% | 109 | -47 | -5.9% | Q1 2026 | May 08, 2026 |
| FMR LLC | History | Reduced | 675 | 21 | 0.0% | 0.0% | 110 | -114 | -14.45% | Q1 2026 | May 15, 2026 |
| Signature Equity Partners, LLC | History | Reduced | 453 | 14 | 0.01% | 0.01% | 111 | -164 | -26.58% | Q1 2026 | May 13, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 403 | 12 | 0.0% | 0.0% | 112 | -227 | -36.03% | Q1 2026 | Apr 27, 2026 |
| TRUST CO OF VERMONT | History | No change | 355 | 11 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 246 | 7 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| UBS Group AG | History | Reduced | 171 | 5 | 0.0% | 0.0% | 115 | -168 | -49.56% | Q1 2026 | May 05, 2026 |
| Dogwood Wealth Management LLC | History | New | 167 | 5 | 0.0% | — | 116 | +167 | New | Q1 2026 | May 12, 2026 |
| MAI Capital Management | History | Reduced | 159 | 4 | 0.0% | 0.0% | 117 | -7 | -4.22% | Q1 2026 | May 15, 2026 |
| MATHER GROUP, LLC. | History | New | 108 | 3 | 0.0% | — | 119 | +108 | New | Q1 2026 | Apr 13, 2026 |
| AE Wealth Management LLC | History | Reduced | 104 | 3 | 0.0% | 0.0% | 118 | -29 | -21.8% | Q1 2026 | May 13, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 32 | 1 | 0.0% | — | 120 | +32 | New | Q1 2026 | May 08, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.07% | — | -207,781 | -100.0% | Q1 2026 | May 15, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.01% | — | -203,304 | -100.0% | Q1 2026 | May 01, 2026 |
| Kaizen Financial Strategies | History | Closed out | 0 | 0 | — | 1.69% | — | -120,863 | -100.0% | Q1 2026 | May 01, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -35,376 | -100.0% | Q1 2026 | May 15, 2026 |
| VAN STRUM & TOWNE INC. | History | Closed out | 0 | 0 | — | 0.31% | — | -34,681 | -100.0% | Q1 2026 | May 07, 2026 |
| Magnus Financial Group LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -20,707 | -100.0% | Q1 2026 | Apr 10, 2026 |
| MERIDIAN MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.13% | — | -16,507 | -100.0% | Q1 2026 | May 05, 2026 |
| KINTRA WEALTH, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -11,885 | -100.0% | Q1 2026 | May 15, 2026 |
| Worth Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -10,684 | -100.0% | Q1 2026 | Apr 17, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,288 | -100.0% | Q1 2026 | May 13, 2026 |
| Two West Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -7,231 | -100.0% | Q1 2026 | May 04, 2026 |
| Ausdal Financial Partners, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -6,499 | -100.0% | Q1 2026 | May 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,704 | -100.0% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,426 | -100.0% | Q1 2026 | Apr 30, 2026 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -573 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Park Place Capital Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -367 | -100.0% | Q1 2026 | Apr 09, 2026 |
| Cornerstone Planning Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -121 | -100.0% | Q1 2026 | May 06, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -70 | -100.0% | Q1 2026 | Apr 10, 2026 |
| Heritage Wealth Advisors | History | New | 31 | 0 | — | — | — | +31 | New | Q1 2026 | May 13, 2026 |
| RETIREMITTEN FINANCIAL LLC | History | New | 17 | 0 | — | — | — | +17 | New | Q1 2026 | May 14, 2026 |
| Medallion Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | Apr 24, 2026 |
| ASSETMARK, INC | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 26 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |